S2vNTM: Semi-supervised vMF Neural Topic Modeling. (arXiv:2307.04804v1 [cs.CL])

Authors: Weijie Xu, Jay Desai, Srinivasan Sengamedu, Xiaoyu Jiang, Francis Iannacci

Language model based methods are powerful techniques for text classification. However, the models have several shortcomings. (1) It is difficult to integrate human knowledge such as keywords. (2) It needs a lot of resources to train the models. (3) It relied on large text data to pretrain. In this paper, we propose Semi-Supervised vMF Neural Topic Modeling (S2vNTM) to overcome these difficulties. S2vNTM takes a few seed keywords as input for topics. S2vNTM leverages the pattern of keywords to identify potential topics, as well as optimize the quality of topics' keywords sets. Across a variety of datasets, S2vNTM outperforms existing semi-supervised topic modeling methods in classification accuracy with limited keywords provided. S2vNTM is at least twice as fast as baselines.

Amplifying Limitations, Harms and Risks of Large Language Models. (arXiv:2307.04821v1 [cs.CL])

Authors: Michael O'Neill, Mark Connor

We present this article as a small gesture in an attempt to counter what appears to be exponentially growing hype around Artificial Intelligence (AI) and its capabilities, and the distraction provided by the associated talk of science-fiction scenarios that might arise if AI should become sentient and super-intelligent. It may also help those outside of the field to become more informed about some of the limitations of AI technology. In the current context of popular discourse AI defaults to mean foundation and large language models (LLMs) such as those used to create ChatGPT. This in itself is a misrepresentation of the diversity, depth and volume of research, researchers, and technology that truly represents the field of AI. AI being a field of research that has existed in software artefacts since at least the 1950's. We set out to highlight a number of limitations of LLMs, and in so doing highlight that harms have already arisen and will continue to arise due to these limitations. Along the way we also highlight some of the associated risks for individuals and organisations in using this technology.

Dynamics of Temporal Difference Reinforcement Learning. (arXiv:2307.04841v1 [stat.ML])

Authors: Blake Bordelon, Paul Masset, Henry Kuo, Cengiz Pehlevan

Reinforcement learning has been successful across several applications in which agents have to learn to act in environments with sparse feedback. However, despite this empirical success there is still a lack of theoretical understanding of how the parameters of reinforcement learning models and the features used to represent states interact to control the dynamics of learning. In this work, we use concepts from statistical physics, to study the typical case learning curves for temporal difference learning of a value function with linear function approximators. Our theory is derived under a Gaussian equivalence hypothesis where averages over the random trajectories are replaced with temporally correlated Gaussian feature averages and we validate our assumptions on small scale Markov Decision Processes. We find that the stochastic semi-gradient noise due to subsampling the space of possible episodes leads to significant plateaus in the value error, unlike in traditional gradient descent dynamics. We study how learning dynamics and plateaus depend on feature structure, learning rate, discount factor, and reward function. We then analyze how strategies like learning rate annealing and reward shaping can favorably alter learning dynamics and plateaus. To conclude, our work introduces new tools to open a new direction towards developing a theory of learning dynamics in reinforcement learning.

SigOpt Mulch: An Intelligent System for AutoML of Gradient Boosted Trees. (arXiv:2307.04849v1 [cs.LG])

Authors: Aleksei Sorokin, Xinran Zhu, Eric Hans Lee, Bolong Cheng

Gradient boosted trees (GBTs) are ubiquitous models used by researchers, machine learning (ML) practitioners, and data scientists because of their robust performance, interpretable behavior, and ease-of-use. One critical challenge in training GBTs is the tuning of their hyperparameters. In practice, selecting these hyperparameters is often done manually. Recently, the ML community has advocated for tuning hyperparameters through black-box optimization and developed state-of-the-art systems to do so. However, applying such systems to tune GBTs suffers from two drawbacks. First, these systems are not \textit{model-aware}, rather they are designed to apply to a \textit{generic} model; this leaves significant optimization performance on the table. Second, using these systems requires \textit{domain knowledge} such as the choice of hyperparameter search space, which is an antithesis to the automatic experimentation that black-box optimization aims to provide. In this paper, we present SigOpt Mulch, a model-aware hyperparameter tuning system specifically designed for automated tuning of GBTs that provides two improvements over existing systems. First, Mulch leverages powerful techniques in metalearning and multifidelity optimization to perform model-aware hyperparameter optimization. Second, it automates the process of learning performant hyperparameters by making intelligent decisions about the optimization search space, thus reducing the need for user domain knowledge. These innovations allow Mulch to identify good GBT hyperparameters far more efficiently -- and in a more seamless and user-friendly way -- than existing black-box hyperparameter tuning systems.

SHAP@k:Efficient and Probably Approximately Correct (PAC) Identification of Top-k Features. (arXiv:2307.04850v1 [cs.LG])

Authors: Sanjay Kariyappa, Leonidas Tsepenekas, Freddy Lécué, Daniele Magazzeni

The SHAP framework provides a principled method to explain the predictions of a model by computing feature importance. Motivated by applications in finance, we introduce the Top-k Identification Problem (TkIP), where the objective is to identify the k features with the highest SHAP values. While any method to compute SHAP values with uncertainty estimates (such as KernelSHAP and SamplingSHAP) can be trivially adapted to solve TkIP, doing so is highly sample inefficient. The goal of our work is to improve the sample efficiency of existing methods in the context of solving TkIP. Our key insight is that TkIP can be framed as an Explore-m problem--a well-studied problem related to multi-armed bandits (MAB). This connection enables us to improve sample efficiency by leveraging two techniques from the MAB literature: (1) a better stopping-condition (to stop sampling) that identifies when PAC (Probably Approximately Correct) guarantees have been met and (2) a greedy sampling scheme that judiciously allocates samples between different features. By adopting these methods we develop KernelSHAP@k and SamplingSHAP@k to efficiently solve TkIP, offering an average improvement of $5\times$ in sample-efficiency and runtime across most common credit related datasets.

Automated Detection of Gait Events and Travel Distance Using Waist-worn Accelerometers Across a Typical Range of Walking and Running Speeds. (arXiv:2307.04866v1 [eess.SP])

Authors: Albara Ah Ramli, Xin Liu, Kelly Berndt, Chen-Nee Chuah, Erica Goude, Lynea B. Kaethler, Amanda Lopez, Alina Nicorici, Corey Owens, David Rodriguez, Jane Wang, Daniel Aranki, Craig M. McDonald, Erik K. Henricson

Background: Estimation of temporospatial clinical features of gait (CFs), such as step count and length, step duration, step frequency, gait speed and distance traveled is an important component of community-based mobility evaluation using wearable accelerometers. However, challenges arising from device complexity and availability, cost and analytical methodology have limited widespread application of such tools. Research Question: Can accelerometer data from commercially-available smartphones be used to extract gait CFs across a broad range of attainable gait velocities in children with Duchenne muscular dystrophy (DMD) and typically developing controls (TDs) using machine learning (ML)-based methods Methods: Fifteen children with DMD and 15 TDs underwent supervised clinical testing across a range of gait speeds using 10 or 25m run/walk (10MRW, 25MRW), 100m run/walk (100MRW), 6-minute walk (6MWT) and free-walk (FW) evaluations while wearing a mobile phone-based accelerometer at the waist near the body's center of mass. Gait CFs were extracted from the accelerometer data using a multi-step machine learning-based process and results were compared to ground-truth observation data. Results: Model predictions vs. observed values for step counts, distance traveled, and step length showed a strong correlation (Pearson's r = -0.9929 to 0.9986, p<0.0001). The estimates demonstrated a mean (SD) percentage error of 1.49% (7.04%) for step counts, 1.18% (9.91%) for distance traveled, and 0.37% (7.52%) for step length compared to ground truth observations for the combined 6MWT, 100MRW, and FW tasks. Significance: The study findings indicate that a single accelerometer placed near the body's center of mass can accurately measure CFs across different gait speeds in both TD and DMD peers, suggesting that there is potential for accurately measuring CFs in the community with consumer-level smartphones.

Fed-CPrompt: Contrastive Prompt for Rehearsal-Free Federated Continual Learning. (arXiv:2307.04869v1 [cs.LG])

Authors: Gaurav Bagwe, Xiaoyong Yuan, Miao Pan, Lan Zhang

Federated continual learning (FCL) learns incremental tasks over time from confidential datasets distributed across clients. This paper focuses on rehearsal-free FCL, which has severe forgetting issues when learning new tasks due to the lack of access to historical task data. To address this issue, we propose Fed-CPrompt based on prompt learning techniques to obtain task-specific prompts in a communication-efficient way. Fed-CPrompt introduces two key components, asynchronous prompt learning, and contrastive continual loss, to handle asynchronous task arrival and heterogeneous data distributions in FCL, respectively. Extensive experiments demonstrate the effectiveness of Fed-CPrompt in achieving SOTA rehearsal-free FCL performance.

Measuring and Mitigating Interference in Reinforcement Learning. (arXiv:2307.04887v1 [cs.LG])

Authors: Vincent Liu, Han Wang, Ruo Yu Tao, Khurram Javed, Adam White, Martha White

Catastrophic interference is common in many network-based learning systems, and many proposals exist for mitigating it. Before overcoming interference we must understand it better. In this work, we provide a definition and novel measure of interference for value-based reinforcement learning methods such as Fitted Q-Iteration and DQN. We systematically evaluate our measure of interference, showing that it correlates with instability in control performance, across a variety of network architectures. Our new interference measure allows us to ask novel scientific questions about commonly used deep learning architectures and study learning algorithms which mitigate interference. Lastly, we outline a class of algorithms which we call online-aware that are designed to mitigate interference, and show they do reduce interference according to our measure and that they improve stability and performance in several classic control environments.

Choosing Well Your Opponents: How to Guide the Synthesis of Programmatic Strategies. (arXiv:2307.04893v1 [cs.LG])

Authors: Rubens O. Moraes, David S. Aleixo, Lucas N. Ferreira, Levi H. S. Lelis

This paper introduces Local Learner (2L), an algorithm for providing a set of reference strategies to guide the search for programmatic strategies in two-player zero-sum games. Previous learning algorithms, such as Iterated Best Response (IBR), Fictitious Play (FP), and Double-Oracle (DO), can be computationally expensive or miss important information for guiding search algorithms. 2L actively selects a set of reference strategies to improve the search signal. We empirically demonstrate the advantages of our approach while guiding a local search algorithm for synthesizing strategies in three games, including MicroRTS, a challenging real-time strategy game. Results show that 2L learns reference strategies that provide a stronger search signal than IBR, FP, and DO. We also simulate a tournament of MicroRTS, where a synthesizer using 2L outperformed the winners of the two latest MicroRTS competitions, which were programmatic strategies written by human programmers.

Learning to Solve Constraint Satisfaction Problems with Recurrent Transformer. (arXiv:2307.04895v1 [cs.AI])

Authors: Zhun Yang, Adam Ishay, Joohyung Lee

Constraint satisfaction problems (CSPs) are about finding values of variables that satisfy the given constraints. We show that Transformer extended with recurrence is a viable approach to learning to solve CSPs in an end-to-end manner, having clear advantages over state-of-the-art methods such as Graph Neural Networks, SATNet, and some neuro-symbolic models. With the ability of Transformer to handle visual input, the proposed Recurrent Transformer can straightforwardly be applied to visual constraint reasoning problems while successfully addressing the symbol grounding problem. We also show how to leverage deductive knowledge of discrete constraints in the Transformer's inductive learning to achieve sample-efficient learning and semi-supervised learning for CSPs.

Reinforcement Learning with Non-Cumulative Objective. (arXiv:2307.04957v1 [cs.LG])

Authors: Wei Cui, Wei Yu

In reinforcement learning, the objective is almost always defined as a \emph{cumulative} function over the rewards along the process. However, there are many optimal control and reinforcement learning problems in various application fields, especially in communications and networking, where the objectives are not naturally expressed as summations of the rewards. In this paper, we recognize the prevalence of non-cumulative objectives in various problems, and propose a modification to existing algorithms for optimizing such objectives. Specifically, we dive into the fundamental building block for many optimal control and reinforcement learning algorithms: the Bellman optimality equation. To optimize a non-cumulative objective, we replace the original summation operation in the Bellman update rule with a generalized operation corresponding to the objective. Furthermore, we provide sufficient conditions on the form of the generalized operation as well as assumptions on the Markov decision process under which the globally optimal convergence of the generalized Bellman updates can be guaranteed. We demonstrate the idea experimentally with the bottleneck objective, i.e., the objectives determined by the minimum reward along the process, on classical optimal control and reinforcement learning tasks, as well as on two network routing problems on maximizing the flow rates.

Intrinsically motivated graph exploration using network theories of human curiosity. (arXiv:2307.04962v1 [cs.LG])

Authors: Shubhankar P. Patankar, Mathieu Ouellet, Juan Cervino, Alejandro Ribeiro, Kieran A. Murphy, Dani S. Bassett

Intrinsically motivated exploration has proven useful for reinforcement learning, even without additional extrinsic rewards. When the environment is naturally represented as a graph, how to guide exploration best remains an open question. In this work, we propose a novel approach for exploring graph-structured data motivated by two theories of human curiosity: the information gap theory and the compression progress theory. The theories view curiosity as an intrinsic motivation to optimize for topological features of subgraphs induced by the visited nodes in the environment. We use these proposed features as rewards for graph neural-network-based reinforcement learning. On multiple classes of synthetically generated graphs, we find that trained agents generalize to larger environments and to longer exploratory walks than are seen during training. Our method computes more efficiently than the greedy evaluation of the relevant topological properties. The proposed intrinsic motivations bear particular relevance for recommender systems. We demonstrate that curiosity-based recommendations are more predictive of human behavior than PageRank centrality for several real-world graph datasets, including MovieLens, Amazon Books, and Wikispeedia.

Secrets of RLHF in Large Language Models Part I: PPO. (arXiv:2307.04964v1 [cs.CL])

Authors: Rui Zheng, Shihan Dou, Songyang Gao, Wei Shen, Binghai Wang, Yan Liu, Senjie Jin, Qin Liu, Limao Xiong, Lu Chen, Zhiheng Xi, Yuhao Zhou, Nuo Xu, Wenbin Lai, Minghao Zhu, Rongxiang Weng, Wensen Cheng, Cheng Chang, Zhangyue Yin, Yuan Hua, Haoran Huang, Tianxiang Sun, Hang Yan, Tao Gui, Qi Zhang, Xipeng Qiu, Xuanjing Huang

Large language models (LLMs) have formulated a blueprint for the advancement of artificial general intelligence. Its primary objective is to function as a human-centric (helpful, honest, and harmless) assistant. Alignment with humans assumes paramount significance, and reinforcement learning with human feedback (RLHF) emerges as the pivotal technological paradigm underpinning this pursuit. Current technical routes usually include \textbf{reward models} to measure human preferences, \textbf{Proximal Policy Optimization} (PPO) to optimize policy model outputs, and \textbf{process supervision} to improve step-by-step reasoning capabilities. However, due to the challenges of reward design, environment interaction, and agent training, coupled with huge trial and error cost of large language models, there is a significant barrier for AI researchers to motivate the development of technical alignment and safe landing of LLMs. The stable training of RLHF has still been a puzzle. In the first report, we dissect the framework of RLHF, re-evaluate the inner workings of PPO, and explore how the parts comprising PPO algorithms impact policy agent training. We identify policy constraints being the key factor for the effective implementation of the PPO algorithm. Therefore, we explore the PPO-max, an advanced version of PPO algorithm, to efficiently improve the training stability of the policy model. Based on our main results, we perform a comprehensive analysis of RLHF abilities compared with SFT models and ChatGPT. The absence of open-source implementations has posed significant challenges to the investigation of LLMs alignment. Therefore, we are eager to release technical reports, reward models and PPO codes

Epidemic Modeling with Generative Agents. (arXiv:2307.04986v1 [cs.AI])

Authors: Ross Williams, Niyousha Hosseinichimeh, Aritra Majumdar, Navid Ghaffarzadegan

This study offers a new paradigm of individual-level modeling to address the grand challenge of incorporating human behavior in epidemic models. Using generative artificial intelligence in an agent-based epidemic model, each agent is empowered to make its own reasonings and decisions via connecting to a large language model such as ChatGPT. Through various simulation experiments, we present compelling evidence that generative agents mimic real-world behaviors such as quarantining when sick and self-isolation when cases rise. Collectively, the agents demonstrate patterns akin to multiple waves observed in recent pandemics followed by an endemic period. Moreover, the agents successfully flatten the epidemic curve. This study creates potential to improve dynamic system modeling by offering a way to represent human brain, reasoning, and decision making.

Monotone deep Boltzmann machines. (arXiv:2307.04990v1 [cs.LG])

Authors: Zhili Feng, Ezra Winston, J. Zico Kolter

Deep Boltzmann machines (DBMs), one of the first ``deep'' learning methods ever studied, are multi-layered probabilistic models governed by a pairwise energy function that describes the likelihood of all variables/nodes in the network. In practice, DBMs are often constrained, i.e., via the \emph{restricted} Boltzmann machine (RBM) architecture (which does not permit intra-layer connections), in order to allow for more efficient inference. In this work, we revisit the generic DBM approach, and ask the question: are there other possible restrictions to their design that would enable efficient (approximate) inference? In particular, we develop a new class of restricted model, the monotone DBM, which allows for arbitrary self-connection in each layer, but restricts the \emph{weights} in a manner that guarantees the existence and global uniqueness of a mean-field fixed point. To do this, we leverage tools from the recently-proposed monotone Deep Equilibrium model and show that a particular choice of activation results in a fixed-point iteration that gives a variational mean-field solution. While this approach is still largely conceptual, it is the first architecture that allows for efficient approximate inference in fully-general weight structures for DBMs. We apply this approach to simple deep convolutional Boltzmann architectures and demonstrate that it allows for tasks such as the joint completion and classification of images, within a single deep probabilistic setting, while avoiding the pitfalls of mean-field inference in traditional RBMs.

Empowering recommender systems using automatically generated Knowledge Graphs and Reinforcement Learning. (arXiv:2307.04996v1 [cs.IR])

Authors: Ghanshyam Verma, Shovon Sengupta, Simon Simanta, Huan Chen, Janos A. Perge, Devishree Pillai, John P. McCrae, Paul Buitelaar

Personalized recommendations have a growing importance in direct marketing, which motivates research to enhance customer experiences by knowledge graph (KG) applications. For example, in financial services, companies may benefit from providing relevant financial articles to their customers to cultivate relationships, foster client engagement and promote informed financial decisions. While several approaches center on KG-based recommender systems for improved content, in this study we focus on interpretable KG-based recommender systems for decision making.To this end, we present two knowledge graph-based approaches for personalized article recommendations for a set of customers of a large multinational financial services company. The first approach employs Reinforcement Learning and the second approach uses the XGBoost algorithm for recommending articles to the customers. Both approaches make use of a KG generated from both structured (tabular data) and unstructured data (a large body of text data).Using the Reinforcement Learning-based recommender system we could leverage the graph traversal path leading to the recommendation as a way to generate interpretations (Path Directed Reasoning (PDR)). In the XGBoost-based approach, one can also provide explainable results using post-hoc methods such as SHAP (SHapley Additive exPlanations) and ELI5 (Explain Like I am Five).Importantly, our approach offers explainable results, promoting better decision-making. This study underscores the potential of combining advanced machine learning techniques with KG-driven insights to bolster experience in customer relationship management.

Selective Sampling and Imitation Learning via Online Regression. (arXiv:2307.04998v1 [cs.LG])

Authors: Ayush Sekhari, Karthik Sridharan, Wen Sun, Runzhe Wu

We consider the problem of Imitation Learning (IL) by actively querying noisy expert for feedback. While imitation learning has been empirically successful, much of prior work assumes access to noiseless expert feedback which is not practical in many applications. In fact, when one only has access to noisy expert feedback, algorithms that rely on purely offline data (non-interactive IL) can be shown to need a prohibitively large number of samples to be successful. In contrast, in this work, we provide an interactive algorithm for IL that uses selective sampling to actively query the noisy expert for feedback. Our contributions are twofold: First, we provide a new selective sampling algorithm that works with general function classes and multiple actions, and obtains the best-known bounds for the regret and the number of queries. Next, we extend this analysis to the problem of IL with noisy expert feedback and provide a new IL algorithm that makes limited queries.

Our algorithm for selective sampling leverages function approximation, and relies on an online regression oracle w.r.t.~the given model class to predict actions, and to decide whether to query the expert for its label. On the theoretical side, the regret bound of our algorithm is upper bounded by the regret of the online regression oracle, while the query complexity additionally depends on the eluder dimension of the model class. We complement this with a lower bound that demonstrates that our results are tight. We extend our selective sampling algorithm for IL with general function approximation and provide bounds on both the regret and the number of queries made to the noisy expert. A key novelty here is that our regret and query complexity bounds only depend on the number of times the optimal policy (and not the noisy expert, or the learner) go to states that have a small margin.

Control as Probabilistic Inference as an Emergent Communication Mechanism in Multi-Agent Reinforcement Learning. (arXiv:2307.05004v1 [cs.AI])

Authors: Tomoaki Nakamura, Akira Taniguchi, Tadahiro Taniguchi

This paper proposes a generative probabilistic model integrating emergent communication and multi-agent reinforcement learning. The agents plan their actions by probabilistic inference, called control as inference, and communicate using messages that are latent variables and estimated based on the planned actions. Through these messages, each agent can send information about its actions and know information about the actions of another agent. Therefore, the agents change their actions according to the estimated messages to achieve cooperative tasks. This inference of messages can be considered as communication, and this procedure can be formulated by the Metropolis-Hasting naming game. Through experiments in the grid world environment, we show that the proposed PGM can infer meaningful messages to achieve the cooperative task.

Feature Activation Map: Visual Explanation of Deep Learning Models for Image Classification. (arXiv:2307.05017v1 [cs.CV])

Authors: Yi Liao, Yongsheng Gao, Weichuan Zhang

Decisions made by convolutional neural networks(CNN) can be understood and explained by visualizing discriminative regions on images. To this end, Class Activation Map (CAM) based methods were proposed as powerful interpretation tools, making the prediction of deep learning models more explainable, transparent, and trustworthy. However, all the CAM-based methods (e.g., CAM, Grad-CAM, and Relevance-CAM) can only be used for interpreting CNN models with fully-connected (FC) layers as a classifier. It is worth noting that many deep learning models classify images without FC layers, e.g., few-shot learning image classification, contrastive learning image classification, and image retrieval tasks. In this work, a post-hoc interpretation tool named feature activation map (FAM) is proposed, which can interpret deep learning models without FC layers as a classifier. In the proposed FAM algorithm, the channel-wise contribution weights are derived from the similarity scores between two image embeddings. The activation maps are linearly combined with the corresponding normalized contribution weights, forming the explanation map for visualization. The quantitative and qualitative experiments conducted on ten deep learning models for few-shot image classification, contrastive learning image classification and image retrieval tasks demonstrate the effectiveness of the proposed FAM algorithm.

Unleashing the Potential of Regularization Strategies in Learning with Noisy Labels. (arXiv:2307.05025v1 [cs.LG])

Authors: Hui Kang, Sheng Liu, Huaxi Huang, Jun Yu, Bo Han, Dadong Wang, Tongliang Liu

In recent years, research on learning with noisy labels has focused on devising novel algorithms that can achieve robustness to noisy training labels while generalizing to clean data. These algorithms often incorporate sophisticated techniques, such as noise modeling, label correction, and co-training. In this study, we demonstrate that a simple baseline using cross-entropy loss, combined with widely used regularization strategies like learning rate decay, model weights average, and data augmentations, can outperform state-of-the-art methods. Our findings suggest that employing a combination of regularization strategies can be more effective than intricate algorithms in tackling the challenges of learning with noisy labels. While some of these regularization strategies have been utilized in previous noisy label learning research, their full potential has not been thoroughly explored. Our results encourage a reevaluation of benchmarks for learning with noisy labels and prompt reconsideration of the role of specialized learning algorithms designed for training with noisy labels.

Neural-Symbolic Recommendation with Graph-Enhanced Information. (arXiv:2307.05036v1 [cs.AI])

Authors: Bang Chen, Wei Peng, Maonian Wu, Bo Zheng, Shaojun Zhu

The recommendation system is not only a problem of inductive statistics from data but also a cognitive task that requires reasoning ability. The most advanced graph neural networks have been widely used in recommendation systems because they can capture implicit structured information from graph-structured data. However, like most neural network algorithms, they only learn matching patterns from a perception perspective. Some researchers use user behavior for logic reasoning to achieve recommendation prediction from the perspective of cognitive reasoning, but this kind of reasoning is a local one and ignores implicit information on a global scale. In this work, we combine the advantages of graph neural networks and propositional logic operations to construct a neuro-symbolic recommendation model with both global implicit reasoning ability and local explicit logic reasoning ability. We first build an item-item graph based on the principle of adjacent interaction and use graph neural networks to capture implicit information in global data. Then we transform user behavior into propositional logic expressions to achieve recommendations from the perspective of cognitive reasoning. Extensive experiments on five public datasets show that our proposed model outperforms several state-of-the-art methods, source code is avaliable at [https://github.com/hanzo2020/GNNLR].

Epistemic Syllogistic: First Steps. (arXiv:2307.05043v1 [cs.AI])

Authors: Yipu Li (Peking University), Yanjing Wang (Peking University)

Aristotle's discussions on modal syllogistic have often been viewed as error-prone and have garnered significant attention in the literature due to historical and philosophical interests. However, from a contemporary standpoint, they also introduced natural fragments of first-order modal logic, warranting a comprehensive technical analysis. In this paper, drawing inspiration from the natural logic program, we propose and examine several variants of modal syllogistic within the epistemic context, thereby coining the term Epistemic Syllogistic. Specifically, we concentrate on the de re interpretation of epistemic syllogisms containing non-trivial yet natural expressions such as "all things known to be A are also known to be not B." We explore the epistemic apodeictic syllogistic and its extensions, which accommodate more complex terms. Our main contributions include several axiomatizations of these logics, with completeness proofs that may be of independent interest.

Towards Understanding In-Context Learning with Contrastive Demonstrations and Saliency Maps. (arXiv:2307.05052v1 [cs.CL])

Authors: Zongxia Li, Paiheng Xu, Fuxiao Liu, Hyemi Song

We investigate the role of various demonstration components in the in-context learning (ICL) performance of large language models (LLMs). Specifically, we explore the impacts of ground-truth labels, input distribution, and complementary explanations, particularly when these are altered or perturbed. We build on previous work, which offers mixed findings on how these elements influence ICL. To probe these questions, we employ explainable NLP (XNLP) methods and utilize saliency maps of contrastive demonstrations for both qualitative and quantitative analysis. Our findings reveal that flipping ground-truth labels significantly affects the saliency, though it's more noticeable in larger LLMs. Our analysis of the input distribution at a granular level reveals that changing sentiment-indicative terms in a sentiment analysis task to neutral ones does not have as substantial an impact as altering ground-truth labels. Finally, we find that the effectiveness of complementary explanations in boosting ICL performance is task-dependent, with limited benefits seen in sentiment analysis tasks compared to symbolic reasoning tasks. These insights are critical for understanding the functionality of LLMs and guiding the development of effective demonstrations, which is increasingly relevant in light of the growing use of LLMs in applications such as ChatGPT. Our research code is publicly available at https://github.com/paihengxu/XICL.

Strengthening Consistency Results in Modal Logic. (arXiv:2307.05053v1 [math.LO])

Authors: Samuel Allen Alexander (US Securities and Exchange Commission), Arthur Paul Pedersen (City University of New York)

A fundamental question asked in modal logic is whether a given theory is consistent. But consistent with what? A typical way to address this question identifies a choice of background knowledge axioms (say, S4, D, etc.) and then shows the assumptions codified by the theory in question to be consistent with those background axioms. But determining the specific choice and division of background axioms is, at least sometimes, little more than tradition. This paper introduces **generic theories** for propositional modal logic to address consistency results in a more robust way. As building blocks for background knowledge, generic theories provide a standard for categorical determinations of consistency. We argue that the results and methods of this paper help to elucidate problems in epistemology and enjoy sufficient scope and power to have purchase on problems bearing on modalities in judgement, inference, and decision making.

On Imperfect Recall in Multi-Agent Influence Diagrams. (arXiv:2307.05059v1 [cs.GT])

Authors: James Fox, Matt MacDermott, Lewis Hammond, Paul Harrenstein, Alessandro Abate, Michael Wooldridge

Multi-agent influence diagrams (MAIDs) are a popular game-theoretic model based on Bayesian networks. In some settings, MAIDs offer significant advantages over extensive-form game representations. Previous work on MAIDs has assumed that agents employ behavioural policies, which set independent conditional probability distributions over actions for each of their decisions. In settings with imperfect recall, however, a Nash equilibrium in behavioural policies may not exist. We overcome this by showing how to solve MAIDs with forgetful and absent-minded agents using mixed policies and two types of correlated equilibrium. We also analyse the computational complexity of key decision problems in MAIDs, and explore tractable cases. Finally, we describe applications of MAIDs to Markov games and team situations, where imperfect recall is often unavoidable.

System of Spheres-based Two Level Credibility-limited Revisions. (arXiv:2307.05062v1 [cs.LO])

Authors: Marco Garapa (University of Madeira), Eduardo Ferme (University of Madeira), Maurício D.L. Reis (University of Madeira)

Two level credibility-limited revision is a non-prioritized revision operation. When revising by a two level credibility-limited revision, two levels of credibility and one level of incredibility are considered. When revising by a sentence at the highest level of credibility, the operator behaves as a standard revision, if the sentence is at the second level of credibility, then the outcome of the revision process coincides with a standard contraction by the negation of that sentence. If the sentence is not credible, then the original belief set remains unchanged. In this paper, we propose a construction for two level credibility-limited revision operators based on Grove's systems of spheres and present an axiomatic characterization for these operators.

Tableaux for the Logic of Strategically Knowing How. (arXiv:2307.05066v1 [cs.LO])

Authors: Yanjun Li

The logic of goal-directed knowing-how extends the standard epistemic logic with an operator of knowing-how. The knowing-how operator is interpreted as that there exists a strategy such that the agent knows that the strategy can make sure that p. This paper presents a tableau procedure for the multi-agent version of the logic of strategically knowing-how and shows the soundness and completeness of this tableau procedure. This paper also shows that the satisfiability problem of the logic can be decided in PSPACE.

Exploiting Asymmetry in Logic Puzzles: Using ZDDs for Symbolic Model Checking Dynamic Epistemic Logic. (arXiv:2307.05067v1 [cs.LO])

Authors: Daniel Miedema (Bernoulli Institute, University of Groningen), Malvin Gattinger (ILLC, University of Amsterdam)

Binary decision diagrams (BDDs) are widely used to mitigate the state-explosion problem in model checking. A variation of BDDs are Zero-suppressed Decision Diagrams (ZDDs) which omit variables that must be false, instead of omitting variables that do not matter. We use ZDDs to symbolically encode Kripke models used in Dynamic Epistemic Logic, a framework to reason about knowledge and information dynamics in multi-agent systems. We compare the memory usage of different ZDD variants for three well-known examples from the literature: the Muddy Children, the Sum and Product puzzle and the Dining Cryptographers. Our implementation is based on the existing model checker SMCDEL and the CUDD library. Our results show that replacing BDDs with the right variant of ZDDs can significantly reduce memory usage. This suggests that ZDDs are a useful tool for model checking multi-agent systems.

A Theory of Bounded Inductive Rationality. (arXiv:2307.05068v1 [cs.AI])

Authors: Caspar Oesterheld (Carnegie Mellon University), Abram Demski (Machine Intelligence Research Institute), Vincent Conitzer (Carnegie Mellon University)

The dominant theories of rational choice assume logical omniscience. That is, they assume that when facing a decision problem, an agent can perform all relevant computations and determine the truth value of all relevant logical/mathematical claims. This assumption is unrealistic when, for example, we offer bets on remote digits of pi or when an agent faces a computationally intractable planning problem. Furthermore, the assumption of logical omniscience creates contradictions in cases where the environment can contain descriptions of the agent itself. Importantly, strategic interactions as studied in game theory are decision problems in which a rational agent is predicted by its environment (the other players). In this paper, we develop a theory of rational decision making that does not assume logical omniscience. We consider agents who repeatedly face decision problems (including ones like betting on digits of pi or games against other agents). The main contribution of this paper is to provide a sensible theory of rationality for such agents. Roughly, we require that a boundedly rational inductive agent tests each efficiently computable hypothesis infinitely often and follows those hypotheses that keep their promises of high rewards. We then prove that agents that are rational in this sense have other desirable properties. For example, they learn to value random and pseudo-random lotteries at their expected reward. Finally, we consider strategic interactions between different agents and prove a folk theorem for what strategies bounded rational inductive agents can converge to.

Cognitive Bias and Belief Revision. (arXiv:2307.05069v1 [cs.LO])

Authors: Panagiotis Papadamos (Technical University of Denmark), Nina Gierasimczuk (Technical University of Denmark)

In this paper we formalise three types of cognitive bias within the framework of belief revision: confirmation bias, framing bias, and anchoring bias. We interpret them generally, as restrictions on the process of iterated revision, and we apply them to three well-known belief revision methods: conditioning, lexicographic revision, and minimal revision. We investigate the reliability of biased belief revision methods in truth tracking. We also run computer simulations to assess the performance of biased belief revision in random scenarios.

Mining for Unknown Unknowns. (arXiv:2307.05071v1 [cs.AI])

Authors: Bernard Sinclair-Desgagné

Unknown unknowns are future relevant contingencies that lack an ex ante description. While there are numerous retrospective accounts showing that significant gains or losses might have been achieved or avoided had such contingencies been previously uncovered, getting hold of unknown unknowns still remains elusive, both in practice and conceptually. Using Formal Concept Analysis (FCA) - a subfield of lattice theory which is increasingly applied for mining and organizing data - this paper introduces a simple framework to systematically think out of the box and direct the search for unknown unknowns.

Aggregating Credences into Beliefs: Agenda Conditions for Impossibility Results. (arXiv:2307.05072v1 [cs.AI])

Authors: Minkyung Wang, Chisu Kim

Binarizing belief aggregation addresses how to rationally aggregate individual probabilistic beliefs into collective binary beliefs. Similar to the development of judgment aggregation theory, formulating axiomatic requirements, proving impossibility theorems, and identifying exact agenda conditions of impossibility theorems are natural and important research topics in binarizing belief aggregation. Building on our previous research on impossibility theorems, we use an agenda-theoretic approach to generalize the results and to determine the necessary and sufficient level of logical interconnection between the issues in an agenda for the impossibility theorems to arise. We demonstrate that (1) path-connectedness and even-negatability constitute the exact agenda condition for the oligarchy result stating that binarizing belief aggregation satisfying proposition-wise independence and deductive closure of collective beliefs yields the oligarchies under minor conditions; (2) negation-connectedness is the condition for the triviality result obtained by adding anonymity to the oligarchy result; and (3) blockedness is the condition for the impossibility result, which follows by adding completeness and consistency of collective beliefs. Moreover, we compare these novel findings with existing agenda-theoretic characterization theorems in judgment aggregation and belief binarization.

Retrieval-augmented GPT-3.5-based Text-to-SQL Framework with Sample-aware Prompting and Dynamic Revision Chain. (arXiv:2307.05074v1 [cs.IR])

Authors: Chunxi Guo, Zhiliang Tian, Jintao Tang, Shasha Li, Zhihua Wen, Kaixuan Wang, Ting Wang

Text-to-SQL aims at generating SQL queries for the given natural language questions and thus helping users to query databases. Prompt learning with large language models (LLMs) has emerged as a recent approach, which designs prompts to lead LLMs to understand the input question and generate the corresponding SQL. However, it faces challenges with strict SQL syntax requirements. Existing work prompts the LLMs with a list of demonstration examples (i.e. question-SQL pairs) to generate SQL, but the fixed prompts can hardly handle the scenario where the semantic gap between the retrieved demonstration and the input question is large. In this paper, we propose a retrieval-augmented prompting method for a LLM-based Text-to-SQL framework, involving sample-aware prompting and a dynamic revision chain. Our approach incorporates sample-aware demonstrations, which include the composition of SQL operators and fine-grained information related to the given question. To retrieve questions sharing similar intents with input questions, we propose two strategies for assisting retrieval. Firstly, we leverage LLMs to simplify the original questions, unifying the syntax and thereby clarifying the users' intentions. To generate executable and accurate SQLs without human intervention, we design a dynamic revision chain which iteratively adapts fine-grained feedback from the previously generated SQL. Experimental results on three Text-to-SQL benchmarks demonstrate the superiority of our method over strong baseline models.

Uni-Removal: A Semi-Supervised Framework for Simultaneously Addressing Multiple Degradations in Real-World Images. (arXiv:2307.05075v1 [cs.CV])

Authors: Yongheng Zhang, Danfeng Yan, Yuanqiang Cai

Removing multiple degradations, such as haze, rain, and blur, from real-world images poses a challenging and illposed problem. Recently, unified models that can handle different degradations have been proposed and yield promising results. However, these approaches focus on synthetic images and experience a significant performance drop when applied to realworld images. In this paper, we introduce Uni-Removal, a twostage semi-supervised framework for addressing the removal of multiple degradations in real-world images using a unified model and parameters. In the knowledge transfer stage, Uni-Removal leverages a supervised multi-teacher and student architecture in the knowledge transfer stage to facilitate learning from pretrained teacher networks specialized in different degradation types. A multi-grained contrastive loss is introduced to enhance learning from feature and image spaces. In the domain adaptation stage, unsupervised fine-tuning is performed by incorporating an adversarial discriminator on real-world images. The integration of an extended multi-grained contrastive loss and generative adversarial loss enables the adaptation of the student network from synthetic to real-world domains. Extensive experiments on real-world degraded datasets demonstrate the effectiveness of our proposed method. We compare our Uni-Removal framework with state-of-the-art supervised and unsupervised methods, showcasing its promising results in real-world image dehazing, deraining, and deblurring simultaneously.

OntoChatGPT Information System: Ontology-Driven Structured Prompts for ChatGPT Meta-Learning. (arXiv:2307.05082v1 [cs.AI])

Authors: Oleksandr Palagin, Vladislav Kaverinskiy, Anna Litvin, Kyrylo Malakhov

This research presents a comprehensive methodology for utilizing an ontology-driven structured prompts system in interplay with ChatGPT, a widely used large language model (LLM). The study develops formal models, both information and functional, and establishes the methodological foundations for integrating ontology-driven prompts with ChatGPT's meta-learning capabilities. The resulting productive triad comprises the methodological foundations, advanced information technology, and the OntoChatGPT system, which collectively enhance the effectiveness and performance of chatbot systems. The implementation of this technology is demonstrated using the Ukrainian language within the domain of rehabilitation. By applying the proposed methodology, the OntoChatGPT system effectively extracts entities from contexts, classifies them, and generates relevant responses. The study highlights the versatility of the methodology, emphasizing its applicability not only to ChatGPT but also to other chatbot systems based on LLMs, such as Google's Bard utilizing the PaLM 2 LLM. The underlying principles of meta-learning, structured prompts, and ontology-driven information retrieval form the core of the proposed methodology, enabling their adaptation and utilization in various LLM-based systems. This versatile approach opens up new possibilities for NLP and dialogue systems, empowering developers to enhance the performance and functionality of chatbot systems across different domains and languages.

ATWM: Defense against adversarial malware based on adversarial training. (arXiv:2307.05095v1 [cs.CR])

Authors: Kun Li, Fan Zhang, Wei Guo

Deep learning technology has made great achievements in the field of image. In order to defend against malware attacks, researchers have proposed many Windows malware detection models based on deep learning. However, deep learning models are vulnerable to adversarial example attacks. Malware can generate adversarial malware with the same malicious function to attack the malware detection model and evade detection of the model. Currently, many adversarial defense studies have been proposed, but existing adversarial defense studies are based on image sample and cannot be directly applied to malware sample. Therefore, this paper proposes an adversarial malware defense method based on adversarial training. This method uses preprocessing to defend simple adversarial examples to reduce the difficulty of adversarial training. Moreover, this method improves the adversarial defense capability of the model through adversarial training. We experimented with three attack methods in two sets of datasets, and the results show that the method in this paper can improve the adversarial defense capability of the model without reducing the accuracy of the model.

A Deep Dive into Perturbations as Evaluation Technique for Time Series XAI. (arXiv:2307.05104v1 [cs.LG])

Authors: Udo Schlegel, Daniel A. Keim

Explainable Artificial Intelligence (XAI) has gained significant attention recently as the demand for transparency and interpretability of machine learning models has increased. In particular, XAI for time series data has become increasingly important in finance, healthcare, and climate science. However, evaluating the quality of explanations, such as attributions provided by XAI techniques, remains challenging. This paper provides an in-depth analysis of using perturbations to evaluate attributions extracted from time series models. A perturbation analysis involves systematically modifying the input data and evaluating the impact on the attributions generated by the XAI method. We apply this approach to several state-of-the-art XAI techniques and evaluate their performance on three time series classification datasets. Our results demonstrate that the perturbation analysis approach can effectively evaluate the quality of attributions and provide insights into the strengths and limitations of XAI techniques. Such an approach can guide the selection of XAI methods for time series data, e.g., focusing on return time rather than precision, and facilitate the development of more reliable and interpretable machine learning models for time series analysis.

TIAM -- A Metric for Evaluating Alignment in Text-to-Image Generation. (arXiv:2307.05134v1 [cs.CV])

Authors: Paul Grimal, Hervé Le Borgne, Olivier Ferret, Julien Tourille

The progress in the generation of synthetic images has made it crucial to assess their quality. While several metrics have been proposed to assess the rendering of images, it is crucial for Text-to-Image (T2I) models, which generate images based on a prompt, to consider additional aspects such as to which extent the generated image matches the important content of the prompt. Moreover, although the generated images usually result from a random starting point, the influence of this one is generally not considered. In this article, we propose a new metric based on prompt templates to study the alignment between the content specified in the prompt and the corresponding generated images. It allows us to better characterize the alignment in terms of the type of the specified objects, their number, and their color. We conducted a study on several recent T2I models about various aspects. An additional interesting result we obtained with our approach is that image quality can vary drastically depending on the latent noise used as a seed for the images. We also quantify the influence of the number of concepts in the prompt, their order as well as their (color) attributes. Finally, our method allows us to identify some latent seeds that produce better images than others, opening novel directions of research on this understudied topic.

A Modal Logic for Explaining some Graph Neural Networks. (arXiv:2307.05150v1 [cs.AI])

Authors: Pierre Nunn, François Schwarzentruber

In this paper, we propose a modal logic in which counting modalities appear in linear inequalities. We show that each formula can be transformed into an equivalent graph neural network (GNN). We also show that each GNN can be transformed into a formula. We show that the satisfiability problem is decidable. We also discuss some variants that are in PSPACE.

Stable Normative Explanations: From Argumentation to Deontic Logic. (arXiv:2307.05156v1 [cs.AI])

Authors: Cecilia Di Florio, Guido Governatori, Antonino Rotolo, Giovanni Sartor

This paper examines how a notion of stable explanation developed elsewhere in Defeasible Logic can be expressed in the context of formal argumentation. With this done, we discuss the deontic meaning of this reconstruction and show how to build from argumentation neighborhood structures for deontic logic where this notion of explanation can be characterised. Some direct complexity results are offered.

On the Effectiveness of Speech Self-supervised Learning for Music. (arXiv:2307.05161v1 [cs.SD])

Authors: Yinghao Ma, Ruibin Yuan, Yizhi Li, Ge Zhang, Xingran Chen, Hanzhi Yin, Chenghua Lin, Emmanouil Benetos, Anton Ragni, Norbert Gyenge, Ruibo Liu, Gus Xia, Roger Dannenberg, Yike Guo, Jie Fu

Self-supervised learning (SSL) has shown promising results in various speech and natural language processing applications. However, its efficacy in music information retrieval (MIR) still remains largely unexplored. While previous SSL models pre-trained on music recordings may have been mostly closed-sourced, recent speech models such as wav2vec2.0 have shown promise in music modelling. Nevertheless, research exploring the effectiveness of applying speech SSL models to music recordings has been limited. We explore the music adaption of SSL with two distinctive speech-related models, data2vec1.0 and Hubert, and refer to them as music2vec and musicHuBERT, respectively. We train $12$ SSL models with 95M parameters under various pre-training configurations and systematically evaluate the MIR task performances with 13 different MIR tasks. Our findings suggest that training with music data can generally improve performance on MIR tasks, even when models are trained using paradigms designed for speech. However, we identify the limitations of such existing speech-oriented designs, especially in modelling polyphonic information. Based on the experimental results, empirical suggestions are also given for designing future musical SSL strategies and paradigms.

SuryaKiran at MEDIQA-Sum 2023: Leveraging LoRA for Clinical Dialogue Summarization. (arXiv:2307.05162v1 [cs.CL])

Authors: Kunal Suri, Prakhar Mishra, Saumajit Saha, Atul Singh

Finetuning Large Language Models helps improve the results for domain-specific use cases. End-to-end finetuning of large language models is time and resource intensive and has high storage requirements to store the finetuned version of the large language model. Parameter Efficient Fine Tuning (PEFT) methods address the time and resource challenges by keeping the large language model as a fixed base and add additional layers, which the PEFT methods finetune. This paper demonstrates the evaluation results for one such PEFT method Low Rank Adaptation (LoRA), for Clinical Dialogue Summarization. The evaluation results show that LoRA works at par with end-to-end finetuning for a large language model. The paper presents the evaluations done for solving both the Subtask A and B from ImageCLEFmedical {https://www.imageclef.org/2023/medical}

Neural Quantile Optimization for Edge-Cloud Computing. (arXiv:2307.05170v1 [cs.NI])

Authors: Bin Du, He Zhang, Xiangle Cheng, Lei Zhang

We seek the best traffic allocation scheme for the edge-cloud computing network that satisfies constraints and minimizes the cost based on burstable billing. First, for a fixed network topology, we formulate a family of integer programming problems with random parameters describing the various traffic demands. Then, to overcome the difficulty caused by the discrete feature of the problem, we generalize the Gumbel-softmax reparameterization method to induce an unconstrained continuous optimization problem as a regularized continuation of the discrete problem. Finally, we introduce the Gumbel-softmax sampling network to solve the optimization problems via unsupervised learning. The network structure reflects the edge-cloud computing topology and is trained to minimize the expectation of the cost function for unconstrained continuous optimization problems. The trained network works as an efficient traffic allocation scheme sampler, remarkably outperforming the random strategy in feasibility and cost function value. Besides testing the quality of the output allocation scheme, we examine the generalization property of the network by increasing the time steps and the number of users. We also feed the solution to existing integer optimization solvers as initial conditions and verify the warm-starts can accelerate the short-time iteration process. The framework is general with solid performance, and the decoupled feature of the random neural networks is adequate for practical implementations.

Enriching Verbal Feedback from Usability Testing: Automatic Linking of Thinking-Aloud Recordings and Stimulus using Eye Tracking and Mouse Data. (arXiv:2307.05171v1 [cs.HC])

Authors: Supriya Murali, Tina Walber, Christoph Schaefer, Sezen Lim

The think aloud method is an important and commonly used tool for usability optimization. However, analyzing think aloud data could be time consuming. In this paper, we put forth an automatic analysis of verbal protocols and test the link between spoken feedback and the stimulus using eye tracking and mouse tracking. The gained data - user feedback linked to a specific area of the stimulus - could be used to let an expert review the feedback on specific web page elements or to visualize on which parts of the web page the feedback was given. Specifically, we test if participants fixate on or point with the mouse to the content of the webpage that they are verbalizing. During the testing, participants were shown three websites and asked to verbally give their opinion. The verbal responses, along with the eye and cursor movements were recorded. We compared the hit rate, defined as the percentage of verbally mentioned areas of interest (AOIs) that were fixated with gaze or pointed to with the mouse. The results revealed a significantly higher hit rate for the gaze compared to the mouse data. Further investigation revealed that, while the mouse was mostly used passively to scroll, the gaze was often directed towards relevant AOIs, thus establishing a strong association between spoken words and stimuli. Therefore, eye tracking data possibly provides more detailed information and more valuable insights about the verbalizations compared to the mouse data.

Co-Attention Gated Vision-Language Embedding for Visual Question Localized-Answering in Robotic Surgery. (arXiv:2307.05182v1 [cs.CV])

Authors: Long Bai, Mobarakol Islam, Hongliang Ren

Medical students and junior surgeons often rely on senior surgeons and specialists to answer their questions when learning surgery. However, experts are often busy with clinical and academic work, and have little time to give guidance. Meanwhile, existing deep learning (DL)-based surgical Visual Question Answering (VQA) systems can only provide simple answers without the location of the answers. In addition, vision-language (ViL) embedding is still a less explored research in these kinds of tasks. Therefore, a surgical Visual Question Localized-Answering (VQLA) system would be helpful for medical students and junior surgeons to learn and understand from recorded surgical videos. We propose an end-to-end Transformer with Co-Attention gaTed Vision-Language (CAT-ViL) for VQLA in surgical scenarios, which does not require feature extraction through detection models. The CAT-ViL embedding module is designed to fuse heterogeneous features from visual and textual sources. The fused embedding will feed a standard Data-Efficient Image Transformer (DeiT) module, before the parallel classifier and detector for joint prediction. We conduct the experimental validation on public surgical videos from MICCAI EndoVis Challenge 2017 and 2018. The experimental results highlight the superior performance and robustness of our proposed model compared to the state-of-the-art approaches. Ablation studies further prove the outstanding performance of all the proposed components. The proposed method provides a promising solution for surgical scene understanding, and opens up a primary step in the Artificial Intelligence (AI)-based VQLA system for surgical training. Our code is publicly available.

Differentially Private Statistical Inference through $\beta$-Divergence One Posterior Sampling. (arXiv:2307.05194v1 [stat.ML])

Authors: Jack Jewson, Sahra Ghalebikesabi, Chris Holmes

Differential privacy guarantees allow the results of a statistical analysis involving sensitive data to be released without compromising the privacy of any individual taking part. Achieving such guarantees generally requires the injection of noise, either directly into parameter estimates or into the estimation process. Instead of artificially introducing perturbations, sampling from Bayesian posterior distributions has been shown to be a special case of the exponential mechanism, producing consistent, and efficient private estimates without altering the data generative process. The application of current approaches has, however, been limited by their strong bounding assumptions which do not hold for basic models, such as simple linear regressors. To ameliorate this, we propose $\beta$D-Bayes, a posterior sampling scheme from a generalised posterior targeting the minimisation of the $\beta$-divergence between the model and the data generating process. This provides private estimation that is generally applicable without requiring changes to the underlying model and consistently learns the data generating parameter. We show that $\beta$D-Bayes produces more precise inference estimation for the same privacy guarantees, and further facilitates differentially private estimation via posterior sampling for complex classifiers and continuous regression models such as neural networks for the first time.

Contextual Pre-Planning on Reward Machine Abstractions for Enhanced Transfer in Deep Reinforcement Learning. (arXiv:2307.05209v1 [cs.AI])

Authors: Guy Azran, Mohamad H. Danesh, Stefano V. Albrecht, Sarah Keren

Recent studies show that deep reinforcement learning (DRL) agents tend to overfit to the task on which they were trained and fail to adapt to minor environment changes. To expedite learning when transferring to unseen tasks, we propose a novel approach to representing the current task using reward machines (RM), state machine abstractions that induce subtasks based on the current task's rewards and dynamics. Our method provides agents with symbolic representations of optimal transitions from their current abstract state and rewards them for achieving these transitions. These representations are shared across tasks, allowing agents to exploit knowledge of previously encountered symbols and transitions, thus enhancing transfer. Our empirical evaluation shows that our representations improve sample efficiency and few-shot transfer in a variety of domains.

Score Function Gradient Estimation to Widen the Applicability of Decision-Focused Learning. (arXiv:2307.05213v1 [cs.LG])

Authors: Mattia Silvestri, Senne Berden, Jayanta Mandi, Ali İrfan Mahmutoğulları, Maxime Mulamba, Allegra De Filippo, Tias Guns, Michele Lombardi

Many real-world optimization problems contain unknown parameters that must be predicted prior to solving. To train the predictive machine learning (ML) models involved, the commonly adopted approach focuses on maximizing predictive accuracy. However, this approach does not always lead to the minimization of the downstream task loss. Decision-focused learning (DFL) is a recently proposed paradigm whose goal is to train the ML model by directly minimizing the task loss. However, state-of-the-art DFL methods are limited by the assumptions they make about the structure of the optimization problem (e.g., that the problem is linear) and by the fact that can only predict parameters that appear in the objective function. In this work, we address these limitations by instead predicting \textit{distributions} over parameters and adopting score function gradient estimation (SFGE) to compute decision-focused updates to the predictive model, thereby widening the applicability of DFL. Our experiments show that by using SFGE we can: (1) deal with predictions that occur both in the objective function and in the constraints; and (2) effectively tackle two-stage stochastic optimization problems.

Towards exploring adversarial learning for anomaly detection in complex driving scenes. (arXiv:2307.05256v1 [cs.CV])

Authors: Nour Habib, Yunsu Cho, Abhishek Buragohain, Andreas Rausch

One of the many Autonomous Systems (ASs), such as autonomous driving cars, performs various safety-critical functions. Many of these autonomous systems take advantage of Artificial Intelligence (AI) techniques to perceive their environment. But these perceiving components could not be formally verified, since, the accuracy of such AI-based components has a high dependency on the quality of training data. So Machine learning (ML) based anomaly detection, a technique to identify data that does not belong to the training data could be used as a safety measuring indicator during the development and operational time of such AI-based components. Adversarial learning, a sub-field of machine learning has proven its ability to detect anomalies in images and videos with impressive results on simple data sets. Therefore, in this work, we investigate and provide insight into the performance of such techniques on a highly complex driving scenes dataset called Berkeley DeepDrive.

Integrated Planning in Hospitals: A Review. (arXiv:2307.05258v1 [cs.AI])

Authors: Sebastian Rachuba, Melanie Reuter-Oppermann, Clemens Thielen

Efficient planning of scarce resources in hospitals is a challenging task for which a large variety of Operations Research and Management Science approaches have been developed since the 1950s. While efficient planning of single resources such as operating rooms, beds, or specific types of staff can already lead to enormous efficiency gains, integrated planning of several resources has been shown to hold even greater potential, and a large number of integrated planning approaches have been presented in the literature over the past decades.

This paper provides the first literature review that focuses specifically on the Operations Research and Management Science literature related to integrated planning of different resources in hospitals. We collect the relevant literature and analyze it regarding different aspects such as uncertainty modeling and the use of real-life data. Several cross comparisons reveal interesting insights concerning, e.g., relations between the modeling and solution methods used and the practical implementation of the approaches developed. Moreover, we provide a high-level taxonomy for classifying different resource-focused integration approaches and point out gaps in the literature as well as promising directions for future research.

U-CREAT: Unsupervised Case Retrieval using Events extrAcTion. (arXiv:2307.05260v1 [cs.IR])

Authors: Abhinav Joshi, Akshat Sharma, Sai Kiran Tanikella, Ashutosh Modi

The task of Prior Case Retrieval (PCR) in the legal domain is about automatically citing relevant (based on facts and precedence) prior legal cases in a given query case. To further promote research in PCR, in this paper, we propose a new large benchmark (in English) for the PCR task: IL-PCR (Indian Legal Prior Case Retrieval) corpus. Given the complex nature of case relevance and the long size of legal documents, BM25 remains a strong baseline for ranking the cited prior documents. In this work, we explore the role of events in legal case retrieval and propose an unsupervised retrieval method-based pipeline U-CREAT (Unsupervised Case Retrieval using Events Extraction). We find that the proposed unsupervised retrieval method significantly increases performance compared to BM25 and makes retrieval faster by a considerable margin, making it applicable to real-time case retrieval systems. Our proposed system is generic, we show that it generalizes across two different legal systems (Indian and Canadian), and it shows state-of-the-art performance on the benchmarks for both the legal systems (IL-PCR and COLIEE corpora).

On the Need for a Language Describing Distribution Shifts: Illustrations on Tabular Datasets. (arXiv:2307.05284v1 [cs.LG])

Authors: Jiashuo Liu, Tianyu Wang, Peng Cui, Hongseok Namkoong

Different distribution shifts require different algorithmic and operational interventions. Methodological research must be grounded by the specific shifts they address. Although nascent benchmarks provide a promising empirical foundation, they implicitly focus on covariate shifts, and the validity of empirical findings depends on the type of shift, e.g., previous observations on algorithmic performance can fail to be valid when the $Y|X$ distribution changes. We conduct a thorough investigation of natural shifts in 5 tabular datasets over 86,000 model configurations, and find that $Y|X$-shifts are most prevalent. To encourage researchers to develop a refined language for distribution shifts, we build WhyShift, an empirical testbed of curated real-world shifts where we characterize the type of shift we benchmark performance over. Since $Y|X$-shifts are prevalent in tabular settings, we identify covariate regions that suffer the biggest $Y|X$-shifts and discuss implications for algorithmic and data-based interventions. Our testbed highlights the importance of future research that builds an understanding of how distributions differ.

Unleashing Cognitive Synergy in Large Language Models: A Task-Solving Agent through Multi-Persona Self-Collaboration. (arXiv:2307.05300v1 [cs.AI])

Authors: Zhenhailong Wang, Shaoguang Mao, Wenshan Wu, Tao Ge, Furu Wei, Heng Ji

Human intelligence thrives on the concept of cognitive synergy, where collaboration and information integration among different cognitive processes yield superior outcomes compared to individual cognitive processes in isolation. Although Large Language Models (LLMs) have demonstrated promising performance as general task-solving agents, they still struggle with tasks that require intensive domain knowledge and complex reasoning. In this work, we propose Solo Performance Prompting (SPP), which transforms a single LLM into a cognitive synergist by engaging in multi-turn self-collaboration with multiple personas. A cognitive synergist refers to an intelligent agent that collaborates with multiple minds, combining their individual strengths and knowledge, to enhance problem-solving and overall performance in complex tasks. By dynamically identifying and simulating different personas based on task inputs, SPP unleashes the potential of cognitive synergy in LLMs. We have discovered that assigning multiple, fine-grained personas in LLMs elicits better problem-solving abilities compared to using a single or fixed number of personas. We evaluate SPP on three challenging tasks: Trivia Creative Writing, Codenames Collaborative, and Logic Grid Puzzle, encompassing both knowledge-intensive and reasoning-intensive types. Unlike previous works, such as Chain-of-Thought, that solely enhance the reasoning abilities in LLMs, SPP effectively elicits internal knowledge acquisition abilities, reduces hallucination, and maintains strong reasoning capabilities. Code, data, and prompts can be found at: https://github.com/MikeWangWZHL/Solo-Performance-Prompting.git.

Masked Vision and Language Pre-training with Unimodal and Multimodal Contrastive Losses for Medical Visual Question Answering. (arXiv:2307.05314v1 [cs.CV])

Authors: Pengfei Li, Gang Liu, Jinlong He, Zixu Zhao, Shenjun Zhong

Medical visual question answering (VQA) is a challenging task that requires answering clinical questions of a given medical image, by taking consider of both visual and language information. However, due to the small scale of training data for medical VQA, pre-training fine-tuning paradigms have been a commonly used solution to improve model generalization performance. In this paper, we present a novel self-supervised approach that learns unimodal and multimodal feature representations of input images and text using medical image caption datasets, by leveraging both unimodal and multimodal contrastive losses, along with masked language modeling and image text matching as pretraining objectives. The pre-trained model is then transferred to downstream medical VQA tasks. The proposed approach achieves state-of-the-art (SOTA) performance on three publicly available medical VQA datasets with significant accuracy improvements of 2.2%, 14.7%, and 1.7% respectively. Besides, we conduct a comprehensive analysis to validate the effectiveness of different components of the approach and study different pre-training settings. Our codes and models are available at https://github.com/pengfeiliHEU/MUMC.

Automatic Generation of Semantic Parts for Face Image Synthesis. (arXiv:2307.05317v1 [cs.CV])

Authors: Tomaso Fontanini, Claudio Ferrari, Massimo Bertozzi, Andrea Prati

Semantic image synthesis (SIS) refers to the problem of generating realistic imagery given a semantic segmentation mask that defines the spatial layout of object classes. Most of the approaches in the literature, other than the quality of the generated images, put effort in finding solutions to increase the generation diversity in terms of style i.e. texture. However, they all neglect a different feature, which is the possibility of manipulating the layout provided by the mask. Currently, the only way to do so is manually by means of graphical users interfaces. In this paper, we describe a network architecture to address the problem of automatically manipulating or generating the shape of object classes in semantic segmentation masks, with specific focus on human faces. Our proposed model allows embedding the mask class-wise into a latent space where each class embedding can be independently edited. Then, a bi-directional LSTM block and a convolutional decoder output a new, locally manipulated mask. We report quantitative and qualitative results on the CelebMask-HQ dataset, which show our model can both faithfully reconstruct and modify a segmentation mask at the class level. Also, we show our model can be put before a SIS generator, opening the way to a fully automatic generation control of both shape and texture. Code available at https://github.com/TFonta/Semantic-VAE.

ProgGP: From GuitarPro Tablature Neural Generation To Progressive Metal Production. (arXiv:2307.05328v1 [cs.SD])

Authors: Jackson Loth, Pedro Sarmento, CJ Carr, Zack Zukowski, Mathieu Barthet

Recent work in the field of symbolic music generation has shown value in using a tokenization based on the GuitarPro format, a symbolic representation supporting guitar expressive attributes, as an input and output representation. We extend this work by fine-tuning a pre-trained Transformer model on ProgGP, a custom dataset of 173 progressive metal songs, for the purposes of creating compositions from that genre through a human-AI partnership. Our model is able to generate multiple guitar, bass guitar, drums, piano and orchestral parts. We examine the validity of the generated music using a mixed methods approach by combining quantitative analyses following a computational musicology paradigm and qualitative analyses following a practice-based research paradigm. Finally, we demonstrate the value of the model by using it as a tool to create a progressive metal song, fully produced and mixed by a human metal producer based on AI-generated music.

The Value of Chess Squares. (arXiv:2307.05330v1 [cs.AI])

Authors: Aditya Gupta, Shiva Maharaj, Nicholas Polson, Vadim Sokolov

Valuing chess squares and determining the placement of pieces on the board are the main objectives of our study. With the emergence of chess AI, it has become possible to accurately assess the worth of positions in a game of chess. The conventional approach assigns fixed values to pieces $(\symking=\infty, \symqueen=9, \symrook=5, \symbishop=3, \symknight=3, \sympawn=1)$. We enhance this analysis by introducing marginal valuations for both pieces and squares. We demonstrate our method by examining the positioning of Knights and Bishops, and also provide valuable insights into the valuation of pawns. Notably, Nimzowitsch was among the pioneers in advocating for the significance of Pawn structure and valuation. Finally, we conclude by suggesting potential avenues for future research.

Unbiased Pain Assessment through Wearables and EHR Data: Multi-attribute Fairness Loss-based CNN Approach. (arXiv:2307.05333v1 [eess.SP])

Authors: Sharmin Sultana, Md Mahmudur Rahman, Atqiya Munawara Mahi, Shao-Hsien Liu, Mohammad Arif Ul Alam

The combination of diverse health data (IoT, EHR, and clinical surveys) and scalable-adaptable Artificial Intelligence (AI), has enabled the discovery of physical, behavioral, and psycho-social indicators of pain status. Despite the hype and promise to fundamentally alter the healthcare system with technological advancements, much AI adoption in clinical pain evaluation has been hampered by the heterogeneity of the problem itself and other challenges, such as personalization and fairness. Studies have revealed that many AI (i.e., machine learning or deep learning) models display biases and discriminate against specific population segments (such as those based on gender or ethnicity), which breeds skepticism among medical professionals about AI adaptability. In this paper, we propose a Multi-attribute Fairness Loss (MAFL) based CNN model that aims to account for any sensitive attributes included in the data and fairly predict patients' pain status while attempting to minimize the discrepancies between privileged and unprivileged groups. In order to determine whether the trade-off between accuracy and fairness can be satisfied, we compare the proposed model with well-known existing mitigation procedures, and studies reveal that the implemented model performs favorably in contrast to state-of-the-art methods. Utilizing NIH All-Of-US data, where a cohort of 868 distinct individuals with wearables and EHR data gathered over 1500 days has been taken into consideration to analyze our suggested fair pain assessment system.

Over-the-Air Computation in OFDM Systems with Imperfect Channel State Information. (arXiv:2307.05357v1 [eess.SP])

Authors: Yilong Chen, Huijun Xing, Jie Xu, Lexi Xu, Shuguang Cui

This paper studies the over-the-air computation (AirComp) in an orthogonal frequency division multiplexing (OFDM) system with imperfect channel state information (CSI), in which multiple single-antenna wireless devices (WDs) simultaneously send uncoded signals to a multi-antenna access point (AP) for distributed functional computation over multiple subcarriers. In particular, we consider two scenarios with best-effort and error-constrained computation tasks, with the objectives of minimizing the average computation mean squared error (MSE) and the computation outage probability over the multiple subcarriers, respectively. Towards this end, we jointly optimize the transmit coefficients at the WDs and the receive beamforming vectors at the AP over subcarriers, subject to the maximum transmit power constraints at individual WDs. First, for the special case with a single receive antenna at the AP, we propose the semi-closed-form globally optimal solutions to the two problems using the Lagrange-duality method. It is shown that at each subcarrier, the WDs' optimized power control policy for average MSE minimization follows a regularized channel inversion structure, while that for computation outage probability minimization follows an on-off regularized channel inversion, with the regularization dependent on the transmit power budget and channel estimation error. Next, for the general case with multiple receive antennas at the AP, we present efficient algorithms based on alternating optimization and convex optimization to find converged solutions to both problems.

Combating Data Imbalances in Federated Semi-supervised Learning with Dual Regulators. (arXiv:2307.05358v1 [cs.LG])

Authors: Sikai Bai, Shuaicheng Li, Weiming Zhuang, Kunlin Yang, Jun Hou, Shuai Yi, Shuai Zhang, Junyu Gao, Jie Zhang, Song Guo

Federated learning has become a popular method to learn from decentralized heterogeneous data. Federated semi-supervised learning (FSSL) emerges to train models from a small fraction of labeled data due to label scarcity on decentralized clients. Existing FSSL methods assume independent and identically distributed (IID) labeled data across clients and consistent class distribution between labeled and unlabeled data within a client. This work studies a more practical and challenging scenario of FSSL, where data distribution is different not only across clients but also within a client between labeled and unlabeled data. To address this challenge, we propose a novel FSSL framework with dual regulators, FedDure.} FedDure lifts the previous assumption with a coarse-grained regulator (C-reg) and a fine-grained regulator (F-reg): C-reg regularizes the updating of the local model by tracking the learning effect on labeled data distribution; F-reg learns an adaptive weighting scheme tailored for unlabeled instances in each client. We further formulate the client model training as bi-level optimization that adaptively optimizes the model in the client with two regulators. Theoretically, we show the convergence guarantee of the dual regulators. Empirically, we demonstrate that FedDure is superior to the existing methods across a wide range of settings, notably by more than 11% on CIFAR-10 and CINIC-10 datasets.

Unmasking the giant: A comprehensive evaluation of ChatGPT's proficiency in coding algorithms and data structures. (arXiv:2307.05360v1 [cs.SE])

Authors: Sayed Erfan Arefin, Tasnia Ashrafi Heya, Hasan Al-Qudah, Ynes Ineza, Abdul Serwadda

The transformative influence of Large Language Models (LLMs) is profoundly reshaping the Artificial Intelligence (AI) technology domain. Notably, ChatGPT distinguishes itself within these models, demonstrating remarkable performance in multi-turn conversations and exhibiting code proficiency across an array of languages. In this paper, we carry out a comprehensive evaluation of ChatGPT's coding capabilities based on what is to date the largest catalog of coding challenges. Our focus is on the python programming language and problems centered on data structures and algorithms, two topics at the very foundations of Computer Science. We evaluate ChatGPT for its ability to generate correct solutions to the problems fed to it, its code quality, and nature of run-time errors thrown by its code. Where ChatGPT code successfully executes, but fails to solve the problem at hand, we look into patterns in the test cases passed in order to gain some insights into how wrong ChatGPT code is in these kinds of situations. To infer whether ChatGPT might have directly memorized some of the data that was used to train it, we methodically design an experiment to investigate this phenomena. Making comparisons with human performance whenever feasible, we investigate all the above questions from the context of both its underlying learning models (GPT-3.5 and GPT-4), on a vast array sub-topics within the main topics, and on problems having varying degrees of difficulty.

A Physics-Informed Low-Shot Learning For sEMG-Based Estimation of Muscle Force and Joint Kinematics. (arXiv:2307.05361v1 [eess.SP])

Authors: Yue Shi, Shuhao Ma, Yihui Zhao, Zhiqiang Zhang

Muscle force and joint kinematics estimation from surface electromyography (sEMG) are essential for real-time biomechanical analysis of the dynamic interplay among neural muscle stimulation, muscle dynamics, and kinetics. Recent advances in deep neural networks (DNNs) have shown the potential to improve biomechanical analysis in a fully automated and reproducible manner. However, the small sample nature and physical interpretability of biomechanical analysis limit the applications of DNNs. This paper presents a novel physics-informed low-shot learning method for sEMG-based estimation of muscle force and joint kinematics. This method seamlessly integrates Lagrange's equation of motion and inverse dynamic muscle model into the generative adversarial network (GAN) framework for structured feature decoding and extrapolated estimation from the small sample data. Specifically, Lagrange's equation of motion is introduced into the generative model to restrain the structured decoding of the high-level features following the laws of physics. And a physics-informed policy gradient is designed to improve the adversarial learning efficiency by rewarding the consistent physical representation of the extrapolated estimations and the physical references. Experimental validations are conducted on two scenarios (i.e. the walking trials and wrist motion trials). Results indicate that the estimations of the muscle forces and joint kinematics are unbiased compared to the physics-based inverse dynamics, which outperforms the selected benchmark methods, including physics-informed convolution neural network (PI-CNN), vallina generative adversarial network (GAN), and multi-layer extreme learning machine (ML-ELM).

Classification of sleep stages from EEG, EOG and EMG signals by SSNet. (arXiv:2307.05373v1 [eess.SP])

Authors: Haifa Almutairi, Ghulam Mubashar Hassan, Amitava Datta

Classification of sleep stages plays an essential role in diagnosing sleep-related diseases including Sleep Disorder Breathing (SDB) disease. In this study, we propose an end-to-end deep learning architecture, named SSNet, which comprises of two deep learning networks based on Convolutional Neuron Networks (CNN) and Long Short Term Memory (LSTM). Both deep learning networks extract features from the combination of Electrooculogram (EOG), Electroencephalogram (EEG), and Electromyogram (EMG) signals, as each signal has distinct features that help in the classification of sleep stages. The features produced by the two-deep learning networks are concatenated to pass to the fully connected layer for the classification. The performance of our proposed model is evaluated by using two public datasets Sleep-EDF Expanded dataset and ISRUC-Sleep dataset. The accuracy and Kappa coefficient are 96.36% and 93.40% respectively, for classifying three classes of sleep stages using Sleep-EDF Expanded dataset. Whereas, the accuracy and Kappa coefficient are 96.57% and 83.05% respectively for five classes of sleep stages using Sleep-EDF Expanded dataset. Our model achieves the best performance in classifying sleep stages when compared with the state-of-the-art techniques.

Emotion Analysis on EEG Signal Using Machine Learning and Neural Network. (arXiv:2307.05375v1 [eess.SP])

Authors: S. M. Masrur Ahmed (1), Eshaan Tanzim Sabur (2) ((1) bKash Limited, (2) BRAC University)

Emotion has a significant influence on how one thinks and interacts with others. It serves as a link between how a person feels and the actions one takes, or it could be said that it influences one's life decisions on occasion. Since the patterns of emotions and their reflections vary from person to person, their inquiry must be based on approaches that are effective over a wide range of population regions. To extract features and enhance accuracy, emotion recognition using brain waves or EEG signals requires the implementation of efficient signal processing techniques. Various approaches to human-machine interaction technologies have been ongoing for a long time, and in recent years, researchers have had great success in automatically understanding emotion using brain signals. In our research, several emotional states were classified and tested on EEG signals collected from a well-known publicly available dataset, the DEAP Dataset, using SVM (Support Vector Machine), KNN (K-Nearest Neighbor), and an advanced neural network model, RNN (Recurrent Neural Network), trained with LSTM (Long Short Term Memory). The main purpose of this study is to improve ways to improve emotion recognition performance using brain signals. Emotions, on the other hand, can change with time. As a result, the changes in emotion over time are also examined in our research.

Protecting the Future: Neonatal Seizure Detection with Spatial-Temporal Modeling. (arXiv:2307.05382v1 [eess.SP])

Authors: Ziyue Li, Yuchen Fang, You Li, Kan Ren, Yansen Wang, Xufang Luo, Juanyong Duan, Congrui Huang, Dongsheng Li, Lili Qiu

A timely detection of seizures for newborn infants with electroencephalogram (EEG) has been a common yet life-saving practice in the Neonatal Intensive Care Unit (NICU). However, it requires great human efforts for real-time monitoring, which calls for automated solutions to neonatal seizure detection. Moreover, the current automated methods focusing on adult epilepsy monitoring often fail due to (i) dynamic seizure onset location in human brains; (ii) different montages on neonates and (iii) huge distribution shift among different subjects. In this paper, we propose a deep learning framework, namely STATENet, to address the exclusive challenges with exquisite designs at the temporal, spatial and model levels. The experiments over the real-world large-scale neonatal EEG dataset illustrate that our framework achieves significantly better seizure detection performance.

Learned Kernels for Interpretable and Efficient PPG Signal Quality Assessment and Artifact Segmentation. (arXiv:2307.05385v1 [eess.SP])

Authors: Sully F. Chen, Zhicheng Guo, Cheng Ding, Xiao Hu, Cynthia Rudin

Photoplethysmography (PPG) provides a low-cost, non-invasive method to continuously monitor various cardiovascular parameters. PPG signals are generated by wearable devices and frequently contain large artifacts caused by external factors, such as motion of the human subject. In order to ensure robust and accurate extraction of physiological parameters, corrupted areas of the signal need to be identified and handled appropriately. Previous methodology relied either on handcrafted feature detectors or signal metrics which yield sub-optimal performance, or relied on machine learning techniques such as deep neural networks (DNN) which lack interpretability and are computationally and memory intensive. In this work, we present a novel method to learn a small set of interpretable convolutional kernels that has performance similar to -- and often better than -- the state-of-the-art DNN approach with several orders of magnitude fewer parameters. This work allows for efficient, robust, and interpretable signal quality assessment and artifact segmentation on low-power devices.

Handwritten Text Recognition Using Convolutional Neural Network. (arXiv:2307.05396v1 [cs.CV])

Authors: Atman Mishra, A. Sharath Ram, Kavyashree C

OCR (Optical Character Recognition) is a technology that offers comprehensive alphanumeric recognition of handwritten and printed characters at electronic speed by merely scanning the document. Recently, the understanding of visual data has been termed Intelligent Character Recognition (ICR). Intelligent Character Recognition (ICR) is the OCR module that can convert scans of handwritten or printed characters into ASCII text. ASCII data is the standard format for data encoding in electronic communication. ASCII assigns standard numeric values to letters, numeral, symbols, white-spaces and other characters. In more technical terms, OCR is the process of using an electronic device to transform 2-Dimensional textual information into machine-encoded text. Anything that contains text both machine written or handwritten can be scanned either through a scanner or just simply a picture of the text is enough for the recognition system to distinguish the text. The goal of this papers is to show the results of a Convolutional Neural Network model which has been trained on National Institute of Science and Technology (NIST) dataset containing over a 100,000 images. The network learns from the features extracted from the images and use it to generate the probability of each class to which the picture belongs to. We have achieved an accuracy of 90.54% with a loss of 2.53%.

Domain-Agnostic Neural Architecture for Class Incremental Continual Learning in Document Processing Platform. (arXiv:2307.05399v1 [cs.LG])

Authors: Mateusz Wójcik, Witold Kościukiewicz, Mateusz Baran, Tomasz Kajdanowicz, Adam Gonczarek

Production deployments in complex systems require ML architectures to be highly efficient and usable against multiple tasks. Particularly demanding are classification problems in which data arrives in a streaming fashion and each class is presented separately. Recent methods with stochastic gradient learning have been shown to struggle in such setups or have limitations like memory buffers, and being restricted to specific domains that disable its usage in real-world scenarios. For this reason, we present a fully differentiable architecture based on the Mixture of Experts model, that enables the training of high-performance classifiers when examples from each class are presented separately. We conducted exhaustive experiments that proved its applicability in various domains and ability to learn online in production environments. The proposed technique achieves SOTA results without a memory buffer and clearly outperforms the reference methods.

3D detection of roof sections from a single satellite image and application to LOD2-building reconstruction. (arXiv:2307.05409v1 [cs.CV])

Authors: Johann Lussange, Mulin Yu, Yuliya Tarabalka, Florent Lafarge

Reconstructing urban areas in 3D out of satellite raster images has been a long-standing and challenging goal of both academical and industrial research. The rare methods today achieving this objective at a Level Of Details $2$ rely on procedural approaches based on geometry, and need stereo images and/or LIDAR data as input. We here propose a method for urban 3D reconstruction named KIBS(\textit{Keypoints Inference By Segmentation}), which comprises two novel features: i) a full deep learning approach for the 3D detection of the roof sections, and ii) only one single (non-orthogonal) satellite raster image as model input. This is achieved in two steps: i) by a Mask R-CNN model performing a 2D segmentation of the buildings' roof sections, and after blending these latter segmented pixels within the RGB satellite raster image, ii) by another identical Mask R-CNN model inferring the heights-to-ground of the roof sections' corners via panoptic segmentation, unto full 3D reconstruction of the buildings and city. We demonstrate the potential of the KIBS method by reconstructing different urban areas in a few minutes, with a Jaccard index for the 2D segmentation of individual roof sections of $88.55\%$ and $75.21\%$ on our two data sets resp., and a height's mean error of such correctly segmented pixels for the 3D reconstruction of $1.60$ m and $2.06$ m on our two data sets resp., hence within the LOD2 precision range.

Using BOLD-fMRI to Compute the Respiration Volume per Time (RTV) and Respiration Variation (RV) with Convolutional Neural Networks (CNN) in the Human Connectome Development Cohort. (arXiv:2307.05426v1 [eess.SP])

Authors: Abdoljalil Addeh, Fernando Vega, Rebecca J Williams, Ali Golestani, G. Bruce Pike, M. Ethan MacDonald

In many fMRI studies, respiratory signals are unavailable or do not have acceptable quality. Consequently, the direct removal of low-frequency respiratory variations from BOLD signals is not possible. This study proposes a one-dimensional CNN model for reconstruction of two respiratory measures, RV and RVT. Results show that a CNN can capture informative features from resting BOLD signals and reconstruct realistic RV and RVT timeseries. It is expected that application of the proposed method will lower the cost of fMRI studies, reduce complexity, and decrease the burden on participants as they will not be required to wear a respiratory bellows.

ISLTranslate: Dataset for Translating Indian Sign Language. (arXiv:2307.05440v1 [cs.CL])

Authors: Abhinav Joshi, Susmit Agrawal, Ashutosh Modi

Sign languages are the primary means of communication for many hard-of-hearing people worldwide. Recently, to bridge the communication gap between the hard-of-hearing community and the rest of the population, several sign language translation datasets have been proposed to enable the development of statistical sign language translation systems. However, there is a dearth of sign language resources for the Indian sign language. This resource paper introduces ISLTranslate, a translation dataset for continuous Indian Sign Language (ISL) consisting of 31k ISL-English sentence/phrase pairs. To the best of our knowledge, it is the largest translation dataset for continuous Indian Sign Language. We provide a detailed analysis of the dataset. To validate the performance of existing end-to-end Sign language to spoken language translation systems, we benchmark the created dataset with a transformer-based model for ISL translation.

Bio-Inspired Night Image Enhancement Based on Contrast Enhancement and Denoising. (arXiv:2307.05447v1 [cs.CV])

Authors: Xinyi Bai, Steffi Agino Priyanka, Hsiao-Jung Tung, Yuankai Wang

Due to the low accuracy of object detection and recognition in many intelligent surveillance systems at nighttime, the quality of night images is crucial. Compared with the corresponding daytime image, nighttime image is characterized as low brightness, low contrast and high noise. In this paper, a bio-inspired image enhancement algorithm is proposed to convert a low illuminance image to a brighter and clear one. Different from existing bio-inspired algorithm, the proposed method doesn't use any training sequences, we depend on a novel chain of contrast enhancement and denoising algorithms without using any forms of recursive functions. Our method can largely improve the brightness and contrast of night images, besides, suppress noise. Then we implement on real experiment, and simulation experiment to test our algorithms. Both results show the advantages of proposed algorithm over contrast pair, Meylan and Retinex.

Fisher-Weighted Merge of Contrastive Learning Models in Sequential Recommendation. (arXiv:2307.05476v1 [cs.IR])

Authors: Jung Hyun Ryu, Jaeheyoung Jeon, Jewoong Cho, Myungjoo Kang 1

Along with the exponential growth of online platforms and services, recommendation systems have become essential for identifying relevant items based on user preferences. The domain of sequential recommendation aims to capture evolving user preferences over time. To address dynamic preference, various contrastive learning methods have been proposed to target data sparsity, a challenge in recommendation systems due to the limited user-item interactions. In this paper, we are the first to apply the Fisher-Merging method to Sequential Recommendation, addressing and resolving practical challenges associated with it. This approach ensures robust fine-tuning by merging the parameters of multiple models, resulting in improved overall performance. Through extensive experiments, we demonstrate the effectiveness of our proposed methods, highlighting their potential to advance the state-of-the-art in sequential learning and recommendation systems.

The Less Intelligent the Elements, the More Intelligent the Whole. Or, Possibly Not?. (arXiv:2012.12689v2 [eess.SY] UPDATED)

Authors: Guido Fioretti, Andrea Policarpi

We explore a Leviathan analogy between neurons in a brain and human beings in society, asking ourselves whether individual intelligence is necessary for collective intelligence to emerge and, most importantly, what sort of individual intelligence is conducive of greater collective intelligence. We first review disparate insights from connectionist cognitive science, agent-based modeling, group psychology, economics and physics. Subsequently, we apply these insights to the sort and degrees of intelligence that in the Lotka-Volterra model lead to either co-existence or global extinction of predators and preys.

We find several individual behaviors -- particularly of predators -- that are conducive to co-existence, eventually with oscillations around an equilibrium. However, we also find that if both preys and predators are sufficiently intelligent to extrapolate one other's behavior, co-existence comes along with indefinite growth of both populations. Since the Lotka-Volterra model is also interpreted to represent the business cycle, we understand this finding as a condition for economic growth around oscillations. Specifically, we hypothesize that pre-modern societies may not have exhibited limitless growth also because capitalistic future-oriented thinking based on saving and investing concerned at most a fraction of the population.

Responsive parallelized architecture for deploying deep learning models in production environments. (arXiv:2112.08933v2 [cs.LG] UPDATED)

Authors: Nikhil Verma, Krishna Prasad

Recruiters can easily shortlist candidates for jobs via viewing their curriculum vitae (CV) document. Unstructured document CV beholds candidate's portfolio and named entities listing details. The main aim of this study is to design and propose a web oriented, highly responsive, computational pipeline that systematically predicts CV entities using hierarchically-refined label attention networks. Deep learning models specialized for named entity recognition were trained on large dataset to predict relevant fields. The article suggests an optimal strategy to use a number of deep learning models in parallel and predict in real time. We demonstrate selection of light weight micro web framework using Analytical Hierarchy Processing algorithm and focus on an approach useful to deploy large deep learning model-based pipelines in production ready environments using microservices. Deployed models and architecture proposed helped in parsing normal CV in less than 700 milliseconds for sequential flow of requests.

Isotuning With Applications To Scale-Free Online Learning. (arXiv:2112.14586v2 [cs.LG] UPDATED)

Authors: Laurent Orseau, Marcus Hutter

We extend and combine several tools of the literature to design fast, adaptive, anytime and scale-free online learning algorithms. Scale-free regret bounds must scale linearly with the maximum loss, both toward large losses and toward very small losses. Adaptive regret bounds demonstrate that an algorithm can take advantage of easy data and potentially have constant regret. We seek to develop fast algorithms that depend on as few parameters as possible, in particular they should be anytime and thus not depend on the time horizon. Our first and main tool, isotuning, is a generalization of the idea of balancing the trade-off of the regret. We develop a set of tools to design and analyze such learning rates easily and show that they adapts automatically to the rate of the regret (whether constant, $O(\log T)$, $O(\sqrt{T})$, etc.) within a factor 2 of the optimal learning rate in hindsight for the same observed quantities. The second tool is an online correction, which allows us to obtain centered bounds for many algorithms, to prevent the regret bounds from being vacuous when the domain is overly large or only partially constrained. The last tool, null updates, prevents the algorithm from performing overly large updates, which could result in unbounded regret, or even invalid updates. We develop a general theory using these tools and apply it to several standard algorithms. In particular, we (almost entirely) restore the adaptivity to small losses of FTRL for unbounded domains, design and prove scale-free adaptive guarantees for a variant of Mirror Descent (at least when the Bregman divergence is convex in its second argument), extend Adapt-ML-Prod to scale-free guarantees, and provide several other minor contributions about Prod, AdaHedge, BOA and Soft-Bayes.

BTPK-based interpretable method for NER tasks based on Talmudic Public Announcement Logic. (arXiv:2201.09523v2 [cs.CL] UPDATED)

Authors: Yulin Chen, Beishui Liao, Bruno Bentzen, Bo Yuan, Zelai Yao, Haixiao Chi, Dov Gabbay

As one of the basic tasks in natural language processing (NLP), named entity recognition (NER) is an important basic tool for downstream tasks of NLP, such as information extraction, syntactic analysis, machine translation and so on. The internal operation logic of current name entity recognition model is black-box to the user, so the user has no basis to determine which name entity makes more sense. Therefore, a user-friendly explainable recognition process would be very useful for many people. In this paper, we propose a novel interpretable method, BTPK (Binary Talmudic Public Announcement Logic model), to help users understand the internal recognition logic of the name entity recognition tasks based on Talmudic Public Announcement Logic. BTPK model can also capture the semantic information in the input sentences, that is, the context dependency of the sentence. We observed the public announcement of BTPK presents the inner decision logic of BRNNs, and the explanations obtained from a BTPK model show us how BRNNs essentially handle NER tasks.

Forming Trees with Treeformers. (arXiv:2207.06960v2 [cs.CL] UPDATED)

Authors: Nilay Patel, Jeffrey Flanigan

Human language is known to exhibit a nested, hierarchical structure, allowing us to form complex sentences out of smaller pieces. However, many state-of-the-art neural networks models such as Transformers have no explicit hierarchical structure in its architecture -- that is, they don't have an inductive bias toward hierarchical structure. Additionally, Transformers are known to perform poorly on compositional generalization tasks which require such structures. In this paper, we introduce Treeformer, a general-purpose encoder module inspired by the CKY algorithm which learns a composition operator and pooling function to construct hierarchical encodings for phrases and sentences. Our extensive experiments demonstrate the benefits of incorporating hierarchical structure into the Transformer and show significant improvements in compositional generalization as well as in downstream tasks such as machine translation, abstractive summarization, and various natural language understanding tasks.

Adversarial Cheap Talk. (arXiv:2211.11030v4 [cs.LG] UPDATED)

Authors: Chris Lu, Timon Willi, Alistair Letcher, Jakob Foerster

Adversarial attacks in reinforcement learning (RL) often assume highly-privileged access to the victim's parameters, environment, or data. Instead, this paper proposes a novel adversarial setting called a Cheap Talk MDP in which an Adversary can merely append deterministic messages to the Victim's observation, resulting in a minimal range of influence. The Adversary cannot occlude ground truth, influence underlying environment dynamics or reward signals, introduce non-stationarity, add stochasticity, see the Victim's actions, or access their parameters. Additionally, we present a simple meta-learning algorithm called Adversarial Cheap Talk (ACT) to train Adversaries in this setting. We demonstrate that an Adversary trained with ACT still significantly influences the Victim's training and testing performance, despite the highly constrained setting. Affecting train-time performance reveals a new attack vector and provides insight into the success and failure modes of existing RL algorithms. More specifically, we show that an ACT Adversary is capable of harming performance by interfering with the learner's function approximation, or instead helping the Victim's performance by outputting useful features. Finally, we show that an ACT Adversary can manipulate messages during train-time to directly and arbitrarily control the Victim at test-time. Project video and code are available at https://sites.google.com/view/adversarial-cheap-talk

Distributed Pruning Towards Tiny Neural Networks in Federated Learning. (arXiv:2212.01977v2 [cs.LG] UPDATED)

Authors: Hong Huang, Lan Zhang, Chaoyue Sun, Ruogu Fang, Xiaoyong Yuan, Dapeng Wu

Neural network pruning is an essential technique for reducing the size and complexity of deep neural networks, enabling large-scale models on devices with limited resources. However, existing pruning approaches heavily rely on training data for guiding the pruning strategies, making them ineffective for federated learning over distributed and confidential datasets. Additionally, the memory- and computation-intensive pruning process becomes infeasible for recourse-constrained devices in federated learning. To address these challenges, we propose FedTiny, a distributed pruning framework for federated learning that generates specialized tiny models for memory- and computing-constrained devices. We introduce two key modules in FedTiny to adaptively search coarse- and finer-pruned specialized models to fit deployment scenarios with sparse and cheap local computation. First, an adaptive batch normalization selection module is designed to mitigate biases in pruning caused by the heterogeneity of local data. Second, a lightweight progressive pruning module aims to finer prune the models under strict memory and computational budgets, allowing the pruning policy for each layer to be gradually determined rather than evaluating the overall model structure. The experimental results demonstrate the effectiveness of FedTiny, which outperforms state-of-the-art approaches, particularly when compressing deep models to extremely sparse tiny models. FedTiny achieves an accuracy improvement of 2.61% while significantly reducing the computational cost by 95.91% and the memory footprint by 94.01% compared to state-of-the-art methods.

Collective Privacy Recovery: Data-sharing Coordination via Decentralized Artificial Intelligence. (arXiv:2301.05995v2 [cs.AI] UPDATED)

Authors: Evangelos Pournaras, Mark Christopher Ballandies, Stefano Bennati, Chien-fei Chen

Collective privacy loss becomes a colossal problem, an emergency for personal freedoms and democracy. But, are we prepared to handle personal data as scarce resource and collectively share data under the doctrine: as little as possible, as much as necessary? We hypothesize a significant privacy recovery if a population of individuals, the data collective, coordinates to share minimum data for running online services with the required quality. Here we show how to automate and scale-up complex collective arrangements for privacy recovery using decentralized artificial intelligence. For this, we compare for first time attitudinal, intrinsic, rewarded and coordinated data sharing in a rigorous living-lab experiment of high realism involving >27,000 real data disclosures. Using causal inference and cluster analysis, we differentiate criteria predicting privacy and five key data-sharing behaviors. Strikingly, data-sharing coordination proves to be a win-win for all: remarkable privacy recovery for people with evident costs reduction for service providers.

ClimaX: A foundation model for weather and climate. (arXiv:2301.10343v3 [cs.LG] UPDATED)

Authors: Tung Nguyen, Johannes Brandstetter, Ashish Kapoor, Jayesh K. Gupta, Aditya Grover

Most state-of-the-art approaches for weather and climate modeling are based on physics-informed numerical models of the atmosphere. These approaches aim to model the non-linear dynamics and complex interactions between multiple variables, which are challenging to approximate. Additionally, many such numerical models are computationally intensive, especially when modeling the atmospheric phenomenon at a fine-grained spatial and temporal resolution. Recent data-driven approaches based on machine learning instead aim to directly solve a downstream forecasting or projection task by learning a data-driven functional mapping using deep neural networks. However, these networks are trained using curated and homogeneous climate datasets for specific spatiotemporal tasks, and thus lack the generality of numerical models. We develop and demonstrate ClimaX, a flexible and generalizable deep learning model for weather and climate science that can be trained using heterogeneous datasets spanning different variables, spatio-temporal coverage, and physical groundings. ClimaX extends the Transformer architecture with novel encoding and aggregation blocks that allow effective use of available compute while maintaining general utility. ClimaX is pre-trained with a self-supervised learning objective on climate datasets derived from CMIP6. The pre-trained ClimaX can then be fine-tuned to address a breadth of climate and weather tasks, including those that involve atmospheric variables and spatio-temporal scales unseen during pretraining. Compared to existing data-driven baselines, we show that this generality in ClimaX results in superior performance on benchmarks for weather forecasting and climate projections, even when pretrained at lower resolutions and compute budgets. The source code is available at https://github.com/microsoft/ClimaX.

Adapting Neural Link Predictors for Data-Efficient Complex Query Answering. (arXiv:2301.12313v3 [cs.LG] UPDATED)

Authors: Erik Arakelyan, Pasquale Minervini, Daniel Daza, Michael Cochez, Isabelle Augenstein

Answering complex queries on incomplete knowledge graphs is a challenging task where a model needs to answer complex logical queries in the presence of missing knowledge. Prior work in the literature has proposed to address this problem by designing architectures trained end-to-end for the complex query answering task with a reasoning process that is hard to interpret while requiring data and resource-intensive training. Other lines of research have proposed re-using simple neural link predictors to answer complex queries, reducing the amount of training data by orders of magnitude while providing interpretable answers. The neural link predictor used in such approaches is not explicitly optimised for the complex query answering task, implying that its scores are not calibrated to interact together. We propose to address these problems via CQD$^{\mathcal{A}}$, a parameter-efficient score \emph{adaptation} model optimised to re-calibrate neural link prediction scores for the complex query answering task. While the neural link predictor is frozen, the adaptation component -- which only increases the number of model parameters by $0.03\%$ -- is trained on the downstream complex query answering task. Furthermore, the calibration component enables us to support reasoning over queries that include atomic negations, which was previously impossible with link predictors. In our experiments, CQD$^{\mathcal{A}}$ produces significantly more accurate results than current state-of-the-art methods, improving from $34.4$ to $35.1$ Mean Reciprocal Rank values averaged across all datasets and query types while using $\leq 30\%$ of the available training query types. We further show that CQD$^{\mathcal{A}}$ is data-efficient, achieving competitive results with only $1\%$ of the training complex queries, and robust in out-of-domain evaluations.

Exploring Image Augmentations for Siamese Representation Learning with Chest X-Rays. (arXiv:2301.12636v2 [eess.IV] UPDATED)

Authors: Rogier van der Sluijs, Nandita Bhaskhar, Daniel Rubin, Curtis Langlotz, Akshay Chaudhari

Image augmentations are quintessential for effective visual representation learning across self-supervised learning techniques. While augmentation strategies for natural imaging have been studied extensively, medical images are vastly different from their natural counterparts. Thus, it is unknown whether common augmentation strategies employed in Siamese representation learning generalize to medical images and to what extent. To address this challenge, in this study, we systematically assess the effect of various augmentations on the quality and robustness of the learned representations. We train and evaluate Siamese Networks for abnormality detection on chest X-Rays across three large datasets (MIMIC-CXR, CheXpert and VinDR-CXR). We investigate the efficacy of the learned representations through experiments involving linear probing, fine-tuning, zero-shot transfer, and data efficiency. Finally, we identify a set of augmentations that yield robust representations that generalize well to both out-of-distribution data and diseases, while outperforming supervised baselines using just zero-shot transfer and linear probes by up to 20%. Our code is available at https://github.com/StanfordMIMI/siaug.

Hierarchical Classification of Research Fields in the "Web of Science" Using Deep Learning. (arXiv:2302.00390v2 [cs.DL] UPDATED)

Authors: Susie Xi Rao, Peter H. Egger, Ce Zhang

This paper presents a hierarchical classification system that automatically categorizes a scholarly publication using its abstract into a three-tier hierarchical label set (discipline, field, subfield) in a multi-class setting. This system enables a holistic categorization of research activities in the mentioned hierarchy in terms of knowledge production through articles and impact through citations, permitting those activities to fall into multiple categories. The classification system distinguishes 44 disciplines, 718 fields and 1,485 subfields among 160 million abstract snippets in Microsoft Academic Graph (version 2018-05-17). We used batch training in a modularized and distributed fashion to address and allow for interdisciplinary and interfield classifications in single-label and multi-label settings. In total, we have conducted 3,140 experiments in all considered models (Convolutional Neural Networks, Recurrent Neural Networks, Transformers). The classification accuracy is > 90% in 77.13% and 78.19% of the single-label and multi-label classifications, respectively. We examine the advantages of our classification by its ability to better align research texts and output with disciplines, to adequately classify them in an automated way, and to capture the degree of interdisciplinarity. The proposed system (a set of pre-trained models) can serve as a backbone to an interactive system for indexing scientific publications in the future.

SAINE: Scientific Annotation and Inference Engine of Scientific Research. (arXiv:2302.14468v2 [cs.DL] UPDATED)

Authors: Susie Xi Rao, Yilei Tu, Peter H. Egger

We present SAINE, an Scientific Annotation and Inference ENgine based on a set of standard open-source software, such as Label Studio and MLflow. We show that our annotation engine can benefit the further development of a more accurate classification. Based on our previous work on hierarchical discipline classifications, we demonstrate its application using SAINE in understanding the space for scholarly publications. The user study of our annotation results shows that user input collected with the help of our system can help us better understand the classification process. We believe that our work will help to foster greater transparency and better understand scientific research. Our annotation and inference engine can further support the downstream meta-science projects. We welcome collaboration and feedback from the scientific community on these projects. The demonstration video can be accessed from https://youtu.be/yToO-G9YQK4. A live demo website is available at https://app.heartex.com/user/signup/?token=e2435a2f97449fa1 upon free registration.

Distortion-Disentangled Contrastive Learning. (arXiv:2303.05066v2 [cs.CV] UPDATED)

Authors: Jinfeng Wang, Sifan Song, Jionglong Su, S. Kevin Zhou

Self-supervised learning is well known for its remarkable performance in representation learning and various downstream computer vision tasks. Recently, Positive-pair-Only Contrastive Learning (POCL) has achieved reliable performance without the need to construct positive-negative training sets. It reduces memory requirements by lessening the dependency on the batch size. The POCL method typically uses a single loss function to extract the distortion invariant representation (DIR) which describes the proximity of positive-pair representations affected by different distortions. This loss function implicitly enables the model to filter out or ignore the distortion variant representation (DVR) affected by different distortions. However, existing POCL methods do not explicitly enforce the disentanglement and exploitation of the actually valuable DVR. In addition, these POCL methods have been observed to be sensitive to augmentation strategies. To address these limitations, we propose a novel POCL framework named Distortion-Disentangled Contrastive Learning (DDCL) and a Distortion-Disentangled Loss (DDL). Our approach is the first to explicitly disentangle and exploit the DVR inside the model and feature stream to improve the overall representation utilization efficiency, robustness and representation ability. Experiments carried out demonstrate the superiority of our framework to Barlow Twins and Simsiam in terms of convergence, representation quality, and robustness on several benchmark datasets.

Joint Behavior and Common Belief. (arXiv:2303.07185v2 [cs.MA] UPDATED)

Authors: Meir Friedenberg, Joseph Y. Halpern

For over 25 years, common belief has been widely viewed as necessary for joint behavior. But this is not quite correct. We show by example that what can naturally be thought of as joint behavior can occur without common belief. We then present two variants of common belief that can lead to joint behavior, even without standard common belief ever being achieved, and show that one of them, action-stamped common belief, is in a sense necessary and sufficient for joint behavior. These observations are significant because, as is well known, common belief is quite difficult to achieve in practice, whereas these variants are more easily achievable.

I2I: Initializing Adapters with Improvised Knowledge. (arXiv:2304.02168v2 [cs.CL] UPDATED)

Authors: Tejas Srinivasan, Furong Jia, Mohammad Rostami, Jesse Thomason

Adapters present a promising solution to the catastrophic forgetting problem in continual learning. However, training independent Adapter modules for every new task misses an opportunity for cross-task knowledge transfer. We propose Improvise to Initialize (I2I), a continual learning algorithm that initializes Adapters for incoming tasks by distilling knowledge from previously-learned tasks' Adapters. We evaluate I2I on CLiMB, a multimodal continual learning benchmark, by conducting experiments on sequences of visual question answering tasks. Adapters trained with I2I consistently achieve better task accuracy than independently-trained Adapters, demonstrating that our algorithm facilitates knowledge transfer between task Adapters. I2I also results in better cross-task knowledge transfer than the state-of-the-art AdapterFusion without incurring the associated parametric cost.

Qualitative Failures of Image Generation Models and Their Application in Detecting Deepfakes. (arXiv:2304.06470v3 [cs.CV] UPDATED)

Authors: Ali Borji

The ability of image and video generation models to create photorealistic images has reached unprecedented heights, making it difficult to distinguish between real and fake images in many cases. However, despite this progress, a gap remains between the quality of generated images and those found in the real world. To address this, we have reviewed a vast body of literature from both academic publications and social media to identify qualitative shortcomings in image generation models, which we have classified into five categories. By understanding these failures, we can identify areas where these models need improvement, as well as develop strategies for detecting deep fakes. The prevalence of deep fakes in today's society is a serious concern, and our findings can help mitigate their negative impact.

Improving Code Example Recommendations on Informal Documentation Using BERT and Query-Aware LSH: A Comparative Study. (arXiv:2305.03017v2 [cs.SE] UPDATED)

Authors: Sajjad Rahmani, AmirHossein Naghshzan, Latifa Guerrouj

Our research investigates the recommendation of code examples to aid software developers, a practice that saves developers significant time by providing ready-to-use code snippets. The focus of our study is Stack Overflow, a commonly used resource for coding discussions and solutions, particularly in the context of the Java programming language.

We applied BERT, a powerful Large Language Model (LLM) that enables us to transform code examples into numerical vectors by extracting their semantic information. Once these numerical representations are prepared, we identify Approximate Nearest Neighbors (ANN) using Locality-Sensitive Hashing (LSH). Our research employed two variants of LSH: Random Hyperplane-based LSH and Query-Aware LSH. We rigorously compared these two approaches across four parameters: HitRate, Mean Reciprocal Rank (MRR), Average Execution Time, and Relevance.

Our study revealed that the Query-Aware (QA) approach showed superior performance over the Random Hyperplane-based (RH) method. Specifically, it exhibited a notable improvement of 20% to 35% in HitRate for query pairs compared to the RH approach. Furthermore, the QA approach proved significantly more time-efficient, with its speed in creating hashing tables and assigning data samples to buckets being at least four times faster. It can return code examples within milliseconds, whereas the RH approach typically requires several seconds to recommend code examples. Due to the superior performance of the QA approach, we tested it against PostFinder and FaCoY, the state-of-the-art baselines. Our QA method showed comparable efficiency proving its potential for effective code recommendation.

GPT4Graph: Can Large Language Models Understand Graph Structured Data ? An Empirical Evaluation and Benchmarking. (arXiv:2305.15066v2 [cs.AI] UPDATED)

Authors: Jiayan Guo, Lun Du, Hengyu Liu, Mengyu Zhou, Xinyi He, Shi Han

Large language models~(LLM) like ChatGPT have become indispensable to artificial general intelligence~(AGI), demonstrating excellent performance in various natural language processing tasks. In the real world, graph data is ubiquitous and an essential part of AGI and prevails in domains like social network analysis, bioinformatics and recommender systems. The training corpus of large language models often includes some algorithmic components, which allows them to achieve certain effects on some graph data-related problems. However, there is still little research on their performance on a broader range of graph-structured data. In this study, we conduct an extensive investigation to assess the proficiency of LLMs in comprehending graph data, employing a diverse range of structural and semantic-related tasks. Our analysis encompasses 10 distinct tasks that evaluate the LLMs' capabilities in graph understanding. Through our study, we not only uncover the current limitations of language models in comprehending graph structures and performing associated reasoning tasks but also emphasize the necessity for further advancements and novel approaches to enhance their graph processing capabilities. Our findings contribute valuable insights towards bridging the gap between language models and graph understanding, paving the way for more effective graph mining and knowledge extraction.

Smooth Monotonic Networks. (arXiv:2306.01147v2 [cs.LG] UPDATED)

Authors: Christian Igel

Monotonicity constraints are powerful regularizers in statistical modelling. They can support fairness in computer supported decision making and increase plausibility in data-driven scientific models. The seminal min-max (MM) neural network architecture ensures monotonicity, but often gets stuck in undesired local optima during training because of vanishing gradients. We propose a simple modification of the MM network using strictly-increasing smooth non-linearities that alleviates this problem. The resulting smooth min-max (SMM) network module inherits the asymptotic approximation properties from the MM architecture. It can be used within larger deep learning systems trained end-to-end. The SMM module is considerably simpler and less computationally demanding than state-of-the-art neural networks for monotonic modelling. Still, in our experiments, it compared favorably to alternative neural and non-neural approaches in terms of generalization performance.

Are Large Language Models Really Good Logical Reasoners? A Comprehensive Evaluation and Beyond. (arXiv:2306.09841v2 [cs.CL] UPDATED)

Authors: Fangzhi Xu, Qika Lin, Jiawei Han, Tianzhe Zhao, Jun Liu, Erik Cambria

Logical reasoning consistently plays a fundamental and significant role in the domains of knowledge engineering and artificial intelligence. Recently, Large Language Models (LLMs) have emerged as a noteworthy innovation in natural language processing (NLP), exhibiting impressive achievements across various classic NLP tasks. However, the question of whether LLMs can effectively address the task of logical reasoning, which requires gradual cognitive inference similar to human intelligence, remains unanswered. To this end, we aim to bridge this gap and provide comprehensive evaluations in this paper. Firstly, to offer systematic evaluations, we select fifteen typical logical reasoning datasets and organize them into deductive, inductive, abductive and mixed-form reasoning settings. Considering the comprehensiveness of evaluations, we include three representative LLMs (i.e., text-davinci-003, ChatGPT and BARD) and evaluate them on all selected datasets under zero-shot, one-shot and three-shot settings. Secondly, different from previous evaluations relying only on simple metrics (e.g., accuracy), we propose fine-level evaluations from objective and subjective manners, covering both answers and explanations. Additionally, to uncover the logical flaws of LLMs, problematic cases will be attributed to five error types from two dimensions, i.e., evidence selection process and reasoning process. Thirdly, to avoid the influences of knowledge bias and purely focus on benchmarking the logical reasoning capability of LLMs, we propose a new dataset with neutral content. It contains 3,000 samples and covers deductive, inductive and abductive settings. Based on the in-depth evaluations, this paper finally forms a general evaluation scheme of logical reasoning capability from six dimensions. It reflects the pros and cons of LLMs and gives guiding directions for future works.

BayesFlow: Amortized Bayesian Workflows With Neural Networks. (arXiv:2306.16015v2 [cs.LG] UPDATED)

Authors: Stefan T Radev, Marvin Schmitt, Lukas Schumacher, Lasse Elsemüller, Valentin Pratz, Yannik Schälte, Ullrich Köthe, Paul-Christian Bürkner

Modern Bayesian inference involves a mixture of computational techniques for estimating, validating, and drawing conclusions from probabilistic models as part of principled workflows for data analysis. Typical problems in Bayesian workflows are the approximation of intractable posterior distributions for diverse model types and the comparison of competing models of the same process in terms of their complexity and predictive performance. This manuscript introduces the Python library BayesFlow for simulation-based training of established neural network architectures for amortized data compression and inference. Amortized Bayesian inference, as implemented in BayesFlow, enables users to train custom neural networks on model simulations and re-use these networks for any subsequent application of the models. Since the trained networks can perform inference almost instantaneously, the upfront neural network training is quickly amortized.

Defining data science: a new field of inquiry. (arXiv:2306.16177v2 [cs.LG] UPDATED)

Authors: Michael L Brodie

Data science is not a science. It is a research paradigm. Its power, scope, and scale will surpass science, our most powerful research paradigm, to enable knowledge discovery and change our world. We have yet to understand and define it, vital to realizing its potential and managing its risks. Modern data science is in its infancy. Emerging slowly since 1962 and rapidly since 2000, it is a fundamentally new field of inquiry, one of the most active, powerful, and rapidly evolving 21st century innovations. Due to its value, power, and applicability, it is emerging in 40+ disciplines, hundreds of research areas, and thousands of applications. Millions of data science publications contain myriad definitions of data science and data science problem solving. Due to its infancy, many definitions are independent, application-specific, mutually incomplete, redundant, or inconsistent, hence so is data science. This research addresses this data science multiple definitions challenge by proposing the development of coherent, unified definition based on a data science reference framework using a data science journal for the data science community to achieve such a definition. This paper provides candidate definitions for essential data science artifacts that are required to discuss such a definition. They are based on the classical research paradigm concept consisting of a philosophy of data science, the data science problem solving paradigm, and the six component data science reference framework (axiology, ontology, epistemology, methodology, methods, technology) that is a frequently called for unifying framework with which to define, unify, and evolve data science. It presents challenges for defining data science, solution approaches, i.e., means for defining data science, and their requirements and benefits as the basis of a comprehensive solution.

RecallM: An Architecture for Temporal Context Understanding and Question Answering. (arXiv:2307.02738v2 [cs.AI] UPDATED)

Authors: Brandon Kynoch, Hugo Latapie

The ideal long-term memory mechanism for Large Language Model (LLM) based chatbots, would lay the foundation for continual learning, complex reasoning and allow sequential and temporal dependencies to be learnt. Creating this type of memory mechanism is an extremely challenging problem. In this paper we explore different methods of achieving the effect of long-term memory. We propose a new architecture focused on creating adaptable and updatable long-term memory for AGI systems. We demonstrate through various experiments the benefits of the RecallM architecture, particularly the improved temporal understanding of knowledge it provides.

A Survey on Evaluation of Large Language Models. (arXiv:2307.03109v2 [cs.CL] UPDATED)

Authors: Yupeng Chang, Xu Wang, Jindong Wang, Yuan Wu, Kaijie Zhu, Hao Chen, Linyi Yang, Xiaoyuan Yi, Cunxiang Wang, Yidong Wang, Wei Ye, Yue Zhang, Yi Chang, Philip S. Yu, Qiang Yang, Xing Xie

Large language models (LLMs) are gaining increasing popularity in both academia and industry, owing to their unprecedented performance in various applications. As LLMs continue to play a vital role in both research and daily use, their evaluation becomes increasingly critical, not only at the task level, but also at the society level for better understanding of their potential risks. Over the past years, significant efforts have been made to examine LLMs from various perspectives. This paper presents a comprehensive review of these evaluation methods for LLMs, focusing on three key dimensions: what to evaluate, where to evaluate, and how to evaluate. Firstly, we provide an overview from the perspective of evaluation tasks, encompassing general natural language processing tasks, reasoning, medical usage, ethics, educations, natural and social sciences, agent applications, and other areas. Secondly, we answer the `where' and `how' questions by diving into the evaluation methods and benchmarks, which serve as crucial components in assessing performance of LLMs. Then, we summarize the success and failure cases of LLMs in different tasks. Finally, we shed light on several future challenges that lie ahead in LLMs evaluation. Our aim is to offer invaluable insights to researchers in the realm of LLMs evaluation, thereby aiding the development of more proficient LLMs. Our key point is that evaluation should be treated as an essential discipline to better assist the development of LLMs. We consistently maintain the related open-source materials at: https://github.com/MLGroupJLU/LLM-eval-survey.

Applying human-centered AI in developing effective human-AI teaming: A perspective of human-AI joint cognitive systems. (arXiv:2307.03913v2 [cs.AI] UPDATED)

Authors: Wei Xu, Zaifeng Gao

Research and application have used human-AI teaming (HAT) as a new paradigm to develop AI systems. HAT recognizes that AI will function as a teammate instead of simply a tool in collaboration with humans. Effective human-AI teams need to be capable of taking advantage of the unique abilities of both humans and AI while overcoming the known challenges and limitations of each member, augmenting human capabilities, and raising joint performance beyond that of either entity. The National AI Research and Strategic Plan 2023 update has recognized that research programs focusing primarily on the independent performance of AI systems generally fail to consider the functionality that AI must provide within the context of dynamic, adaptive, and collaborative teams and calls for further research on human-AI teaming and collaboration. However, there has been debate about whether AI can work as a teammate with humans. The primary concern is that adopting the "teaming" paradigm contradicts the human-centered AI (HCAI) approach, resulting in humans losing control of AI systems. This article further analyzes the HAT paradigm and the debates. Specifically, we elaborate on our proposed conceptual framework of human-AI joint cognitive systems (HAIJCS) and apply it to represent HAT under the HCAI umbrella. We believe that HAIJCS may help adopt HAI while enabling HCAI. The implications and future work for HAIJCS are also discussed.

Insights: AI has led to the emergence of a new form of human-machine relationship: human-AI teaming (HAT), a paradigmatic shift in human-AI systems; We must follow a human-centered AI (HCAI) approach when applying HAT as a new design paradigm; We propose a conceptual framework of human-AI joint cognitive systems (HAIJCS) to represent and implement HAT for developing effective human-AI teaming

TrustGuard: GNN-based Robust and Explainable Trust Evaluation with Dynamicity Support. (arXiv:2306.13339v1 [cs.LG] CROSS LISTED)

Authors: Jie Wang, Zheng Yan, Jiahe Lan, Elisa Bertino, Witold Pedrycz

Trust evaluation assesses trust relationships between entities and facilitates decision-making. Machine Learning (ML) shows great potential for trust evaluation owing to its learning capabilities. In recent years, Graph Neural Networks (GNNs), as a new ML paradigm, have demonstrated superiority in dealing with graph data. This has motivated researchers to explore their use in trust evaluation, as trust relationships among entities can be modeled as a graph. However, current trust evaluation methods that employ GNNs fail to fully satisfy the dynamicity nature of trust, overlook the adverse effects of attacks on trust evaluation, and cannot provide convincing explanations on evaluation results. To address these problems, in this paper, we propose TrustGuard, a GNN-based accurate trust evaluation model that supports trust dynamicity, is robust against typical attacks, and provides explanations through visualization. Specifically, TrustGuard is designed with a layered architecture that contains a snapshot input layer, a spatial aggregation layer, a temporal aggregation layer, and a prediction layer. Among them, the spatial aggregation layer can be plugged into a defense mechanism for a robust aggregation of local trust relationships, and the temporal aggregation layer applies an attention mechanism for effective learning of temporal patterns. Extensive experiments on two real-world datasets show that TrustGuard outperforms state-of-the-art GNN-based trust evaluation models with respect to trust prediction across single-timeslot and multi-timeslot, even in the presence of attacks. In particular, TrustGuard can explain its evaluation results by visualizing both spatial and temporal views.

QI2 -- an Interactive Tool for Data Quality Assurance. (arXiv:2307.03419v2 [cs.CY] CROSS LISTED)

Authors: Simon Geerkens, Christian Sieberichs, Alexander Braun, Thomas Waschulzik

The importance of high data quality is increasing with the growing impact and distribution of ML systems and big data. Also the planned AI Act from the European commission defines challenging legal requirements for data quality especially for the market introduction of safety relevant ML systems. In this paper we introduce a novel approach that supports the data quality assurance process of multiple data quality aspects. This approach enables the verification of quantitative data quality requirements. The concept and benefits are introduced and explained on small example data sets. How the method is applied is demonstrated on the well known MNIST data set based an handwritten digits.