Set-Membership Inference Attacks using Data Watermarking. (arXiv:2307.15067v1 [cs.CV])

Authors: Mike Laszkiewicz, Denis Lukovnikov, Johannes Lederer, Asja Fischer

In this work, we propose a set-membership inference attack for generative models using deep image watermarking techniques. In particular, we demonstrate how conditional sampling from a generative model can reveal the watermark that was injected into parts of the training data. Our empirical results demonstrate that the proposed watermarking technique is a principled approach for detecting the non-consensual use of image data in training generative models.

Detecting the Presence of COVID-19 Vaccination Hesitancy from South African Twitter Data Using Machine Learning. (arXiv:2307.15072v1 [cs.CY])

Authors: Nicholas Perikli, Srimoy Bhattacharya, Blessing Ogbuokiri, Zahra Movahedi Nia, Benjamin Lieberman, Nidhi Tripathi, Salah-Eddine Dahbi, Finn Stevenson, Nicola Bragazzi, Jude Kong, Bruce Mellado

Very few social media studies have been done on South African user-generated content during the COVID-19 pandemic and even fewer using hand-labelling over automated methods. Vaccination is a major tool in the fight against the pandemic, but vaccine hesitancy jeopardizes any public health effort. In this study, sentiment analysis on South African tweets related to vaccine hesitancy was performed, with the aim of training AI-mediated classification models and assessing their reliability in categorizing UGC. A dataset of 30000 tweets from South Africa were extracted and hand-labelled into one of three sentiment classes: positive, negative, neutral. The machine learning models used were LSTM, bi-LSTM, SVM, BERT-base-cased and the RoBERTa-base models, whereby their hyperparameters were carefully chosen and tuned using the WandB platform. We used two different approaches when we pre-processed our data for comparison: one was semantics-based, while the other was corpus-based. The pre-processing of the tweets in our dataset was performed using both methods, respectively. All models were found to have low F1-scores within a range of 45$\%$-55$\%$, except for BERT and RoBERTa which both achieved significantly better measures with overall F1-scores of 60$\%$ and 61$\%$, respectively. Topic modelling using an LDA was performed on the miss-classified tweets of the RoBERTa model to gain insight on how to further improve model accuracy.

Drug Discovery under Covariate Shift with Domain-Informed Prior Distributions over Functions. (arXiv:2307.15073v1 [q-bio.BM])

Authors: Leo Klarner, Tim G. J. Rudner, Michael Reutlinger, Torsten Schindler, Garrett M. Morris, Charlotte Deane, Yee Whye Teh

Accelerating the discovery of novel and more effective therapeutics is an important pharmaceutical problem in which deep learning is playing an increasingly significant role. However, real-world drug discovery tasks are often characterized by a scarcity of labeled data and significant covariate shift$\unicode{x2013}\unicode{x2013}$a setting that poses a challenge to standard deep learning methods. In this paper, we present Q-SAVI, a probabilistic model able to address these challenges by encoding explicit prior knowledge of the data-generating process into a prior distribution over functions, presenting researchers with a transparent and probabilistically principled way to encode data-driven modeling preferences. Building on a novel, gold-standard bioactivity dataset that facilitates a meaningful comparison of models in an extrapolative regime, we explore different approaches to induce data shift and construct a challenging evaluation setup. We then demonstrate that using Q-SAVI to integrate contextualized prior knowledge of drug-like chemical space into the modeling process affords substantial gains in predictive accuracy and calibration, outperforming a broad range of state-of-the-art self-supervised pre-training and domain adaptation techniques.

ISAC-NET: Model-driven Deep Learning for Integrated Passive Sensing and Communication. (arXiv:2307.15074v1 [cs.IT])

Authors: Wangjun Jiang, Dingyou Ma, Zhiqing Wei, Zhiyong Feng, Ping Zhang

Recent advances in wireless communication with the enormous demands of sensing ability have given rise to the integrated sensing and communication (ISAC) technology, among which passive sensing plays an important role. The main challenge of passive sensing is how to achieve high sensing performance in the condition of communication demodulation errors. In this paper, we propose an ISAC network (ISAC-NET) that combines passive sensing with communication signal detection by using model-driven deep learning (DL). Dissimilar to existing passive sensing algorithms that first demodulate the transmitted symbols and then obtain passive sensing results from the demodulated symbols, ISAC-NET obtains passive sensing results and communication demodulated symbols simultaneously. Different from the data-driven DL method, we adopt the block-by-block signal processing method that divides the ISAC-NET into the passive sensing module, signal detection module and channel reconstruction module. From the simulation results, ISAC-NET obtains better communication performance than the traditional signal demodulation algorithm, which is close to OAMP-Net2. Compared to the 2D-DFT algorithm, ISAC-NET demonstrates significantly enhanced sensing performance. In summary, ISAC-NET is a promising tool for passive sensing and communication in wireless communications.

Knowledge Graph Enhanced Intelligent Tutoring System Based on Exercise Representativeness and Informativeness. (arXiv:2307.15076v1 [cs.CY])

Authors: Linqing Li, Zhifeng Wang

Presently, knowledge graph-based recommendation algorithms have garnered considerable attention among researchers. However, these algorithms solely consider knowledge graphs with single relationships and do not effectively model exercise-rich features, such as exercise representativeness and informativeness. Consequently, this paper proposes a framework, namely the Knowledge-Graph-Exercise Representativeness and Informativeness Framework, to address these two issues. The framework consists of four intricate components and a novel cognitive diagnosis model called the Neural Attentive cognitive diagnosis model. These components encompass the informativeness component, exercise representation component, knowledge importance component, and exercise representativeness component. The informativeness component evaluates the informational value of each question and identifies the candidate question set that exhibits the highest exercise informativeness. Furthermore, the skill embeddings are employed as input for the knowledge importance component. This component transforms a one-dimensional knowledge graph into a multi-dimensional one through four class relations and calculates skill importance weights based on novelty and popularity. Subsequently, the exercise representativeness component incorporates exercise weight knowledge coverage to select questions from the candidate question set for the tested question set. Lastly, the cognitive diagnosis model leverages exercise representation and skill importance weights to predict student performance on the test set and estimate their knowledge state. To evaluate the effectiveness of our selection strategy, extensive experiments were conducted on two publicly available educational datasets. The experimental results demonstrate that our framework can recommend appropriate exercises to students, leading to improved student performance.

Mathematical Modeling of BCG-based Bladder Cancer Treatment Using Socio-Demographics. (arXiv:2307.15084v1 [cs.LG])

Authors: Elizaveta Savchenko, Ariel Rosenfeld, Svetlana Bunimovich-Mendrazitsky

Cancer is one of the most widespread diseases around the world with millions of new patients each year. Bladder cancer is one of the most prevalent types of cancer affecting all individuals alike with no obvious prototypical patient. The current standard treatment for BC follows a routine weekly Bacillus Calmette-Guerin (BCG) immunotherapy-based therapy protocol which is applied to all patients alike. The clinical outcomes associated with BCG treatment vary significantly among patients due to the biological and clinical complexity of the interaction between the immune system, treatments, and cancer cells. In this study, we take advantage of the patient's socio-demographics to offer a personalized mathematical model that describes the clinical dynamics associated with BCG-based treatment. To this end, we adopt a well-established BCG treatment model and integrate a machine learning component to temporally adjust and reconfigure key parameters within the model thus promoting its personalization. Using real clinical data, we show that our personalized model favorably compares with the original one in predicting the number of cancer cells at the end of the treatment, with 14.8% improvement, on average.

Equitable Time-Varying Pricing Tariff Design: A Joint Learning and Optimization Approach. (arXiv:2307.15088v1 [cs.LG])

Authors: Liudong Chen, Bolun Xu

Time-varying pricing tariffs incentivize consumers to shift their electricity demand and reduce costs, but may increase the energy burden for consumers with limited response capability. The utility must thus balance affordability and response incentives when designing these tariffs by considering consumers' response expectations. This paper proposes a joint learning-based identification and optimization method to design equitable time-varying tariffs. Our proposed method encodes historical prices and demand response data into a recurrent neural network (RNN) to capture high-dimensional and non-linear consumer price response behaviors. We then embed the RNN into the tariff design optimization, formulating a non-linear optimization problem with a quadratic objective. We propose a gradient-based solution method that achieves fast and scalable computation. Simulation using real-world consumer data shows that our equitable tariffs protect low-income consumers from price surges while effectively motivating consumers to reduce peak demand. The method also ensures revenue recovery for the utility company and achieves robust performance against demand response uncertainties and prediction errors.

Information Gained Subgroup Discovery in Datasets. (arXiv:2307.15089v1 [cs.LG])

Authors: Daniel Gómez-Bravo, Aaron García, Guillermo Vigueras, Belén Ríos, Mariano Provencio, Alejandro Rodríguez-González

Lung cancer is the leading cause of cancer death. More than 238,340 new cases of lung cancer patients are expected in 2023, with an estimation of more than 127,070 deaths. Choosing the correct treatment is an important element to enhance the probability of survival and to improve patient's quality of life. Cancer treatments might provoke secondary effects. These toxicities cause different health problems that impact the patient's quality of life. Hence, reducing treatments toxicities while maintaining or improving their effectivenes is an important goal that aims to be pursued from the clinical perspective. On the other hand, clinical guidelines include general knowledge about cancer treatment recommendations to assist clinicians. Although they provide treatment recommendations based on cancer disease aspects and individual patient features, a statistical analysis taking into account treatment outcomes is not provided here. Therefore, the comparison between clinical guidelines with treatment patterns found in clinical data, would allow to validate the patterns found, as well as discovering alternative treatment patterns. In this work, we present Information Gained Subgroup Discovery, a Subgroup Discovery algorithm that aims to find most relevant patterns taking into account Information gain and Odds ratio. Thus, we analyze a dataset containing lung cancer patients information including patients' data, prescribed treatments and their outcomes. Obtained results are validated through clinicians and compared with clinical guidelines. We conclude that this new algorithm achieves highest acceptance of found patterns in this dataset, while also improving indices of Subgroup Discovery.

Understanding Forward Process of Convolutional Neural Network. (arXiv:2307.15090v1 [cs.LG])

Authors: Peixin Tian

This paper reveal the selective rotation in the CNNs' forward processing. It elucidates the activation function as a discerning mechanism that unifies and quantizes the rotational aspects of the input data. Experiments show how this defined methodology reflects the progress network distinguish inputs based on statistical indicators, which can be comprehended or analyzed by applying structured mathematical tools. Our findings also unveil the consistency between artificial neural networks and the human brain in their data processing pattern.

A Survey on Reservoir Computing and its Interdisciplinary Applications Beyond Traditional Machine Learning. (arXiv:2307.15092v1 [cs.NE])

Authors: Heng Zhang, Danilo Vasconcellos Vargas

Reservoir computing (RC), first applied to temporal signal processing, is a recurrent neural network in which neurons are randomly connected. Once initialized, the connection strengths remain unchanged. Such a simple structure turns RC into a non-linear dynamical system that maps low-dimensional inputs into a high-dimensional space. The model's rich dynamics, linear separability, and memory capacity then enable a simple linear readout to generate adequate responses for various applications. RC spans areas far beyond machine learning, since it has been shown that the complex dynamics can be realized in various physical hardware implementations and biological devices. This yields greater flexibility and shorter computation time. Moreover, the neuronal responses triggered by the model's dynamics shed light on understanding brain mechanisms that also exploit similar dynamical processes. While the literature on RC is vast and fragmented, here we conduct a unified review of RC's recent developments from machine learning to physics, biology, and neuroscience. We first review the early RC models, and then survey the state-of-the-art models and their applications. We further introduce studies on modeling the brain's mechanisms by RC. Finally, we offer new perspectives on RC development, including reservoir design, coding frameworks unification, physical RC implementations, and interaction between RC, cognitive neuroscience and evolution.

Cascaded Cross-Modal Transformer for Request and Complaint Detection. (arXiv:2307.15097v1 [cs.CL])

Authors: Nicolae-Catalin Ristea, Radu Tudor Ionescu

We propose a novel cascaded cross-modal transformer (CCMT) that combines speech and text transcripts to detect customer requests and complaints in phone conversations. Our approach leverages a multimodal paradigm by transcribing the speech using automatic speech recognition (ASR) models and translating the transcripts into different languages. Subsequently, we combine language-specific BERT-based models with Wav2Vec2.0 audio features in a novel cascaded cross-attention transformer model. We apply our system to the Requests Sub-Challenge of the ACM Multimedia 2023 Computational Paralinguistics Challenge, reaching unweighted average recalls (UAR) of 65.41% and 85.87% for the complaint and request classes, respectively.

Self-Supervised Learning for Improved Synthetic Aperture Sonar Target Recognition. (arXiv:2307.15098v1 [cs.CV])

Authors: BW Sheffield

This study explores the application of self-supervised learning (SSL) for improved target recognition in synthetic aperture sonar (SAS) imagery. The unique challenges of underwater environments make traditional computer vision techniques, which rely heavily on optical camera imagery, less effective. SAS, with its ability to generate high-resolution imagery, emerges as a preferred choice for underwater imaging. However, the voluminous high-resolution SAS data presents a significant challenge for labeling; a crucial step for training deep neural networks (DNNs).

SSL, which enables models to learn features in data without the need for labels, is proposed as a potential solution to the data labeling challenge in SAS. The study evaluates the performance of two prominent SSL algorithms, MoCov2 and BYOL, against the well-regarded supervised learning model, ResNet18, for binary image classification tasks. The findings suggest that while both SSL models can outperform a fully supervised model with access to a small number of labels in a few-shot scenario, they do not exceed it when all the labels are used.

The results underscore the potential of SSL as a viable alternative to traditional supervised learning, capable of maintaining task performance while reducing the time and costs associated with data labeling. The study also contributes to the growing body of evidence supporting the use of SSL in remote sensing and could stimulate further research in this area.

Clustering of illustrations by atmosphere using a combination of supervised and unsupervised learning. (arXiv:2307.15099v1 [cs.CV])

Authors: Keisuke Kubota (Doshisha University), Masahiro Okuda (Doshisha University)

The distribution of illustrations on social media, such as Twitter and Pixiv has increased with the growing popularity of animation, games, and animated movies. The "atmosphere" of illustrations plays an important role in user preferences. Classifying illustrations by atmosphere can be helpful for recommendations and searches. However, assigning clear labels to the elusive "atmosphere" and conventional supervised classification is not always practical. Furthermore, even images with similar colors, edges, and low-level features may not have similar atmospheres, making classification based on low-level features challenging. In this paper, this problem is solved using both supervised and unsupervised learning with pseudo-labels. The feature vectors are obtained using the supervised method with pseudo-labels that contribute to an ambiguous atmosphere. Further, clustering is performed based on these feature vectors. Experimental analyses show that our method outperforms conventional methods in human-like clustering on datasets manually classified by humans.

Detection of Children Abuse by Voice and Audio Classification by Short-Time Fourier Transform Machine Learning implemented on Nvidia Edge GPU device. (arXiv:2307.15101v1 [eess.AS])

Authors: Jiuqi Yan, Yingxian Chen, W.W.T.Fok

The safety of children in children home has become an increasing social concern, and the purpose of this experiment is to use machine learning applied to detect the scenarios of child abuse to increase the safety of children. This experiment uses machine learning to classify and recognize a child's voice and predict whether the current sound made by the child is crying, screaming or laughing. If a child is found to be crying or screaming, an alert is immediately sent to the relevant personnel so that they can perceive what the child may be experiencing in a surveillance blind spot and respond in a timely manner. Together with a hybrid use of video image classification, the accuracy of child abuse detection can be significantly increased. This greatly reduces the likelihood that a child will receive violent abuse in the nursery and allows personnel to stop an imminent or incipient child abuse incident in time. The datasets collected from this experiment is entirely from sounds recorded on site at the children home, including crying, laughing, screaming sound and background noises. These sound files are transformed into spectrograms using Short-Time Fourier Transform, and then these image data are imported into a CNN neural network for classification, and the final trained model can achieve an accuracy of about 92% for sound detection.

Detecting Morphing Attacks via Continual Incremental Training. (arXiv:2307.15105v1 [cs.CV])

Authors: Lorenzo Pellegrini, Guido Borghi, Annalisa Franco, Davide Maltoni

Scenarios in which restrictions in data transfer and storage limit the possibility to compose a single dataset -- also exploiting different data sources -- to perform a batch-based training procedure, make the development of robust models particularly challenging. We hypothesize that the recent Continual Learning (CL) paradigm may represent an effective solution to enable incremental training, even through multiple sites. Indeed, a basic assumption of CL is that once a model has been trained, old data can no longer be used in successive training iterations and in principle can be deleted. Therefore, in this paper, we investigate the performance of different Continual Learning methods in this scenario, simulating a learning model that is updated every time a new chunk of data, even of variable size, is available. Experimental results reveal that a particular CL method, namely Learning without Forgetting (LwF), is one of the best-performing algorithms. Then, we investigate its usage and parametrization in Morphing Attack Detection and Object Classification tasks, specifically with respect to the amount of new training data that became available.

R-Block: Regularized Block of Dropout for convolutional networks. (arXiv:2307.15150v1 [cs.CV])

Authors: Liqi Wang, Qiya Hu

Dropout as a regularization technique is widely used in fully connected layers while is less effective in convolutional layers. Therefore more structured forms of dropout have been proposed to regularize convolutional networks. The disadvantage of these methods is that the randomness introduced causes inconsistency between training and inference. In this paper, we apply a mutual learning training strategy for convolutional layer regularization, namely R-Block, which forces two outputs of the generated difference maximizing sub models to be consistent with each other. Concretely, R-Block minimizes the losses between the output distributions of two sub models with different drop regions for each sample in the training dataset. We design two approaches to construct such sub models. Our experiments demonstrate that R-Block achieves better performance than other existing structured dropout variants. We also demonstrate that our approaches to construct sub models outperforms others.

A/B Testing and Best-arm Identification for Linear Bandits with Robustness to Non-stationarity. (arXiv:2307.15154v1 [cs.LG])

Authors: Zhihan Xiong, Romain Camilleri, Maryam Fazel, Lalit Jain, Kevin Jamieson

We investigate the fixed-budget best-arm identification (BAI) problem for linear bandits in a potentially non-stationary environment. Given a finite arm set $\mathcal{X}\subset\mathbb{R}^d$, a fixed budget $T$, and an unpredictable sequence of parameters $\left\lbrace\theta_t\right\rbrace_{t=1}^{T}$, an algorithm will aim to correctly identify the best arm $x^* := \arg\max_{x\in\mathcal{X}}x^\top\sum_{t=1}^{T}\theta_t$ with probability as high as possible. Prior work has addressed the stationary setting where $\theta_t = \theta_1$ for all $t$ and demonstrated that the error probability decreases as $\exp(-T /\rho^*)$ for a problem-dependent constant $\rho^*$. But in many real-world $A/B/n$ multivariate testing scenarios that motivate our work, the environment is non-stationary and an algorithm expecting a stationary setting can easily fail. For robust identification, it is well-known that if arms are chosen randomly and non-adaptively from a G-optimal design over $\mathcal{X}$ at each time then the error probability decreases as $\exp(-T\Delta^2_{(1)}/d)$, where $\Delta_{(1)} = \min_{x \neq x^*} (x^* - x)^\top \frac{1}{T}\sum_{t=1}^T \theta_t$. As there exist environments where $\Delta_{(1)}^2/ d \ll 1/ \rho^*$, we are motivated to propose a novel algorithm $\mathsf{P1}$-$\mathsf{RAGE}$ that aims to obtain the best of both worlds: robustness to non-stationarity and fast rates of identification in benign settings. We characterize the error probability of $\mathsf{P1}$-$\mathsf{RAGE}$ and demonstrate empirically that the algorithm indeed never performs worse than G-optimal design but compares favorably to the best algorithms in the stationary setting.

R-LPIPS: An Adversarially Robust Perceptual Similarity Metric. (arXiv:2307.15157v1 [cs.CV])

Authors: Sara Ghazanfari, Siddharth Garg, Prashanth Krishnamurthy, Farshad Khorrami, Alexandre Araujo

Similarity metrics have played a significant role in computer vision to capture the underlying semantics of images. In recent years, advanced similarity metrics, such as the Learned Perceptual Image Patch Similarity (LPIPS), have emerged. These metrics leverage deep features extracted from trained neural networks and have demonstrated a remarkable ability to closely align with human perception when evaluating relative image similarity. However, it is now well-known that neural networks are susceptible to adversarial examples, i.e., small perturbations invisible to humans crafted to deliberately mislead the model. Consequently, the LPIPS metric is also sensitive to such adversarial examples. This susceptibility introduces significant security concerns, especially considering the widespread adoption of LPIPS in large-scale applications. In this paper, we propose the Robust Learned Perceptual Image Patch Similarity (R-LPIPS) metric, a new metric that leverages adversarially trained deep features. Through a comprehensive set of experiments, we demonstrate the superiority of R-LPIPS compared to the classical LPIPS metric. The code is available at \url{https://github.com/SaraGhazanfari/R-LPIPS}.

VISU at WASSA 2023 Shared Task: Detecting Emotions in Reaction to News Stories Leveraging BERT and Stacked Embeddings. (arXiv:2307.15164v1 [cs.CL])

Authors: Vivek Kumar, Sushmita Singh, Prayag Tiwari

Our system, VISU, participated in the WASSA 2023 Shared Task (3) of Emotion Classification from essays written in reaction to news articles. Emotion detection from complex dialogues is challenging and often requires context/domain understanding. Therefore in this research, we have focused on developing deep learning (DL) models using the combination of word embedding representations with tailored prepossessing strategies to capture the nuances of emotions expressed. Our experiments used static and contextual embeddings (individual and stacked) with Bidirectional Long short-term memory (BiLSTM) and Transformer based models. We occupied rank tenth in the emotion detection task by scoring a Macro F1-Score of 0.2717, validating the efficacy of our implemented approaches for small and imbalanced datasets with mixed categories of target emotions.

PredictChain: Empowering Collaboration and Data Accessibility for AI in a Decentralized Blockchain-based Marketplace. (arXiv:2307.15168v1 [cs.LG])

Authors: Matthew T. Pisano, Connor J. Patterson, Oshani Seneviratne

Limited access to computing resources and training data poses significant challenges for individuals and groups aiming to train and utilize predictive machine learning models. Although numerous publicly available machine learning models exist, they are often unhosted, necessitating end-users to establish their computational infrastructure. Alternatively, these models may only be accessible through paid cloud-based mechanisms, which can prove costly for general public utilization. Moreover, model and data providers require a more streamlined approach to track resource usage and capitalize on subsequent usage by others, both financially and otherwise. An effective mechanism is also lacking to contribute high-quality data for improving model performance. We propose a blockchain-based marketplace called "PredictChain" for predictive machine-learning models to address these issues. This marketplace enables users to upload datasets for training predictive machine learning models, request model training on previously uploaded datasets, or submit queries to trained models. Nodes within the blockchain network, equipped with available computing resources, will operate these models, offering a range of archetype machine learning models with varying characteristics, such as cost, speed, simplicity, power, and cost-effectiveness. This decentralized approach empowers users to develop improved models accessible to the public, promotes data sharing, and reduces reliance on centralized cloud providers.

Causative Cyberattacks on Online Learning-based Automated Demand Response Systems. (arXiv:2307.15175v1 [eess.SY])

Authors: Samrat Acharya, Yury Dvorkin, Ramesh Karri

Power utilities are adopting Automated Demand Response (ADR) to replace the costly fuel-fired generators and to preempt congestion during peak electricity demand. Similarly, third-party Demand Response (DR) aggregators are leveraging controllable small-scale electrical loads to provide on-demand grid support services to the utilities. Some aggregators and utilities have started employing Artificial Intelligence (AI) to learn the energy usage patterns of electricity consumers and use this knowledge to design optimal DR incentives. Such AI frameworks use open communication channels between the utility/aggregator and the DR customers, which are vulnerable to \textit{causative} data integrity cyberattacks. This paper explores vulnerabilities of AI-based DR learning and designs a data-driven attack strategy informed by DR data collected from the New York University (NYU) campus buildings. The case study demonstrates the feasibility and effects of maliciously tampering with (i) real-time DR incentives, (ii) DR event data sent to DR customers, and (iii) responses of DR customers to the DR incentives.

RCT Rejection Sampling for Causal Estimation Evaluation. (arXiv:2307.15176v1 [cs.AI])

Authors: Katherine A. Keith, Sergey Feldman, David Jurgens, Jonathan Bragg, Rohit Bhattacharya

Confounding is a significant obstacle to unbiased estimation of causal effects from observational data. For settings with high-dimensional covariates -- such as text data, genomics, or the behavioral social sciences -- researchers have proposed methods to adjust for confounding by adapting machine learning methods to the goal of causal estimation. However, empirical evaluation of these adjustment methods has been challenging and limited. In this work, we build on a promising empirical evaluation strategy that simplifies evaluation design and uses real data: subsampling randomized controlled trials (RCTs) to create confounded observational datasets while using the average causal effects from the RCTs as ground-truth. We contribute a new sampling algorithm, which we call RCT rejection sampling, and provide theoretical guarantees that causal identification holds in the observational data to allow for valid comparisons to the ground-truth RCT. Using synthetic data, we show our algorithm indeed results in low bias when oracle estimators are evaluated on the confounded samples, which is not always the case for a previously proposed algorithm. In addition to this identification result, we highlight several finite data considerations for evaluation designers who plan to use RCT rejection sampling on their own datasets. As a proof of concept, we implement an example evaluation pipeline and walk through these finite data considerations with a novel, real-world RCT -- which we release publicly -- consisting of approximately 70k observations and text data as high-dimensional covariates. Together, these contributions build towards a broader agenda of improved empirical evaluation for causal estimation.

f-Divergence Minimization for Sequence-Level Knowledge Distillation. (arXiv:2307.15190v1 [cs.CL])

Authors: Yuqiao Wen, Zichao Li, Wenyu Du, Lili Mou

Knowledge distillation (KD) is the process of transferring knowledge from a large model to a small one. It has gained increasing attention in the natural language processing community, driven by the demands of compressing ever-growing language models. In this work, we propose an f-DISTILL framework, which formulates sequence-level knowledge distillation as minimizing a generalized f-divergence function. We propose four distilling variants under our framework and show that existing SeqKD and ENGINE approaches are approximations of our f-DISTILL methods. We further derive step-wise decomposition for our f-DISTILL, reducing intractable sequence-level divergence to word-level losses that can be computed in a tractable manner. Experiments across four datasets show that our methods outperform existing KD approaches, and that our symmetric distilling losses can better force the student to learn from the teacher distribution.

Learning in Repeated Multi-Unit Pay-As-Bid Auctions. (arXiv:2307.15193v1 [cs.GT])

Authors: Rigel Galgana, Negin Golrezaei

Motivated by Carbon Emissions Trading Schemes, Treasury Auctions, and Procurement Auctions, which all involve the auctioning of homogeneous multiple units, we consider the problem of learning how to bid in repeated multi-unit pay-as-bid auctions. In each of these auctions, a large number of (identical) items are to be allocated to the largest submitted bids, where the price of each of the winning bids is equal to the bid itself. The problem of learning how to bid in pay-as-bid auctions is challenging due to the combinatorial nature of the action space. We overcome this challenge by focusing on the offline setting, where the bidder optimizes their vector of bids while only having access to the past submitted bids by other bidders. We show that the optimal solution to the offline problem can be obtained using a polynomial time dynamic programming (DP) scheme. We leverage the structure of the DP scheme to design online learning algorithms with polynomial time and space complexity under full information and bandit feedback settings. We achieve an upper bound on regret of $O(M\sqrt{T\log |\mathcal{B}|})$ and $O(M\sqrt{|\mathcal{B}|T\log |\mathcal{B}|})$ respectively, where $M$ is the number of units demanded by the bidder, $T$ is the total number of auctions, and $|\mathcal{B}|$ is the size of the discretized bid space. We accompany these results with a regret lower bound, which match the linear dependency in $M$. Our numerical results suggest that when all agents behave according to our proposed no regret learning algorithms, the resulting market dynamics mainly converge to a welfare maximizing equilibrium where bidders submit uniform bids. Lastly, our experiments demonstrate that the pay-as-bid auction consistently generates significantly higher revenue compared to its popular alternative, the uniform price auction.

The Marginal Value of Momentum for Small Learning Rate SGD. (arXiv:2307.15196v1 [cs.LG])

Authors: Runzhe Wang, Sadhika Malladi, Tianhao Wang, Kaifeng Lyu, Zhiyuan Li

Momentum is known to accelerate the convergence of gradient descent in strongly convex settings without stochastic gradient noise. In stochastic optimization, such as training neural networks, folklore suggests that momentum may help deep learning optimization by reducing the variance of the stochastic gradient update, but previous theoretical analyses do not find momentum to offer any provable acceleration. Theoretical results in this paper clarify the role of momentum in stochastic settings where the learning rate is small and gradient noise is the dominant source of instability, suggesting that SGD with and without momentum behave similarly in the short and long time horizons. Experiments show that momentum indeed has limited benefits for both optimization and generalization in practical training regimes where the optimal learning rate is not very large, including small- to medium-batch training from scratch on ImageNet and fine-tuning language models on downstream tasks.

PromptStyler: Prompt-driven Style Generation for Source-free Domain Generalization. (arXiv:2307.15199v1 [cs.CV])

Authors: Junhyeong Cho, Gilhyun Nam, Sungyeon Kim, Hunmin Yang, Suha Kwak

In a joint vision-language space, a text feature (e.g., from "a photo of a dog") could effectively represent its relevant image features (e.g., from dog photos). Inspired by this, we propose PromptStyler which simulates various distribution shifts in the joint space by synthesizing diverse styles via prompts without using any images to deal with source-free domain generalization. Our method learns to generate a variety of style features (from "a S* style of a") via learnable style word vectors for pseudo-words S*. To ensure that learned styles do not distort content information, we force style-content features (from "a S* style of a [class]") to be located nearby their corresponding content features (from "[class]") in the joint vision-language space. After learning style word vectors, we train a linear classifier using synthesized style-content features. PromptStyler achieves the state of the art on PACS, VLCS, OfficeHome and DomainNet, although it does not require any images and takes just ~30 minutes for training using a single GPU.

Open Problems and Fundamental Limitations of Reinforcement Learning from Human Feedback. (arXiv:2307.15217v1 [cs.AI])

Authors: Stephen Casper, Xander Davies, Claudia Shi, Thomas Krendl Gilbert, Jérémy Scheurer, Javier Rando, Rachel Freedman, Tomasz Korbak, David Lindner, Pedro Freire, Tony Wang, Samuel Marks, Charbel-Raphaël Segerie, Micah Carroll, Andi Peng, Phillip Christoffersen, Mehul Damani, Stewart Slocum, Usman Anwar, Anand Siththaranjan, Max Nadeau, Eric J. Michaud, Jacob Pfau, Dmitrii Krasheninnikov, Xin Chen, Lauro Langosco, Peter Hase, Erdem Bıyık, Anca Dragan, David Krueger, Dorsa Sadigh, Dylan Hadfield-Menell

Reinforcement learning from human feedback (RLHF) is a technique for training AI systems to align with human goals. RLHF has emerged as the central method used to finetune state-of-the-art large language models (LLMs). Despite this popularity, there has been relatively little public work systematizing its flaws. In this paper, we (1) survey open problems and fundamental limitations of RLHF and related methods; (2) overview techniques to understand, improve, and complement RLHF in practice; and (3) propose auditing and disclosure standards to improve societal oversight of RLHF systems. Our work emphasizes the limitations of RLHF and highlights the importance of a multi-faceted approach to the development of safer AI systems.

A Practical Recipe for Federated Learning Under Statistical Heterogeneity Experimental Design. (arXiv:2307.15245v1 [cs.LG])

Authors: Mahdi Morafah, Weijia Wang, Bill Lin

Federated Learning (FL) has been an area of active research in recent years. There have been numerous studies in FL to make it more successful in the presence of data heterogeneity. However, despite the existence of many publications, the state of progress in the field is unknown. Many of the works use inconsistent experimental settings and there are no comprehensive studies on the effect of FL-specific experimental variables on the results and practical insights for a more comparable and consistent FL experimental setup. Furthermore, the existence of several benchmarks and confounding variables has further complicated the issue of inconsistency and ambiguity. In this work, we present the first comprehensive study on the effect of FL-specific experimental variables in relation to each other and performance results, bringing several insights and recommendations for designing a meaningful and well-incentivized FL experimental setup. We further aid the community by releasing FedZoo-Bench, an open-source library based on PyTorch with pre-implementation of 22 state-of-the-art methods, and a broad set of standardized and customizable features available at https://github.com/MMorafah/FedZoo-Bench. We also provide a comprehensive comparison of several state-of-the-art (SOTA) methods to better understand the current state of the field and existing limitations.

Is this model reliable for everyone? Testing for strong calibration. (arXiv:2307.15247v1 [cs.LG])

Authors: Jean Feng, Alexej Gossmann, Romain Pirracchio, Nicholas Petrick, Gene Pennello, Berkman Sahiner

In a well-calibrated risk prediction model, the average predicted probability is close to the true event rate for any given subgroup. Such models are reliable across heterogeneous populations and satisfy strong notions of algorithmic fairness. However, the task of auditing a model for strong calibration is well-known to be difficult -- particularly for machine learning (ML) algorithms -- due to the sheer number of potential subgroups. As such, common practice is to only assess calibration with respect to a few predefined subgroups. Recent developments in goodness-of-fit testing offer potential solutions but are not designed for settings with weak signal or where the poorly calibrated subgroup is small, as they either overly subdivide the data or fail to divide the data at all. We introduce a new testing procedure based on the following insight: if we can reorder observations by their expected residuals, there should be a change in the association between the predicted and observed residuals along this sequence if a poorly calibrated subgroup exists. This lets us reframe the problem of calibration testing into one of changepoint detection, for which powerful methods already exist. We begin with introducing a sample-splitting procedure where a portion of the data is used to train a suite of candidate models for predicting the residual, and the remaining data are used to perform a score-based cumulative sum (CUSUM) test. To further improve power, we then extend this adaptive CUSUM test to incorporate cross-validation, while maintaining Type I error control under minimal assumptions. Compared to existing methods, the proposed procedure consistently achieved higher power in simulation studies and more than doubled the power when auditing a mortality risk prediction model.

Recovering high-quality FODs from a reduced number of diffusion-weighted images using a model-driven deep learning architecture. (arXiv:2307.15273v1 [cs.CV])

Authors: J Bartlett, C E Davey, L A Johnston, J Duan

Fibre orientation distribution (FOD) reconstruction using deep learning has the potential to produce accurate FODs from a reduced number of diffusion-weighted images (DWIs), decreasing total imaging time. Diffusion acquisition invariant representations of the DWI signals are typically used as input to these methods to ensure that they can be applied flexibly to data with different b-vectors and b-values; however, this means the network cannot condition its output directly on the DWI signal. In this work, we propose a spherical deconvolution network, a model-driven deep learning FOD reconstruction architecture, that ensures intermediate and output FODs produced by the network are consistent with the input DWI signals. Furthermore, we implement a fixel classification penalty within our loss function, encouraging the network to produce FODs that can subsequently be segmented into the correct number of fixels and improve downstream fixel-based analysis. Our results show that the model-based deep learning architecture achieves competitive performance compared to a state-of-the-art FOD super-resolution network, FOD-Net. Moreover, we show that the fixel classification penalty can be tuned to offer improved performance with respect to metrics that rely on accurately segmented of FODs. Our code is publicly available at https://github.com/Jbartlett6/SDNet .

Optimal Approximation of Zonoids and Uniform Approximation by Shallow Neural Networks. (arXiv:2307.15285v1 [stat.ML])

Authors: Jonathan W. Siegel

We study the following two related problems. The first is to determine to what error an arbitrary zonoid in $\mathbb{R}^{d+1}$ can be approximated in the Hausdorff distance by a sum of $n$ line segments. The second is to determine optimal approximation rates in the uniform norm for shallow ReLU$^k$ neural networks on their variation spaces. The first of these problems has been solved for $d\neq 2,3$, but when $d=2,3$ a logarithmic gap between the best upper and lower bounds remains. We close this gap, which completes the solution in all dimensions. For the second problem, our techniques significantly improve upon existing approximation rates when $k\geq 1$, and enable uniform approximation of both the target function and its derivatives.

Learning Nonlinear Projections for Reduced-Order Modeling of Dynamical Systems using Constrained Autoencoders. (arXiv:2307.15288v1 [math.DS])

Authors: Samuel E. Otto, Gregory R. Macchio, Clarence W. Rowley

Recently developed reduced-order modeling techniques aim to approximate nonlinear dynamical systems on low-dimensional manifolds learned from data. This is an effective approach for modeling dynamics in a post-transient regime where the effects of initial conditions and other disturbances have decayed. However, modeling transient dynamics near an underlying manifold, as needed for real-time control and forecasting applications, is complicated by the effects of fast dynamics and nonnormal sensitivity mechanisms. To begin to address these issues, we introduce a parametric class of nonlinear projections described by constrained autoencoder neural networks in which both the manifold and the projection fibers are learned from data. Our architecture uses invertible activation functions and biorthogonal weight matrices to ensure that the encoder is a left inverse of the decoder. We also introduce new dynamics-aware cost functions that promote learning of oblique projection fibers that account for fast dynamics and nonnormality. To demonstrate these methods and the specific challenges they address, we provide a detailed case study of a three-state model of vortex shedding in the wake of a bluff body immersed in a fluid, which has a two-dimensional slow manifold that can be computed analytically. In anticipation of future applications to high-dimensional systems, we also propose several techniques for constructing computationally efficient reduced-order models using our proposed nonlinear projection framework. This includes a novel sparsity-promoting penalty for the encoder that avoids detrimental weight matrix shrinkage via computation on the Grassmann manifold.

Differential Evolution Algorithm based Hyper-Parameters Selection of Transformer Neural Network Model for Load Forecasting. (arXiv:2307.15299v1 [cs.NE])

Authors: Anuvab Sen, Arul Rhik Mazumder, Udayon Sen

Accurate load forecasting plays a vital role in numerous sectors, but accurately capturing the complex dynamics of dynamic power systems remains a challenge for traditional statistical models. For these reasons, time-series models (ARIMA) and deep-learning models (ANN, LSTM, GRU, etc.) are commonly deployed and often experience higher success. In this paper, we analyze the efficacy of the recently developed Transformer-based Neural Network model in Load forecasting. Transformer models have the potential to improve Load forecasting because of their ability to learn long-range dependencies derived from their Attention Mechanism. We apply several metaheuristics namely Differential Evolution to find the optimal hyperparameters of the Transformer-based Neural Network to produce accurate forecasts. Differential Evolution provides scalable, robust, global solutions to non-differentiable, multi-objective, or constrained optimization problems. Our work compares the proposed Transformer based Neural Network model integrated with different metaheuristic algorithms by their performance in Load forecasting based on numerical metrics such as Mean Squared Error (MSE) and Mean Absolute Percentage Error (MAPE). Our findings demonstrate the potential of metaheuristic-enhanced Transformer-based Neural Network models in Load forecasting accuracy and provide optimal hyperparameters for each model.

DiffKendall: A Novel Approach for Few-Shot Learning with Differentiable Kendall's Rank Correlation. (arXiv:2307.15317v1 [cs.CV])

Authors: Kaipeng Zheng, Huishuai Zhang, Weiran Huang

Few-shot learning aims to adapt models trained on the base dataset to novel tasks where the categories are not seen by the model before. This often leads to a relatively uniform distribution of feature values across channels on novel classes, posing challenges in determining channel importance for novel tasks. Standard few-shot learning methods employ geometric similarity metrics such as cosine similarity and negative Euclidean distance to gauge the semantic relatedness between two features. However, features with high geometric similarities may carry distinct semantics, especially in the context of few-shot learning. In this paper, we demonstrate that the importance ranking of feature channels is a more reliable indicator for few-shot learning than geometric similarity metrics. We observe that replacing the geometric similarity metric with Kendall's rank correlation only during inference is able to improve the performance of few-shot learning across a wide range of datasets with different domains. Furthermore, we propose a carefully designed differentiable loss for meta-training to address the non-differentiability issue of Kendall's rank correlation. Extensive experiments demonstrate that the proposed rank-correlation-based approach substantially enhances few-shot learning performance.

Robust Visual Sim-to-Real Transfer for Robotic Manipulation. (arXiv:2307.15320v1 [cs.RO])

Authors: Ricardo Garcia, Robin Strudel, Shizhe Chen, Etienne Arlaud, Ivan Laptev, Cordelia Schmid

Learning visuomotor policies in simulation is much safer and cheaper than in the real world. However, due to discrepancies between the simulated and real data, simulator-trained policies often fail when transferred to real robots. One common approach to bridge the visual sim-to-real domain gap is domain randomization (DR). While previous work mainly evaluates DR for disembodied tasks, such as pose estimation and object detection, here we systematically explore visual domain randomization methods and benchmark them on a rich set of challenging robotic manipulation tasks. In particular, we propose an off-line proxy task of cube localization to select DR parameters for texture randomization, lighting randomization, variations of object colors and camera parameters. Notably, we demonstrate that DR parameters have similar impact on our off-line proxy task and on-line policies. We, hence, use off-line optimized DR parameters to train visuomotor policies in simulation and directly apply such policies to a real robot. Our approach achieves 93% success rate on average when tested on a diverse set of challenging manipulation tasks. Moreover, we evaluate the robustness of policies to visual variations in real scenes and show that our simulator-trained policies outperform policies learned using real but limited data. Code, simulation environment, real robot datasets and trained models are available at https://www.di.ens.fr/willow/research/robust_s2r/.

Partial observations, coarse graining and equivariance in Koopman operator theory for large-scale dynamical systems. (arXiv:2307.15325v1 [math.DS])

Authors: Sebastian Peitz, Hans Harder, Feliks Nüske, Friedrich Philipp, Manuel Schaller, Karl Worthmann

The Koopman operator has become an essential tool for data-driven analysis, prediction and control of complex systems, the main reason being the enormous potential of identifying linear function space representations of nonlinear dynamics from measurements. Until now, the situation where for large-scale systems, we (i) only have access to partial observations (i.e., measurements, as is very common for experimental data) or (ii) deliberately perform coarse graining (for efficiency reasons) has not been treated to its full extent. In this paper, we address the pitfall associated with this situation, that the classical EDMD algorithm does not automatically provide a Koopman operator approximation for the underlying system if we do not carefully select the number of observables. Moreover, we show that symmetries in the system dynamics can be carried over to the Koopman operator, which allows us to massively increase the model efficiency. We also briefly draw a connection to domain decomposition techniques for partial differential equations and present numerical evidence using the Kuramoto--Sivashinsky equation.

Staging E-Commerce Products for Online Advertising using Retrieval Assisted Image Generation. (arXiv:2307.15326v1 [cs.CV])

Authors: Yueh-Ning Ku, Mikhail Kuznetsov, Shaunak Mishra, Paloma de Juan

Online ads showing e-commerce products typically rely on the product images in a catalog sent to the advertising platform by an e-commerce platform. In the broader ads industry such ads are called dynamic product ads (DPA). It is common for DPA catalogs to be in the scale of millions (corresponding to the scale of products which can be bought from the e-commerce platform). However, not all product images in the catalog may be appealing when directly re-purposed as an ad image, and this may lead to lower click-through rates (CTRs). In particular, products just placed against a solid background may not be as enticing and realistic as a product staged in a natural environment. To address such shortcomings of DPA images at scale, we propose a generative adversarial network (GAN) based approach to generate staged backgrounds for un-staged product images. Generating the entire staged background is a challenging task susceptible to hallucinations. To get around this, we introduce a simpler approach called copy-paste staging using retrieval assisted GANs. In copy paste staging, we first retrieve (from the catalog) staged products similar to the un-staged input product, and then copy-paste the background of the retrieved product in the input image. A GAN based in-painting model is used to fill the holes left after this copy-paste operation. We show the efficacy of our copy-paste staging method via offline metrics, and human evaluation. In addition, we show how our staging approach can enable animations of moving products leading to a video ad from a product image.

The Radon Signed Cumulative Distribution Transform and its applications in classification of Signed Images. (arXiv:2307.15339v1 [cs.IT])

Authors: Le Gong, Shiying Li, Naqib Sad Pathan, Mohammad Shifat-E-Rabbi, Gustavo K. Rohde, Abu Hasnat Mohammad Rubaiyat, Sumati Thareja

Here we describe a new image representation technique based on the mathematics of transport and optimal transport. The method relies on the combination of the well-known Radon transform for images and a recent signal representation method called the Signed Cumulative Distribution Transform. The newly proposed method generalizes previous transport-related image representation methods to arbitrary functions (images), and thus can be used in more applications. We describe the new transform, and some of its mathematical properties and demonstrate its ability to partition image classes with real and simulated data. In comparison to existing transport transform methods, as well as deep learning-based classification methods, the new transform more accurately represents the information content of signed images, and thus can be used to obtain higher classification accuracies. The implementation of the proposed method in Python language is integrated as a part of the software package PyTransKit, available on Github.

Med-HALT: Medical Domain Hallucination Test for Large Language Models. (arXiv:2307.15343v1 [cs.CL])

Authors: Logesh Kumar Umapathi, Ankit Pal, Malaikannan Sankarasubbu

This research paper focuses on the challenges posed by hallucinations in large language models (LLMs), particularly in the context of the medical domain. Hallucination, wherein these models generate plausible yet unverified or incorrect information, can have serious consequences in healthcare applications. We propose a new benchmark and dataset, Med-HALT (Medical Domain Hallucination Test), designed specifically to evaluate and reduce hallucinations. Med-HALT provides a diverse multinational dataset derived from medical examinations across various countries and includes multiple innovative testing modalities. Med-HALT includes two categories of tests reasoning and memory-based hallucination tests, designed to assess LLMs's problem-solving and information retrieval abilities.

Our study evaluated leading LLMs, including Text Davinci, GPT-3.5, LlaMa-2, MPT, and Falcon, revealing significant differences in their performance. The paper provides detailed insights into the dataset, promoting transparency and reproducibility. Through this work, we aim to contribute to the development of safer and more reliable language models in healthcare. Our benchmark can be found at medhalt.github.io

Confident Feature Ranking. (arXiv:2307.15361v1 [stat.ML])

Authors: Bitya Neuhof, Yuval Benjamini

Interpretation of feature importance values often relies on the relative order of the features rather than on the value itself, referred to as ranking. However, the order may be unstable due to the small sample sizes used in calculating the importance values. We propose that post-hoc importance methods produce a ranking and simultaneous confident intervals for the rankings. Based on pairwise comparisons of the feature importance values, our method is guaranteed to include the ``true'' (infinite sample) ranking with high probability and allows for selecting top-k sets.

Toward Transparent Sequence Models with Model-Based Tree Markov Model. (arXiv:2307.15367v1 [cs.LG])

Authors: Chan Hsu, Wei-Chun Huang, Jun-Ting Wu, Chih-Yuan Li, Yihuang Kang

In this study, we address the interpretability issue in complex, black-box Machine Learning models applied to sequence data. We introduce the Model-Based tree Hidden Semi-Markov Model (MOB-HSMM), an inherently interpretable model aimed at detecting high mortality risk events and discovering hidden patterns associated with the mortality risk in Intensive Care Units (ICU). This model leverages knowledge distilled from Deep Neural Networks (DNN) to enhance predictive performance while offering clear explanations. Our experimental results indicate the improved performance of Model-Based trees (MOB trees) via employing LSTM for learning sequential patterns, which are then transferred to MOB trees. Integrating MOB trees with the Hidden Semi-Markov Model (HSMM) in the MOB-HSMM enables uncovering potential and explainable sequences using available information.

Conflict-free joint decision by lag and zero-lag synchronization in laser network. (arXiv:2307.15373v1 [physics.optics])

Authors: Hisako Ito, Takatomo Mihana, Ryoichi Horisaki, Makoto Naruse

With the end of Moore's Law and the increasing demand for computing, photonic accelerators are garnering considerable attention. This is due to the physical characteristics of light, such as high bandwidth and multiplicity, and the various synchronization phenomena that emerge in the realm of laser physics. These factors come into play as computer performance approaches its limits. In this study, we explore the application of a laser network, acting as a photonic accelerator, to the competitive multi-armed bandit problem. In this context, conflict avoidance is key to maximizing environmental rewards. We experimentally demonstrate cooperative decision-making using zero-lag and lag synchronization within a network of four semiconductor lasers. Lag synchronization of chaos realizes effective decision-making and zero-delay synchronization is responsible for the realization of the collision avoidance function. We experimentally verified a low collision rate and high reward in a fundamental 2-player, 2-slot scenario, and showed the scalability of this system. This system architecture opens up new possibilities for intelligent functionalities in laser dynamics.

Co-attention Graph Pooling for Efficient Pairwise Graph Interaction Learning. (arXiv:2307.15377v1 [cs.LG])

Authors: Junhyun Lee, Bumsoo Kim, Minji Jeon, Jaewoo Kang

Graph Neural Networks (GNNs) have proven to be effective in processing and learning from graph-structured data. However, previous works mainly focused on understanding single graph inputs while many real-world applications require pair-wise analysis for graph-structured data (e.g., scene graph matching, code searching, and drug-drug interaction prediction). To this end, recent works have shifted their focus to learning the interaction between pairs of graphs. Despite their improved performance, these works were still limited in that the interactions were considered at the node-level, resulting in high computational costs and suboptimal performance. To address this issue, we propose a novel and efficient graph-level approach for extracting interaction representations using co-attention in graph pooling. Our method, Co-Attention Graph Pooling (CAGPool), exhibits competitive performance relative to existing methods in both classification and regression tasks using real-world datasets, while maintaining lower computational complexity.

Does Full Waveform Inversion Benefit from Big Data?. (arXiv:2307.15388v1 [cs.LG])

Authors: Peng Jin, Yinan Feng, Shihang Feng, Hanchen Wang, Yinpeng Chen, Benjamin Consolvo, Zicheng Liu, Youzuo Lin

This paper investigates the impact of big data on deep learning models for full waveform inversion (FWI). While it is well known that big data can boost the performance of deep learning models in many tasks, its effectiveness has not been validated for FWI. To address this gap, we present an empirical study that investigates how deep learning models in FWI behave when trained on OpenFWI, a collection of large-scale, multi-structural datasets published recently. Particularly, we train and evaluate the FWI models on a combination of 10 2D subsets in OpenFWI that contain 470K data pairs in total. Our experiments demonstrate that larger datasets lead to better performance and generalization of deep learning models for FWI. We further demonstrate that model capacity needs to scale in accordance with data size for optimal improvement.

Noisy Interpolation Learning with Shallow Univariate ReLU Networks. (arXiv:2307.15396v1 [cs.LG])

Authors: Nirmit Joshi, Gal Vardi, Nathan Srebro

We study the asymptotic overfitting behavior of interpolation with minimum norm ($\ell_2$ of the weights) two-layer ReLU networks for noisy univariate regression. We show that overfitting is tempered for the $L_1$ loss, and any $L_p$ loss for $p<2$, but catastrophic for $p\geq 2$.

The Initial Screening Order Problem. (arXiv:2307.15398v1 [cs.LG])

Authors: Jose M. Alvarez, Salvatore Ruggieri

In this paper we present the initial screening order problem, a crucial step within candidate screening. It involves a human-like screener with an objective to find the first k suitable candidates rather than the best k suitable candidates in a candidate pool given an initial screening order. The initial screening order represents the way in which the human-like screener arranges the candidate pool prior to screening. The choice of initial screening order has considerable effects on the selected set of k candidates. We prove that under an unbalanced candidate pool (e.g., having more male than female candidates), the human-like screener can suffer from uneven efforts that hinder its decision-making over the protected, under-represented group relative to the non-protected, over-represented group. Other fairness results are proven under the human-like screener. This research is based on a collaboration with a large company to better understand its hiring process for potential automation. Our main contribution is the formalization of the initial screening order problem which, we argue, opens the path for future extensions of the current works on ranking algorithms, fairness, and automation for screening procedures.

Is One Epoch All You Need For Multi-Fidelity Hyperparameter Optimization?. (arXiv:2307.15422v1 [cs.LG])

Authors: Romain Egele, Isabelle Guyon, Yixuan Sun, Prasanna Balaprakash

Hyperparameter optimization (HPO) is crucial for fine-tuning machine learning models but can be computationally expensive. To reduce costs, Multi-fidelity HPO (MF-HPO) leverages intermediate accuracy levels in the learning process and discards low-performing models early on. We compared various representative MF-HPO methods against a simple baseline on classical benchmark data. The baseline involved discarding all models except the Top-K after training for only one epoch, followed by further training to select the best model. Surprisingly, this baseline achieved similar results to its counterparts, while requiring an order of magnitude less computation. Upon analyzing the learning curves of the benchmark data, we observed a few dominant learning curves, which explained the success of our baseline. This suggests that researchers should (1) always use the suggested baseline in benchmarks and (2) broaden the diversity of MF-HPO benchmarks to include more complex cases.

Deep Generative Models, Synthetic Tabular Data, and Differential Privacy: An Overview and Synthesis. (arXiv:2307.15424v1 [cs.LG])

Authors: Conor Hassan, Robert Salomone, Kerrie Mengersen

This article provides a comprehensive synthesis of the recent developments in synthetic data generation via deep generative models, focusing on tabular datasets. We specifically outline the importance of synthetic data generation in the context of privacy-sensitive data. Additionally, we highlight the advantages of using deep generative models over other methods and provide a detailed explanation of the underlying concepts, including unsupervised learning, neural networks, and generative models. The paper covers the challenges and considerations involved in using deep generative models for tabular datasets, such as data normalization, privacy concerns, and model evaluation. This review provides a valuable resource for researchers and practitioners interested in synthetic data generation and its applications.

Implicit neural representation for change detection. (arXiv:2307.15428v1 [cs.CV])

Authors: Peter Naylor, Diego Di Carlo, Arianna Traviglia, Makoto Yamada, Marco Fiorucci

Detecting changes that occurred in a pair of 3D airborne LiDAR point clouds, acquired at two different times over the same geographical area, is a challenging task because of unmatching spatial supports and acquisition system noise. Most recent attempts to detect changes on point clouds are based on supervised methods, which require large labelled data unavailable in real-world applications. To address these issues, we propose an unsupervised approach that comprises two components: Neural Field (NF) for continuous shape reconstruction and a Gaussian Mixture Model for categorising changes. NF offer a grid-agnostic representation to encode bi-temporal point clouds with unmatched spatial support that can be regularised to increase high-frequency details and reduce noise. The reconstructions at each timestamp are compared at arbitrary spatial scales, leading to a significant increase in detection capabilities. We apply our method to a benchmark dataset of simulated LiDAR point clouds for urban sprawling. The dataset offers different challenging scenarios with different resolutions, input modalities and noise levels, allowing a multi-scenario comparison of our method with the current state-of-the-art. We boast the previous methods on this dataset by a 10% margin in intersection over union metric. In addition, we apply our methods to a real-world scenario to identify illegal excavation (looting) of archaeological sites and confirm that they match findings from field experts.

Improvable Gap Balancing for Multi-Task Learning. (arXiv:2307.15429v1 [cs.LG])

Authors: Yanqi Dai, Nanyi Fei, Zhiwu Lu

In multi-task learning (MTL), gradient balancing has recently attracted more research interest than loss balancing since it often leads to better performance. However, loss balancing is much more efficient than gradient balancing, and thus it is still worth further exploration in MTL. Note that prior studies typically ignore that there exist varying improvable gaps across multiple tasks, where the improvable gap per task is defined as the distance between the current training progress and desired final training progress. Therefore, after loss balancing, the performance imbalance still arises in many cases. In this paper, following the loss balancing framework, we propose two novel improvable gap balancing (IGB) algorithms for MTL: one takes a simple heuristic, and the other (for the first time) deploys deep reinforcement learning for MTL. Particularly, instead of directly balancing the losses in MTL, both algorithms choose to dynamically assign task weights for improvable gap balancing. Moreover, we combine IGB and gradient balancing to show the complementarity between the two types of algorithms. Extensive experiments on two benchmark datasets demonstrate that our IGB algorithms lead to the best results in MTL via loss balancing and achieve further improvements when combined with gradient balancing. Code is available at https://github.com/YanqiDai/IGB4MTL.

Autonomous Payload Thermal Control. (arXiv:2307.15438v1 [cs.LG])

Authors: Alejandro D. Mousist

In small satellites there is less room for heat control equipment, scientific instruments, and electronic components. Furthermore, the near proximity of the electronics makes power dissipation difficult, with the risk of not being able to control the temperature appropriately, reducing component lifetime and mission performance. To address this challenge, taking advantage of the advent of increasing intelligence on board satellites, a deep reinforcement learning based framework that uses Soft Actor-Critic algorithm is proposed for learning the thermal control policy onboard. The framework is evaluated both in a naive simulated environment and in a real space edge processing computer that will be shipped in the future IMAGIN-e mission and hosted in the ISS. The experiment results show that the proposed framework is able to learn to control the payload processing power to maintain the temperature under operational ranges, complementing traditional thermal control systems.

Worrisome Properties of Neural Network Controllers and Their Symbolic Representations. (arXiv:2307.15456v1 [cs.LG])

Authors: Jacek Cyranka, Kevin E M Church, Jean-Philippe Lessard

We raise concerns about controllers' robustness in simple reinforcement learning benchmark problems. We focus on neural network controllers and their low neuron and symbolic abstractions. A typical controller reaching high mean return values still generates an abundance of persistent low-return solutions, which is a highly undesirable property, easily exploitable by an adversary. We find that the simpler controllers admit more persistent bad solutions. We provide an algorithm for a systematic robustness study and prove existence of persistent solutions and, in some cases, periodic orbits, using a computer-assisted proof methodology.

LUCID-GAN: Conditional Generative Models to Locate Unfairness. (arXiv:2307.15466v1 [cs.LG])

Authors: Andres Algaba, Carmen Mazijn, Carina Prunkl, Jan Danckaert, Vincent Ginis

Most group fairness notions detect unethical biases by computing statistical parity metrics on a model's output. However, this approach suffers from several shortcomings, such as philosophical disagreement, mutual incompatibility, and lack of interpretability. These shortcomings have spurred the research on complementary bias detection methods that offer additional transparency into the sources of discrimination and are agnostic towards an a priori decision on the definition of fairness and choice of protected features. A recent proposal in this direction is LUCID (Locating Unfairness through Canonical Inverse Design), where canonical sets are generated by performing gradient descent on the input space, revealing a model's desired input given a preferred output. This information about the model's mechanisms, i.e., which feature values are essential to obtain specific outputs, allows exposing potential unethical biases in its internal logic. Here, we present LUCID-GAN, which generates canonical inputs via a conditional generative model instead of gradient-based inverse design. LUCID-GAN has several benefits, including that it applies to non-differentiable models, ensures that canonical sets consist of realistic inputs, and allows to assess proxy and intersectional discrimination. We empirically evaluate LUCID-GAN on the UCI Adult and COMPAS data sets and show that it allows for detecting unethical biases in black-box models without requiring access to the training data.

FeedbackLogs: Recording and Incorporating Stakeholder Feedback into Machine Learning Pipelines. (arXiv:2307.15475v1 [cs.HC])

Authors: Matthew Barker, Emma Kallina, Dhananjay Ashok, Katherine M. Collins, Ashley Casovan, Adrian Weller, Ameet Talwalkar, Valerie Chen, Umang Bhatt

Even though machine learning (ML) pipelines affect an increasing array of stakeholders, there is little work on how input from stakeholders is recorded and incorporated. We propose FeedbackLogs, addenda to existing documentation of ML pipelines, to track the input of multiple stakeholders. Each log records important details about the feedback collection process, the feedback itself, and how the feedback is used to update the ML pipeline. In this paper, we introduce and formalise a process for collecting a FeedbackLog. We also provide concrete use cases where FeedbackLogs can be employed as evidence for algorithmic auditing and as a tool to record updates based on stakeholder feedback.

From continuous-time formulations to discretization schemes: tensor trains and robust regression for BSDEs and parabolic PDEs. (arXiv:2307.15496v1 [cs.LG])

Authors: Lorenz Richter, Leon Sallandt, Nikolas Nüsken

The numerical approximation of partial differential equations (PDEs) poses formidable challenges in high dimensions since classical grid-based methods suffer from the so-called curse of dimensionality. Recent attempts rely on a combination of Monte Carlo methods and variational formulations, using neural networks for function approximation. Extending previous work (Richter et al., 2021), we argue that tensor trains provide an appealing framework for parabolic PDEs: The combination of reformulations in terms of backward stochastic differential equations and regression-type methods holds the promise of leveraging latent low-rank structures, enabling both compression and efficient computation. Emphasizing a continuous-time viewpoint, we develop iterative schemes, which differ in terms of computational efficiency and robustness. We demonstrate both theoretically and numerically that our methods can achieve a favorable trade-off between accuracy and computational efficiency. While previous methods have been either accurate or fast, we have identified a novel numerical strategy that can often combine both of these aspects.

The Applicability of Federated Learning to Official Statistics. (arXiv:2307.15503v1 [cs.LG])

Authors: Joshua Stock, Oliver Hauke, Julius Weißmann, Hannes Federrath

This work investigates the potential of Federated Learning (FL) for official statistics and shows how well the performance of FL models can keep up with centralized learning methods. At the same time, its utilization can safeguard the privacy of data holders, thus facilitating access to a broader range of data and ultimately enhancing official statistics. By simulating three different use cases, important insights on the applicability of the technology are gained. The use cases are based on a medical insurance data set, a fine dust pollution data set and a mobile radio coverage data set - all of which are from domains close to official statistics. We provide a detailed analysis of the results, including a comparison of centralized and FL algorithm performances for each simulation. In all three use cases, we were able to train models via FL which reach a performance very close to the centralized model benchmarks. Our key observations and their implications for transferring the simulations into practice are summarized. We arrive at the conclusion that FL has the potential to emerge as a pivotal technology in future use cases of official statistics.

Backdoor Defense with Non-Adversarial Backdoor. (arXiv:2307.15539v1 [cs.LG])

Authors: Min Liu, Alberto Sangiovanni-Vincentelli, Xiangyu Yue

Deep neural networks (DNNs) are vulnerable to backdoor attack, which does not affect the network's performance on clean data but would manipulate the network behavior once a trigger pattern is added. Existing defense methods have greatly reduced attack success rate, but their prediction accuracy on clean data still lags behind a clean model by a large margin. Inspired by the stealthiness and effectiveness of backdoor attack, we propose a simple but highly effective defense framework which injects non-adversarial backdoors targeting poisoned samples. Following the general steps in backdoor attack, we detect a small set of suspected samples and then apply a poisoning strategy to them. The non-adversarial backdoor, once triggered, suppresses the attacker's backdoor on poisoned data, but has limited influence on clean data. The defense can be carried out during data preprocessing, without any modification to the standard end-to-end training pipeline. We conduct extensive experiments on multiple benchmarks with different architectures and representative attacks. Results demonstrate that our method achieves state-of-the-art defense effectiveness with by far the lowest performance drop on clean data. Considering the surprising defense ability displayed by our framework, we call for more attention to utilizing backdoor for backdoor defense. Code is available at https://github.com/damianliumin/non-adversarial_backdoor.

On the Trade-off Between Efficiency and Precision of Neural Abstraction. (arXiv:2307.15546v1 [cs.LO])

Authors: Alec Edwards, Mirco Giacobbe, Alessandro Abate

Neural abstractions have been recently introduced as formal approximations of complex, nonlinear dynamical models. They comprise a neural ODE and a certified upper bound on the error between the abstract neural network and the concrete dynamical model. So far neural abstractions have exclusively been obtained as neural networks consisting entirely of $ReLU$ activation functions, resulting in neural ODE models that have piecewise affine dynamics, and which can be equivalently interpreted as linear hybrid automata. In this work, we observe that the utility of an abstraction depends on its use: some scenarios might require coarse abstractions that are easier to analyse, whereas others might require more complex, refined abstractions. We therefore consider neural abstractions of alternative shapes, namely either piecewise constant or nonlinear non-polynomial (specifically, obtained via sigmoidal activations). We employ formal inductive synthesis procedures to generate neural abstractions that result in dynamical models with these semantics. Empirically, we demonstrate the trade-off that these different neural abstraction templates have vis-a-vis their precision and synthesis time, as well as the time required for their safety verification (done via reachability computation). We improve existing synthesis techniques to enable abstraction of higher-dimensional models, and additionally discuss the abstraction of complex neural ODEs to improve the efficiency of reachability analysis for these models.

Dynamic algorithms for k-center on graphs. (arXiv:2307.15557v1 [cs.DS])

Authors: Emilio Cruciani, Sebastian Forster, Gramoz Goranci, Yasamin Nazari, Antonis Skarlatos

In this paper we give the first efficient algorithms for the $k$-center problem on dynamic graphs undergoing edge updates. In this problem, the goal is to partition the input into $k$ sets by choosing $k$ centers such that the maximum distance from any data point to the closest center is minimized. It is known that it is NP-hard to get a better than $2$ approximation for this problem.

While in many applications the input may naturally be modeled as a graph, all prior works on $k$-center problem in dynamic settings are on metrics. In this paper, we give a deterministic decremental $(2+\epsilon)$-approximation algorithm and a randomized incremental $(4+\epsilon)$-approximation algorithm, both with amortized update time $kn^{o(1)}$ for weighted graphs. Moreover, we show a reduction that leads to a fully dynamic $(2+\epsilon)$-approximation algorithm for the $k$-center problem, with worst-case update time that is within a factor $k$ of the state-of-the-art upper bound for maintaining $(1+\epsilon)$-approximate single-source distances in graphs. Matching this bound is a natural goalpost because the approximate distances of each vertex to its center can be used to maintain a $(2+\epsilon)$-approximation of the graph diameter and the fastest known algorithms for such a diameter approximation also rely on maintaining approximate single-source distances.

Robust Distortion-free Watermarks for Language Models. (arXiv:2307.15593v1 [cs.LG])

Authors: Rohith Kuditipudi, John Thickstun, Tatsunori Hashimoto, Percy Liang

We propose a methodology for planting watermarks in text from an autoregressive language model that are robust to perturbations without changing the distribution over text up to a certain maximum generation budget. We generate watermarked text by mapping a sequence of random numbers -- which we compute using a randomized watermark key -- to a sample from the language model. To detect watermarked text, any party who knows the key can align the text to the random number sequence. We instantiate our watermark methodology with two sampling schemes: inverse transform sampling and exponential minimum sampling. We apply these watermarks to three language models -- OPT-1.3B, LLaMA-7B and Alpaca-7B -- to experimentally validate their statistical power and robustness to various paraphrasing attacks. Notably, for both the OPT-1.3B and LLaMA-7B models, we find we can reliably detect watermarked text ($p \leq 0.01$) from $35$ tokens even after corrupting between $40$-$50$\% of the tokens via random edits (i.e., substitutions, insertions or deletions). For the Alpaca-7B model, we conduct a case study on the feasibility of watermarking responses to typical user instructions. Due to the lower entropy of the responses, detection is more difficult: around $25\%$ of the responses -- whose median length is around $100$ tokens -- are detectable with $p \leq 0.01$, and the watermark is also less robust to certain automated paraphrasing attacks we implement.

Shrink-Perturb Improves Architecture Mixing during Population Based Training for Neural Architecture Search. (arXiv:2307.15621v1 [cs.LG])

Authors: Alexander Chebykin, Arkadiy Dushatskiy, Tanja Alderliesten, Peter A. N. Bosman

In this work, we show that simultaneously training and mixing neural networks is a promising way to conduct Neural Architecture Search (NAS). For hyperparameter optimization, reusing the partially trained weights allows for efficient search, as was previously demonstrated by the Population Based Training (PBT) algorithm. We propose PBT-NAS, an adaptation of PBT to NAS where architectures are improved during training by replacing poorly-performing networks in a population with the result of mixing well-performing ones and inheriting the weights using the shrink-perturb technique. After PBT-NAS terminates, the created networks can be directly used without retraining. PBT-NAS is highly parallelizable and effective: on challenging tasks (image generation and reinforcement learning) PBT-NAS achieves superior performance compared to baselines (random search and mutation-based PBT).

A Comparative Analysis of Machine Learning Methods for Lane Change Intention Recognition Using Vehicle Trajectory Data. (arXiv:2307.15625v1 [stat.ML])

Authors: Renteng Yuan

Accurately detecting and predicting lane change (LC)processes can help autonomous vehicles better understand their surrounding environment, recognize potential safety hazards, and improve traffic safety. This paper focuses on LC processes and compares different machine learning methods' performance to recognize LC intention from high-dimensionality time series data. To validate the performance of the proposed models, a total number of 1023 vehicle trajectories is extracted from the CitySim dataset. For LC intention recognition issues, the results indicate that with ninety-eight percent of classification accuracy, ensemble methods reduce the impact of Type II and Type III classification errors. Without sacrificing recognition accuracy, the LightGBM demonstrates a sixfold improvement in model training efficiency than the XGBoost algorithm.

TriadNet: Sampling-free predictive intervals for lesional volume in 3D brain MR images. (arXiv:2307.15638v1 [eess.IV])

Authors: Benjamin Lambert, Florence Forbes, Senan Doyle, Michel Dojat

The volume of a brain lesion (e.g. infarct or tumor) is a powerful indicator of patient prognosis and can be used to guide the therapeutic strategy. Lesional volume estimation is usually performed by segmentation with deep convolutional neural networks (CNN), currently the state-of-the-art approach. However, to date, few work has been done to equip volume segmentation tools with adequate quantitative predictive intervals, which can hinder their usefulness and acceptation in clinical practice. In this work, we propose TriadNet, a segmentation approach relying on a multi-head CNN architecture, which provides both the lesion volumes and the associated predictive intervals simultaneously, in less than a second. We demonstrate its superiority over other solutions on BraTS 2021, a large-scale MRI glioblastoma image database.

Scaling Data Generation in Vision-and-Language Navigation. (arXiv:2307.15644v1 [cs.CV])

Authors: Zun Wang, Jialu Li, Yicong Hong, Yi Wang, Qi Wu, Mohit Bansal, Stephen Gould, Hao Tan, Yu Qiao

Recent research in language-guided visual navigation has demonstrated a significant demand for the diversity of traversable environments and the quantity of supervision for training generalizable agents. To tackle the common data scarcity issue in existing vision-and-language navigation datasets, we propose an effective paradigm for generating large-scale data for learning, which applies 1200+ photo-realistic environments from HM3D and Gibson datasets and synthesizes 4.9 million instruction trajectory pairs using fully-accessible resources on the web. Importantly, we investigate the influence of each component in this paradigm on the agent's performance and study how to adequately apply the augmented data to pre-train and fine-tune an agent. Thanks to our large-scale dataset, the performance of an existing agent can be pushed up (+11% absolute with regard to previous SoTA) to a significantly new best of 80% single-run success rate on the R2R test split by simple imitation learning. The long-lasting generalization gap between navigating in seen and unseen environments is also reduced to less than 1% (versus 8% in the previous best method). Moreover, our paradigm also facilitates different models to achieve new state-of-the-art navigation results on CVDN, REVERIE, and R2R in continuous environments.

Scale-aware Test-time Click Adaptation for Pulmonary Nodule and Mass Segmentation. (arXiv:2307.15645v1 [eess.IV])

Authors: Zhihao Li, Jiancheng Yang, Yongchao Xu, Li Zhang, Wenhui Dong, Bo Du

Pulmonary nodules and masses are crucial imaging features in lung cancer screening that require careful management in clinical diagnosis. Despite the success of deep learning-based medical image segmentation, the robust performance on various sizes of lesions of nodule and mass is still challenging. In this paper, we propose a multi-scale neural network with scale-aware test-time adaptation to address this challenge. Specifically, we introduce an adaptive Scale-aware Test-time Click Adaptation method based on effortlessly obtainable lesion clicks as test-time cues to enhance segmentation performance, particularly for large lesions. The proposed method can be seamlessly integrated into existing networks. Extensive experiments on both open-source and in-house datasets consistently demonstrate the effectiveness of the proposed method over some CNN and Transformer-based segmentation methods. Our code is available at https://github.com/SplinterLi/SaTTCA

Multi-layer Aggregation as a key to feature-based OOD detection. (arXiv:2307.15647v1 [cs.CV])

Authors: Benjamin Lambert, Florence Forbes, Senan Doyle, Michel Dojat

Deep Learning models are easily disturbed by variations in the input images that were not observed during the training stage, resulting in unpredictable predictions. Detecting such Out-of-Distribution (OOD) images is particularly crucial in the context of medical image analysis, where the range of possible abnormalities is extremely wide. Recently, a new category of methods has emerged, based on the analysis of the intermediate features of a trained model. These methods can be divided into 2 groups: single-layer methods that consider the feature map obtained at a fixed, carefully chosen layer, and multi-layer methods that consider the ensemble of the feature maps generated by the model. While promising, a proper comparison of these algorithms is still lacking. In this work, we compared various feature-based OOD detection methods on a large spectra of OOD (20 types), representing approximately 7800 3D MRIs. Our experiments shed the light on two phenomenons. First, multi-layer methods consistently outperform single-layer approaches, which tend to have inconsistent behaviour depending on the type of anomaly. Second, the OOD detection performance highly depends on the architecture of the underlying neural network.

CoRe Optimizer: An All-in-One Solution for Machine Learning. (arXiv:2307.15663v1 [cs.LG])

Authors: Marco Eckhoff, Markus Reiher

The optimization algorithm and its hyperparameters can significantly affect the training speed and resulting model accuracy in machine learning applications. The wish list for an ideal optimizer includes fast and smooth convergence to low error, low computational demand, and general applicability. Our recently introduced continual resilient (CoRe) optimizer has shown superior performance compared to other state-of-the-art first-order gradient-based optimizers for training lifelong machine learning potentials. In this work we provide an extensive performance comparison of the CoRe optimizer and nine other optimization algorithms including the Adam optimizer and resilient backpropagation (RPROP) for diverse machine learning tasks. We analyze the influence of different hyperparameters and provide generally applicable values. The CoRe optimizer yields best or competitive performance in every investigated application, while only one hyperparameter needs to be changed depending on mini-batch or batch learning.

Bayesian Time-Series Classifier for Decoding Simple Visual Stimuli from Intracranial Neural Activity. (arXiv:2307.15672v1 [cs.LG])

Authors: Navid Ziaei, Reza Saadatifard, Ali Yousefi, Behzad Nazari, Sydney S. Cash, Angelique C. Paulk

Understanding how external stimuli are encoded in distributed neural activity is of significant interest in clinical and basic neuroscience. To address this need, it is essential to develop analytical tools capable of handling limited data and the intrinsic stochasticity present in neural data. In this study, we propose a straightforward Bayesian time series classifier (BTsC) model that tackles these challenges whilst maintaining a high level of interpretability. We demonstrate the classification capabilities of this approach by utilizing neural data to decode colors in a visual task. The model exhibits consistent and reliable average performance of 75.55% on 4 patients' dataset, improving upon state-of-the-art machine learning techniques by about 3.0 percent. In addition to its high classification accuracy, the proposed BTsC model provides interpretable results, making the technique a valuable tool to study neural activity in various tasks and categories. The proposed solution can be applied to neural data recorded in various tasks, where there is a need for interpretable results and accurate classification accuracy.

Adversarial training for tabular data with attack propagation. (arXiv:2307.15677v1 [cs.LG])

Authors: Tiago Leon Melo, João Bravo, Marco O. P. Sampaio, Paolo Romano, Hugo Ferreira, João Tiago Ascensão, Pedro Bizarro

Adversarial attacks are a major concern in security-centered applications, where malicious actors continuously try to mislead Machine Learning (ML) models into wrongly classifying fraudulent activity as legitimate, whereas system maintainers try to stop them. Adversarially training ML models that are robust against such attacks can prevent business losses and reduce the work load of system maintainers. In such applications data is often tabular and the space available for attackers to manipulate undergoes complex feature engineering transformations, to provide useful signals for model training, to a space attackers cannot access. Thus, we propose a new form of adversarial training where attacks are propagated between the two spaces in the training loop. We then test this method empirically on a real world dataset in the domain of credit card fraud detection. We show that our method can prevent about 30% performance drops under moderate attacks and is essential under very aggressive attacks, with a trade-off loss in performance under no attacks smaller than 7%.

Case Studies of Causal Discovery from IT Monitoring Time Series. (arXiv:2307.15678v1 [cs.LG])

Authors: Ali Aït-Bachir, Charles K. Assaad, Christophe de Bignicourt, Emilie Devijver, Simon Ferreira, Eric Gaussier, Hosein Mohanna, Lei Zan

Information technology (IT) systems are vital for modern businesses, handling data storage, communication, and process automation. Monitoring these systems is crucial for their proper functioning and efficiency, as it allows collecting extensive observational time series data for analysis. The interest in causal discovery is growing in IT monitoring systems as knowing causal relations between different components of the IT system helps in reducing downtime, enhancing system performance and identifying root causes of anomalies and incidents. It also allows proactive prediction of future issues through historical data analysis. Despite its potential benefits, applying causal discovery algorithms on IT monitoring data poses challenges, due to the complexity of the data. For instance, IT monitoring data often contains misaligned time series, sleeping time series, timestamp errors and missing values. This paper presents case studies on applying causal discovery algorithms to different IT monitoring datasets, highlighting benefits and ongoing challenges.

Dynamic Analysis and an Eigen Initializer for Recurrent Neural Networks. (arXiv:2307.15679v1 [cs.LG])

Authors: Ran Dou, Jose Principe

In recurrent neural networks, learning long-term dependency is the main difficulty due to the vanishing and exploding gradient problem. Many researchers are dedicated to solving this issue and they proposed many algorithms. Although these algorithms have achieved great success, understanding how the information decays remains an open problem. In this paper, we study the dynamics of the hidden state in recurrent neural networks. We propose a new perspective to analyze the hidden state space based on an eigen decomposition of the weight matrix. We start the analysis by linear state space model and explain the function of preserving information in activation functions. We provide an explanation for long-term dependency based on the eigen analysis. We also point out the different behavior of eigenvalues for regression tasks and classification tasks. From the observations on well-trained recurrent neural networks, we proposed a new initialization method for recurrent neural networks, which improves consistently performance. It can be applied to vanilla-RNN, LSTM, and GRU. We test on many datasets, such as Tomita Grammars, pixel-by-pixel MNIST datasets, and machine translation datasets (Multi30k). It outperforms the Xavier initializer and kaiming initializer as well as other RNN-only initializers like IRNN and sp-RNN in several tasks.

A supervised hybrid quantum machine learning solution to the emergency escape routing problem. (arXiv:2307.15682v1 [quant-ph])

Authors: Nathan Haboury, Mo Kordzanganeh, Sebastian Schmitt, Ayush Joshi, Igor Tokarev, Lukas Abdallah, Andrii Kurkin, Basil Kyriacou, Alexey Melnikov

Managing the response to natural disasters effectively can considerably mitigate their devastating impact. This work explores the potential of using supervised hybrid quantum machine learning to optimize emergency evacuation plans for cars during natural disasters. The study focuses on earthquake emergencies and models the problem as a dynamic computational graph where an earthquake damages an area of a city. The residents seek to evacuate the city by reaching the exit points where traffic congestion occurs. The situation is modeled as a shortest-path problem on an uncertain and dynamically evolving map. We propose a novel hybrid supervised learning approach and test it on hypothetical situations on a concrete city graph. This approach uses a novel quantum feature-wise linear modulation (FiLM) neural network parallel to a classical FiLM network to imitate Dijkstra's node-wise shortest path algorithm on a deterministic dynamic graph. Adding the quantum neural network in parallel increases the overall model's expressivity by splitting the dataset's harmonic and non-harmonic features between the quantum and classical components. The hybrid supervised learning agent is trained on a dataset of Dijkstra's shortest paths and can successfully learn the navigation task. The hybrid quantum network improves over the purely classical supervised learning approach by 7% in accuracy. We show that the quantum part has a significant contribution of 45.(3)% to the prediction and that the network could be executed on an ion-based quantum computer. The results demonstrate the potential of supervised hybrid quantum machine learning in improving emergency evacuation planning during natural disasters.

Benchmarking Offline Reinforcement Learning on Real-Robot Hardware. (arXiv:2307.15690v1 [cs.LG])

Authors: Nico Gürtler, Sebastian Blaes, Pavel Kolev, Felix Widmaier, Manuel Wüthrich, Stefan Bauer, Bernhard Schölkopf, Georg Martius

Learning policies from previously recorded data is a promising direction for real-world robotics tasks, as online learning is often infeasible. Dexterous manipulation in particular remains an open problem in its general form. The combination of offline reinforcement learning with large diverse datasets, however, has the potential to lead to a breakthrough in this challenging domain analogously to the rapid progress made in supervised learning in recent years. To coordinate the efforts of the research community toward tackling this problem, we propose a benchmark including: i) a large collection of data for offline learning from a dexterous manipulation platform on two tasks, obtained with capable RL agents trained in simulation; ii) the option to execute learned policies on a real-world robotic system and a simulation for efficient debugging. We evaluate prominent open-sourced offline reinforcement learning algorithms on the datasets and provide a reproducible experimental setup for offline reinforcement learning on real systems.

ODTlearn: A Package for Learning Optimal Decision Trees for Prediction and Prescription. (arXiv:2307.15691v1 [stat.ML])

Authors: Patrick Vossler, Sina Aghaei, Nathan Justin, Nathanael Jo, Andrés Gómez, Phebe Vayanos

ODTLearn is an open-source Python package that provides methods for learning optimal decision trees for high-stakes predictive and prescriptive tasks based on the mixed-integer optimization (MIO) framework proposed in Aghaei et al. (2019) and several of its extensions. The current version of the package provides implementations for learning optimal classification trees, optimal fair classification trees, optimal classification trees robust to distribution shifts, and optimal prescriptive trees from observational data. We have designed the package to be easy to maintain and extend as new optimal decision tree problem classes, reformulation strategies, and solution algorithms are introduced. To this end, the package follows object-oriented design principles and supports both commercial (Gurobi) and open source (COIN-OR branch and cut) solvers. The package documentation and an extensive user guide can be found at https://d3m-research-group.github.io/odtlearn/. Additionally, users can view the package source code and submit feature requests and bug reports by visiting https://github.com/D3M-Research-Group/odtlearn.

Universal Recurrent Event Memories for Streaming Data. (arXiv:2307.15694v1 [cs.LG])

Authors: Ran Dou, Jose Principe

In this paper, we propose a new event memory architecture (MemNet) for recurrent neural networks, which is universal for different types of time series data such as scalar, multivariate or symbolic. Unlike other external neural memory architectures, it stores key-value pairs, which separate the information for addressing and for content to improve the representation, as in the digital archetype. Moreover, the key-value pairs also avoid the compromise between memory depth and resolution that applies to memories constructed by the model state. One of the MemNet key characteristics is that it requires only linear adaptive mapping functions while implementing a nonlinear operation on the input data. MemNet architecture can be applied without modifications to scalar time series, logic operators on strings, and also to natural language processing, providing state-of-the-art results in all application domains such as the chaotic time series, the symbolic operation tasks, and the question-answering tasks (bAbI). Finally, controlled by five linear layers, MemNet requires a much smaller number of training parameters than other external memory networks as well as the transformer network. The space complexity of MemNet equals a single self-attention layer. It greatly improves the efficiency of the attention mechanism and opens the door for IoT applications.

Uncertainty in Natural Language Generation: From Theory to Applications. (arXiv:2307.15703v1 [cs.CL])

Authors: Joris Baan, Nico Daheim, Evgenia Ilia, Dennis Ulmer, Haau-Sing Li, Raquel Fernández, Barbara Plank, Rico Sennrich, Chrysoula Zerva, Wilker Aziz

Recent advances of powerful Language Models have allowed Natural Language Generation (NLG) to emerge as an important technology that can not only perform traditional tasks like summarisation or translation, but also serve as a natural language interface to a variety of applications. As such, it is crucial that NLG systems are trustworthy and reliable, for example by indicating when they are likely to be wrong; and supporting multiple views, backgrounds and writing styles -- reflecting diverse human sub-populations. In this paper, we argue that a principled treatment of uncertainty can assist in creating systems and evaluation protocols better aligned with these goals. We first present the fundamental theory, frameworks and vocabulary required to represent uncertainty. We then characterise the main sources of uncertainty in NLG from a linguistic perspective, and propose a two-dimensional taxonomy that is more informative and faithful than the popular aleatoric/epistemic dichotomy. Finally, we move from theory to applications and highlight exciting research directions that exploit uncertainty to power decoding, controllable generation, self-assessment, selective answering, active learning and more.

Semi-Supervised Object Detection in the Open World. (arXiv:2307.15710v1 [cs.CV])

Authors: Garvita Allabadi, Ana Lucic, Peter Pao-Huang, Yu-Xiong Wang, Vikram Adve

Existing approaches for semi-supervised object detection assume a fixed set of classes present in training and unlabeled datasets, i.e., in-distribution (ID) data. The performance of these techniques significantly degrades when these techniques are deployed in the open-world, due to the fact that the unlabeled and test data may contain objects that were not seen during training, i.e., out-of-distribution (OOD) data. The two key questions that we explore in this paper are: can we detect these OOD samples and if so, can we learn from them? With these considerations in mind, we propose the Open World Semi-supervised Detection framework (OWSSD) that effectively detects OOD data along with a semi-supervised learning pipeline that learns from both ID and OOD data. We introduce an ensemble based OOD detector consisting of lightweight auto-encoder networks trained only on ID data. Through extensive evalulation, we demonstrate that our method performs competitively against state-of-the-art OOD detection algorithms and also significantly boosts the semi-supervised learning performance in open-world scenarios.

Quantum-noise-limited optical neural networks operating at a few quanta per activation. (arXiv:2307.15712v1 [physics.optics])

Authors: Shi-Yuan Ma, Tianyu Wang, Jérémie Laydevant, Logan G. Wright, Peter L. McMahon

Analog physical neural networks, which hold promise for improved energy efficiency and speed compared to digital electronic neural networks, are nevertheless typically operated in a relatively high-power regime so that the signal-to-noise ratio (SNR) is large (>10). What happens if an analog system is instead operated in an ultra-low-power regime, in which the behavior of the system becomes highly stochastic and the noise is no longer a small perturbation on the signal? In this paper, we study this question in the setting of optical neural networks operated in the limit where some layers use only a single photon to cause a neuron activation. Neuron activations in this limit are dominated by quantum noise from the fundamentally probabilistic nature of single-photon detection of weak optical signals. We show that it is possible to train stochastic optical neural networks to perform deterministic image-classification tasks with high accuracy in spite of the extremely high noise (SNR ~ 1) by using a training procedure that directly models the stochastic behavior of photodetection. We experimentally demonstrated MNIST classification with a test accuracy of 98% using an optical neural network with a hidden layer operating in the single-photon regime; the optical energy used to perform the classification corresponds to 0.008 photons per multiply-accumulate (MAC) operation, which is equivalent to 0.003 attojoules of optical energy per MAC. Our experiment used >40x fewer photons per inference than previous state-of-the-art low-optical-energy demonstrations, to achieve the same accuracy of >90%. Our work shows that some extremely stochastic analog systems, including those operating in the limit where quantum noise dominates, can nevertheless be used as layers in neural networks that deterministically perform classification tasks with high accuracy if they are appropriately trained.

Dynamic Silos: Increased Modularity in Intra-organizational Communication Networks during the Covid-19 Pandemic. (arXiv:2104.00641v6 [stat.ML] UPDATED)

Authors: Tiona Zuzul, Emily Cox Pahnke, Jonathan Larson, Patrick Bourke, Nicholas Caurvina, Neha Parikh Shah, Fereshteh Amini, Jeffrey Weston, Youngser Park, Joshua Vogelstein, Christopher White, Carey E. Priebe

Workplace communications around the world were drastically altered by Covid-19, related work-from-home orders, and the rise of remote work. To understand these shifts, we analyzed aggregated, anonymized metadata from over 360 billion emails within 4,361 organizations worldwide. By comparing month-to-month and year-over-year metrics, we examined changes in network community structures over 24 months before and after Covid-19. We also examined shifts across multiple communication media (email, instant messages, video calls, and calendaring software) within a single global organization, and compared them to communications shifts that were driven by changes in formal organizational structure. We found that, in 2020, organizations around the world became more siloed than in 2019, evidenced by increased modularity. This shift was concurrent with decreased stability within silos. Collectively, our analyses indicate that following the onset of Covid-19, employees began to shift more dynamically between subcommunities (teams, workgroups or functional areas). At the same time, once in a subcommunity, they limited their communication to other members of that community. We term these network changes dynamic silos. We provide initial insights into the meaning and implications of dynamic silos for the future of work.

Fairness-aware Online Price Discrimination with Nonparametric Demand Models. (arXiv:2111.08221v2 [cs.LG] UPDATED)

Authors: Xi Chen, Jiameng Lyu, Xuan Zhang, Yuan Zhou

Price discrimination, which refers to the strategy of setting different prices for different customer groups, has been widely used in online retailing. Although it helps boost the collected revenue for online retailers, it might create serious concerns about fairness, which even violates the regulation and laws. This paper studies the problem of dynamic discriminatory pricing under fairness constraints. In particular, we consider a finite selling horizon of length $T$ for a single product with two groups of customers. Each group of customers has its unknown demand function that needs to be learned. For each selling period, the seller determines the price for each group and observes their purchase behavior. While existing literature mainly focuses on maximizing revenue, ensuring fairness among different customers has not been fully explored in the dynamic pricing literature. This work adopts the fairness notion from Cohen et al. (2022). For price fairness, we propose an optimal dynamic pricing policy regarding regret, which enforces the strict price fairness constraint. In contrast to the standard $\sqrt{T}$-type regret in online learning, we show that the optimal regret in our case is $\tilde{O}(T^{4/5})$. We further extend our algorithm to a more general notion of fairness, which includes demand fairness as a special case. To handle this general class, we propose a soft fairness constraint and develop a dynamic pricing policy that achieves $\tilde{O}(T^{4/5})$ regret. We also demonstrate that our algorithmic techniques can be adapted to more general scenarios such as fairness among multiple groups of customers.

Learning a Discrete Set of Optimal Allocation Rules in a Queueing System with Unknown Service Rate. (arXiv:2202.02419v2 [eess.SY] UPDATED)

Authors: Saghar Adler, Mehrdad Moharrami, Vijay Subramanian

Motivated by the wide range of modern applications of the Erlang-B blocking model beyond communication networks and call centers to sizing and pricing in design production systems, messaging systems, and app-based parking systems, we study admission control for such a system but with unknown arrival and service rates. In our model, at every job arrival, a dispatcher decides to assign the job to an available server or block it. Every served job yields a fixed reward for the dispatcher, but it also results in a cost per unit time of service. Our goal is to design a dispatching policy that maximizes the long-term average reward for the dispatcher based on observing only the arrival times and the state of the system at each arrival that reflects a realistic sampling of such systems. Critically, the dispatcher observes neither the service times nor departure times so that standard reinforcement learning-based approaches that use reward signals do not apply. Hence, we develop our learning-based dispatch scheme as a parametric learning problem a'la self-tuning adaptive control. In our problem, certainty equivalent control switches between an always admit if room policy (explore infinitely often) and a never admit policy (immediately terminate learning), which is distinct from the adaptive control literature. Hence, our learning scheme judiciously uses the always admit if room policy so that learning doesn't stall. We prove that for all service rates, the proposed policy asymptotically learns to take the optimal action and present finite-time regret guarantees. The extreme contrast in the certainty equivalent optimal control policies leads to difficulties in learning that show up in our regret bounds for different parameter regimes: constant regret in one regime versus regret growing logarithmically in the other.

Fail-Safe Adversarial Generative Imitation Learning. (arXiv:2203.01696v2 [cs.LG] UPDATED)

Authors: Philipp Geiger, Christoph-Nikolas Straehle

For flexible yet safe imitation learning (IL), we propose theory and a modular method, with a safety layer that enables a closed-form probability density/gradient of the safe generative continuous policy, end-to-end generative adversarial training, and worst-case safety guarantees. The safety layer maps all actions into a set of safe actions, and uses the change-of-variables formula plus additivity of measures for the density. The set of safe actions is inferred by first checking safety of a finite sample of actions via adversarial reachability analysis of fallback maneuvers, and then concluding on the safety of these actions' neighborhoods using, e.g., Lipschitz continuity. We provide theoretical analysis showing the robustness advantage of using the safety layer already during training (imitation error linear in the horizon) compared to only using it at test time (up to quadratic error). In an experiment on real-world driver interaction data, we empirically demonstrate tractability, safety and imitation performance of our approach.

SKTR: Trace Recovery from Stochastically Known Logs. (arXiv:2206.12672v3 [cs.LG] UPDATED)

Authors: Eli Bogdanov, Izack Cohen, Avigdor Gal

Developments in machine learning together with the increasing usage of sensor data challenge the reliance on deterministic logs, requiring new process mining solutions for uncertain, and in particular stochastically known, logs. In this work we formulate {trace recovery}, the task of generating a deterministic log from stochastically known logs that is as faithful to reality as possible. An effective trace recovery algorithm would be a powerful aid for maintaining credible process mining tools for uncertain settings. We propose an algorithmic framework for this task that recovers the best alignment between a stochastically known log and a process model, with three innovative features. Our algorithm, SKTR, 1) handles both Markovian and non-Markovian processes; 2) offers a quality-based balance between a process model and a log, depending on the available process information, sensor quality, and machine learning predictiveness power; and 3) offers a novel use of a synchronous product multigraph to create the log. An empirical analysis using five publicly available datasets, three of which use predictive models over standard video capturing benchmarks, shows an average relative accuracy improvement of more than 10 over a common baseline.

Multi-fidelity wavelet neural operator with application to uncertainty quantification. (arXiv:2208.05606v2 [cs.LG] UPDATED)

Authors: Akshay Thakur, Tapas Tripura, Souvik Chakraborty

Operator learning frameworks, because of their ability to learn nonlinear maps between two infinite dimensional functional spaces and utilization of neural networks in doing so, have recently emerged as one of the more pertinent areas in the field of applied machine learning. Although these frameworks are extremely capable when it comes to modeling complex phenomena, they require an extensive amount of data for successful training which is often not available or is too expensive. However, this issue can be alleviated with the use of multi-fidelity learning, where a model is trained by making use of a large amount of inexpensive low-fidelity data along with a small amount of expensive high-fidelity data. To this end, we develop a new framework based on the wavelet neural operator which is capable of learning from a multi-fidelity dataset. The developed model's excellent learning capabilities are demonstrated by solving different problems which require effective correlation learning between the two fidelities for surrogate construction. Furthermore, we also assess the application of the developed framework for uncertainty quantification. The results obtained from this work illustrate the excellent performance of the proposed framework.

Data Augmentation is a Hyperparameter: Cherry-picked Self-Supervision for Unsupervised Anomaly Detection is Creating the Illusion of Success. (arXiv:2208.07734v7 [cs.LG] UPDATED)

Authors: Jaemin Yoo, Tiancheng Zhao, Leman Akoglu

Self-supervised learning (SSL) has emerged as a promising alternative to create supervisory signals to real-world problems, avoiding the extensive cost of manual labeling. SSL is particularly attractive for unsupervised tasks such as anomaly detection (AD), where labeled anomalies are rare or often nonexistent. A large catalog of augmentation functions has been used for SSL-based AD (SSAD) on image data, and recent works have reported that the type of augmentation has a significant impact on accuracy. Motivated by those, this work sets out to put image-based SSAD under a larger lens and investigate the role of data augmentation in SSAD. Through extensive experiments on 3 different detector models and across 420 AD tasks, we provide comprehensive numerical and visual evidences that the alignment between data augmentation and anomaly-generating mechanism is the key to the success of SSAD, and in the lack thereof, SSL may even impair accuracy. To the best of our knowledge, this is the first meta-analysis on the role of data augmentation in SSAD.

Cross-Domain Evaluation of a Deep Learning-Based Type Inference System. (arXiv:2208.09189v4 [cs.SE] UPDATED)

Authors: Bernd Gruner, Tim Sonnekalb, Thomas S. Heinze, Clemens-Alexander Brust

Optional type annotations allow for enriching dynamic programming languages with static typing features like better Integrated Development Environment (IDE) support, more precise program analysis, and early detection and prevention of type-related runtime errors. Machine learning-based type inference promises interesting results for automating this task. However, the practical usage of such systems depends on their ability to generalize across different domains, as they are often applied outside their training domain. In this work, we investigate Type4Py as a representative of state-of-the-art deep learning-based type inference systems, by conducting extensive cross-domain experiments. Thereby, we address the following problems: class imbalances, out-of-vocabulary words, dataset shifts, and unknown classes. To perform such experiments, we use the datasets ManyTypes4Py and CrossDomainTypes4Py. The latter we introduce in this paper. Our dataset enables the evaluation of type inference systems in different domains of software projects and has over 1,000,000 type annotations mined on the platforms GitHub and Libraries. It consists of data from the two domains web development and scientific calculation. Through our experiments, we detect that the shifts in the dataset and the long-tailed distribution with many rare and unknown data types decrease the performance of the deep learning-based type inference system drastically. In this context, we test unsupervised domain adaptation methods and fine-tuning to overcome these issues. Moreover, we investigate the impact of out-of-vocabulary words.

SynthA1c: Towards Clinically Interpretable Patient Representations for Diabetes Risk Stratification. (arXiv:2209.10043v2 [cs.LG] UPDATED)

Authors: Michael S. Yao, Allison Chae, Matthew T. MacLean, Anurag Verma, Jeffrey Duda, James Gee, Drew A. Torigian, Daniel Rader, Charles Kahn, Walter R. Witschey, Hersh Sagreiya

Early diagnosis of Type 2 Diabetes Mellitus (T2DM) is crucial to enable timely therapeutic interventions and lifestyle modifications. As the time available for clinical office visits shortens and medical imaging data become more widely available, patient image data could be used to opportunistically identify patients for additional T2DM diagnostic workup by physicians. We investigated whether image-derived phenotypic data could be leveraged in tabular learning classifier models to predict T2DM risk in an automated fashion to flag high-risk patients without the need for additional blood laboratory measurements. In contrast to traditional binary classifiers, we leverage neural networks and decision tree models to represent patient data as 'SynthA1c' latent variables, which mimic blood hemoglobin A1c empirical lab measurements, that achieve sensitivities as high as 87.6%. To evaluate how SynthA1c models may generalize to other patient populations, we introduce a novel generalizable metric that uses vanilla data augmentation techniques to predict model performance on input out-of-domain covariates. We show that image-derived phenotypes and physical examination data together can accurately predict diabetes risk as a means of opportunistic risk stratification enabled by artificial intelligence and medical imaging. Our code is available at https://github.com/allisonjchae/DMT2RiskAssessment.

Towards Multimodal Prediction of Spontaneous Humour: A Novel Dataset and First Results. (arXiv:2209.14272v2 [cs.LG] UPDATED)

Authors: Lukas Christ, Shahin Amiriparian, Alexander Kathan, Niklas Müller, Andreas König, Björn W. Schuller

Humour is a substantial element of human affect and cognition. Its automatic understanding can facilitate a more naturalistic human-device interaction and the humanisation of artificial intelligence. Current methods of humour detection are solely based on staged data making them inadequate for 'real-world' applications. We address this deficiency by introducing the novel Passau-Spontaneous Football Coach Humour (Passau-SFCH) dataset, comprising of about 11 hours of recordings. The Passau-SFCH dataset is annotated for the presence of humour and its dimensions (sentiment and direction) as proposed in Martin's Humor Style Questionnaire. We conduct a series of experiments, employing pretrained Transformers, convolutional neural networks, and expert-designed features. The performance of each modality (text, audio, video) for spontaneous humour recognition is analysed and their complementarity is investigated. Our findings suggest that for the automatic analysis of humour and its sentiment, facial expressions are most promising, while humour direction can be best modelled via text-based features. The results reveal considerable differences among various subjects, highlighting the individuality of humour usage and style. Further, we observe that a decision-level fusion yields the best recognition result. Finally, we make our code publicly available at https://www.github.com/EIHW/passau-sfch. The Passau-SFCH dataset is available upon request.

Learning Provably Stabilizing Neural Controllers for Discrete-Time Stochastic Systems. (arXiv:2210.05304v2 [cs.LG] UPDATED)

Authors: Matin Ansaripour, Krishnendu Chatterjee, Thomas A. Henzinger, Mathias Lechner, Đorđe Žikelić

We consider the problem of learning control policies in discrete-time stochastic systems which guarantee that the system stabilizes within some specified stabilization region with probability~$1$. Our approach is based on the novel notion of stabilizing ranking supermartingales (sRSMs) that we introduce in this work. Our sRSMs overcome the limitation of methods proposed in previous works whose applicability is restricted to systems in which the stabilizing region cannot be left once entered under any control policy. We present a learning procedure that learns a control policy together with an sRSM that formally certifies probability~$1$ stability, both learned as neural networks. We show that this procedure can also be adapted to formally verifying that, under a given Lipschitz continuous control policy, the stochastic system stabilizes within some stabilizing region with probability~$1$. Our experimental evaluation shows that our learning procedure can successfully learn provably stabilizing policies in practice.

Mitigating spectral bias for the multiscale operator learning with hierarchical attention. (arXiv:2210.10890v2 [cs.LG] UPDATED)

Authors: Xinliang Liu, Bo Xu, Lei Zhang

Neural operators have emerged as a powerful tool for learning the mapping between infinite-dimensional parameter and solution spaces of partial differential equations (PDEs). In this work, we focus on multiscale PDEs that have important applications such as reservoir modeling and turbulence prediction. We demonstrate that for such PDEs, the spectral bias towards low-frequency components presents a significant challenge for existing neural operators. To address this challenge, we propose a hierarchical attention neural operator (HANO) inspired by the hierarchical matrix approach. HANO features a scale-adaptive interaction range and self-attentions over a hierarchy of levels, enabling nested feature computation with controllable linear cost and encoding/decoding of multiscale solution space. We also incorporate an empirical $H^1$ loss function to enhance the learning of high-frequency components. Our numerical experiments demonstrate that HANO outperforms state-of-the-art (SOTA) methods for representative multiscale problems.

Resource frugal optimizer for quantum machine learning. (arXiv:2211.04965v3 [quant-ph] UPDATED)

Authors: Charles Moussa, Max Hunter Gordon, Michal Baczyk, M. Cerezo, Lukasz Cincio, Patrick J. Coles

Quantum-enhanced data science, also known as quantum machine learning (QML), is of growing interest as an application of near-term quantum computers. Variational QML algorithms have the potential to solve practical problems on real hardware, particularly when involving quantum data. However, training these algorithms can be challenging and calls for tailored optimization procedures. Specifically, QML applications can require a large shot-count overhead due to the large datasets involved. In this work, we advocate for simultaneous random sampling over both the dataset as well as the measurement operators that define the loss function. We consider a highly general loss function that encompasses many QML applications, and we show how to construct an unbiased estimator of its gradient. This allows us to propose a shot-frugal gradient descent optimizer called Refoqus (REsource Frugal Optimizer for QUantum Stochastic gradient descent). Our numerics indicate that Refoqus can save several orders of magnitude in shot cost, even relative to optimizers that sample over measurement operators alone.

A Bi-level Nonlinear Eigenvector Algorithm for Wasserstein Discriminant Analysis. (arXiv:2211.11891v2 [stat.ML] UPDATED)

Authors: Dong Min Roh, Zhaojun Bai, Ren-Cang Li

Much like the classical Fisher linear discriminant analysis (LDA), the recently proposed Wasserstein discriminant analysis (WDA) is a linear dimensionality reduction method that seeks a projection matrix to maximize the dispersion of different data classes and minimize the dispersion of same data classes via a bi-level optimization. In contrast to LDA, WDA can account for both global and local interconnections between data classes by using the underlying principles of optimal transport. In this paper, a bi-level nonlinear eigenvector algorithm (WDA-nepv) is presented to fully exploit the structures of the bi-level optimization of WDA. The inner level of WDA-nepv for computing the optimal transport matrices is formulated as an eigenvector-dependent nonlinear eigenvalue problem (NEPv), and meanwhile, the outer level for trace ratio optimizations is formulated as another NEPv. Both NEPvs can be computed efficiently under the self-consistent field (SCF) framework. WDA-nepv is derivative-free and surrogate-model-free when compared with existing algorithms. Convergence analysis of the proposed WDA-nepv justifies the utilization of the SCF for solving the bi-level optimization of WDA. Numerical experiments with synthetic and real-life datasets demonstrate the classification accuracy and scalability of WDA-nepv.

Shapley Curves: A Smoothing Perspective. (arXiv:2211.13289v4 [stat.ML] UPDATED)

Authors: Ratmir Miftachov, Georg Keilbar, Wolfgang Karl Härdle

Originating from cooperative game theory, Shapley values have become one of the most widely used measures for variable importance in applied Machine Learning. However, the statistical understanding of Shapley values is still limited. In this paper, we take a nonparametric (or smoothing) perspective by introducing Shapley curves as a local measure of variable importance. We consider two estimation strategies and derive the consistency and asymptotic normality both under independence and dependence among the features. We further propose a novel version of the wild bootstrap procedure specifically adjusted for Shapley curves. This allows us to construct confidence intervals and conduct inference. The asymptotic results are validated in extensive experiments. In an empirical application, we analyze which attributes drive the prices of vehicles.

Consistent Range Approximation for Fair Predictive Modeling. (arXiv:2212.10839v3 [cs.LG] UPDATED)

Authors: Jiongli Zhu, Sainyam Galhotra, Nazanin Sabri, Babak Salimi

This paper proposes a novel framework for certifying the fairness of predictive models trained on biased data. It draws from query answering for incomplete and inconsistent databases to formulate the problem of consistent range approximation (CRA) of fairness queries for a predictive model on a target population. The framework employs background knowledge of the data collection process and biased data, working with or without limited statistics about the target population, to compute a range of answers for fairness queries. Using CRA, the framework builds predictive models that are certifiably fair on the target population, regardless of the availability of external data during training. The framework's efficacy is demonstrated through evaluations on real data, showing substantial improvement over existing state-of-the-art methods.

Towards Answering Climate Questionnaires from Unstructured Climate Reports. (arXiv:2301.04253v2 [cs.CL] UPDATED)

Authors: Daniel Spokoyny, Tanmay Laud, Tom Corringham, Taylor Berg-Kirkpatrick

The topic of Climate Change (CC) has received limited attention in NLP despite its urgency. Activists and policymakers need NLP tools to effectively process the vast and rapidly growing unstructured textual climate reports into structured form. To tackle this challenge we introduce two new large-scale climate questionnaire datasets and use their existing structure to train self-supervised models. We conduct experiments to show that these models can learn to generalize to climate disclosures of different organizations types than seen during training. We then use these models to help align texts from unstructured climate documents to the semi-structured questionnaires in a human pilot study. Finally, to support further NLP research in the climate domain we introduce a benchmark of existing climate text classification datasets to better evaluate and compare existing models.

DiME: Maximizing Mutual Information by a Difference of Matrix-Based Entropies. (arXiv:2301.08164v3 [cs.LG] UPDATED)

Authors: Oscar Skean, Jhoan Keider Hoyos Osorio, Austin J. Brockmeier, Luis Gonzalo Sanchez Giraldo

We introduce an information-theoretic quantity with similar properties to mutual information that can be estimated from data without making explicit assumptions on the underlying distribution. This quantity is based on a recently proposed matrix-based entropy that uses the eigenvalues of a normalized Gram matrix to compute an estimate of the eigenvalues of an uncentered covariance operator in a reproducing kernel Hilbert space. We show that a difference of matrix-based entropies (DiME) is well suited for problems involving the maximization of mutual information between random variables. While many methods for such tasks can lead to trivial solutions, DiME naturally penalizes such outcomes. We compare DiME to several baseline estimators of mutual information on a toy Gaussian dataset. We provide examples of use cases for DiME, such as latent factor disentanglement and a multiview representation learning problem where DiME is used to learn a shared representation among views with high mutual information.

Automatic Intersection Management in Mixed Traffic Using Reinforcement Learning and Graph Neural Networks. (arXiv:2301.12717v2 [cs.RO] UPDATED)

Authors: Marvin Klimke, Benjamin Völz, Michael Buchholz

Connected automated driving has the potential to significantly improve urban traffic efficiency, e.g., by alleviating issues due to occlusion. Cooperative behavior planning can be employed to jointly optimize the motion of multiple vehicles. Most existing approaches to automatic intersection management, however, only consider fully automated traffic. In practice, mixed traffic, i.e., the simultaneous road usage by automated and human-driven vehicles, will be prevalent. The present work proposes to leverage reinforcement learning and a graph-based scene representation for cooperative multi-agent planning. We build upon our previous works that showed the applicability of such machine learning methods to fully automated traffic. The scene representation is extended for mixed traffic and considers uncertainty in the human drivers' intentions. In the simulation-based evaluation, we model measurement uncertainties through noise processes that are tuned using real-world data. The paper evaluates the proposed method against an enhanced first in - first out scheme, our baseline for mixed traffic management. With increasing share of automated vehicles, the learned planner significantly increases the vehicle throughput and reduces the delay due to interaction. Non-automated vehicles benefit virtually alike.

Post-Episodic Reinforcement Learning Inference. (arXiv:2302.08854v2 [stat.ML] UPDATED)

Authors: Vasilis Syrgkanis, Ruohan Zhan

We consider estimation and inference with data collected from episodic reinforcement learning (RL) algorithms; i.e. adaptive experimentation algorithms that at each period (aka episode) interact multiple times in a sequential manner with a single treated unit. Our goal is to be able to evaluate counterfactual adaptive policies after data collection and to estimate structural parameters such as dynamic treatment effects, which can be used for credit assignment (e.g. what was the effect of the first period action on the final outcome). Such parameters of interest can be framed as solutions to moment equations, but not minimizers of a population loss function, leading to $Z$-estimation approaches in the case of static data. However, such estimators fail to be asymptotically normal in the case of adaptive data collection. We propose a re-weighted $Z$-estimation approach with carefully designed adaptive weights to stabilize the episode-varying estimation variance, which results from the nonstationary policy that typical episodic RL algorithms invoke. We identify proper weighting schemes to restore the consistency and asymptotic normality of the re-weighted Z-estimators for target parameters, which allows for hypothesis testing and constructing uniform confidence regions for target parameters of interest. Primary applications include dynamic treatment effect estimation and dynamic off-policy evaluation.

Deep Neural Networks based Meta-Learning for Network Intrusion Detection. (arXiv:2302.09394v2 [cs.LG] UPDATED)

Authors: Anabia Sohail, Bibi Ayisha, Irfan Hameed, Muhammad Mohsin Zafar, Hani Alquhayz, Asifullah Khan

The digitization of different components of industry and inter-connectivity among indigenous networks have increased the risk of network attacks. Designing an intrusion detection system to ensure security of the industrial ecosystem is difficult as network traffic encompasses various attack types, including new and evolving ones with minor changes. The data used to construct a predictive model for computer networks has a skewed class distribution and limited representation of attack types, which differ from real network traffic. These limitations result in dataset shift, negatively impacting the machine learning models' predictive abilities and reducing the detection rate against novel attacks. To address the challenges, we propose a novel deep neural network based Meta-Learning framework; INformation FUsion and Stacking Ensemble (INFUSE) for network intrusion detection. First, a hybrid feature space is created by integrating decision and feature spaces. Five different classifiers are utilized to generate a pool of decision spaces. The feature space is then enriched through a deep sparse autoencoder that learns the semantic relationships between attacks. Finally, the deep Meta-Learner acts as an ensemble combiner to analyze the hybrid feature space and make a final decision. Our evaluation on stringent benchmark datasets and comparison to existing techniques showed the effectiveness of INFUSE with an F-Score of 0.91, Accuracy of 91.6%, and Recall of 0.94 on the Test+ dataset, and an F-Score of 0.91, Accuracy of 85.6%, and Recall of 0.87 on the stringent Test-21 dataset. These promising results indicate the strong generalization capability and the potential to detect network attacks.

Multi-modal Machine Learning in Engineering Design: A Review and Future Directions. (arXiv:2302.10909v2 [cs.LG] UPDATED)

Authors: Binyang Song, Rui Zhou, Faez Ahmed

In the rapidly advancing field of multi-modal machine learning (MMML), the convergence of multiple data modalities has the potential to reshape various applications. This paper presents a comprehensive overview of the current state, advancements, and challenges of MMML within the sphere of engineering design. The review begins with a deep dive into five fundamental concepts of MMML:multi-modal information representation, fusion, alignment, translation, and co-learning. Following this, we explore the cutting-edge applications of MMML, placing a particular emphasis on tasks pertinent to engineering design, such as cross-modal synthesis, multi-modal prediction, and cross-modal information retrieval. Through this comprehensive overview, we highlight the inherent challenges in adopting MMML in engineering design, and proffer potential directions for future research. To spur on the continued evolution of MMML in engineering design, we advocate for concentrated efforts to construct extensive multi-modal design datasets, develop effective data-driven MMML techniques tailored to design applications, and enhance the scalability and interpretability of MMML models. MMML models, as the next generation of intelligent design tools, hold a promising future to impact how products are designed.

A Definition of Non-Stationary Bandits. (arXiv:2302.12202v2 [cs.LG] UPDATED)

Authors: Yueyang Liu, Xu Kuang, Benjamin Van Roy

Despite the subject of non-stationary bandit learning having attracted much recent attention, we have yet to identify a formal definition of non-stationarity that can consistently distinguish non-stationary bandits from stationary ones. Prior work has characterized non-stationary bandits as bandits for which the reward distribution changes over time. We demonstrate that this definition can ambiguously classify the same bandit as both stationary and non-stationary; this ambiguity arises in the existing definition's dependence on the latent sequence of reward distributions. Moreover, the definition has given rise to two widely used notions of regret: the dynamic regret and the weak regret. These notions are not indicative of qualitative agent performance in some bandits. Additionally, this definition of non-stationary bandits has led to the design of agents that explore excessively. We introduce a formal definition of non-stationary bandits that resolves these issues. Our new definition provides a unified approach, applicable seamlessly to both Bayesian and frequentist formulations of bandits. Furthermore, our definition ensures consistent classification of two bandits offering agents indistinguishable experiences, categorizing them as either both stationary or both non-stationary. This advancement provides a more robust framework for non-stationary bandit learning.

Quantifying & Modeling Multimodal Interactions: An Information Decomposition Framework. (arXiv:2302.12247v3 [cs.LG] UPDATED)

Authors: Paul Pu Liang, Yun Cheng, Xiang Fan, Chun Kai Ling, Suzanne Nie, Richard Chen, Zihao Deng, Nicholas Allen, Randy Auerbach, Faisal Mahmood, Ruslan Salakhutdinov, Louis-Philippe Morency

The recent explosion of interest in multimodal applications has resulted in a wide selection of datasets and methods for representing and integrating information from different modalities. Despite these empirical advances, there remain fundamental research questions: How can we quantify the interactions that are necessary to solve a multimodal task? Subsequently, what are the most suitable multimodal models to capture these interactions? To answer these questions, we propose an information-theoretic approach to quantify the degree of redundancy, uniqueness, and synergy relating input modalities with an output task. We term these three measures as the PID statistics of a multimodal distribution (or PID for short), and introduce two new estimators for these PID statistics that scale to high-dimensional distributions. To validate PID estimation, we conduct extensive experiments on both synthetic datasets where the PID is known and on large-scale multimodal benchmarks where PID estimations are compared with human annotations. Finally, we demonstrate their usefulness in (1) quantifying interactions within multimodal datasets, (2) quantifying interactions captured by multimodal models, (3) principled approaches for model selection, and (4) three real-world case studies engaging with domain experts in pathology, mood prediction, and robotic perception where our framework helps to recommend strong multimodal models for each application.

Expert-Free Online Transfer Learning in Multi-Agent Reinforcement Learning. (arXiv:2303.01170v3 [cs.LG] UPDATED)

Authors: Alberto Castagna, Ivana Dusparic

Transfer learning in Reinforcement Learning (RL) has been widely studied to overcome training issues of Deep-RL, i.e., exploration cost, data availability and convergence time, by introducing a way to enhance training phase with external knowledge. Generally, knowledge is transferred from expert-agents to novices. While this fixes the issue for a novice agent, a good understanding of the task on expert agent is required for such transfer to be effective. As an alternative, in this paper we propose Expert-Free Online Transfer Learning (EF-OnTL), an algorithm that enables expert-free real-time dynamic transfer learning in multi-agent system. No dedicated expert exists, and transfer source agent and knowledge to be transferred are dynamically selected at each transfer step based on agents' performance and uncertainty. To improve uncertainty estimation, we also propose State Action Reward Next-State Random Network Distillation (sars-RND), an extension of RND that estimates uncertainty from RL agent-environment interaction. We demonstrate EF-OnTL effectiveness against a no-transfer scenario and advice-based baselines, with and without expert agents, in three benchmark tasks: Cart-Pole, a grid-based Multi-Team Predator-Prey (mt-pp) and Half Field Offense (HFO). Our results show that EF-OnTL achieve overall comparable performance when compared against advice-based baselines while not requiring any external input nor threshold tuning. EF-OnTL outperforms no-transfer with an improvement related to the complexity of the task addressed.

Optimizing Convolutional Neural Networks for Chronic Obstructive Pulmonary Disease Detection in Clinical Computed Tomography Imaging. (arXiv:2303.07189v2 [eess.IV] UPDATED)

Authors: Tina Dorosti, Manuel Schultheiss, Felix Hofmann, Johannes Thalhammer, Luisa Kirchner, Theresa Urban, Franz Pfeiffer, Florian Schaff, Tobias Lasser, Daniela Pfeiffer

Purpose: To optimize the binary detection of Chronic Obstructive Pulmonary Disease (COPD) based on emphysema presence in the lung with convolutional neural networks (CNN) by exploring manually adjusted versus automated window-setting optimization (WSO) on computed tomography (CT) images.

Methods: 7,194 CT images (3,597 with COPD; 3,597 healthy controls) from 78 subjects (43 with COPD; 35 healthy controls) were selected retrospectively (10.2018-12.2019) and preprocessed. For each image, intensity values were manually clipped to the emphysema window setting and a baseline 'full-range' window setting. Class-balanced train, validation, and test sets contained 3,392, 1,114, and 2,688 images. The network backbone was optimized by comparing various CNN architectures. Furthermore, automated WSO was implemented by adding a customized layer to the model. The image-level area under the Receiver Operating Characteristics curve (AUC) [lower, upper limit 95% confidence] and P-values calculated from one-sided Mann-Whitney U-test were utilized to compare model variations.

Results: Repeated inference (n=7) on the test set showed that the DenseNet was the most efficient backbone and achieved a mean AUC of 0.80 [0.76, 0.85] without WSO. Comparably, with input images manually adjusted to the emphysema window, the DenseNet model predicted COPD with a mean AUC of 0.86 [0.82, 0.89] (P=0.03). By adding a customized WSO layer to the DenseNet, an optimal window in the proximity of the emphysema window setting was learned automatically, and a mean AUC of 0.82 [0.78, 0.86] was achieved.

Conclusion: Detection of COPD with DenseNet models was improved by WSO of CT data to the emphysema window setting range.

Swarm Reinforcement Learning For Adaptive Mesh Refinement. (arXiv:2304.00818v2 [cs.MA] UPDATED)

Authors: Niklas Freymuth, Philipp Dahlinger, Tobias Würth, Simon Reisch, Luise Kärger, Gerhard Neumann

The Finite Element Method, an important technique in engineering, is aided by Adaptive Mesh Refinement (AMR), which dynamically refines mesh regions to allow for a favorable trade-off between computational speed and simulation accuracy. Classical methods for AMR depend on task-specific heuristics or expensive error estimators, hindering their use for complex simulations. Recent learned AMR methods tackle these problems, but so far scale only to simple toy examples. We formulate AMR as a novel Adaptive Swarm Markov Decision Process in which a mesh is modeled as a system of simple collaborating agents that may split into multiple new agents. This framework allows for a spatial reward formulation that simplifies the credit assignment problem, which we combine with Message Passing Networks to propagate information between neighboring mesh elements. We experimentally validate the effectiveness of our approach, Adaptive Swarm Mesh Refinement (ASMR), showing that it learns reliable, scalable, and efficient refinement strategies on a set of challenging problems. Our approach significantly speeds up computation, achieving up to 30-fold improvement compared to uniform refinements in complex simulations. Additionally, we outperform learned baselines and achieve a refinement quality that is on par with a traditional error-based AMR strategy without expensive oracle information about the error signal.

Unsupervised ANN-Based Equalizer and Its Trainable FPGA Implementation. (arXiv:2304.06987v2 [eess.SP] UPDATED)

Authors: Jonas Ney, Vincent Lauinger, Laurent Schmalen, Norbert Wehn

In recent years, communication engineers put strong emphasis on artificial neural network (ANN)-based algorithms with the aim of increasing the flexibility and autonomy of the system and its components. In this context, unsupervised training is of special interest as it enables adaptation without the overhead of transmitting pilot symbols. In this work, we present a novel ANN-based, unsupervised equalizer and its trainable field programmable gate array (FPGA) implementation. We demonstrate that our custom loss function allows the ANN to adapt for varying channel conditions, approaching the performance of a supervised baseline. Furthermore, as a first step towards a practical communication system, we design an efficient FPGA implementation of our proposed algorithm, which achieves a throughput in the order of Gbit/s, outperforming a high-performance GPU by a large margin.

VISAR: A Human-AI Argumentative Writing Assistant with Visual Programming and Rapid Draft Prototyping. (arXiv:2304.07810v2 [cs.HC] UPDATED)

Authors: Zheng Zhang, Jie Gao, Ranjodh Singh Dhaliwal, Toby Jia-Jun Li

In argumentative writing, writers must brainstorm hierarchical writing goals, ensure the persuasiveness of their arguments, and revise and organize their plans through drafting. Recent advances in large language models (LLMs) have made interactive text generation through a chat interface (e.g., ChatGPT) possible. However, this approach often neglects implicit writing context and user intent, lacks support for user control and autonomy, and provides limited assistance for sensemaking and revising writing plans. To address these challenges, we introduce VISAR, an AI-enabled writing assistant system designed to help writers brainstorm and revise hierarchical goals within their writing context, organize argument structures through synchronized text editing and visual programming, and enhance persuasiveness with argumentation spark recommendations. VISAR allows users to explore, experiment with, and validate their writing plans using automatic draft prototyping. A controlled lab study confirmed the usability and effectiveness of VISAR in facilitating the argumentative writing planning process.

Earning Extra Performance from Restrictive Feedbacks. (arXiv:2304.14831v2 [cs.LG] UPDATED)

Authors: Jing Li, Yuangang Pan, Yueming Lyu, Yinghua Yao, Yulei Sui, Ivor W. Tsang

Many machine learning applications encounter a situation where model providers are required to further refine the previously trained model so as to gratify the specific need of local users. This problem is reduced to the standard model tuning paradigm if the target data is permissibly fed to the model. However, it is rather difficult in a wide range of practical cases where target data is not shared with model providers but commonly some evaluations about the model are accessible. In this paper, we formally set up a challenge named \emph{Earning eXtra PerformancE from restriCTive feEDdbacks} (EXPECTED) to describe this form of model tuning problems. Concretely, EXPECTED admits a model provider to access the operational performance of the candidate model multiple times via feedback from a local user (or a group of users). The goal of the model provider is to eventually deliver a satisfactory model to the local user(s) by utilizing the feedbacks. Unlike existing model tuning methods where the target data is always ready for calculating model gradients, the model providers in EXPECTED only see some feedbacks which could be as simple as scalars, such as inference accuracy or usage rate. To enable tuning in this restrictive circumstance, we propose to characterize the geometry of the model performance with regard to model parameters through exploring the parameters' distribution. In particular, for the deep models whose parameters distribute across multiple layers, a more query-efficient algorithm is further tailor-designed that conducts layerwise tuning with more attention to those layers which pay off better. Extensive experiments on different applications demonstrate that our work forges a sound solution to the EXPECTED problem. Code is available via https://github.com/kylejingli/EXPECTED.

Multi-Domain Learning From Insufficient Annotations. (arXiv:2305.02757v3 [cs.LG] UPDATED)

Authors: Rui He, Shengcai Liu, Jiahao Wu, Shan He, Ke Tang

Multi-domain learning (MDL) refers to simultaneously constructing a model or a set of models on datasets collected from different domains. Conventional approaches emphasize domain-shared information extraction and domain-private information preservation, following the shared-private framework (SP models), which offers significant advantages over single-domain learning. However, the limited availability of annotated data in each domain considerably hinders the effectiveness of conventional supervised MDL approaches in real-world applications. In this paper, we introduce a novel method called multi-domain contrastive learning (MDCL) to alleviate the impact of insufficient annotations by capturing both semantic and structural information from both labeled and unlabeled data.Specifically, MDCL comprises two modules: inter-domain semantic alignment and intra-domain contrast. The former aims to align annotated instances of the same semantic category from distinct domains within a shared hidden space, while the latter focuses on learning a cluster structure of unlabeled instances in a private hidden space for each domain. MDCL is readily compatible with many SP models, requiring no additional model parameters and allowing for end-to-end training. Experimental results across five textual and image multi-domain datasets demonstrate that MDCL brings noticeable improvement over various SP models.Furthermore, MDCL can further be employed in multi-domain active learning (MDAL) to achieve a superior initialization, eventually leading to better overall performance.

No-Regret Constrained Bayesian Optimization of Noisy and Expensive Hybrid Models using Differentiable Quantile Function Approximations. (arXiv:2305.03824v2 [stat.ML] UPDATED)

Authors: Congwen Lu, Joel A. Paulson

This paper investigates the problem of efficient constrained global optimization of hybrid models that are a composition of a known white-box function and an expensive multi-output black-box function subject to noisy observations, which often arises in real-world science and engineering applications. We propose a novel method, Constrained Upper Quantile Bound (CUQB), to solve such problems that directly exploits the composite structure of the objective and constraint functions that we show leads substantially improved sampling efficiency. CUQB is a conceptually simple, deterministic approach that avoid constraint approximations used by previous methods. Although the CUQB acquisition function is not available in closed form, we propose a novel differentiable sample average approximation that enables it to be efficiently maximized. We further derive bounds on the cumulative regret and constraint violation under a non-parametric Bayesian representation of the black-box function. Since these bounds depend sublinearly on the number of iterations under some regularity assumptions, we establis bounds on the convergence rate to the optimal solution of the original constrained problem. In contrast to most existing methods, CUQB further incorporates a simple infeasibility detection scheme, which we prove triggers in a finite number of iterations when the original problem is infeasible (with high probability given the Bayesian model). Numerical experiments on several test problems, including environmental model calibration and real-time optimization of a reactor system, show that CUQB significantly outperforms traditional Bayesian optimization in both constrained and unconstrained cases. Furthermore, compared to other state-of-the-art methods that exploit composite structure, CUQB achieves competitive empirical performance while also providing substantially improved theoretical guarantees.

Graph Neural Networks and 3-Dimensional Topology. (arXiv:2305.05966v2 [math.GT] UPDATED)

Authors: Pavel Putrov, Song Jin Ri

We test the efficiency of applying Geometric Deep Learning to the problems in low-dimensional topology in a certain simple setting. Specifically, we consider the class of 3-manifolds described by plumbing graphs and use Graph Neural Networks (GNN) for the problem of deciding whether a pair of graphs give homeomorphic 3-manifolds. We use supervised learning to train a GNN that provides the answer to such a question with high accuracy. Moreover, we consider reinforcement learning by a GNN to find a sequence of Neumann moves that relates the pair of graphs if the answer is positive. The setting can be understood as a toy model of the problem of deciding whether a pair of Kirby diagrams give diffeomorphic 3- or 4-manifolds.

Exploring the Carbon Footprint of Hugging Face's ML Models: A Repository Mining Study. (arXiv:2305.11164v2 [cs.LG] UPDATED)

Authors: Joel Castaño, Silverio Martínez-Fernández, Xavier Franch, Justus Bogner

The rise of machine learning (ML) systems has exacerbated their carbon footprint due to increased capabilities and model sizes. However, there is scarce knowledge on how the carbon footprint of ML models is actually measured, reported, and evaluated. In light of this, the paper aims to analyze the measurement of the carbon footprint of 1,417 ML models and associated datasets on Hugging Face, which is the most popular repository for pretrained ML models. The goal is to provide insights and recommendations on how to report and optimize the carbon efficiency of ML models. The study includes the first repository mining study on the Hugging Face Hub API on carbon emissions. This study seeks to answer two research questions: (1) how do ML model creators measure and report carbon emissions on Hugging Face Hub?, and (2) what aspects impact the carbon emissions of training ML models? The study yielded several key findings. These include a stalled proportion of carbon emissions-reporting models, a slight decrease in reported carbon footprint on Hugging Face over the past 2 years, and a continued dominance of NLP as the main application domain. Furthermore, the study uncovers correlations between carbon emissions and various attributes such as model size, dataset size, and ML application domains. These results highlight the need for software measurements to improve energy reporting practices and promote carbon-efficient model development within the Hugging Face community. In response to this issue, two classifications are proposed: one for categorizing models based on their carbon emission reporting practices and another for their carbon efficiency. The aim of these classification proposals is to foster transparency and sustainable model development within the ML community.

FACT: Federated Adversarial Cross Training. (arXiv:2306.00607v2 [cs.LG] UPDATED)

Authors: Stefan Schrod, Jonas Lippl, Andreas Schäfer, Michael Altenbuchinger

Federated Learning (FL) facilitates distributed model development to aggregate multiple confidential data sources. The information transfer among clients can be compromised by distributional differences, i.e., by non-i.i.d. data. A particularly challenging scenario is the federated model adaptation to a target client without access to annotated data. We propose Federated Adversarial Cross Training (FACT), which uses the implicit domain differences between source clients to identify domain shifts in the target domain. In each round of FL, FACT cross initializes a pair of source clients to generate domain specialized representations which are then used as a direct adversary to learn a domain invariant data representation. We empirically show that FACT outperforms state-of-the-art federated, non-federated and source-free domain adaptation models on three popular multi-source-single-target benchmarks, and state-of-the-art Unsupervised Domain Adaptation (UDA) models on single-source-single-target experiments. We further study FACT's behavior with respect to communication restrictions and the number of participating clients.

SACSoN: Scalable Autonomous Control for Social Navigation. (arXiv:2306.01874v2 [cs.RO] UPDATED)

Authors: Noriaki Hirose, Dhruv Shah, Ajay Sridhar, Sergey Levine

Machine learning provides a powerful tool for building socially compliant robotic systems that go beyond simple predictive models of human behavior. By observing and understanding human interactions from past experiences, learning can enable effective social navigation behaviors directly from data. In this paper, our goal is to develop methods for training policies for socially unobtrusive navigation, such that robots can navigate among humans in ways that don't disturb human behavior. We introduce a definition for such behavior based on the counterfactual perturbation of the human: if the robot had not intruded into the space, would the human have acted in the same way? By minimizing this counterfactual perturbation, we can induce robots to behave in ways that do not alter the natural behavior of humans in the shared space. Instantiating this principle requires training policies to minimize their effect on human behavior, and this in turn requires data that allows us to model the behavior of humans in the presence of robots. Therefore, our approach is based on two key contributions. First, we collect a large dataset where an indoor mobile robot interacts with human bystanders. Second, we utilize this dataset to train policies that minimize counterfactual perturbation. We provide supplementary videos and make publicly available the largest-of-its-kind visual navigation dataset on our project page.

Automating Model Comparison in Factor Graphs. (arXiv:2306.05965v3 [cs.LG] UPDATED)

Authors: Bart van Erp, Wouter W. L. Nuijten, Thijs van de Laar, Bert de Vries

Bayesian state and parameter estimation have been automated effectively in a variety of probabilistic programming languages. The process of model comparison on the other hand, which still requires error-prone and time-consuming manual derivations, is often overlooked despite its importance. This paper efficiently automates Bayesian model averaging, selection, and combination by message passing on a Forney-style factor graph with a custom mixture node. Parameter and state inference, and model comparison can then be executed simultaneously using message passing with scale factors. This approach shortens the model design cycle and allows for the straightforward extension to hierarchical and temporal model priors to accommodate for modeling complicated time-varying processes.

A Conditional Flow Variational Autoencoder for Controllable Synthesis of Virtual Populations of Anatomy. (arXiv:2306.14680v2 [eess.IV] UPDATED)

Authors: Haoran Dou, Nishant Ravikumar, Alejandro F. Frangi

The generation of virtual populations (VPs) of anatomy is essential for conducting in silico trials of medical devices. Typically, the generated VP should capture sufficient variability while remaining plausible and should reflect the specific characteristics and demographics of the patients observed in real populations. In several applications, it is desirable to synthesise virtual populations in a \textit{controlled} manner, where relevant covariates are used to conditionally synthesise virtual populations that fit a specific target population/characteristics. We propose to equip a conditional variational autoencoder (cVAE) with normalising flows to boost the flexibility and complexity of the approximate posterior learnt, leading to enhanced flexibility for controllable synthesis of VPs of anatomical structures. We demonstrate the performance of our conditional flow VAE using a data set of cardiac left ventricles acquired from 2360 patients, with associated demographic information and clinical measurements (used as covariates/conditional information). The results obtained indicate the superiority of the proposed method for conditional synthesis of virtual populations of cardiac left ventricles relative to a cVAE. Conditional synthesis performance was evaluated in terms of generalisation and specificity errors and in terms of the ability to preserve clinically relevant biomarkers in synthesised VPs, that is, the left ventricular blood pool and myocardial volume, relative to the real observed population.

Dynamic Feature-based Deep Reinforcement Learning for Flow Control of Circular Cylinder with Sparse Surface Pressure Sensing. (arXiv:2307.01995v2 [cs.LG] UPDATED)

Authors: Qiulei Wang, Lei Yan, Gang Hu, Wenli Chen, Bernd R. Noack

This study proposes a self-learning algorithm for closed-loop cylinder wake control targeting lower drag and lower lift fluctuations with the additional challenge of sparse sensor information, taking deep reinforcement learning as the starting point. DRL performance is significantly improved by lifting the sensor signals to dynamic features (DF), which predict future flow states. The resulting dynamic feature-based DRL (DF-DRL) automatically learns a feedback control in the plant without a dynamic model. Results show that the drag coefficient of the DF-DRL model is 25% less than the vanilla model based on direct sensor feedback. More importantly, using only one surface pressure sensor, DF-DRL can reduce the drag coefficient to a state-of-the-art performance of about 8% at Re = 100 and significantly mitigate lift coefficient fluctuations. Hence, DF-DRL allows the deployment of sparse sensing of the flow without degrading the control performance. This method also shows good robustness in controlling flow under higher Reynolds numbers, which reduces the drag coefficient by 32.2% and 46.55% at Re = 500 and 1000, respectively, indicating the broad applicability of the method. Since surface pressure information is more straightforward to measure in realistic scenarios than flow velocity information, this study provides a valuable reference for experimentally designing the active flow control of a circular cylinder based on wall pressure signals, which is an essential step toward further developing intelligent control in realistic multi-input multi-output (MIMO) system.

Creating a Dataset for High-Performance Computing Code Translation: A Bridge Between HPC Fortran and C++. (arXiv:2307.07686v2 [cs.SE] UPDATED)

Authors: Bin Lei, Caiwen Ding, Le Chen, Pei-Hung Lin, Chunhua Liao

In this study, we present a novel dataset for training machine learning models translating between OpenMP Fortran and C++ code. To ensure reliability and applicability, the dataset is initially refined using a meticulous code similarity test. The effectiveness of our dataset is assessed using both quantitative (CodeBLEU) and qualitative (human evaluation) methods. We demonstrate how this dataset can significantly improve the translation capabilities of large-scale language models, with improvements of $\mathbf{\times 5.1}$ for models with no prior coding knowledge and $\mathbf{\times 9.9}$ for models with some coding familiarity. Our work highlights the potential of this dataset to advance the field of code translation for high-performance computing. The dataset is available at https://github.com/bin123apple/Fortran-CPP-HPC-code-translation-dataset

A Deep Learning Approach for Overall Survival Prediction in Lung Cancer with Missing Values. (arXiv:2307.11465v3 [cs.LG] UPDATED)

Authors: Camillo Maria Caruso, Valerio Guarrasi, Sara Ramella, Paolo Soda

One of the most challenging fields where Artificial Intelligence (AI) can be applied is lung cancer research, specifically non-small cell lung cancer (NSCLC). In particular, overall survival (OS), the time between diagnosis and death, is a vital indicator of patient status, enabling tailored treatment and improved OS rates. In this analysis, there are two challenges to take into account. First, few studies effectively exploit the information available from each patient, leveraging both uncensored (i.e., dead) and censored (i.e., survivors) patients, considering also the events' time. Second, the handling of incomplete data is a common issue in the medical field. This problem is typically tackled through the use of imputation methods. Our objective is to present an AI model able to overcome these limits, effectively learning from both censored and uncensored patients and their available features, for the prediction of OS for NSCLC patients. We present a novel approach to survival analysis with missing values in the context of NSCLC, which exploits the strengths of the transformer architecture to account only for available features without requiring any imputation strategy. By making use of ad-hoc losses for OS, it is able to account for both censored and uncensored patients, as well as changes in risks over time. We compared our method with state-of-the-art models for survival analysis coupled with different imputation strategies. We evaluated the results obtained over a period of 6 years using different time granularities obtaining a Ct-index, a time-dependent variant of the C-index, of 71.97, 77.58 and 80.72 for time units of 1 month, 1 year and 2 years, respectively, outperforming all state-of-the-art methods regardless of the imputation method used.

Conformal prediction for frequency-severity modeling. (arXiv:2307.13124v2 [stat.ME] UPDATED)

Authors: Helton Graziadei, Paulo C. Marques F., Eduardo F. L. de Melo, Rodrigo S. Targino

We present a nonparametric model-agnostic framework for building prediction intervals of insurance claims, with finite sample statistical guarantees, extending the technique of split conformal prediction to the domain of two-stage frequency-severity modeling. The effectiveness of the framework is showcased with simulated and real datasets. When the underlying severity model is a random forest, we extend the two-stage split conformal prediction procedure, showing how the out-of-bag mechanism can be leveraged to eliminate the need for a calibration set and to enable the production of prediction intervals with adaptive width.

Duet: efficient and scalable hybriD neUral rElation undersTanding. (arXiv:2307.13494v4 [cs.DB] UPDATED)

Authors: Kaixin Zhang, Hongzhi Wang, Yabin Lu, Ziqi Li, Chang Shu, Yu Yan, Donghua Yang

Learned cardinality estimation methods have achieved high precision compared to traditional methods. Among learned methods, query-driven approaches face the data and workload drift problem for a long time. Although both query-driven and hybrid methods are proposed to avoid this problem, even the state-of-the-art of them suffer from high training and estimation costs, limited scalability, instability, and long-tailed distribution problem on high cardinality and high-dimensional tables, which seriously affects the practical application of learned cardinality estimators. In this paper, we prove that most of these problems are directly caused by the widely used progressive sampling. We solve this problem by introducing predicates information into the autoregressive model and propose Duet, a stable, efficient, and scalable hybrid method to estimate cardinality directly without sampling or any non-differentiable process, which can not only reduces the inference complexity from O(n) to O(1) compared to Naru and UAE but also achieve higher accuracy on high cardinality and high-dimensional tables. Experimental results show that Duet can achieve all the design goals above and be much more practical and even has a lower inference cost on CPU than that of most learned methods on GPU.

ARB: Advanced Reasoning Benchmark for Large Language Models. (arXiv:2307.13692v2 [cs.CL] UPDATED)

Authors: Tomohiro Sawada, Daniel Paleka, Alexander Havrilla, Pranav Tadepalli, Paula Vidas, Alexander Kranias, John J. Nay, Kshitij Gupta, Aran Komatsuzaki

Large Language Models (LLMs) have demonstrated remarkable performance on various quantitative reasoning and knowledge benchmarks. However, many of these benchmarks are losing utility as LLMs get increasingly high scores, despite not yet reaching expert performance in these domains. We introduce ARB, a novel benchmark composed of advanced reasoning problems in multiple fields. ARB presents a more challenging test than prior benchmarks, featuring problems in mathematics, physics, biology, chemistry, and law. As a subset of ARB, we introduce a challenging set of math and physics problems which require advanced symbolic reasoning and domain knowledge. We evaluate recent models such as GPT-4 and Claude on ARB and demonstrate that current models score well below 50% on more demanding tasks. In order to improve both automatic and assisted evaluation capabilities, we introduce a rubric-based evaluation approach, allowing GPT-4 to score its own intermediate reasoning steps. Further, we conduct a human evaluation of the symbolic subset of ARB, finding promising agreement between annotators and GPT-4 rubric evaluation scores.

Solving Data Quality Problems with Desbordante: a Demo. (arXiv:2307.14935v2 [cs.DB] UPDATED)

Authors: George Chernishev, Michael Polyntsov, Anton Chizhov, Kirill Stupakov, Ilya Shchuckin, Alexander Smirnov, Maxim Strutovsky, Alexey Shlyonskikh, Mikhail Firsov, Stepan Manannikov, Nikita Bobrov, Daniil Goncharov, Ilia Barutkin, Vladislav Shalnev, Kirill Muraviev, Anna Rakhmukova, Dmitriy Shcheka, Anton Chernikov, Mikhail Vyrodov, Yaroslav Kurbatov, Maxim Fofanov, Sergei Belokonnyi, Pavel Anosov, Arthur Saliou, Eduard Gaisin, Kirill Smirnov

Data profiling is an essential process in modern data-driven industries. One of its critical components is the discovery and validation of complex statistics, including functional dependencies, data constraints, association rules, and others.

However, most existing data profiling systems that focus on complex statistics do not provide proper integration with the tools used by contemporary data scientists. This creates a significant barrier to the adoption of these tools in the industry. Moreover, existing systems were not created with industrial-grade workloads in mind. Finally, they do not aim to provide descriptive explanations, i.e. why a given pattern is not found. It is a significant issue as it is essential to understand the underlying reasons for a specific pattern's absence to make informed decisions based on the data.

Because of that, these patterns are effectively rest in thin air: their application scope is rather limited, they are rarely used by the broader public. At the same time, as we are going to demonstrate in this presentation, complex statistics can be efficiently used to solve many classic data quality problems.

Desbordante is an open-source data profiler that aims to close this gap. It is built with emphasis on industrial application: it is efficient, scalable, resilient to crashes, and provides explanations. Furthermore, it provides seamless Python integration by offloading various costly operations to the C++ core, not only mining.

In this demonstration, we show several scenarios that allow end users to solve different data quality problems. Namely, we showcase typo detection, data deduplication, and data anomaly detection scenarios.

A Self-Adaptive Penalty Method for Integrating Prior Knowledge Constraints into Neural ODEs. (arXiv:2307.14940v2 [cs.LG] UPDATED)

Authors: C. Coelho, M. Fernanda P. Costa, L. L. Ferrás

The continuous dynamics of natural systems has been effectively modelled using Neural Ordinary Differential Equations (Neural ODEs). However, for accurate and meaningful predictions, it is crucial that the models follow the underlying rules or laws that govern these systems. In this work, we propose a self-adaptive penalty algorithm for Neural ODEs to enable modelling of constrained natural systems. The proposed self-adaptive penalty function can dynamically adjust the penalty parameters. The explicit introduction of prior knowledge helps to increase the interpretability of Neural ODE -based models. We validate the proposed approach by modelling three natural systems with prior knowledge constraints: population growth, chemical reaction evolution, and damped harmonic oscillator motion. The numerical experiments and a comparison with other penalty Neural ODE approaches and \emph{vanilla} Neural ODE, demonstrate the effectiveness of the proposed self-adaptive penalty algorithm for Neural ODEs in modelling constrained natural systems. Moreover, the self-adaptive penalty approach provides more accurate and robust models with reliable and meaningful predictions.

Neural Schr\"odinger Bridge with Sinkhorn Losses: Application to Data-driven Minimum Effort Control of Colloidal Self-assembly. (arXiv:2307.14442v1 [math.OC] CROSS LISTED)

Authors: Iman Nodozi, Charlie Yan, Mira Khare, Abhishek Halder, Ali Mesbah

We show that the minimum effort control of colloidal self-assembly can be naturally formulated in the order-parameter space as a generalized Schr\"odinger bridge problem -- a class of fixed-horizon stochastic optimal control problems that originated in the works of Erwin Schr\"odinger in the early 1930s. In recent years, this class of problems has seen a resurgence of research activities in control and machine learning communities. Different from the existing literature on the theory and computation for such problems, the controlled drift and diffusion coefficients for colloidal self-assembly are typically non-affine in control, and are difficult to obtain from physics-based modeling. We deduce the conditions of optimality for such generalized problems, and show that the resulting system of equations is structurally very different from the existing results in a way that standard computational approaches no longer apply. Thus motivated, we propose a data-driven learning and control framework, named `neural Schr\"odinger bridge', to solve such generalized Schr\"odinger bridge problems by innovating on recent advances in neural networks. We illustrate the effectiveness of the proposed framework using a numerical case study of colloidal self-assembly. We learn the controlled drift and diffusion coefficients as two neural networks using molecular dynamics simulation data, and then use these two to train a third network with Sinkhorn losses designed for distributional endpoint constraints, specific for this class of control problems.

MVMR-FS : Non-parametric feature selection algorithm based on Maximum inter-class Variation and Minimum Redundancy. (arXiv:2307.14643v1 [cs.LG] CROSS LISTED)

Authors: Haitao Nie, Shengbo Zhang, Bin Xie

How to accurately measure the relevance and redundancy of features is an age-old challenge in the field of feature selection. However, existing filter-based feature selection methods cannot directly measure redundancy for continuous data. In addition, most methods rely on manually specifying the number of features, which may introduce errors in the absence of expert knowledge. In this paper, we propose a non-parametric feature selection algorithm based on maximum inter-class variation and minimum redundancy, abbreviated as MVMR-FS. We first introduce supervised and unsupervised kernel density estimation on the features to capture their similarities and differences in inter-class and overall distributions. Subsequently, we present the criteria for maximum inter-class variation and minimum redundancy (MVMR), wherein the inter-class probability distributions are employed to reflect feature relevance and the distances between overall probability distributions are used to quantify redundancy. Finally, we employ an AGA to search for the feature subset that minimizes the MVMR. Compared with ten state-of-the-art methods, MVMR-FS achieves the highest average accuracy and improves the accuracy by 5% to 11%.