Emotion-Oriented Behavior Model Using Deep Learning. (arXiv:2311.14674v1 [cs.CL])

Authors: Muhammad Arslan Raza, Muhammad Shoaib Farooq, Adel Khelifi, Atif Alvi

Emotions, as a fundamental ingredient of any social interaction, lead to behaviors that represent the effectiveness of the interaction through facial expressions and gestures in humans. Hence an agent must possess the social and cognitive abilities to understand human social parameters and behave accordingly. However, no such emotion-oriented behavior model is presented yet in the existing research. The emotion prediction may generate appropriate agents' behaviors for effective interaction using conversation modality. Considering the importance of emotions, and behaviors, for an agent's social interaction, an Emotion-based Behavior model is presented in this paper for Socio-cognitive artificial agents. The proposed model is implemented using tweets data trained on multiple models like Long Short-Term Memory (LSTM), Convolution Neural Network (CNN) and Bidirectional Encoder Representations from Transformers (BERT) for emotion prediction with an average accuracy of 92%, and 55% respectively. Further, using emotion predictions from CNN-LSTM, the behavior module responds using facial expressions and gestures using Behavioral Markup Language (BML). The accuracy of emotion-based behavior predictions is statistically validated using the 2-tailed Pearson correlation on the data collected from human users through questionnaires. Analysis shows that all emotion-based behaviors accurately depict human-like gestures and facial expressions based on the significant correlation at the 0.01 and 0.05 levels. This study is a steppingstone to a multi-faceted artificial agent interaction based on emotion-oriented behaviors. Cognition has significance regarding social interaction among humans.

Data Science for Social Good. (arXiv:2311.14683v1 [cs.CY])

Authors: Ahmed Abbasi, Roger H. L. Chiang, Jennifer J. Xu

Data science has been described as the fourth paradigm for scientific discovery. The latest wave of data science research, pertaining to machine learning and artificial intelligence (AI), is growing exponentially and garnering millions of annual citations. However, this growth has been accompanied by a diminishing emphasis on social good challenges - our analysis reveals that the proportion of data science research focusing on social good is less than it has ever been. At the same time, the proliferation of machine learning and generative AI have sparked debates about the socio-technical prospects and challenges associated with data science for human flourishing, organizations, and society. Against this backdrop, we present a framework for "data science for social good" (DSSG) research that considers the interplay between relevant data science research genres, social good challenges, and different levels of socio-technical abstraction. We perform an analysis of the literature to empirically demonstrate the paucity of work on DSSG in information systems (and other related disciplines) and highlight current impediments. We then use our proposed framework to introduce the articles appearing in the special issue. We hope that this article and the special issue will spur future DSSG research and help reverse the alarming trend across data science research over the past 30-plus years in which social good challenges are garnering proportionately less attention with each passing day.

The risks of risk-based AI regulation: taking liability seriously. (arXiv:2311.14684v1 [cs.CY])

Authors: Martin Kretschmer, Tobias Kretschmer, Alexander Peukert, Christian Peukert

The development and regulation of multi-purpose, large "foundation models" of AI seems to have reached a critical stage, with major investments and new applications announced every other day. Some experts are calling for a moratorium on the training of AI systems more powerful than GPT-4. Legislators globally compete to set the blueprint for a new regulatory regime. This paper analyses the most advanced legal proposal, the European Union's AI Act currently in the stage of final "trilogue" negotiations between the EU institutions. This legislation will likely have extra-territorial implications, sometimes called "the Brussels effect". It also constitutes a radical departure from conventional information and communications technology policy by regulating AI ex-ante through a risk-based approach that seeks to prevent certain harmful outcomes based on product safety principles. We offer a review and critique, specifically discussing the AI Act's problematic obligations regarding data quality and human oversight. Our proposal is to take liability seriously as the key regulatory mechanism. This signals to industry that if a breach of law occurs, firms are required to know in particular what their inputs were and how to retrain the system to remedy the breach. Moreover, we suggest differentiating between endogenous and exogenous sources of potential harm, which can be mitigated by carefully allocating liability between developers and deployers of AI technology.

Causal Models Applied to the Patterns of Human Migration due to Climate Change. (arXiv:2311.14686v1 [cs.CY])

Authors: Kenneth Lai, Svetlana Yanushkevich

The impacts of mass migration, such as crisis induced by climate change, extend beyond environmental concerns and can greatly affect social infrastructure and public services, such as education, healthcare, and security. These crises exacerbate certain elements like cultural barriers, and discrimination by amplifying the challenges faced by these affected communities. This paper proposes an innovative approach to address migration crises in the context of crisis management through a combination of modeling and imbalance assessment tools. By employing deep learning for forecasting and integrating causal reasoning via Bayesian networks, this methodology enables the evaluation of imbalances and risks in the socio-technological landscape, providing crucial insights for informed decision-making. Through this framework, critical systems can be analyzed to understand how fluctuations in migration levels may impact them, facilitating effective crisis governance strategies.

Does Explainable AI Have Moral Value?. (arXiv:2311.14687v1 [cs.CY])

Authors: Joshua L.M. Brand, Luca Nannini

Explainable AI (XAI) aims to bridge the gap between complex algorithmic systems and human stakeholders. Current discourse often examines XAI in isolation as either a technological tool, user interface, or policy mechanism. This paper proposes a unifying ethical framework grounded in moral duties and the concept of reciprocity. We argue that XAI should be appreciated not merely as a right, but as part of our moral duties that helps sustain a reciprocal relationship between humans affected by AI systems. This is because, we argue, explanations help sustain constitutive symmetry and agency in AI-led decision-making processes. We then assess leading XAI communities and reveal gaps between the ideal of reciprocity and practical feasibility. Machine learning offers useful techniques but overlooks evaluation and adoption challenges. Human-computer interaction provides preliminary insights but oversimplifies organizational contexts. Policies espouse accountability but lack technical nuance. Synthesizing these views exposes barriers to implementable, ethical XAI. Still, positioning XAI as a moral duty transcends rights-based discourse to capture a more robust and complete moral picture. This paper provides an accessible, detailed analysis elucidating the moral value of explainability.

Procedural Fairness Through Decoupling Objectionable Data Generating Components. (arXiv:2311.14688v1 [cs.CY])

Authors: Zeyu Tang, Jialu Wang, Yang Liu, Peter Spirtes, Kun Zhang

We reveal and address the frequently overlooked yet important issue of disguised procedural unfairness, namely, the potentially inadvertent alterations on the behavior of neutral (i.e., not problematic) aspects of data generating process, and/or the lack of procedural assurance of the greatest benefit of the least advantaged individuals. Inspired by John Rawls's advocacy for pure procedural justice, we view automated decision-making as a microcosm of social institutions, and consider how the data generating process itself can satisfy the requirements of procedural fairness. We propose a framework that decouples the objectionable data generating components from the neutral ones by utilizing reference points and the associated value instantiation rule. Our findings highlight the necessity of preventing disguised procedural unfairness, drawing attention not only to the objectionable data generating components that we aim to mitigate, but also more importantly, to the neutral components that we intend to keep unaffected.

Evolutionary City: Towards a Flexible, Agile and Symbiotic System. (arXiv:2311.14690v1 [cs.CY])

Authors: Xi Chen, Wei Hu, Jingru Yu, Ding Wang, Shengyue Yao, Yilun Lin, Fei-Yue Wang

Urban growth sometimes leads to rigid infrastructure that struggles to adapt to changing demand. This paper introduces a novel approach, aiming to enable cities to evolve and respond more effectively to such dynamic demand. It identifies the limitations arising from the complexity and inflexibility of existing urban systems. A framework is presented for enhancing the city's adaptability perception through advanced sensing technologies, conducting parallel simulation via graph-based techniques, and facilitating autonomous decision-making across domains through decentralized and autonomous organization and operation. Notably, a symbiotic mechanism is employed to implement these technologies practically, thereby making urban management more agile and responsive. In the case study, we explore how this approach can optimize traffic flow by adjusting lane allocations. This case not only enhances traffic efficiency but also reduces emissions. The proposed evolutionary city offers a new perspective on sustainable urban development, highliting the importance of integrated intelligence within urban systems.

COVID-19 Imposes Rethinking of Conferencing -- Environmental Impact Assessment of Artificial Intelligence Conferences. (arXiv:2311.14692v1 [cs.CY])

Authors: Pavlina Mitsou, Nikoleta-Victoria Tsakalidou, Eleni Vrochidou, George A. Papakostas

It has been noticed that through COVID-19 greenhouse gas emissions had a sudden reduction. Based on this significant observation, we decided to conduct a research to quantify the impact of scientific conferences' air-travelling, explore and suggest alternative ways for greener conferences to re-duce the global carbon footprint. Specifically, we focused on the most popular conferences for the Artificial Intelligence community based on their scientific impact factor, their scale, and the well-organized proceedings towards measuring the impact of air travelling participation. This is the first time that systematic quantification of a state-of-the-art subject like Artificial Intelligence takes place to define its conferencing footprint in the broader frames of environmental awareness. Our findings highlight that the virtual way is the first on the list of green conferences' conduction although there are serious concerns about it. Alternatives to optimal conferences' location selection have demonstrated savings on air-travelling CO2 emissions of up to 63.9%.

Benefits and Harms of Large Language Models in Digital Mental Health. (arXiv:2311.14693v1 [cs.CL])

Authors: Munmun De Choudhury, Sachin R. Pendse, Neha Kumar

The past decade has been transformative for mental health research and practice. The ability to harness large repositories of data, whether from electronic health records (EHR), mobile devices, or social media, has revealed a potential for valuable insights into patient experiences, promising early, proactive interventions, as well as personalized treatment plans. Recent developments in generative artificial intelligence, particularly large language models (LLMs), show promise in leading digital mental health to uncharted territory. Patients are arriving at doctors' appointments with information sourced from chatbots, state-of-the-art LLMs are being incorporated in medical software and EHR systems, and chatbots from an ever-increasing number of startups promise to serve as AI companions, friends, and partners. This article presents contemporary perspectives on the opportunities and risks posed by LLMs in the design, development, and implementation of digital mental health tools. We adopt an ecological framework and draw on the affordances offered by LLMs to discuss four application areas -- care-seeking behaviors from individuals in need of care, community care provision, institutional and medical care provision, and larger care ecologies at the societal level. We engage in a thoughtful consideration of whether and how LLM-based technologies could or should be employed for enhancing mental health. The benefits and harms our article surfaces could serve to help shape future research, advocacy, and regulatory efforts focused on creating more responsible, user-friendly, equitable, and secure LLM-based tools for mental health treatment and intervention.

AI for All: Operationalising Diversity and Inclusion Requirements for AI Systems. (arXiv:2311.14695v1 [cs.CY])

Authors: Muneera Bano, Didar Zowghi, Vincenzo Gervasi, Rifat Shams

As Artificial Intelligence (AI) permeates many aspects of society, it brings numerous advantages while at the same time raising ethical concerns and potential risks, such as perpetuating inequalities through biased or discriminatory decision-making. To develop AI systems that cater for the needs of diverse users and uphold ethical values, it is essential to consider and integrate diversity and inclusion (D&I) principles throughout AI development and deployment. Requirements engineering (RE) is a fundamental process in developing software systems by eliciting and specifying relevant needs from diverse stakeholders. This research aims to address the lack of research and practice on how to elicit and capture D&I requirements for AI systems. We have conducted comprehensive data collection and synthesis from the literature review to extract requirements themes related to D&I in AI. We have proposed a tailored user story template to capture D&I requirements and conducted focus group exercises to use the themes and user story template in writing D&I requirements for two example AI systems. Additionally, we have investigated the capability of our solution by generating synthetic D&I requirements captured in user stories with the help of a Large Language Model.

Ontology Learning Using Formal Concept Analysis and WordNet. (arXiv:2311.14699v1 [cs.CL])

Authors: Bryar A. Hassan

Manual ontology construction takes time, resources, and domain specialists. Supporting a component of this process for automation or semi-automation would be good. This project and dissertation provide a Formal Concept Analysis and WordNet framework for learning concept hierarchies from free texts. The process has steps. First, the document is Part-Of-Speech labeled, then parsed to produce sentence parse trees. Verb/noun dependencies are derived from parse trees next. After lemmatizing, pruning, and filtering the word pairings, the formal context is created. The formal context may contain some erroneous and uninteresting pairs because the parser output may be erroneous, not all derived pairs are interesting, and it may be large due to constructing it from a large free text corpus. Deriving lattice from the formal context may take longer, depending on the size and complexity of the data. Thus, decreasing formal context may eliminate erroneous and uninteresting pairs and speed up idea lattice derivation. WordNet-based and Frequency-based approaches are tested. Finally, we compute formal idea lattice and create a classical concept hierarchy. The reduced concept lattice is compared to the original to evaluate the outcomes. Despite several system constraints and component discrepancies that may prevent logical conclusion, the following data imply idea hierarchies in this project and dissertation are promising. First, the reduced idea lattice and original concept have commonalities. Second, alternative language or statistical methods can reduce formal context size. Finally, WordNet-based and Frequency-based approaches reduce formal context differently, and the order of applying them is examined to reduce context efficiently.

Towards a Feminist Metaethics of AI. (arXiv:2311.14700v1 [cs.CY])

Authors: Anastasia Siapka

The proliferation of Artificial Intelligence (AI) has sparked an overwhelming number of AI ethics guidelines, boards and codes of conduct. These outputs primarily analyse competing theories, principles and values for AI development and deployment. However, as a series of recent problematic incidents about AI ethics/ethicists demonstrate, this orientation is insufficient. Before proceeding to evaluate other professions, AI ethicists should critically evaluate their own; yet, such an evaluation should be more explicitly and systematically undertaken in the literature. I argue that these insufficiencies could be mitigated by developing a research agenda for a feminist metaethics of AI. Contrary to traditional metaethics, which reflects on the nature of morality and moral judgements in a non-normative way, feminist metaethics expands its scope to ask not only what ethics is but also what our engagement with it should be like. Applying this perspective to the context of AI, I suggest that a feminist metaethics of AI would examine: (i) the continuity between theory and action in AI ethics; (ii) the real-life effects of AI ethics; (iii) the role and profile of those involved in AI ethics; and (iv) the effects of AI on power relations through methods that pay attention to context, emotions and narrative.

ChatGPT as Co-Advisor in Scientific Initiation: Action Research with Project-Based Learning in Elementary Education. (arXiv:2311.14701v1 [cs.CY])

Authors: Fabiano Villan, Renato P. dos Santos

Background: In the contemporary educational landscape, technology has the power to drive innovative pedagogical practices. Overcoming the resistance of teachers and students to adopting new methods and technologies is a challenge that needs to be addressed. Objectives: To evaluate the effectiveness of ChatGPT as a co-advisor in research projects and its influence on the implementation of Project-Based Learning (PBL), as well as overcoming resistance to the use of new pedagogical methodologies. Design: An action-research methodology was employed, including unstructured interviews and the application of questionnaires via Google Forms. Setting and Participants: The research was conducted in an elementary school, involving 353 students and 16 teachers. Data Collection and Analysis: Data were gathered through observations and notes in meetings and interviews, complemented by electronic questionnaires, with quantitative and qualitative analyses performed via Microsoft Excel and Google Forms. Results: The introduction of ChatGPT as a pedagogical tool led to increased student engagement and decreased teacher resistance, reflected in recognition at local science fairs. Conclusion: The study confirmed the utility of ChatGPT in school research co-orientation, highlighting its role in facilitating PBL and promoting cultural changes in educational practice, with proactive school management identified as a catalysing element in adapting to educational innovations.

Transdisciplinary AI Education: The Confluence of Curricular and Community Needs in the Instruction of Artificial Intelligence. (arXiv:2311.14702v1 [cs.CY])

Authors: Roozbeh Aliabadi, Aditi Singh, Eryka Wilson

The integration of artificial intelligence (AI) into education has the potential to transform the way we learn and teach. In this paper, we examine the current state of AI in education and explore the potential benefits and challenges of incorporating this technology into the classroom. The approaches currently available for AI education often present students with experiences only focusing on discrete computer science concepts agnostic to a larger curriculum. However, teaching AI must not be siloed or interdisciplinary. Rather, AI instruction ought to be transdisciplinary, including connections to the broad curriculum and community in which students are learning. This paper delves into the AI program currently in development for Neom Community School and the larger Education, Research, and Innovation Sector in Neom, Saudi Arabia s new megacity under development. In this program, AI is both taught as a subject and to learn other subjects within the curriculum through the school systems International Baccalaureate (IB) approach, which deploys learning through Units of Inquiry. This approach to education connects subjects across a curriculum under one major guiding question at a time. The proposed method offers a meaningful approach to introducing AI to students throughout these Units of Inquiry, as it shifts AI from a subject that students like or not like to a subject that is taught throughout the curriculum.

Large Language Model-Driven Classroom Flipping: Empowering Student-Centric Peer Questioning with Flipped Interaction. (arXiv:2311.14708v1 [cs.CY])

Authors: Chee Wei Tan

Reciprocal questioning is essential for effective teaching and learning, fostering active engagement and deeper understanding through collaborative interactions, especially in large classrooms. Can large language model (LLM), such as OpenAI's GPT (Generative Pre-trained Transformer) series, assist in this? This paper investigates a pedagogical approach of classroom flipping based on flipped interaction in LLMs. Flipped interaction involves using language models to prioritize generating questions instead of answers to prompts. We demonstrate how traditional classroom flipping techniques, including Peer Instruction and Just-in-Time Teaching (JiTT), can be enhanced through flipped interaction techniques, creating student-centric questions for hybrid teaching. In particular, we propose a workflow to integrate prompt engineering with clicker and JiTT quizzes by a poll-prompt-quiz routine and a quiz-prompt-discuss routine to empower students to self-regulate their learning capacity and enable teachers to swiftly personalize training pathways. We develop an LLM-driven chatbot software that digitizes various elements of classroom flipping and facilitates the assessment of students using these routines to deliver peer-generated questions. We have applied our LLM-driven chatbot software for teaching both undergraduate and graduate students from 2020 to 2022, effectively useful for bridging the gap between teachers and students in remote teaching during the COVID-19 pandemic years. In particular, LLM-driven classroom flipping can be particularly beneficial in large class settings to optimize teaching pace and enable engaging classroom experiences.

Towards Publicly Accountable Frontier LLMs: Building an External Scrutiny Ecosystem under the ASPIRE Framework. (arXiv:2311.14711v1 [cs.CY])

Authors: Markus Anderljung, Everett Thornton Smith, Joe O'Brien, Lisa Soder, Benjamin Bucknall, Emma Bluemke, Jonas Schuett, Robert Trager, Lacey Strahm, Rumman Chowdhury

With the increasing integration of frontier large language models (LLMs) into society and the economy, decisions related to their training, deployment, and use have far-reaching implications. These decisions should not be left solely in the hands of frontier LLM developers. LLM users, civil society and policymakers need trustworthy sources of information to steer such decisions for the better. Involving outside actors in the evaluation of these systems - what we term 'external scrutiny' - via red-teaming, auditing, and external researcher access, offers a solution. Though there are encouraging signs of increasing external scrutiny of frontier LLMs, its success is not assured. In this paper, we survey six requirements for effective external scrutiny of frontier AI systems and organize them under the ASPIRE framework: Access, Searching attitude, Proportionality to the risks, Independence, Resources, and Expertise. We then illustrate how external scrutiny might function throughout the AI lifecycle and offer recommendations to policymakers.

The Rise of the AI Co-Pilot: Lessons for Design from Aviation and Beyond. (arXiv:2311.14713v1 [cs.HC])

Authors: Abigail Sellen, Eric Horvitz

The fast pace of advances in AI promises to revolutionize various aspects of knowledge work, extending its influence to daily life and professional fields alike. We advocate for a paradigm where AI is seen as a collaborative co-pilot, working under human guidance rather than as a mere tool. Drawing from relevant research and literature in the disciplines of Human-Computer Interaction and Human Factors Engineering, we highlight the criticality of maintaining human oversight in AI interactions. Reflecting on lessons from aviation, we address the dangers of over-relying on automation, such as diminished human vigilance and skill erosion. Our paper proposes a design approach that emphasizes active human engagement, control, and skill enhancement in the AI partnership, aiming to foster a harmonious, effective, and empowering human-AI relationship. We particularly call out the critical need to design AI interaction capabilities and software applications to enable and celebrate the primacy of human agency. This calls for designs for human-AI partnership that cede ultimate control and responsibility to the human user as pilot, with the AI co-pilot acting in a well-defined supporting role.

AI Use in Manuscript Preparation for Academic Journals. (arXiv:2311.14720v1 [cs.CY])

Authors: Nir Chemaya, Daniel Martin

The emergent abilities of Large Language Models (LLMs), which power tools like ChatGPT and Bard, have produced both excitement and worry about how AI will impact academic writing. In response to rising concerns about AI use, authors of academic publications may decide to voluntarily disclose any AI tools they use to revise their manuscripts, and journals and conferences could begin mandating disclosure and/or turn to using detection services, as many teachers have done with student writing in class settings. Given these looming possibilities, we investigate whether academics view it as necessary to report AI use in manuscript preparation and how detectors react to the use of AI in academic writing.

Zero-Shot Question Answering over Financial Documents using Large Language Models. (arXiv:2311.14722v1 [cs.CL])

Authors: Karmvir Singh Phogat, Chetan Harsha, Sridhar Dasaratha, Shashishekar Ramakrishna, Sai Akhil Puranam

We introduce a large language model (LLM) based approach to answer complex questions requiring multi-hop numerical reasoning over financial reports. While LLMs have exhibited remarkable performance on various natural language and reasoning tasks, complex reasoning problems often rely on few-shot prompts that require carefully crafted examples. In contrast, our approach uses novel zero-shot prompts that guide the LLM to encode the required reasoning into a Python program or a domain specific language. The generated program is then executed by a program interpreter, thus mitigating the limitations of LLM in performing accurate arithmetic calculations.

We evaluate the proposed approach on three financial datasets using some of the recently developed generative pretrained transformer (GPT) models and perform comparisons with various zero-shot baselines. The experimental results demonstrate that our approach significantly improves the accuracy for all the LLMs over their respective baselines. We provide a detailed analysis of the results, generating insights to support our findings. The success of our approach demonstrates the enormous potential to extract complex domain specific numerical reasoning by designing zero-shot prompts to effectively exploit the knowledge embedded in LLMs.

MemoryCompanion: A Smart Healthcare Solution to Empower Efficient Alzheimer's Care Via Unleashing Generative AI. (arXiv:2311.14730v1 [cs.CL])

Authors: Lifei Zheng, Yeonie Heo, Yi Fang

With the rise of Large Language Models (LLMs), notably characterized by GPT frameworks, there emerges a catalyst for novel healthcare applications. Earlier iterations of chatbot caregivers, though existent, have yet to achieve a dimension of human-like authenticity. This paper unveils `MemoryCompanion' a pioneering digital health solution explicitly tailored for Alzheimer's disease (AD) patients and their caregivers. Drawing upon the nuances of GPT technology and prompt engineering, MemoryCompanion manifests a personalized caregiving paradigm, fostering interactions via voice-cloning and talking-face mechanisms that resonate with the familiarity of known companions. Using advanced prompt-engineering, the system intricately adapts to each patient's distinct profile, curating its content and communication style accordingly. This approach strives to counteract prevalent issues of social isolation and loneliness frequently observed in AD demographics. Our methodology, grounded in its innovative design, addresses both the caregiving and technological challenges intrinsic to this domain.

Positional Description Matters for Transformers Arithmetic. (arXiv:2311.14737v1 [cs.CL])

Authors: Ruoqi Shen, Sébastien Bubeck, Ronen Eldan, Yin Tat Lee, Yuanzhi Li, Yi Zhang

Transformers, central to the successes in modern Natural Language Processing, often falter on arithmetic tasks despite their vast capabilities --which paradoxically include remarkable coding abilities. We observe that a crucial challenge is their naive reliance on positional information to solve arithmetic problems with a small number of digits, leading to poor performance on larger numbers. Herein, we delve deeper into the role of positional encoding, and propose several ways to fix the issue, either by modifying the positional encoding directly, or by modifying the representation of the arithmetic task to leverage standard positional encoding differently. We investigate the value of these modifications for three tasks: (i) classical multiplication, (ii) length extrapolation in addition, and (iii) addition in natural language context. For (i) we train a small model on a small dataset (100M parameters and 300k samples) with remarkable aptitude in (direct, no scratchpad) 15 digits multiplication and essentially perfect up to 12 digits, while usual training in this context would give a model failing at 4 digits multiplication. In the experiments on addition, we use a mere 120k samples to demonstrate: for (ii) extrapolation from 10 digits to testing on 12 digits numbers while usual training would have no extrapolation, and for (iii) almost perfect accuracy up to 5 digits while usual training would be correct only up to 3 digits (which is essentially memorization with a training set of 120k samples).

@ve: A Chatbot for Latin. (arXiv:2311.14741v1 [cs.CL])

Authors: Oliver Bendel, Karim N'diaye

Dead, extinct, and endangered languages have been preserved primarily through audio conservation and the collection and digitization of scripts and have been promoted through targeted language acquisition efforts. Another possibility would be to build conversational agents that can master these languages. This would provide an artificial, active conversational partner which has knowledge of the vocabulary and grammar, and one learns with it in a different way. The chatbot @ve, with which one can communicate in Latin, was developed in 2022/2023 based on GPT-3.0. It was additionally equipped with a manually created knowledge base. After conceptual groundwork, this paper presents the preparation and implementation of the project. In addition, it summarizes the test that a Latin expert conducted with the chatbot. A critical discussion elaborates advantages and disadvantages. @ve could be a new tool for teaching Latin in a memorable and entertaining way through dialogue. However, the present implementation is still too prone to glitches for stand-alone use - i.e., without the accompaniment of a teacher. The use of GPT-4 could be a solution as well as the extension of the knowledge base. In conclusion, it can be argued that conversational agents are an innovative approach to promoting and preserving languages.

Coarse-Grained Configurational Polymer Fingerprints for Property Prediction using Machine Learning. (arXiv:2311.14744v1 [physics.chem-ph])

Authors: Ishan Kumar, Prateek K Jha

In this work, we present a method to generate a configurational level fingerprint for polymers using the Bead-Spring-Model. Unlike some of the previous fingerprinting approaches that employ monomer-level information where atomistic descriptors are computed using quantum chemistry calculations, this approach incorporates configurational information from a coarse-grained model of a long polymer chain. The proposed approach may be advantageous for the study of behavior resulting from large molecular weights. To create this fingerprint, we make use of two kinds of descriptors. First, we calculate certain geometric descriptors like Re2, Rg2 etc. and label them as Calculated Descriptors. Second, we generate a set of data-driven descriptors using an unsupervised autoencoder model and call them Learnt Descriptors. Using a combination of both of them, we are able to learn mappings from the structure to various properties of the polymer chain by training ML models. We test our fingerprint to predict the probability of occurrence of a configuration at equilibrium, which is approximated by a simple linear relationship between the instantaneous internal energy and equilibrium average internal energy.

Task-Distributionally Robust Data-Free Meta-Learning. (arXiv:2311.14756v1 [cs.LG])

Authors: Zixuan Hu, Li Shen, Zhenyi Wang, Yongxian Wei, Baoyuan Wu, Chun Yuan, Dacheng Tao

Data-Free Meta-Learning (DFML) aims to efficiently learn new tasks by leveraging multiple pre-trained models without requiring their original training data. Existing inversion-based DFML methods construct pseudo tasks from a learnable dataset, which is inversely generated from the pre-trained model pool. For the first time, we reveal two major challenges hindering their practical deployments: Task-Distribution Shift (TDS) and Task-Distribution Corruption (TDC). TDS leads to a biased meta-learner because of the skewed task distribution towards newly generated tasks. TDC occurs when untrusted models characterized by misleading labels or poor quality pollute the task distribution. To tackle these issues, we introduce a robust DFML framework that ensures task distributional robustness. We propose to meta-learn from a pseudo task distribution, diversified through task interpolation within a compact task-memory buffer. This approach reduces the meta-learner's overreliance on newly generated tasks by maintaining consistent performance across a broader range of interpolated memory tasks, thus ensuring its generalization for unseen tasks. Additionally, our framework seamlessly incorporates an automated model selection mechanism into the meta-training phase, parameterizing each model's reliability as a learnable weight. This is optimized with a policy gradient algorithm inspired by reinforcement learning, effectively addressing the non-differentiable challenge posed by model selection. Comprehensive experiments across various datasets demonstrate the framework's effectiveness in mitigating TDS and TDC, underscoring its potential to improve DFML in real-world scenarios.

PointOBB: Learning Oriented Object Detection via Single Point Supervision. (arXiv:2311.14757v1 [cs.CV])

Authors: Junwei Luo, Xue Yang, Yi Yu, Qingyun Li, Junchi Yan, Yansheng Li

Single point-supervised object detection is gaining attention due to its cost-effectiveness. However, existing approaches focus on generating horizontal bounding boxes (HBBs) while ignoring oriented bounding boxes (OBBs) commonly used for objects in aerial images. This paper proposes PointOBB, the first single Point-based OBB generation method, for oriented object detection. PointOBB operates through the collaborative utilization of three distinctive views: an original view, a resized view, and a rotated/flipped (rot/flp) view. Upon the original view, we leverage the resized and rot/flp views to build a scale augmentation module and an angle acquisition module, respectively. In the former module, a Scale-Sensitive Consistency (SSC) loss is designed to enhance the deep network's ability to perceive the object scale. For accurate object angle predictions, the latter module incorporates self-supervised learning to predict angles, which is associated with a scale-guided Dense-to-Sparse (DS) matching strategy for aggregating dense angles corresponding to sparse objects. The resized and rot/flp views are switched using a progressive multi-view switching strategy during training to achieve coupled optimization of scale and angle. Experimental results on the DIOR-R and DOTA-v1.0 datasets demonstrate that PointOBB achieves promising performance, and significantly outperforms potential point-supervised baselines.

Point2RBox: Combine Knowledge from Synthetic Visual Patterns for End-to-end Oriented Object Detection with Single Point Supervision. (arXiv:2311.14758v1 [cs.CV])

Authors: Yu Yi, Xue Yang, Qingyun Li, Feipeng Da, Junchi Yan, Jifeng Dai, Yu Qiao

With the rapidly increasing demand for oriented object detection (OOD), recent research involving weakly-supervised detectors for learning rotated box (RBox) from the horizontal box (HBox) has attracted more and more attention. In this paper, we explore a more challenging yet label-efficient setting, namely single point-supervised OOD, and present our approach called Point2RBox. Specifically, we propose to leverage two principles: 1) Synthetic pattern knowledge combination: By sampling around each labelled point on the image, we transfer the object feature to synthetic visual patterns with the known bounding box to provide the knowledge for box regression. 2) Transform self-supervision: With a transformed input image (e.g. scaled/rotated), the output RBoxes are trained to follow the same transformation so that the network can perceive the relative size/rotation between objects. The detector is further enhanced by a few devised techniques to cope with peripheral issues, e.g. the anchor/layer assignment as the size of the object is not available in our point supervision setting. To our best knowledge, Point2RBox is the first end-to-end solution for point-supervised OOD. In particular, our method uses a lightweight paradigm, yet it achieves a competitive performance among point-supervised alternatives, 41.05%/27.62%/80.01% on DOTA/DIOR/HRSC datasets.

The 2nd Workshop on Maritime Computer Vision (MaCVi) 2024. (arXiv:2311.14762v1 [cs.CV])

Authors: Benjamin Kiefer, Lojze Žust, Matej Kristan, Janez Perš, Matija Teršek, Arnold Wiliem, Martin Messmer, Cheng-Yen Yang, Hsiang-Wei Huang, Zhongyu Jiang, Heng-Cheng Kuo, Jie Mei, Jenq-Neng Hwang, Daniel Stadler, Lars Sommer, Kaer Huang, Aiguo Zheng, Weitu Chong, Kanokphan Lertniphonphan, Jun Xie, Feng Chen, Jian Li, Zhepeng Wang, Luca Zedda, Andrea Loddo, Cecilia Di Ruberto, Tuan-Anh Vu, Hai Nguyen-Truong, Tan-Sang Ha, Quan-Dung Pham, Sai-Kit Yeung, Yuan Feng, Nguyen Thanh Thien, Lixin Tian, Sheng-Yao Kuan, Yuan-Hao Ho, Angel Bueno Rodriguez, Borja Carrillo-Perez, Alexander Klein, Antje Alex, Yannik Steiniger, Felix Sattler, Edgardo Solano-Carrillo, Matej Fabijanić, Magdalena Šumunec, Nadir Kapetanović, Andreas Michel, Wolfgang Gross, Martin Weinmann

The 2nd Workshop on Maritime Computer Vision (MaCVi) 2024 addresses maritime computer vision for Unmanned Aerial Vehicles (UAV) and Unmanned Surface Vehicles (USV). Three challenges categories are considered: (i) UAV-based Maritime Object Tracking with Re-identification, (ii) USV-based Maritime Obstacle Segmentation and Detection, (iii) USV-based Maritime Boat Tracking. The USV-based Maritime Obstacle Segmentation and Detection features three sub-challenges, including a new embedded challenge addressing efficicent inference on real-world embedded devices. This report offers a comprehensive overview of the findings from the challenges. We provide both statistical and qualitative analyses, evaluating trends from over 195 submissions. All datasets, evaluation code, and the leaderboard are available to the public at https://macvi.org/workshop/macvi24.

Low-Cost HEM with Arduino and Zigbee Technologies in the Energy Sector in Colombia. (arXiv:2311.14767v1 [eess.SY])

Authors: Zurisaddai de la Cruz Severiche Maury, Ana Fernandez Vilas, Rebeca Diaz Redondo

Since no solutions have been proposed in Colombia that seek to reduce the consumption of electricity at the residential level, this paper describes the design and implementation of a simple prototype of a low-cost home energy management system (HEMS). The objective of this plat-form is to monitor the energy consumption of typical household devices so that users can access the consumption of each device separately and then establish the strategy that allows them to reduce energy consumption at home. In order to demonstrate that our system is viable, the system has been evaluated by measuring weekly energy consumption with the on-line and off-line HEMS using a test bench with typical household devices in a Sincelejo typical household. The evaluation has shown that with the installation of this HEMS, consumption is reduced by 27%. This shows that it is possible to achieve a good reduction percentage with a low-cost system.

AdaDiff: Adaptive Step Selection for Fast Diffusion. (arXiv:2311.14768v1 [cs.CV])

Authors: Hui Zhang, Zuxuan Wu, Zhen Xing, Jie Shao, Yu-Gang Jiang

Diffusion models, as a type of generative models, have achieved impressive results in generating images and videos conditioned on textual conditions. However, the generation process of diffusion models involves denoising for dozens of steps to produce photorealistic images/videos, which is computationally expensive. Unlike previous methods that design ``one-size-fits-all'' approaches for speed up, we argue denoising steps should be sample-specific conditioned on the richness of input texts. To this end, we introduce AdaDiff, a lightweight framework designed to learn instance-specific step usage policies, which are then used by the diffusion model for generation. AdaDiff is optimized using a policy gradient method to maximize a carefully designed reward function, balancing inference time and generation quality. We conduct experiments on three image generation and two video generation benchmarks and demonstrate that our approach achieves similar results in terms of visual quality compared to the baseline using a fixed 50 denoising steps while reducing inference time by at least 33%, going as high as 40%. Furthermore, our qualitative analysis shows that our method allocates more steps to more informative text conditions and fewer steps to simpler text conditions.

Learning to Cooperate and Communicate Over Imperfect Channels. (arXiv:2311.14770v1 [cs.MA])

Authors: Jannis Weil, Gizem Ekinci, Heinz Koeppl, Tobias Meuser

Information exchange in multi-agent systems improves the cooperation among agents, especially in partially observable settings. In the real world, communication is often carried out over imperfect channels. This requires agents to handle uncertainty due to potential information loss. In this paper, we consider a cooperative multi-agent system where the agents act and exchange information in a decentralized manner using a limited and unreliable channel. To cope with such channel constraints, we propose a novel communication approach based on independent Q-learning. Our method allows agents to dynamically adapt how much information to share by sending messages of different sizes, depending on their local observations and the channel's properties. In addition to this message size selection, agents learn to encode and decode messages to improve their jointly trained policies. We show that our approach outperforms approaches without adaptive capabilities in a novel cooperative digit-prediction environment and discuss its limitations in the traffic junction environment.

GPT-4V Takes the Wheel: Evaluating Promise and Challenges for Pedestrian Behavior Prediction. (arXiv:2311.14786v1 [cs.CV])

Authors: Jia Huang, Peng Jiang, Alvika Gautam, Srikanth Saripalli

Existing pedestrian behavior prediction methods rely primarily on deep neural networks that utilize features extracted from video frame sequences. Although these vision-based models have shown promising results, they face limitations in effectively capturing and utilizing the dynamic spatio-temporal interactions between the target pedestrian and its surrounding traffic elements, crucial for accurate reasoning. Additionally, training these models requires manually annotating domain-specific datasets, a process that is expensive, time-consuming, and difficult to generalize to new environments and scenarios. The recent emergence of Large Multimodal Models (LMMs) offers potential solutions to these limitations due to their superior visual understanding and causal reasoning capabilities, which can be harnessed through semi-supervised training. GPT-4V(ision), the latest iteration of the state-of-the-art Large-Language Model GPTs, now incorporates vision input capabilities. This report provides a comprehensive evaluation of the potential of GPT-4V for pedestrian behavior prediction in autonomous driving using publicly available datasets: JAAD, PIE, and WiDEVIEW. Quantitative and qualitative evaluations demonstrate GPT-4V(ision)'s promise in zero-shot pedestrian behavior prediction and driving scene understanding ability for autonomous driving. However, it still falls short of the state-of-the-art traditional domain-specific models. Challenges include difficulties in handling small pedestrians and vehicles in motion. These limitations highlight the need for further research and development in this area.

Evaluating Large Language Models through Gender and Racial Stereotypes. (arXiv:2311.14788v1 [cs.CL])

Authors: Ananya Malik

Language Models have ushered a new age of AI gaining traction within the NLP community as well as amongst the general population. AI's ability to make predictions, generations and its applications in sensitive decision-making scenarios, makes it even more important to study these models for possible biases that may exist and that can be exaggerated. We conduct a quality comparative study and establish a framework to evaluate language models under the premise of two kinds of biases: gender and race, in a professional setting. We find out that while gender bias has reduced immensely in newer models, as compared to older ones, racial bias still exists.

A Reusable AI-Enabled Defect Detection System for Railway Using Ensembled CNN. (arXiv:2311.14824v1 [cs.CV])

Authors: Rahatara Ferdousi, Fedwa Laamarti, Chunsheng Yang, Abdulmotaleb El Saddik

Accurate Defect detection is crucial for ensuring the trustworthiness of intelligent railway systems. Current approaches rely on single deep-learning models, like CNNs, which employ a large amount of data to capture underlying patterns. Training a new defect classifier with limited samples often leads to overfitting and poor performance on unseen images. To address this, researchers have advocated transfer learning and fine-tuning the pre-trained models. However, using a single backbone network in transfer learning still may cause bottleneck issues and inconsistent performance if it is not suitable for a specific problem domain. To overcome these challenges, we propose a reusable AI-enabled defect detection approach. By combining ensemble learning with transfer learning models (VGG-19, MobileNetV3, and ResNet-50), we improved the classification accuracy and achieved consistent performance at a certain phase of training. Our empirical analysis demonstrates better and more consistent performance compared to other state-of-the-art approaches. The consistency substantiates the reusability of the defect detection system for newly evolved defected rail parts. Therefore we anticipate these findings to benefit further research and development of reusable AI-enabled solutions for railway systems.

Improving Cross-Domain Hate Speech Generalizability with Emotion Knowledge. (arXiv:2311.14865v1 [cs.CL])

Authors: Shi Yin Hong, Susan Gauch

Reliable automatic hate speech (HS) detection systems must adapt to the in-flow of diverse new data to curtail hate speech. However, hate speech detection systems commonly lack generalizability in identifying hate speech dissimilar to data used in training, impeding their robustness in real-world deployments. In this work, we propose a hate speech generalization framework that leverages emotion knowledge in a multitask architecture to improve the generalizability of hate speech detection in a cross-domain setting. We investigate emotion corpora with varying emotion categorical scopes to determine the best corpus scope for supplying emotion knowledge to foster generalized hate speech detection. We further assess the relationship between using pretrained Transformers models adapted for hate speech and its effect on our emotion-enriched hate speech generalization model. We perform extensive experiments on six publicly available datasets sourced from different online domains and show that our emotion-enriched HS detection generalization method demonstrates consistent generalization improvement in cross-domain evaluation, increasing generalization performance up to 18.1% and average cross-domain performance up to 8.5%, according to the F1 measure.

Advancing Fluid-Based Thermal Management Systems Design: Leveraging Graph Neural Networks for Graph Regression and Efficient Enumeration Reduction. (arXiv:2311.14874v1 [eess.SY])

Authors: Saeid Bayat, Nastaran Shahmansouri, Satya RT Peddada, Alex Tessier, Adrian Butscher, James T Allison

In this research, we developed a graph-based framework to represent various aspects of optimal thermal management system design, with the aim of rapidly and efficiently identifying optimal design candidates. Initially, the graph-based framework is utilized to generate diverse thermal management system architectures. The dynamics of these system architectures are modeled under various loading conditions, and an open-loop optimal controller is employed to determine each system's optimal performance. These modeled cases constitute the dataset, with the corresponding optimal performance values serving as the labels for the data. In the subsequent step, a Graph Neural Network (GNN) model is trained on 30% of the labeled data to predict the systems' performance, effectively addressing a regression problem. Utilizing this trained model, we estimate the performance values for the remaining 70% of the data, which serves as the test set. In the third step, the predicted performance values are employed to rank the test data, facilitating prioritized evaluation of the design scenarios. Specifically, a small subset of the test data with the highest estimated ranks undergoes evaluation via the open-loop optimal control solver. This targeted approach concentrates on evaluating higher-ranked designs identified by the GNN, replacing the exhaustive search (enumeration-based) of all design cases. The results demonstrate a significant average reduction of over 92% in the number of system dynamic modeling and optimal control analyses required to identify optimal design scenarios.

Resfusion: Prior Residual Noise embedded Denoising Diffusion Probabilistic Models. (arXiv:2311.14900v1 [cs.CV])

Authors: Shi Zhenning, Dong Changsheng, Pan Bin, Xie Xueshuo, He Along, Qu Qiaoying, Li Tao

Recently, Denoising Diffusion Probabilistic Models have been widely used in image segmentation, by generating segmentation masks conditioned on the input image. However, previous works can not seamlessly integrate existing end-to-end models with denoising diffusion models. Existing research can only select acceleration steps based on experience rather than calculating them specifically. Moreover, most methods are limited to small models and small-scale datasets, unable to generalize to general datasets and a wider range of tasks. Therefore, we propose Resfusion with a novel resnoise-diffusion process, which gradually generates segmentation masks or any type of target image, seamlessly integrating state-of-the-art end-to-end models and denoising diffusion models. Resfusion bridges the discrepancy between the likelihood output and the ground truth output through a Markov process. Through the novel smooth equivalence transformation in resnoise-diffusion process, we determine the optimal acceleration step. Experimental results demonstrate that Resfusion combines the capabilities of existing end-to-end models and denoising diffusion models, further enhancing performance and achieving outstanding results. Moreover, Resfusion is not limited to segmentation tasks, it can easily generalize to any general tasks of image generation and exhibit strong competitiveness.

FreePIH: Training-Free Painterly Image Harmonization with Diffusion Model. (arXiv:2311.14926v1 [cs.CV])

Authors: Ruibin Li, Jingcai Guo, Song Guo, Qihua Zhou, Jie Zhang

This paper provides an efficient training-free painterly image harmonization (PIH) method, dubbed FreePIH, that leverages only a pre-trained diffusion model to achieve state-of-the-art harmonization results. Unlike existing methods that require either training auxiliary networks or fine-tuning a large pre-trained backbone, or both, to harmonize a foreground object with a painterly-style background image, our FreePIH tames the denoising process as a plug-in module for foreground image style transfer. Specifically, we find that the very last few steps of the denoising (i.e., generation) process strongly correspond to the stylistic information of images, and based on this, we propose to augment the latent features of both the foreground and background images with Gaussians for a direct denoising-based harmonization. To guarantee the fidelity of the harmonized image, we make use of multi-scale features to enforce the consistency of the content and stability of the foreground objects in the latent space, and meanwhile, aligning both fore-/back-grounds with the same style. Moreover, to accommodate the generation with more structural and textural details, we further integrate text prompts to attend to the latent features, hence improving the generation quality. Quantitative and qualitative evaluations on COCO and LAION 5B datasets demonstrate that our method can surpass representative baselines by large margins.

Effective Backdoor Mitigation Depends on the Pre-training Objective. (arXiv:2311.14948v1 [cs.LG])

Authors: Sahil Verma, Gantavya Bhatt, Avi Schwarzschild, Soumye Singhal, Arnav Mohanty Das, Chirag Shah, John P Dickerson, Jeff Bilmes

Despite the advanced capabilities of contemporary machine learning (ML) models, they remain vulnerable to adversarial and backdoor attacks. This vulnerability is particularly concerning in real-world deployments, where compromised models may exhibit unpredictable behavior in critical scenarios. Such risks are heightened by the prevalent practice of collecting massive, internet-sourced datasets for pre-training multimodal models, as these datasets may harbor backdoors. Various techniques have been proposed to mitigate the effects of backdooring in these models such as CleanCLIP which is the current state-of-the-art approach.

In this work, we demonstrate that the efficacy of CleanCLIP in mitigating backdoors is highly dependent on the particular objective used during model pre-training.

We observe that stronger pre-training objectives correlate with harder to remove backdoors behaviors. We show this by training multimodal models on two large datasets consisting of 3 million (CC3M) and 6 million (CC6M) datapoints, under various pre-training objectives, followed by poison removal using CleanCLIP. We find that CleanCLIP is ineffective when stronger pre-training objectives are used, even with extensive hyperparameter tuning.

Our findings underscore critical considerations for ML practitioners who pre-train models using large-scale web-curated data and are concerned about potential backdoor threats. Notably, our results suggest that simpler pre-training objectives are more amenable to effective backdoor removal. This insight is pivotal for practitioners seeking to balance the trade-offs between using stronger pre-training objectives and security against backdoor attacks.

Exploring Causal Learning through Graph Neural Networks: An In-depth Review. (arXiv:2311.14994v1 [cs.LG])

Authors: Simi Job, Xiaohui Tao, Taotao Cai, Haoran Xie, Lin Li, Jianming Yong, Qing Li

In machine learning, exploring data correlations to predict outcomes is a fundamental task. Recognizing causal relationships embedded within data is pivotal for a comprehensive understanding of system dynamics, the significance of which is paramount in data-driven decision-making processes. Beyond traditional methods, there has been a surge in the use of graph neural networks (GNNs) for causal learning, given their capabilities as universal data approximators. Thus, a thorough review of the advancements in causal learning using GNNs is both relevant and timely. To structure this review, we introduce a novel taxonomy that encompasses various state-of-the-art GNN methods employed in studying causality. GNNs are further categorized based on their applications in the causality domain. We further provide an exhaustive compilation of datasets integral to causal learning with GNNs to serve as a resource for practical study. This review also touches upon the application of causal learning across diverse sectors. We conclude the review with insights into potential challenges and promising avenues for future exploration in this rapidly evolving field of machine learning.

E-CORE: Emotion Correlation Enhanced Empathetic Dialogue Generation. (arXiv:2311.15016v1 [cs.CL])

Authors: Fengyi Fu, Lei Zhang, Quan Wang, Zhendong Mao

Achieving empathy is a crucial step toward humanized dialogue systems. Current approaches for empathetic dialogue generation mainly perceive an emotional label to generate an empathetic response conditioned on it, which simply treat emotions independently, but ignore the intrinsic emotion correlation in dialogues, resulting in inaccurate emotion perception and unsuitable response generation. In this paper, we propose a novel emotion correlation enhanced empathetic dialogue generation framework, which comprehensively realizes emotion correlation learning, utilization, and supervising. Specifically, a multi-resolution emotion graph is devised to capture context-based emotion interactions from different resolutions, further modeling emotion correlation. Then we propose an emotion correlation enhanced decoder, with a novel correlation-aware aggregation and soft/hard strategy, respectively improving the emotion perception and response generation. Experimental results on the benchmark dataset demonstrate the superiority of our model in both empathetic perception and expression.

Agent as Cerebrum, Controller as Cerebellum: Implementing an Embodied LMM-based Agent on Drones. (arXiv:2311.15033v1 [cs.RO])

Authors: Haoran Zhao, Fengxing Pan, Huqiuyue Ping, Yaoming Zhou

In this study, we present a novel paradigm for industrial robotic embodied agents, encapsulating an 'agent as cerebrum, controller as cerebellum' architecture. Our approach harnesses the power of Large Multimodal Models (LMMs) within an agent framework known as AeroAgent, tailored for drone technology in industrial settings. To facilitate seamless integration with robotic systems, we introduce ROSchain, a bespoke linkage framework connecting LMM-based agents to the Robot Operating System (ROS). We report findings from extensive empirical research, including simulated experiments on the Airgen and real-world case study, particularly in individual search and rescue operations. The results demonstrate AeroAgent's superior performance in comparison to existing Deep Reinforcement Learning (DRL)-based agents, highlighting the advantages of the embodied LMM in complex, real-world scenarios.

On-Device Soft Sensors: Real-Time Fluid Flow Estimation from Level Sensor Data. (arXiv:2311.15036v1 [cs.LG])

Authors: Tianheng Ling, Chao Qian, Gregor Schiele

Soft sensors are crucial in bridging autonomous systems' physical and digital realms, enhancing sensor fusion and perception. Instead of deploying soft sensors on the Cloud, this study shift towards employing on-device soft sensors, promising heightened efficiency and bolstering data security. Our approach substantially improves energy efficiency by deploying Artificial Intelligence (AI) directly on devices within a wireless sensor network. Furthermore, the synergistic integration of the Microcontroller Unit and Field-Programmable Gate Array (FPGA) leverages the rapid AI inference capabilities of the latter. Empirical evidence from our real-world use case demonstrates that FPGA-based soft sensors achieve inference times ranging remarkably from 1.04 to 12.04 microseconds. These compelling results highlight the considerable potential of our innovative approach for executing real-time inference tasks efficiently, thereby presenting a feasible alternative that effectively addresses the latency challenges intrinsic to Cloud-based deployments.

MPCNN: A Novel Matrix Profile Approach for CNN-based Sleep Apnea Classification. (arXiv:2311.15041v1 [cs.LG])

Authors: Hieu X. Nguyen, Duong V. Nguyen, Hieu H. Pham, Cuong D. Do

Sleep apnea (SA) is a significant respiratory condition that poses a major global health challenge. Previous studies have investigated several machine and deep learning models for electrocardiogram (ECG)-based SA diagnoses. Despite these advancements, conventional feature extractions derived from ECG signals, such as R-peaks and RR intervals, may fail to capture crucial information encompassed within the complete PQRST segments. In this study, we propose an innovative approach to address this diagnostic gap by delving deeper into the comprehensive segments of the ECG signal. The proposed methodology draws inspiration from Matrix Profile algorithms, which generate an Euclidean distance profile from fixed-length signal subsequences. From this, we derived the Min Distance Profile (MinDP), Max Distance Profile (MaxDP), and Mean Distance Profile (MeanDP) based on the minimum, maximum, and mean of the profile distances, respectively. To validate the effectiveness of our approach, we use the modified LeNet-5 architecture as the primary CNN model, along with two existing lightweight models, BAFNet and SE-MSCNN, for ECG classification tasks. Our extensive experimental results on the PhysioNet Apnea-ECG dataset revealed that with the new feature extraction method, we achieved a per-segment accuracy up to 92.11 \% and a per-recording accuracy of 100\%. Moreover, it yielded the highest correlation compared to state-of-the-art methods, with a correlation coefficient of 0.989. By introducing a new feature extraction method based on distance relationships, we enhanced the performance of certain lightweight models, showing potential for home sleep apnea test (HSAT) and SA detection in IoT devices. The source code for this work is made publicly available in GitHub: https://github.com/vinuni-vishc/MPCNN-Sleep-Apnea.

Accurate and interpretable drug-drug interaction prediction enabled by knowledge subgraph learning. (arXiv:2311.15056v1 [cs.LG])

Authors: Yaqing Wang, Zaifei Yang, Quanming Yao

Background: Discovering potential drug-drug interactions (DDIs) is a long-standing challenge in clinical treatments and drug developments. Recently, deep learning techniques have been developed for DDI prediction. However, they generally require a huge number of samples, while known DDIs are rare.

Methods: In this work, we present KnowDDI, a graph neural network-based method that addresses the above challenge. KnowDDI enhances drug representations by adaptively leveraging rich neighborhood information from large biomedical knowledge graphs. Then, it learns a knowledge subgraph for each drug-pair to interpret the predicted DDI, where each of the edges is associated with a connection strength indicating the importance of a known DDI or resembling strength between a drug-pair whose connection is unknown. Thus, the lack of DDIs is implicitly compensated by the enriched drug representations and propagated drug similarities.

Results: We evaluate KnowDDI on two benchmark DDI datasets. Results show that KnowDDI obtains the state-of-the-art prediction performance with better interpretability. We also find that KnowDDI suffers less than existing works given a sparser knowledge graph. This indicates that the propagated drug similarities play a more important role in compensating for the lack of DDIs when the drug representations are less enriched.

Conclusions: KnowDDI nicely combines the efficiency of deep learning techniques and the rich prior knowledge in biomedical knowledge graphs. As an original open-source tool, KnowDDI can help detect possible interactions in a broad range of relevant interaction prediction tasks, such as protein-protein interactions, drug-target interactions and disease-gene interactions, eventually promoting the development of biomedicine and healthcare.

AudioMNIST: Exploring Explainable Artificial Intelligence for Audio Analysis on a Simple Benchmark. (arXiv:1807.03418v3 [cs.SD] UPDATED)

Authors: Sören Becker, Johanna Vielhaben, Marcel Ackermann, Klaus-Robert Müller, Sebastian Lapuschkin, Wojciech Samek

Explainable Artificial Intelligence (XAI) is targeted at understanding how models perform feature selection and derive their classification decisions. This paper explores post-hoc explanations for deep neural networks in the audio domain. Notably, we present a novel Open Source audio dataset consisting of 30,000 audio samples of English spoken digits which we use for classification tasks on spoken digits and speakers' biological sex. We use the popular XAI technique Layer-wise Relevance Propagation (LRP) to identify relevant features for two neural network architectures that process either waveform or spectrogram representations of the data. Based on the relevance scores obtained from LRP, hypotheses about the neural networks' feature selection are derived and subsequently tested through systematic manipulations of the input data. Further, we take a step beyond visual explanations and introduce audible heatmaps. We demonstrate the superior interpretability of audible explanations over visual ones in a human user study.

Neuradicon: operational representation learning of neuroimaging reports. (arXiv:2107.10021v2 [cs.CL] UPDATED)

Authors: Henry Watkins, Robert Gray, Adam Julius, Yee-Haur Mah, Walter H.L. Pinaya, Paul Wright, Ashwani Jha, Holger Engleitner, Jorge Cardoso, Sebastien Ourselin, Geraint Rees, Rolf Jaeger, Parashkev Nachev

Radiological reports typically summarize the content and interpretation of imaging studies in unstructured form that precludes quantitative analysis. This limits the monitoring of radiological services to throughput undifferentiated by content, impeding specific, targeted operational optimization. Here we present Neuradicon, a natural language processing (NLP) framework for quantitative analysis of neuroradiological reports. Our framework is a hybrid of rule-based and artificial intelligence models to represent neurological reports in succinct, quantitative form optimally suited to operational guidance. We demonstrate the application of Neuradicon to operational phenotyping of a corpus of 336,569 reports, and report excellent generalizability across time and two independent healthcare institutions.

Choosing the Right Algorithm With Hints From Complexity Theory. (arXiv:2109.06584v2 [cs.NE] UPDATED)

Authors: Shouda Wang, Weijie Zheng, Benjamin Doerr

Choosing a suitable algorithm from the myriads of different search heuristics is difficult when faced with a novel optimization problem. In this work, we argue that the purely academic question of what could be the best possible algorithm in a certain broad class of black-box optimizers can give fruitful indications in which direction to search for good established optimization heuristics. We demonstrate this approach on the recently proposed DLB benchmark, for which the only known results are $O(n^3)$ runtimes for several classic evolutionary algorithms and an $O(n^2 \log n)$ runtime for an estimation-of-distribution algorithm. Our finding that the unary unbiased black-box complexity is only $O(n^2)$ suggests the Metropolis algorithm as an interesting candidate and we prove that it solves the DLB problem in quadratic time. Since we also prove that better runtimes cannot be obtained in the class of unary unbiased algorithms, we shift our attention to algorithms that use the information of more parents to generate new solutions. An artificial algorithm of this type having an $O(n \log n)$ runtime leads to the result that the significance-based compact genetic algorithm (sig-cGA) can solve the DLB problem also in time $O(n \log n)$ with high probability. Our experiments show a remarkably good performance of the Metropolis algorithm, clearly the best of all algorithms regarded for reasonable problem sizes.

A deep reinforcement learning model for predictive maintenance planning of road assets: Integrating LCA and LCCA. (arXiv:2112.12589v3 [cs.LG] UPDATED)

Authors: Moein Latifi, Fateme Golivand Darvishvand, Omid Khandel, Mobin Latifi Nowsoud

Road maintenance planning is an integral part of road asset management. One of the main challenges in Maintenance and Rehabilitation (M&R) practices is to determine maintenance type and timing. This research proposes a framework using Reinforcement Learning (RL) based on the Long Term Pavement Performance (LTPP) database to determine the type and timing of M&R practices. A predictive DNN model is first developed in the proposed algorithm, which serves as the Environment for the RL algorithm. For the Policy estimation of the RL model, both DQN and PPO models are developed. However, PPO has been selected in the end due to better convergence and higher sample efficiency. Indicators used in this study are International Roughness Index (IRI) and Rutting Depth (RD). Initially, we considered Cracking Metric (CM) as the third indicator, but it was then excluded due to the much fewer data compared to other indicators, which resulted in lower accuracy of the results. Furthermore, in cost-effectiveness calculation (reward), we considered both the economic and environmental impacts of M&R treatments. Costs and environmental impacts have been evaluated with paLATE 2.0 software. Our method is tested on a hypothetical case study of a six-lane highway with 23 kilometers length located in Texas, which has a warm and wet climate. The results propose a 20-year M&R plan in which road condition remains in an excellent condition range. Because the early state of the road is at a good level of service, there is no need for heavy maintenance practices in the first years. Later, after heavy M&R actions, there are several 1-2 years of no need for treatments. All of these show that the proposed plan has a logical result. Decision-makers and transportation agencies can use this scheme to conduct better maintenance practices that can prevent budget waste and, at the same time, minimize the environmental impacts.

Collaborative Target Search with a Visual Drone Swarm: An Adaptive Curriculum Embedded Multistage Reinforcement Learning Approach. (arXiv:2204.12181v3 [cs.RO] UPDATED)

Authors: Jiaping Xiao, Phumrapee Pisutsin, Mir Feroskhan

Equipping drones with target search capabilities is highly desirable for applications in disaster rescue and smart warehouse delivery systems. Multiple intelligent drones that can collaborate with each other and maneuver among obstacles show more effectiveness in accomplishing tasks in a shorter amount of time. However, carrying out collaborative target search (CTS) without prior target information is extremely challenging, especially with a visual drone swarm. In this work, we propose a novel data-efficient deep reinforcement learning (DRL) approach called adaptive curriculum embedded multistage learning (ACEMSL) to address these challenges, mainly 3-D sparse reward space exploration with limited visual perception and collaborative behavior requirements. Specifically, we decompose the CTS task into several subtasks including individual obstacle avoidance, target search, and inter-agent collaboration, and progressively train the agents with multistage learning. Meanwhile, an adaptive embedded curriculum (AEC) is designed, where the task difficulty level (TDL) can be adaptively adjusted based on the success rate (SR) achieved in training. ACEMSL allows data-efficient training and individual-team reward allocation for the visual drone swarm. Furthermore, we deploy the trained model over a real visual drone swarm and perform CTS operations without fine-tuning. Extensive simulations and real-world flight tests validate the effectiveness and generalizability of ACEMSL. The project is available at https://github.com/NTU-UAVG/CTS-visual-drone-swarm.git.

Momentum-Based Policy Gradient with Second-Order Information. (arXiv:2205.08253v3 [cs.LG] UPDATED)

Authors: Saber Salehkaleybar, Sadegh Khorasani, Negar Kiyavash, Niao He, Patrick Thiran

Variance-reduced gradient estimators for policy gradient methods have been one of the main focus of research in the reinforcement learning in recent years as they allow acceleration of the estimation process. We propose a variance-reduced policy-gradient method, called SHARP, which incorporates second-order information into stochastic gradient descent (SGD) using momentum with a time-varying learning rate. SHARP algorithm is parameter-free, achieving $\epsilon$-approximate first-order stationary point with $O(\epsilon^{-3})$ number of trajectories, while using a batch size of $O(1)$ at each iteration. Unlike most previous work, our proposed algorithm does not require importance sampling which can compromise the advantage of variance reduction process. Moreover, the variance of estimation error decays with the fast rate of $O(1/t^{2/3})$ where $t$ is the number of iterations. Our extensive experimental evaluations show the effectiveness of the proposed algorithm on various control tasks and its advantage over the state of the art in practice.

PlanBench: An Extensible Benchmark for Evaluating Large Language Models on Planning and Reasoning about Change. (arXiv:2206.10498v4 [cs.CL] UPDATED)

Authors: Karthik Valmeekam, Matthew Marquez, Alberto Olmo, Sarath Sreedharan, Subbarao Kambhampati

Generating plans of action, and reasoning about change have long been considered a core competence of intelligent agents. It is thus no surprise that evaluating the planning and reasoning capabilities of large language models (LLMs) has become a hot topic of research. Most claims about LLM planning capabilities are however based on common sense tasks-where it becomes hard to tell whether LLMs are planning or merely retrieving from their vast world knowledge. There is a strong need for systematic and extensible planning benchmarks with sufficient diversity to evaluate whether LLMs have innate planning capabilities. Motivated by this, we propose PlanBench, an extensible benchmark suite based on the kinds of domains used in the automated planning community, especially in the International Planning Competition, to test the capabilities of LLMs in planning or reasoning about actions and change. PlanBench provides sufficient diversity in both the task domains and the specific planning capabilities. Our studies also show that on many critical capabilities-including plan generation-LLM performance falls quite short, even with the SOTA models. PlanBench can thus function as a useful marker of progress of LLMs in planning and reasoning.

The Impact of Data Corruption on Named Entity Recognition for Low-resourced Languages. (arXiv:2208.04568v2 [cs.CL] UPDATED)

Authors: Manuel Fokam, Michael Beukman

Data availability and quality are major challenges in natural language processing for low-resourced languages. In particular, there is significantly less data available than for higher-resourced languages. This data is also often of low quality, rife with errors, invalid text or incorrect annotations. Many prior works focus on dealing with these problems, either by generating synthetic data, or filtering out low-quality parts of datasets. We instead investigate these factors more deeply, by systematically measuring the effect of data quantity and quality on the performance of pre-trained language models in a low-resourced setting. Our results show that having fewer completely-labelled sentences is significantly better than having more sentences with missing labels; and that models can perform remarkably well with only 10% of the training data. Importantly, these results are consistent across ten low-resource languages, English, and four pre-trained models.

AutoWS-Bench-101: Benchmarking Automated Weak Supervision with 100 Labels. (arXiv:2208.14362v2 [cs.LG] UPDATED)

Authors: Nicholas Roberts, Xintong Li, Tzu-Heng Huang, Dyah Adila, Spencer Schoenberg, Cheng-Yu Liu, Lauren Pick, Haotian Ma, Aws Albarghouthi, Frederic Sala

Weak supervision (WS) is a powerful method to build labeled datasets for training supervised models in the face of little-to-no labeled data. It replaces hand-labeling data with aggregating multiple noisy-but-cheap label estimates expressed by labeling functions (LFs). While it has been used successfully in many domains, weak supervision's application scope is limited by the difficulty of constructing labeling functions for domains with complex or high-dimensional features. To address this, a handful of methods have proposed automating the LF design process using a small set of ground truth labels. In this work, we introduce AutoWS-Bench-101: a framework for evaluating automated WS (AutoWS) techniques in challenging WS settings -- a set of diverse application domains on which it has been previously difficult or impossible to apply traditional WS techniques. While AutoWS is a promising direction toward expanding the application-scope of WS, the emergence of powerful methods such as zero-shot foundation models reveals the need to understand how AutoWS techniques compare or cooperate with modern zero-shot or few-shot learners. This informs the central question of AutoWS-Bench-101: given an initial set of 100 labels for each task, we ask whether a practitioner should use an AutoWS method to generate additional labels or use some simpler baseline, such as zero-shot predictions from a foundation model or supervised learning. We observe that in many settings, it is necessary for AutoWS methods to incorporate signal from foundation models if they are to outperform simple few-shot baselines, and AutoWS-Bench-101 promotes future research in this direction. We conclude with a thorough ablation study of AutoWS methods.

MA-RECON: Mask-aware deep-neural-network for robust fast MRI k-space interpolation. (arXiv:2209.00462v2 [eess.IV] UPDATED)

Authors: Nitzan Avidan, Moti Freiman

High-quality reconstruction of MRI images from under-sampled `k-space' data, which is in the Fourier domain, is crucial for shortening MRI acquisition times and ensuring superior temporal resolution. Over recent years, a wealth of deep neural network (DNN) methods have emerged, aiming to tackle the complex, ill-posed inverse problem linked to this process. However, their instability against variations in the acquisition process and anatomical distribution exposes a deficiency in the generalization of relevant physical models within these DNN architectures. The goal of our work is to enhance the generalization capabilities of DNN methods for k-space interpolation by introducing `MA-RECON', an innovative mask-aware DNN architecture and associated training method. Unlike preceding approaches, our `MA-RECON' architecture encodes not only the observed data but also the under-sampling mask within the model structure. It implements a tailored training approach that leverages data generated with a variety of under-sampling masks to stimulate the model's generalization of the under-sampled MRI reconstruction problem. Therefore, effectively represents the associated inverse problem, akin to the classical compressed sensing approach. The benefits of our MA-RECON approach were affirmed through rigorous testing with the widely accessible fastMRI dataset. Compared to standard DNN methods and DNNs trained with under-sampling mask augmentation, our approach demonstrated superior generalization capabilities. This resulted in a considerable improvement in robustness against variations in both the acquisition process and anatomical distribution, especially in regions with pathology. In conclusion, our mask-aware strategy holds promise for enhancing the generalization capacity and robustness of DNN-based methodologies for MRI reconstruction from undersampled k-space data.

Efficient Perception, Planning, and Control Algorithms for Vision-Based Automated Vehicles. (arXiv:2209.07042v5 [cs.RO] UPDATED)

Authors: Der-Hau Lee

Autonomous vehicles have limited computational resources; hence, their control systems must be efficient. The cost and size of sensors have limited the development of self-driving cars. To overcome these restrictions, this study proposes an efficient framework for the operation of vision-based automatic vehicles; the framework requires only a monocular camera and a few inexpensive radars. The proposed algorithm comprises a multi-task UNet (MTUNet) network for extracting image features and constrained iterative linear quadratic regulator (CILQR) and vision predictive control (VPC) modules for rapid motion planning and control. MTUNet is designed to simultaneously solve lane line segmentation, the ego vehicle's heading angle regression, road type classification, and traffic object detection tasks at approximately 40 FPS (frames per second) for 228 x 228 pixel RGB input images. The CILQR controllers then use the MTUNet outputs and radar data as inputs to produce driving commands for lateral and longitudinal vehicle guidance within only 1 ms. In particular, the VPC algorithm is included to reduce steering command latency to below actuator latency to prevent self-driving vehicle performance degradation during tight turns. The VPC algorithm uses road curvature data from MTUNet to estimate the correction of the current steering angle at a look-ahead point to adjust the turning amount. Including the VPC algorithm in a VPC-CILQR controller on curvy roads leads to higher performance than CILQR alone. Our experiments demonstrate that the proposed autonomous driving system, which does not require high-definition maps, could be applied in current autonomous vehicles.

Early Detection of Bark Beetle Attack Using Remote Sensing and Machine Learning: A Review. (arXiv:2210.03829v3 [cs.LG] UPDATED)

Authors: Seyed Mojtaba Marvasti-Zadeh, Devin Goodsman, Nilanjan Ray, Nadir Erbilgin

This paper provides a comprehensive review of past and current advances in the early detection of bark beetle-induced tree mortality from three primary perspectives: bark beetle & host interactions, RS, and ML/DL. In contrast to prior efforts, this review encompasses all RS systems and emphasizes ML/DL methods to investigate their strengths and weaknesses. We parse existing literature based on multi- or hyper-spectral analyses and distill their knowledge based on: bark beetle species & attack phases with a primary emphasis on early stages of attacks, host trees, study regions, RS platforms & sensors, spectral/spatial/temporal resolutions, spectral signatures, spectral vegetation indices (SVIs), ML approaches, learning schemes, task categories, models, algorithms, classes/clusters, features, and DL networks & architectures. Although DL-based methods and the random forest (RF) algorithm showed promising results, highlighting their potential to detect subtle changes across visible, thermal, and short-wave infrared (SWIR) spectral regions, they still have limited effectiveness and high uncertainties. To inspire novel solutions to these shortcomings, we delve into the principal challenges & opportunities from different perspectives, enabling a deeper understanding of the current state of research and guiding future research directions.

Self-Guided Diffusion Models. (arXiv:2210.06462v3 [cs.CV] UPDATED)

Authors: Vincent Tao Hu, David W Zhang, Yuki M. Asano, Gertjan J. Burghouts, Cees G. M. Snoek

Diffusion models have demonstrated remarkable progress in image generation quality, especially when guidance is used to control the generative process. However, guidance requires a large amount of image-annotation pairs for training and is thus dependent on their availability, correctness and unbiasedness. In this paper, we eliminate the need for such annotation by instead leveraging the flexibility of self-supervision signals to design a framework for self-guided diffusion models. By leveraging a feature extraction function and a self-annotation function, our method provides guidance signals at various image granularities: from the level of holistic images to object boxes and even segmentation masks. Our experiments on single-label and multi-label image datasets demonstrate that self-labeled guidance always outperforms diffusion models without guidance and may even surpass guidance based on ground-truth labels, especially on unbalanced data. When equipped with self-supervised box or mask proposals, our method further generates visually diverse yet semantically consistent images, without the need for any class, box, or segment label annotation. Self-guided diffusion is simple, flexible and expected to profit from deployment at scale. Source code will be at: https://taohu.me/sgdm/

G-PECNet: Towards a Generalizable Pedestrian Trajectory Prediction System. (arXiv:2210.09846v2 [cs.AI] UPDATED)

Authors: Aryan Garg, Renu M. Rameshan

Navigating dynamic physical environments without obstructing or damaging human assets is of quintessential importance for social robots. In this work, we solve autonomous drone navigation's sub-problem of predicting out-of-domain human and agent trajectories using a deep generative model. Our method: General-PECNet or G-PECNet observes an improvement of 9.5\% on the Final Displacement Error (FDE) on 2020's benchmark: PECNet through a combination of architectural improvements inspired by periodic activation functions and synthetic trajectory (data) augmentations using Hidden Markov Models (HMMs) and Reinforcement Learning (RL). Additionally, we propose a simple geometry-inspired metric for trajectory non-linearity and outlier detection, helpful for the task. Code available at $\href{https://github.com/Aryan-Garg/PECNet-Pedestrian-Trajectory-Prediction.git}{GitHub}$

DocAsRef: An Empirical Study on Repurposing Reference-Based Summary Quality Metrics Reference-Freely. (arXiv:2212.10013v2 [cs.AI] UPDATED)

Authors: Forrest Sheng Bao, Ruixuan Tu, Ge Luo, Yinfei Yang, Hebi Li, Minghui Qiu, Youbiao He, Cen Chen

Automated summary quality assessment falls into two categories: reference-based and reference-free. Reference-based metrics, historically deemed more accurate due to the additional information provided by human-written references, are limited by their reliance on human input. In this paper, we hypothesize that the comparison methodologies used by some reference-based metrics to evaluate a system summary against its corresponding reference can be effectively adapted to assess it against its source document, thereby transforming these metrics into reference-free ones. Experimental results support this hypothesis. After being repurposed reference-freely, the zero-shot BERTScore using the pretrained DeBERTa-large-MNLI model of <0.5B parameters consistently outperforms its original reference-based version across various aspects on the SummEval and Newsroom datasets. It also excels in comparison to most existing reference-free metrics and closely competes with zero-shot summary evaluators based on GPT-3.5.

Stochastic analysis of the Elo rating algorithm in round-robin tournaments. (arXiv:2212.12015v2 [cs.LG] UPDATED)

Authors: Daniel Gomes de Pinho Zanco, Leszek Szczecinski, Eduardo Vinicius Kuhn, Rui Seara

The Elo algorithm, renowned for its simplicity, is widely used for rating in sports tournaments and other applications. However, despite its widespread use, a detailed understanding of the convergence characteristics of the Elo algorithm is still lacking. Aiming to fill this gap, this paper presents a comprehensive (stochastic) analysis of the Elo algorithm, considering round-robin tournaments. Specifically, analytical expressions are derived describing the evolution of the skills and performance metrics. Then, taking into account the relationship between the behavior of the algorithm and the step-size value, which is a hyperparameter that can be controlled, design guidelines and discussions about the performance of the algorithm are provided. Experimental results are shown confirming the accuracy of the analysis and illustrating the applicability of the theoretical findings using real-world data obtained from SuperLega, the Italian volleyball league.

Adding Conditional Control to Text-to-Image Diffusion Models. (arXiv:2302.05543v3 [cs.CV] UPDATED)

Authors: Lvmin Zhang, Anyi Rao, Maneesh Agrawala

We present ControlNet, a neural network architecture to add spatial conditioning controls to large, pretrained text-to-image diffusion models. ControlNet locks the production-ready large diffusion models, and reuses their deep and robust encoding layers pretrained with billions of images as a strong backbone to learn a diverse set of conditional controls. The neural architecture is connected with "zero convolutions" (zero-initialized convolution layers) that progressively grow the parameters from zero and ensure that no harmful noise could affect the finetuning. We test various conditioning controls, eg, edges, depth, segmentation, human pose, etc, with Stable Diffusion, using single or multiple conditions, with or without prompts. We show that the training of ControlNets is robust with small (<50k) and large (>1m) datasets. Extensive results show that ControlNet may facilitate wider applications to control image diffusion models.

PowerPruning: Selecting Weights and Activations for Power-Efficient Neural Network Acceleration. (arXiv:2303.13997v2 [cs.NE] UPDATED)

Authors: Richard Petri, Grace Li Zhang, Yiran Chen, Ulf Schlichtmann, Bing Li

Deep neural networks (DNNs) have been successfully applied in various fields. A major challenge of deploying DNNs, especially on edge devices, is power consumption, due to the large number of multiply-and-accumulate (MAC) operations. To address this challenge, we propose PowerPruning, a novel method to reduce power consumption in digital neural network accelerators by selecting weights that lead to less power consumption in MAC operations. In addition, the timing characteristics of the selected weights together with all activation transitions are evaluated. The weights and activations that lead to small delays are further selected. Consequently, the maximum delay of the sensitized circuit paths in the MAC units is reduced even without modifying MAC units, which thus allows a flexible scaling of supply voltage to reduce power consumption further. Together with retraining, the proposed method can reduce power consumption of DNNs on hardware by up to 78.3% with only a slight accuracy loss.

IRFL: Image Recognition of Figurative Language. (arXiv:2303.15445v3 [cs.CL] UPDATED)

Authors: Ron Yosef, Yonatan Bitton, Dafna Shahaf

Figures of speech such as metaphors, similes, and idioms are integral parts of human communication. They are ubiquitous in many forms of discourse, allowing people to convey complex, abstract ideas and evoke emotion. As figurative forms are often conveyed through multiple modalities (e.g., both text and images), understanding multimodal figurative language is an important AI challenge, weaving together profound vision, language, commonsense and cultural knowledge. In this work, we develop the Image Recognition of Figurative Language (IRFL) dataset. We leverage human annotation and an automatic pipeline we created to generate a multimodal dataset, and introduce two novel tasks as a benchmark for multimodal figurative language understanding. We experimented with state-of-the-art vision and language models and found that the best (22%) performed substantially worse than humans (97%). We release our dataset, benchmark, and code, in hopes of driving the development of models that can better understand figurative language.

From Isolated Islands to Pangea: Unifying Semantic Space for Human Action Understanding. (arXiv:2304.00553v3 [cs.CV] UPDATED)

Authors: Yong-Lu Li, Xiaoqian Wu, Xinpeng Liu, Zehao Wang, Yiming Dou, Yikun Ji, Junyi Zhang, Yixing Li, Jingru Tan, Xudong Lu, Cewu Lu

As a vital step toward the intelligent agent, Action understanding matters for intelligent agents and has attracted long-term attention. It can be formed as the mapping from the action physical space to the semantic space. Typically, researchers built action datasets according to idiosyncratic choices to define classes and push the envelope of benchmarks respectively. Thus, datasets are incompatible with each other like "Isolated Islands" due to semantic gaps and various class granularities, e.g., do housework in dataset A and wash plate in dataset B. We argue that a more principled semantic space is an urgent need to concentrate the community efforts and enable us to use all datasets together to pursue generalizable action learning. To this end, we design a structured action semantic space in view of verb taxonomy hierarchy and covering massive actions. By aligning the classes of previous datasets to our semantic space, we gather (image/video/skeleton/MoCap) datasets into a unified database in a unified label system, i.e., bridging ``isolated islands'' into a "Pangea". Accordingly, we propose a novel model mapping from the physical space to semantic space to fully use Pangea. In extensive experiments, our new system shows significant superiority, especially in transfer learning. Code and data will be made publicly available.

An Embedding-based Approach to Inconsistency-tolerant Reasoning with Inconsistent Ontologies. (arXiv:2304.01664v2 [cs.AI] UPDATED)

Authors: Keyu Wang, Site Li, Jiaye Li, Guilin Qi, Qiu Ji

Inconsistency handling is an important issue in knowledge management. Especially in ontology engineering, logical inconsistencies may occur during ontology construction. A natural way to reason with an inconsistent ontology is to utilize the maximal consistent subsets of the ontology. However, previous studies on selecting maximum consistent subsets have rarely considered the semantics of the axioms, which may result in irrational inference. In this paper, we propose a novel approach to reasoning with inconsistent ontologies in description logics based on the embeddings of axioms. We first give a method for turning axioms into distributed semantic vectors to compute the semantic connections between the axioms. We then define an embedding-based method for selecting the maximum consistent subsets and use it to define an inconsistency-tolerant inference relation. We show the rationality of our inference relation by considering some logical properties. Finally, we conduct experiments on several ontologies to evaluate the reasoning power of our inference relation. The experimental results show that our embedding-based method can outperform existing inconsistency-tolerant reasoning methods based on maximal consistent subsets.

A review of ensemble learning and data augmentation models for class imbalanced problems: combination, implementation and evaluation. (arXiv:2304.02858v3 [cs.LG] UPDATED)

Authors: Azal Ahmad Khan, Omkar Chaudhari, Rohitash Chandra

Class imbalance (CI) in classification problems arises when the number of observations belonging to one class is lower than the other. Ensemble learning combines multiple models to obtain a robust model and has been prominently used with data augmentation methods to address class imbalance problems. In the last decade, a number of strategies have been added to enhance ensemble learning and data augmentation methods, along with new methods such as generative adversarial networks (GANs). A combination of these has been applied in many studies, and the evaluation of different combinations would enable a better understanding and guidance for different application domains. In this paper, we present a computational study to evaluate data augmentation and ensemble learning methods used to address prominent benchmark CI problems. We present a general framework that evaluates 9 data augmentation and 9 ensemble learning methods for CI problems. Our objective is to identify the most effective combination for improving classification performance on imbalanced datasets. The results indicate that combinations of data augmentation methods with ensemble learning can significantly improve classification performance on imbalanced datasets. We find that traditional data augmentation methods such as the synthetic minority oversampling technique (SMOTE) and random oversampling (ROS) are not only better in performance for selected CI problems, but also computationally less expensive than GANs. Our study is vital for the development of novel models for handling imbalanced datasets.

Car-Following Models: A Multidisciplinary Review. (arXiv:2304.07143v3 [eess.SY] UPDATED)

Authors: Tianya Zhang, Peter J. Jin, Alexandre Bayen, Ph.D., Benedetto Piccoli

Car-following (CF) algorithms are crucial components of traffic simulations and have been integrated into many production vehicles equipped with Advanced Driving Assistance Systems (ADAS). Insights from the model of car-following behavior help us understand the causes of various macro phenomena that arise from interactions between pairs of vehicles. Car-following models encompass multiple disciplines, including traffic engineering, physics, dynamic system control, cognitive science, machine learning, and reinforcement learning. This paper presents an extensive survey that highlights the differences, complementarities, and overlaps among microscopic traffic flow and control models based on their underlying principles and design logic. It reviews representative algorithms, ranging from theory-based kinematic models, Psycho-Physical Models, and Adaptive cruise control models to data-driven algorithms like Reinforcement Learning and Imitation Learning (IL). The manuscript discusses the strengths and limitations of these models and explores their applications in different contexts. This review synthesizes existing researches across different domains to fill knowledge gaps and offer guidance for future research by identifying the latest trends in car following models and their applications.

Rank-Based Learning and Local Model Based Evolutionary Algorithm for High-Dimensional Expensive Multi-Objective Problems. (arXiv:2304.09444v3 [cs.NE] UPDATED)

Authors: Guodong Chen, Jiu Jimmy Jiao, Xiaoming Xue, Zhongzheng Wang

Surrogate-assisted evolutionary algorithms have been widely developed to solve complex and computationally expensive multi-objective optimization problems in recent years. However, when dealing with high-dimensional optimization problems, the performance of these surrogate-assisted multi-objective evolutionary algorithms deteriorate drastically. In this work, a novel Classifier-assisted rank-based learning and Local Model based multi-objective Evolutionary Algorithm (CLMEA) is proposed for high-dimensional expensive multi-objective optimization problems. The proposed algorithm consists of three parts: classifier-assisted rank-based learning, hypervolume-based non-dominated search, and local search in the relatively sparse objective space. Specifically, a probabilistic neural network is built as classifier to divide the offspring into a number of ranks. The offspring in different ranks uses rank-based learning strategy to generate more promising and informative candidates for real function evaluations. Then, radial basis function networks are built as surrogates to approximate the objective functions. After searching non-dominated solutions assisted by the surrogate model, the candidates with higher hypervolume improvement are selected for real evaluations. Subsequently, in order to maintain the diversity of solutions, the most uncertain sample point from the non-dominated solutions measured by the crowding distance is selected as the guided parent to further infill in the uncertain region of the front. The experimental results of benchmark problems and a real-world application on geothermal reservoir heat extraction optimization demonstrate that the proposed algorithm shows superior performance compared with the state-of-the-art surrogate-assisted multi-objective evolutionary algorithms. The source code for this work is available at https://github.com/JellyChen7/CLMEA.

Uncertainty in GNN Learning Evaluations: The Importance of a Consistent Benchmark for Community Detection. (arXiv:2305.06026v5 [cs.LG] UPDATED)

Authors: William Leeney, Ryan McConville

Graph Neural Networks (GNNs) have improved unsupervised community detection of clustered nodes due to their ability to encode the dual dimensionality of the connectivity and feature information spaces of graphs. Identifying the latent communities has many practical applications from social networks to genomics. Current benchmarks of real world performance are confusing due to the variety of decisions influencing the evaluation of GNNs at this task. To address this, we propose a framework to establish a common evaluation protocol. We motivate and justify it by demonstrating the differences with and without the protocol. The W Randomness Coefficient is a metric proposed for assessing the consistency of algorithm rankings to quantify the reliability of results under the presence of randomness. We find that by ensuring the same evaluation criteria is followed, there may be significant differences from the reported performance of methods at this task, but a more complete evaluation and comparison of methods is possible.

AI-Augmented Surveys: Leveraging Large Language Models and Surveys for Opinion Prediction. (arXiv:2305.09620v2 [cs.CL] UPDATED)

Authors: Junsol Kim, Byungkyu Lee

Large language models (LLMs) that produce human-like responses have begun to revolutionize research practices in the social sciences. This paper shows how we can integrate LLMs and social surveys to accurately predict individual responses to survey questions that were not asked before. We develop a novel methodological framework to personalize LLMs by considering the meaning of survey questions derived from their text, the latent beliefs of individuals inferred from their response patterns, and the temporal contexts across different survey periods through fine-tuning LLMs with survey data. Using the General Social Survey from 1972 to 2021, we show that the fine-tuned model based on Alpaca-7b can predict individual responses to survey questions that are partially missing as well as entirely missing. The remarkable prediction capabilities allow us to fill in missing trends with high confidence and pinpoint when public attitudes changed, such as the rising support for same-sex marriage. We discuss practical constraints, socio-demographic representation, and ethical concerns regarding individual autonomy and privacy when using LLMs for opinion prediction. This study demonstrates that LLMs and surveys can mutually enhance each other's capabilities: LLMs broaden survey potential, while surveys improve the alignment of LLMs.

SelfzCoT: a Self-Prompt Zero-shot CoT from Semantic-level to Code-level for a Better Utilization of LLMs. (arXiv:2305.11461v4 [cs.AI] UPDATED)

Authors: Ioktong Lei, Zhidong Deng

This paper show a work on better use of LLMs with SelfzCoT a self-prompt zero-shot CoT. Specifically, on the zero-shot arithmetic reasoning tasks, the accuracy of the proposed SelfzCoT is improved with GSM8K from 40.50% to 82.34%, with MultiArith from 79.3% to 94.7%, with ADDSUB from 74.70% to 94.10%, with SingleEq from 78.70% to 91.30%, with AQUA from 31.90% to 82.33%, and with SVAMP from 63.70% to 79.70%. Totally, using the first two lasting path activations to LLM and particularly, the code-level self-prompt, the SelfzCoT has a huge improvement on all six zero-shot arithmetic reasoning tasks. Additionally, our modified zero-shot CoT (MzCoT) also achieves remarkable performance in the reasoning tasks. The accuracy of the proposed MzCoT is enhanced with GSM8K from 40.50% to 76.32%, with MultiArith from 79.3% to 96.97%, with ADDSUB from 74.70% to 92.39%, with SingleEq from 78.70% to 94.60%, with AQUA from 31.90% to 79.90%, and with SVAMP from 63.70% to 81.50%. Notably, SelfzCoT has the best performance on GSM8K among all the recent zero-shot methods.

In-Context Impersonation Reveals Large Language Models' Strengths and Biases. (arXiv:2305.14930v2 [cs.AI] UPDATED)

Authors: Leonard Salewski, Stephan Alaniz, Isabel Rio-Torto, Eric Schulz, Zeynep Akata

In everyday conversations, humans can take on different roles and adapt their vocabulary to their chosen roles. We explore whether LLMs can take on, that is impersonate, different roles when they generate text in-context. We ask LLMs to assume different personas before solving vision and language tasks. We do this by prefixing the prompt with a persona that is associated either with a social identity or domain expertise. In a multi-armed bandit task, we find that LLMs pretending to be children of different ages recover human-like developmental stages of exploration. In a language-based reasoning task, we find that LLMs impersonating domain experts perform better than LLMs impersonating non-domain experts. Finally, we test whether LLMs' impersonations are complementary to visual information when describing different categories. We find that impersonation can improve performance: an LLM prompted to be a bird expert describes birds better than one prompted to be a car expert. However, impersonation can also uncover LLMs' biases: an LLM prompted to be a man describes cars better than one prompted to be a woman. These findings demonstrate that LLMs are capable of taking on diverse roles and that this in-context impersonation can be used to uncover their hidden strengths and biases.

Domain knowledge-informed Synthetic fault sample generation with Health Data Map for cross-domain Planetary Gearbox Fault Diagnosis. (arXiv:2305.19569v5 [cs.LG] UPDATED)

Authors: Jong Moon Ha, Olga Fink

Extensive research has been conducted on fault diagnosis of planetary gearboxes using vibration signals and deep learning (DL) approaches. However, DL-based methods are susceptible to the domain shift problem caused by varying operating conditions of the gearbox. Although domain adaptation and data synthesis methods have been proposed to overcome such domain shifts, they are often not directly applicable in real-world situations where only healthy data is available in the target domain. To tackle the challenge of extreme domain shift scenarios where only healthy data is available in the target domain, this paper proposes two novel domain knowledge-informed data synthesis methods utilizing the health data map (HDMap). The two proposed approaches are referred to as scaled CutPaste and FaultPaste. The HDMap is used to physically represent the vibration signal of the planetary gearbox as an image-like matrix, allowing for visualization of fault-related features. CutPaste and FaultPaste are then applied to generate faulty samples based on the healthy data in the target domain, using domain knowledge and fault signatures extracted from the source domain, respectively. In addition to generating realistic faults, the proposed methods introduce scaling of fault signatures for controlled synthesis of faults with various severity levels. A case study is conducted on a planetary gearbox testbed to evaluate the proposed approaches. The results show that the proposed methods are capable of accurately diagnosing faults, even in cases of extreme domain shift, and can estimate the severity of faults that have not been previously observed in the target domain.

RealignDiff: Boosting Text-to-Image Diffusion Model with Coarse-to-fine Semantic Re-alignment. (arXiv:2305.19599v3 [cs.CV] UPDATED)

Authors: Guian Fang, Zutao Jiang, Jianhua Han, Guansong Lu, Hang Xu, Shengcai Liao, Xiaodan Liang

Recent advances in text-to-image diffusion models have achieved remarkable success in generating high-quality, realistic images from textual descriptions. However, these approaches have faced challenges in precisely aligning the generated visual content with the textual concepts described in the prompts. In this paper, we propose a two-stage coarse-to-fine semantic re-alignment method, named RealignDiff, aimed at improving the alignment between text and images in text-to-image diffusion models. In the coarse semantic re-alignment phase, a novel caption reward, leveraging the BLIP-2 model, is proposed to evaluate the semantic discrepancy between the generated image caption and the given text prompt. Subsequently, the fine semantic re-alignment stage employs a local dense caption generation module and a re-weighting attention modulation module to refine the previously generated images from a local semantic view. Experimental results on the MS-COCO benchmark demonstrate that the proposed two-stage coarse-to-fine semantic re-alignment method outperforms other baseline re-alignment techniques by a substantial margin in both visual quality and semantic similarity with the input prompt.

TorchRL: A data-driven decision-making library for PyTorch. (arXiv:2306.00577v2 [cs.LG] UPDATED)

Authors: Albert Bou, Matteo Bettini, Sebastian Dittert, Vikash Kumar, Shagun Sodhani, Xiaomeng Yang, Gianni De Fabritiis, Vincent Moens

PyTorch has ascended as a premier machine learning framework, yet it lacks a native and comprehensive library for decision and control tasks suitable for large development teams dealing with complex real-world data and environments. To address this issue, we propose TorchRL, a generalistic control library for PyTorch that provides well-integrated, yet standalone components. We introduce a new and flexible PyTorch primitive, the TensorDict, which facilitates streamlined algorithm development across the many branches of Reinforcement Learning (RL) and control. We provide a detailed description of the building blocks and an extensive overview of the library across domains and tasks. Finally, we experimentally demonstrate its reliability and flexibility and show comparative benchmarks to demonstrate its computational efficiency. TorchRL fosters long-term support and is publicly available on GitHub for greater reproducibility and collaboration within the research community. The code is open-sourced on GitHub.

Sequential Monte Carlo Steering of Large Language Models using Probabilistic Programs. (arXiv:2306.03081v2 [cs.AI] UPDATED)

Authors: Alexander K. Lew, Tan Zhi-Xuan, Gabriel Grand, Vikash K. Mansinghka

Even after fine-tuning and reinforcement learning, large language models (LLMs) can be difficult, if not impossible, to control reliably with prompts alone. We propose a new inference-time approach to enforcing syntactic and semantic constraints on the outputs of LLMs, called sequential Monte Carlo (SMC) steering. The key idea is to specify language generation tasks as posterior inference problems in a class of discrete probabilistic sequence models, and replace standard decoding with sequential Monte Carlo inference. For a computational cost similar to that of beam search, SMC can steer LLMs to solve diverse tasks, including infilling, generation under syntactic constraints, and prompt intersection. To facilitate experimentation with SMC steering, we present a probabilistic programming library, LLaMPPL (https://github.com/probcomp/hfppl), for concisely specifying new generation tasks as language model probabilistic programs, and automating steering of LLaMA-family Transformers.

Computational and Storage Efficient Quadratic Neurons for Deep Neural Networks. (arXiv:2306.07294v2 [cs.LG] UPDATED)

Authors: Chuangtao Chen, Grace Li Zhang, Xunzhao Yin, Cheng Zhuo, Ulf Schlichtmann, Bing Li

Deep neural networks (DNNs) have been widely deployed across diverse domains such as computer vision and natural language processing. However, the impressive accomplishments of DNNs have been realized alongside extensive computational demands, thereby impeding their applicability on resource-constrained devices. To address this challenge, many researchers have been focusing on basic neuron structures, the fundamental building blocks of neural networks, to alleviate the computational and storage cost. In this work, an efficient quadratic neuron architecture distinguished by its enhanced utilization of second-order computational information is introduced. By virtue of their better expressivity, DNNs employing the proposed quadratic neurons can attain similar accuracy with fewer neurons and computational cost. Experimental results have demonstrated that the proposed quadratic neuron structure exhibits superior computational and storage efficiency across various tasks when compared with both linear and non-linear neurons in prior work.

Multimodal Document Analytics for Banking Process Automation. (arXiv:2307.11845v2 [cs.CL] UPDATED)

Authors: Christopher Gerling, Stefan Lessmann

Traditional banks face increasing competition from FinTechs in the rapidly evolving financial ecosystem. Raising operational efficiency is vital to address this challenge. Our study aims to improve the efficiency of document-intensive business processes in banking. To that end, we first review the landscape of business documents in the retail segment. Banking documents often contain text, layout, and visuals, suggesting that document analytics and process automation require more than plain natural language processing (NLP). To verify this and assess the incremental value of visual cues when processing business documents, we compare a recently proposed multimodal model called LayoutXLM to powerful text classifiers (e.g., BERT) and large language models (e.g., GPT) in a case study related to processing company register extracts. The results confirm that incorporating layout information in a model substantially increases its performance. Interestingly, we also observed that more than 75% of the best model performance (in terms of the F1 score) can be achieved with as little as 30% of the training data. This shows that the demand for data labeled data to set up a multi-modal model can be moderate, which simplifies real-world applications of multimodal document analytics. Our study also sheds light on more specific practices in the scope of calibrating a multimodal banking document classifier, including the need for fine-tuning. In sum, the paper contributes original empirical evidence on the effectiveness and efficiency of multi-model models for document processing in the banking business and offers practical guidance on how to unlock this potential in day-to-day operations.

WavJourney: Compositional Audio Creation with Large Language Models. (arXiv:2307.14335v2 [cs.SD] UPDATED)

Authors: Xubo Liu, Zhongkai Zhu, Haohe Liu, Yi Yuan, Meng Cui, Qiushi Huang, Jinhua Liang, Yin Cao, Qiuqiang Kong, Mark D. Plumbley, Wenwu Wang

Despite breakthroughs in audio generation models, their capabilities are often confined to domain-specific conditions such as speech transcriptions and audio captions. However, real-world audio creation aims to generate harmonious audio containing various elements such as speech, music, and sound effects with controllable conditions, which is challenging to address using existing audio generation systems. We present WavJourney, a novel framework that leverages Large Language Models (LLMs) to connect various audio models for audio creation. WavJourney allows users to create storytelling audio content with diverse audio elements simply from textual descriptions. Specifically, given a text instruction, WavJourney first prompts LLMs to generate an audio script that serves as a structured semantic representation of audio elements. The audio script is then converted into a computer program, where each line of the program calls a task-specific audio generation model or computational operation function. The computer program is then executed to obtain a compositional and interpretable solution for audio creation. Experimental results suggest that WavJourney is capable of synthesizing realistic audio aligned with textually-described semantic, spatial and temporal conditions, achieving state-of-the-art results on text-to-audio generation benchmarks. Additionally, we introduce a new multi-genre story benchmark. Subjective evaluations demonstrate the potential of WavJourney in crafting engaging storytelling audio content from text. We further demonstrate that WavJourney can facilitate human-machine co-creation in multi-round dialogues. To foster future research, the code and synthesized audio are available at: https://audio-agi.github.io/WavJourney_demopage/.

RCT Rejection Sampling for Causal Estimation Evaluation. (arXiv:2307.15176v2 [cs.AI] UPDATED)

Authors: Katherine A. Keith, Sergey Feldman, David Jurgens, Jonathan Bragg, Rohit Bhattacharya

Confounding is a significant obstacle to unbiased estimation of causal effects from observational data. For settings with high-dimensional covariates -- such as text data, genomics, or the behavioral social sciences -- researchers have proposed methods to adjust for confounding by adapting machine learning methods to the goal of causal estimation. However, empirical evaluation of these adjustment methods has been challenging and limited. In this work, we build on a promising empirical evaluation strategy that simplifies evaluation design and uses real data: subsampling randomized controlled trials (RCTs) to create confounded observational datasets while using the average causal effects from the RCTs as ground-truth. We contribute a new sampling algorithm, which we call RCT rejection sampling, and provide theoretical guarantees that causal identification holds in the observational data to allow for valid comparisons to the ground-truth RCT. Using synthetic data, we show our algorithm indeed results in low bias when oracle estimators are evaluated on the confounded samples, which is not always the case for a previously proposed algorithm. In addition to this identification result, we highlight several finite data considerations for evaluation designers who plan to use RCT rejection sampling on their own datasets. As a proof of concept, we implement an example evaluation pipeline and walk through these finite data considerations with a novel, real-world RCT -- which we release publicly -- consisting of approximately 70k observations and text data as high-dimensional covariates. Together, these contributions build towards a broader agenda of improved empirical evaluation for causal estimation.

Relation-Oriented: Toward Causal Knowledge-Aligned AGI. (arXiv:2307.16387v11 [cs.AI] UPDATED)

Authors: Jia Li, Xiang Li

The current relationship modeling paradigm, grounded in the observational i.i.d assumption, fundamentally misaligns with our causal knowledge understanding due to two key oversights: 1) the unobservable relations, which lead to undetectable hierarchical levels of knowledge, driving the need for model generalizability; 2) the cognitive relative timings, which crucially support our structural knowledge comprehension, resulting in inherent biases within the present Observation-Oriented paradigm. Adopting a novel Relation-Oriented perspective, this paper proposes a new framework to unify the various confusions surrounding causality learning, ranging from traditional causal inference to modern language models. Also, relation-indexed representation learning (RIRL) is raised as a baseline implementation method of the proposed new paradigm, alongside comprehensive experiments demonstrating its efficacy in autonomously identifying dynamical effects in relationship learning.

Bayesian Flow Networks. (arXiv:2308.07037v4 [cs.LG] UPDATED)

Authors: Alex Graves, Rupesh Kumar Srivastava, Timothy Atkinson, Faustino Gomez

This paper introduces Bayesian Flow Networks (BFNs), a new class of generative model in which the parameters of a set of independent distributions are modified with Bayesian inference in the light of noisy data samples, then passed as input to a neural network that outputs a second, interdependent distribution. Starting from a simple prior and iteratively updating the two distributions yields a generative procedure similar to the reverse process of diffusion models; however it is conceptually simpler in that no forward process is required. Discrete and continuous-time loss functions are derived for continuous, discretised and discrete data, along with sample generation procedures. Notably, the network inputs for discrete data lie on the probability simplex, and are therefore natively differentiable, paving the way for gradient-based sample guidance and few-step generation in discrete domains such as language modelling. The loss function directly optimises data compression and places no restrictions on the network architecture. In our experiments BFNs achieve competitive log-likelihoods for image modelling on dynamically binarized MNIST and CIFAR-10, and outperform all known discrete diffusion models on the text8 character-level language modelling task.

Evaluating the Instruction-Following Robustness of Large Language Models to Prompt Injection. (arXiv:2308.10819v3 [cs.CL] UPDATED)

Authors: Zekun Li, Baolin Peng, Pengcheng He, Xifeng Yan

Large Language Models (LLMs) have demonstrated exceptional proficiency in instruction-following, becoming increasingly crucial across various applications. However, this capability brings with it the risk of prompt injection attacks, where attackers inject instructions into LLMs' input to elicit undesirable actions or content. Understanding the robustness of LLMs against such attacks is vital for their safe implementation. In this work, we establish a benchmark to evaluate the robustness of instruction-following LLMs against prompt injection attacks. Our objective is to determine the extent to which LLMs can be influenced by injected instructions and their ability to differentiate between these injected and original target instructions. Through extensive experiments with leading instruction-following LLMs, we uncover significant vulnerabilities in their robustness to such attacks. Our results indicate that some models are overly tuned to follow any embedded instructions in the prompt, overly focusing on the latter parts of the prompt without fully grasping the entire context. By contrast, models with a better grasp of the context and instruction-following capabilities will potentially be more susceptible to compromise by injected instructions. This underscores the need to shift the focus from merely enhancing LLMs' instruction-following capabilities to improving their overall comprehension of prompts and discernment of instructions that are appropriate to follow. We hope our in-depth analysis offers insights into the underlying causes of these vulnerabilities, aiding in the development of future solutions. Code and data are available at https://github.com/Leezekun/instruction-following-robustness-eval

Is There Any Social Principle for LLM-Based Agents?. (arXiv:2308.11136v2 [cs.CY] UPDATED)

Authors: Jitao Bai, Simiao Zhang, Zhonghao Chen

Focus on Large Language Model based agents should involve more than "human-centered" alignment or application. We argue that more attention should be paid to the agent itself and discuss the potential of establishing tailored social sciences for agents.

Will More Expressive Graph Neural Networks do Better on Generative Tasks?. (arXiv:2308.11978v2 [cs.LG] UPDATED)

Authors: Xiandong Zou, Xiangyu Zhao, Pietro Liò, Yiren Zhao

Graph generation poses a significant challenge as it involves predicting a complete graph with multiple nodes and edges based on simply a given label. This task also carries fundamental importance to numerous real-world applications, including de-novo drug and molecular design. In recent years, several successful methods have emerged in the field of graph generation. However, these approaches suffer from two significant shortcomings: (1) the underlying Graph Neural Network (GNN) architectures used in these methods are often underexplored; and (2) these methods are often evaluated on only a limited number of metrics. To fill this gap, we investigate the expressiveness of GNNs under the context of the molecular graph generation task, by replacing the underlying GNNs of graph generative models with more expressive GNNs. Specifically, we analyse the performance of six GNNs on six different molecular generative objectives on the ZINC-250k dataset in two different generative frameworks: autoregressive generation models, such as GCPN and GraphAF, and one-shot generation models, such as GraphEBM. Through our extensive experiments, we demonstrate that advanced GNNs can indeed improve the performance of GCPN, GraphAF, and GraphEBM on molecular generation tasks, but GNN expressiveness is not a necessary condition for a good GNN-based generative model. Moreover, we show that GCPN and GraphAF with advanced GNNs can achieve state-of-the-art results across 17 other non-GNN-based graph generative approaches, such as variational autoencoders and Bayesian optimisation models, on the proposed molecular generative objectives (DRD2, Median1, Median2), which are important metrics for de-novo molecular design.

FedSoL: Bridging Global Alignment and Local Generality in Federated Learning. (arXiv:2308.12532v2 [cs.LG] UPDATED)

Authors: Gihun Lee, Minchan Jeong, Sangmook Kim, Jaehoon Oh, Se-Young Yun

Federated Learning (FL) aggregates locally trained models from individual clients to construct a global model. While FL enables learning a model with data privacy, it often suffers from significant performance degradation when client data distributions are heterogeneous. Many previous FL algorithms have addressed this issue by introducing various proximal restrictions. These restrictions aim to encourage global alignment by constraining the deviation of local learning from the global objective. However, they inherently limit local learning by interfering with the original local objectives. Recently, an alternative approach has emerged to improve local learning generality. By obtaining local models within a smooth loss landscape, this approach mitigates conflicts among different local objectives of the clients. Yet, it does not ensure stable global alignment, as local learning does not take the global objective into account. In this study, we propose Federated Stability on Learning (FedSoL), which combines both the concepts of global alignment and local generality. In FedSoL, the local learning seeks a parameter region robust against proximal perturbations. This strategy introduces an implicit proximal restriction effect in local learning while maintaining the original local objective for parameter update. Our experiments show that FedSoL consistently achieves state-of-the-art performance on various setups.

Decoding Natural Images from EEG for Object Recognition. (arXiv:2308.13234v2 [cs.HC] UPDATED)

Authors: Yonghao Song, Bingchuan Liu, Xiang Li, Nanlin Shi, Yijun Wang, Xiaorong Gao

Electroencephalography (EEG) signals, known for convenient non-invasive acquisition but low signal-to-noise ratio, have recently gained substantial attention due to the potential to decode natural images. This paper presents a self-supervised framework to demonstrate the feasibility of learning image representations from EEG signals, particularly for object recognition. The framework utilizes image and EEG encoders to extract features from paired image stimuli and EEG responses. Contrastive learning aligns these two modalities by constraining their similarity. With the framework, we attain significantly above-chance results on a comprehensive EEG-image dataset, achieving a top-1 accuracy of 15.6% and a top-5 accuracy of 42.8% in challenging 200-way zero-shot tasks. Moreover, we perform extensive experiments to explore the biological plausibility by resolving the temporal, spatial, spectral, and semantic aspects of EEG signals. Besides, we introduce attention modules to capture spatial correlations, providing implicit evidence of the brain activity perceived from EEG data. These findings yield valuable insights for neural decoding and brain-computer interfaces in real-world scenarios. The code will be released on https://github.com/eeyhsong/NICE-EEG.

Evaluating the Robustness to Instructions of Large Language Models. (arXiv:2308.14306v3 [cs.CL] UPDATED)

Authors: Yuansheng Ni, Sichao Jiang, Xinyu wu, Hui Shen, Yuli Zhou

Recently, Instruction fine-tuning has risen to prominence as a potential method for enhancing the zero-shot capabilities of Large Language Models (LLMs) on novel tasks. This technique has shown an exceptional ability to boost the performance of moderately sized LLMs, sometimes even reaching performance levels comparable to those of much larger model variants. The focus is on the robustness of instruction-tuned LLMs to seen and unseen tasks. We conducted an exploration of six models including Alpaca, Vicuna, WizardLM, and Traditional Task-oriented Models(Flan-T5-XL/XXL, T0++) using real-world relation extraction datasets as case studies. We carried out a comprehensive evaluation of these instruction-following LLMs which have been tuned based on open-domain instructions and task-oriented instructions. The main discussion is their performance and robustness towards instructions. We have observed that in most cases, the model's performance in dealing with unfamiliar instructions tends to worsen significantly, and the robustness of the model for RE instructions deteriorates compared to QA. Further, we discovered that up until a certain parameter size threshold (3B), the performance of the FLAN-T5 model improves as the parameter count increases. The robustness of different scales of FLAN-T5 models to RE instruction is worse than the robustness to QA instruction.

StratMed: Relevance Stratification between Biomedical Entities for Sparsity on Medication Recommendation. (arXiv:2308.16781v4 [cs.AI] UPDATED)

Authors: Xiang Li, Shunpan Liang, Yulei Hou, Tengfei Ma

With the growing imbalance between limited medical resources and escalating demands, AI-based clinical tasks have become paramount. As a sub-domain, medication recommendation aims to amalgamate longitudinal patient history with medical knowledge, assisting physicians in prescribing safer and more accurate medication combinations. Existing works ignore the inherent long-tailed distribution of medical data, have uneven learning strengths for hot and sparse data, and fail to balance safety and accuracy. To address the above limitations, we propose StratMed, which introduces a stratification strategy that overcomes the long-tailed problem and achieves fuller learning of sparse data. It also utilizes a dual-property network to address the issue of mutual constraints on the safety and accuracy of medication combinations, synergistically enhancing these two properties. Specifically, we construct a pre-training method using deep learning networks to obtain medication and disease representations. After that, we design a pyramid-like stratification method based on relevance to strengthen the expressiveness of sparse data. Based on this relevance, we design two graph structures to express medication safety and precision at the same level to obtain patient representations. Finally, the patient's historical clinical information is fitted to generate medication combinations for the current health condition. We employed the MIMIC-III dataset to evaluate our model against state-of-the-art methods in three aspects comprehensively. Compared to the sub-optimal baseline model, our model reduces safety risk by 15.08\%, improves accuracy by 0.36\%, and reduces training time consumption by 81.66\%.

Inferring Actual Treatment Pathways from Patient Records. (arXiv:2309.01897v3 [cs.LG] UPDATED)

Authors: Adrian Wilkins-Caruana, Madhushi Bandara, Katarzyna Musial, Daniel Catchpoole, Paul J. Kennedy

Treatment pathways are step-by-step plans outlining the recommended medical care for specific diseases; they get revised when different treatments are found to improve patient outcomes. Examining health records is an important part of this revision process, but inferring patients' actual treatments from health data is challenging due to complex event-coding schemes and the absence of pathway-related annotations. This study aims to infer the actual treatment steps for a particular patient group from administrative health records (AHR) - a common form of tabular healthcare data - and address several technique- and methodology-based gaps in treatment pathway-inference research. We introduce Defrag, a method for examining AHRs to infer the real-world treatment steps for a particular patient group. Defrag learns the semantic and temporal meaning of healthcare event sequences, allowing it to reliably infer treatment steps from complex healthcare data. To our knowledge, Defrag is the first pathway-inference method to utilise a neural network (NN), an approach made possible by a novel, self-supervised learning objective. We also developed a testing and validation framework for pathway inference, which we use to characterise and evaluate Defrag's pathway inference ability and compare against baselines. We demonstrate Defrag's effectiveness by identifying best-practice pathway fragments for breast cancer, lung cancer, and melanoma in public healthcare records. Additionally, we use synthetic data experiments to demonstrate the characteristics of the Defrag method, and to compare Defrag to several baselines where it significantly outperforms non-NN-based methods. Defrag significantly outperforms several existing pathway-inference methods and offers an innovative and effective approach for inferring treatment pathways from AHRs. Open-source code is provided to encourage further research in this area.

Are Human-generated Demonstrations Necessary for In-context Learning?. (arXiv:2309.14681v3 [cs.LG] UPDATED)

Authors: Rui Li, Guoyin Wang, Jiwei Li

Despite the promising few-shot ability of large language models (LLMs), the standard paradigm of In-context Learning (ICL) suffers the disadvantages of susceptibility to selected demonstrations and the intricacy to generate these demonstrations. In this paper, we raise the fundamental question that whether human-generated demonstrations are necessary for ICL. To answer this question, we propose self-contemplation prompting strategy (SEC), a paradigm free from human-crafted demonstrations. The key point of SEC is that, instead of using hand-crafted examples as demonstrations in ICL, SEC asks LLMs to first create demonstrations on their own, based on which the final output is generated. SEC is a flexible framework and can be adapted to both the vanilla ICL and the chain-of-thought (CoT), but with greater ease: as the manual-generation process of both examples and rationale can be saved. Extensive experiments in arithmetic reasoning, commonsense reasoning, multi-task language understanding, and code generation benchmarks, show that SEC, which does not require hand-crafted demonstrations, significantly outperforms the zero-shot learning strategy, and achieves comparable results to ICL with hand-crafted demonstrations. This demonstrates that, for many tasks, contemporary LLMs possess a sufficient level of competence to exclusively depend on their own capacity for decision making, removing the need for external training data. Code is available at https://github.com/ruili33/SEC.

Knowledge Graphs for the Life Sciences: Recent Developments, Challenges and Opportunities. (arXiv:2309.17255v3 [cs.AI] UPDATED)

Authors: Jiaoyan Chen, Hang Dong, Janna Hastings, Ernesto Jiménez-Ruiz, Vanessa López, Pierre Monnin, Catia Pesquita, Petr Škoda, Valentina Tamma

The term life sciences refers to the disciplines that study living organisms and life processes, and include chemistry, biology, medicine, and a range of other related disciplines. Research efforts in life sciences are heavily data-driven, as they produce and consume vast amounts of scientific data, much of which is intrinsically relational and graph-structured.

The volume of data and the complexity of scientific concepts and relations referred to therein promote the application of advanced knowledge-driven technologies for managing and interpreting data, with the ultimate aim to advance scientific discovery.

In this survey and position paper, we discuss recent developments and advances in the use of graph-based technologies in life sciences and set out a vision for how these technologies will impact these fields into the future. We focus on three broad topics: the construction and management of Knowledge Graphs (KGs), the use of KGs and associated technologies in the discovery of new knowledge, and the use of KGs in artificial intelligence applications to support explanations (explainable AI). We select a few exemplary use cases for each topic, discuss the challenges and open research questions within these topics, and conclude with a perspective and outlook that summarizes the overarching challenges and their potential solutions as a guide for future research.

Improving Trajectory Prediction in Dynamic Multi-Agent Environment by Dropping Waypoints. (arXiv:2309.17338v2 [cs.RO] UPDATED)

Authors: Pranav Singh Chib, Pravendra Singh

The inherently diverse and uncertain nature of trajectories presents a formidable challenge in accurately modeling them. Motion prediction systems must effectively learn spatial and temporal information from the past to forecast the future trajectories of the agent. Many existing methods learn temporal motion via separate components within stacked models to capture temporal features. Furthermore, prediction methods often operate under the assumption that observed trajectory waypoint sequences are complete, disregarding scenarios where missing values may occur, which can influence their performance. Moreover, these models may be biased toward particular waypoint sequences when making predictions. We propose a novel approach called Temporal Waypoint Dropping (TWD) that explicitly incorporates temporal dependencies during the training of a trajectory prediction model. By stochastically dropping waypoints from past observed trajectories, the model is forced to learn the underlying temporal representation from the remaining waypoints, resulting in an improved model. Incorporating stochastic temporal waypoint dropping into the model learning process significantly enhances its performance in scenarios with missing values. Experimental results demonstrate our approach's substantial improvement in trajectory prediction capabilities. Our approach can complement existing trajectory prediction methods to improve their prediction accuracy. We evaluate our proposed approach on three datasets: NBA Sports VU, ETH-UCY, and TrajNet++.

Adversarial Machine Learning in Latent Representations of Neural Networks. (arXiv:2309.17401v2 [cs.LG] UPDATED)

Authors: Milin Zhang, Mohammad Abdi, Francesco Restuccia

Distributed deep neural networks (DNNs) have been shown to reduce the computational burden of mobile devices and decrease the end-to-end inference latency in edge computing scenarios. While distributed DNNs have been studied, to the best of our knowledge the resilience of distributed DNNs to adversarial action still remains an open problem. In this paper, we fill the existing research gap by rigorously analyzing the robustness of distributed DNNs against adversarial action. We cast this problem in the context of information theory and introduce two new measurements for distortion and robustness. Our theoretical findings indicate that (i) assuming the same level of information distortion, latent features are always more robust than input representations; (ii) the adversarial robustness is jointly determined by the feature dimension and the generalization capability of the DNN. To test our theoretical findings, we perform extensive experimental analysis by considering 6 different DNN architectures, 6 different approaches for distributed DNN and 10 different adversarial attacks to the ImageNet-1K dataset. Our experimental results support our theoretical findings by showing that the compressed latent representations can reduce the success rate of adversarial attacks by 88% in the best case and by 57% on the average compared to attacks to the input space.

Empirical Study of PEFT techniques for Winter Wheat Segmentation. (arXiv:2310.01825v2 [cs.CV] UPDATED)

Authors: Mohamad Hasan Zahweh, Hasan Nasrallah, Mustafa Shukor, Ghaleb Faour, Ali J. Ghandour

Parameter Efficient Fine Tuning (PEFT) techniques have recently experienced significant growth and have been extensively employed to adapt large vision and language models to various domains, enabling satisfactory model performance with minimal computational needs. Despite these advances, more research has yet to delve into potential PEFT applications in real-life scenarios, particularly in the critical domains of remote sensing and crop monitoring. The diversity of climates across different regions and the need for comprehensive large-scale datasets have posed significant obstacles to accurately identify crop types across varying geographic locations and changing growing seasons. This study seeks to bridge this gap by comprehensively exploring the feasibility of cross-area and cross-year out-of-distribution generalization using the State-of-the-Art (SOTA) wheat crop monitoring model. The aim of this work is to explore PEFT approaches for crop monitoring. Specifically, we focus on adapting the SOTA TSViT model to address winter wheat field segmentation, a critical task for crop monitoring and food security. This adaptation process involves integrating different PEFT techniques, including BigFit, LoRA, Adaptformer, and prompt tuning. Using PEFT techniques, we achieved notable results comparable to those achieved using full fine-tuning methods while training only a mere 0.7% parameters of the whole TSViT architecture. The in-house labeled data-set, referred to as the Beqaa-Lebanon dataset, comprises high-quality annotated polygons for wheat and non-wheat classes with a total surface of 170 kmsq, over five consecutive years. Using Sentinel-2 images, our model achieved a 84% F1-score. We intend to publicly release the Lebanese winter wheat data set, code repository, and model weights.

Trainable Noise Model as an XAI evaluation method: application on Sobol for remote sensing image segmentation. (arXiv:2310.01828v2 [cs.CV] UPDATED)

Authors: Hossein Shreim, Abdul Karim Gizzini, Ali J. Ghandour

eXplainable Artificial Intelligence (XAI) has emerged as an essential requirement when dealing with mission-critical applications, ensuring transparency and interpretability of the employed black box AI models. The significance of XAI spans various domains, from healthcare to finance, where understanding the decision-making process of deep learning algorithms is essential. Most AI-based computer vision models are often black boxes; hence, providing explainability of deep neural networks in image processing is crucial for their wide adoption and deployment in medical image analysis, autonomous driving, and remote sensing applications. Recently, several XAI methods for image classification tasks have been introduced. On the contrary, image segmentation has received comparatively less attention in the context of explainability, although it is a fundamental task in computer vision applications, especially in remote sensing. Only some research proposes gradient-based XAI algorithms for image segmentation. This paper adapts the recent gradient-free Sobol XAI method for semantic segmentation. To measure the performance of the Sobol method for segmentation, we propose a quantitative XAI evaluation method based on a learnable noise model. The main objective of this model is to induce noise on the explanation maps, where higher induced noise signifies low accuracy and vice versa. A benchmark analysis is conducted to evaluate and compare performance of three XAI methods, including Seg-Grad-CAM, Seg-Grad-CAM++ and Seg-Sobol using the proposed noise-based evaluation technique. This constitutes the first attempt to run and evaluate XAI methods using high-resolution satellite images.

LanguageBind: Extending Video-Language Pretraining to N-modality by Language-based Semantic Alignment. (arXiv:2310.01852v6 [cs.CV] UPDATED)

Authors: Bin Zhu, Bin Lin, Munan Ning, Yang Yan, Jiaxi Cui, HongFa Wang, Yatian Pang, Wenhao Jiang, Junwu Zhang, Zongwei Li, Wancai Zhang, Zhifeng Li, Wei Liu, Li Yuan

The video-language (VL) pretraining has achieved remarkable improvement in multiple downstream tasks. However, the current VL pretraining framework is hard to extend to multiple modalities (N modalities, N>=3) beyond vision and language. We thus propose LanguageBind, taking the language as the bind across different modalities because the language modality is well-explored and contains rich semantics. Specifically, we freeze the language encoder acquired by VL pretraining, then train encoders for other modalities with contrastive learning. As a result, all modalities are mapped to a shared feature space, implementing multi-modal semantic alignment. While LanguageBind ensures that we can extend VL modalities to N modalities, we also need a high-quality dataset with alignment data pairs centered on language. We thus propose VIDAL-10M with Video, Infrared, Depth, Audio and their corresponding Language, naming as VIDAL-10M. In our VIDAL-10M, all videos are from short video platforms with complete semantics rather than truncated segments from long videos, and all the video, depth, infrared, and audio modalities are aligned to their textual descriptions. After pretraining on VIDAL-10M, we outperform ImageBind by 5.8% R@1 on the MSR-VTT dataset with only 15% of the parameters in the zero-shot video-text retrieval task. Beyond this, our LanguageBind has greatly improved in the zero-shot video, audio, depth, and infrared understanding tasks. For instance, LanguageBind surpassing InterVideo by 1.9% on MSR-VTT, 8.8% on MSVD, 6.3% on DiDeMo, and 4.4% on ActivityNet. On the LLVIP and NYU-D datasets, LanguageBind outperforms ImageBind with 23.8% and 11.1% top-1 accuracy. Code address: https://github.com/PKU-YuanGroup/LanguageBind.

Analyzing Zero-Shot Abilities of Vision-Language Models on Video Understanding Tasks. (arXiv:2310.04914v2 [cs.CV] UPDATED)

Authors: Avinash Madasu, Anahita Bhiwandiwalla, Vasudev Lal

Foundational multimodal models pre-trained on large scale image-text pairs or video-text pairs or both have shown strong generalization abilities on downstream tasks. However unlike image-text models, pretraining video-text models is always not feasible due to the difficulty in collecting large-scale clean and aligned data, and exponential computational costs involved in the pretraining phase. Therefore, the pertinent question to ask is: Can image-text models be adapted to video tasks and is there any benefit to using these models over pretraining directly on videos? In this work, we focus on this question by proposing a detailed study on the generalization abilities of image-text models when evaluated on video understanding tasks in a zero-shot setting. We investigate 9 foundational image-text models on a diverse set of video tasks that include video action recognition (video AR), video retrieval (video RT), video question answering (video QA), video multiple choice (video MC) and video captioning (video CP). Our experiments show that image-text models exhibit impressive performance on video AR, video RT and video MC. Furthermore, they perform moderately on video captioning and poorly on video QA. These findings shed a light on the benefits of adapting foundational image-text models to an array of video tasks while avoiding the costly pretraining step.

Large Language Models for Propaganda Detection. (arXiv:2310.06422v2 [cs.CL] UPDATED)

Authors: Kilian Sprenkamp, Daniel Gordon Jones, Liudmila Zavolokina

The prevalence of propaganda in our digital society poses a challenge to societal harmony and the dissemination of truth. Detecting propaganda through NLP in text is challenging due to subtle manipulation techniques and contextual dependencies. To address this issue, we investigate the effectiveness of modern Large Language Models (LLMs) such as GPT-3 and GPT-4 for propaganda detection. We conduct experiments using the SemEval-2020 task 11 dataset, which features news articles labeled with 14 propaganda techniques as a multi-label classification problem. Five variations of GPT-3 and GPT-4 are employed, incorporating various prompt engineering and fine-tuning strategies across the different models. We evaluate the models' performance by assessing metrics such as $F1$ score, $Precision$, and $Recall$, comparing the results with the current state-of-the-art approach using RoBERTa. Our findings demonstrate that GPT-4 achieves comparable results to the current state-of-the-art. Further, this study analyzes the potential and challenges of LLMs in complex tasks like propaganda detection.

Going Beyond Neural Network Feature Similarity: The Network Feature Complexity and Its Interpretation Using Category Theory. (arXiv:2310.06756v2 [cs.LG] UPDATED)

Authors: Yiting Chen, Zhanpeng Zhou, Junchi Yan

The behavior of neural networks still remains opaque, and a recently widely noted phenomenon is that networks often achieve similar performance when initialized with different random parameters. This phenomenon has attracted significant attention in measuring the similarity between features learned by distinct networks. However, feature similarity could be vague in describing the same feature since equivalent features hardly exist. In this paper, we expand the concept of equivalent feature and provide the definition of what we call functionally equivalent features. These features produce equivalent output under certain transformations. Using this definition, we aim to derive a more intrinsic metric for the so-called feature complexity regarding the redundancy of features learned by a neural network at each layer. We offer a formal interpretation of our approach through the lens of category theory, a well-developed area in mathematics. To quantify the feature complexity, we further propose an efficient algorithm named Iterative Feature Merging. Our experimental results validate our ideas and theories from various perspectives. We empirically demonstrate that the functionally equivalence widely exists among different features learned by the same neural network and we could reduce the number of parameters of the network without affecting the performance.The IFM shows great potential as a data-agnostic model prune method. We have also drawn several interesting empirical findings regarding the defined feature complexity.

Fed-GraB: Federated Long-tailed Learning with Self-Adjusting Gradient Balancer. (arXiv:2310.07587v4 [cs.LG] UPDATED)

Authors: Zikai Xiao, Zihan Chen, Songshang Liu, Hualiang Wang, Yang Feng, Jin Hao, Joey Tianyi Zhou, Jian Wu, Howard Hao Yang, Zuozhu Liu

Data privacy and long-tailed distribution are the norms rather than the exception in many real-world tasks. This paper investigates a federated long-tailed learning (Fed-LT) task in which each client holds a locally heterogeneous dataset; if the datasets can be globally aggregated, they jointly exhibit a long-tailed distribution. Under such a setting, existing federated optimization and/or centralized long-tailed learning methods hardly apply due to challenges in (a) characterizing the global long-tailed distribution under privacy constraints and (b) adjusting the local learning strategy to cope with the head-tail imbalance. In response, we propose a method termed $\texttt{Fed-GraB}$, comprised of a Self-adjusting Gradient Balancer (SGB) module that re-weights clients' gradients in a closed-loop manner, based on the feedback of global long-tailed distribution evaluated by a Direct Prior Analyzer (DPA) module. Using $\texttt{Fed-GraB}$, clients can effectively alleviate the distribution drift caused by data heterogeneity during the model training process and obtain a global model with better performance on the minority classes while maintaining the performance of the majority classes. Extensive experiments demonstrate that $\texttt{Fed-GraB}$ achieves state-of-the-art performance on representative datasets such as CIFAR-10-LT, CIFAR-100-LT, ImageNet-LT, and iNaturalist.

Deep Backtracking Counterfactuals for Causally Compliant Explanations. (arXiv:2310.07665v2 [cs.AI] UPDATED)

Authors: Klaus-Rudolf Kladny, Julius von Kügelgen, Bernhard Schölkopf, Michael Muehlebach

Counterfactuals can offer valuable insights by answering what would have been observed under altered circumstances, conditional on a factual observation. Whereas the classical interventional interpretation of counterfactuals has been studied extensively, backtracking constitutes a less studied alternative the backtracking principle has emerged as an alternative philosophy where all causal laws are kept intact. In the present work, we introduce a practical method for computing backtracking counterfactuals in structural causal models that consist of deep generative components. To this end, we impose conditions on the structural assignments that enable the generation of counterfactuals by solving a tractable constrained optimization problem in the structured latent space of a causal model. Our formulation also facilitates a comparison with methods in the field of counterfactual explanations. Compared to these, our method represents a versatile, modular and causally compliant alternative. We demonstrate these properties experimentally on a modified version of MNIST and CelebA.

PG-NeuS: Robust and Efficient Point Guidance for Multi-View Neural Surface Reconstruction. (arXiv:2310.07997v2 [cs.CV] UPDATED)

Authors: Chen Zhang, Wanjuan Su, Qingshan Xu, Wenbing Tao

Recently, learning multi-view neural surface reconstruction with the supervision of point clouds or depth maps has been a promising way. However, due to the underutilization of prior information, current methods still struggle with the challenges of limited accuracy and excessive time complexity. In addition, prior data perturbation is also an important but rarely considered issue. To address these challenges, we propose a novel point-guided method named PG-NeuS, which achieves accurate and efficient reconstruction while robustly coping with point noise. Specifically, aleatoric uncertainty of the point cloud is modeled to capture the distribution of noise, leading to noise robustness. Furthermore, a Neural Projection module connecting points and images is proposed to add geometric constraints to implicit surface, achieving precise point guidance. To better compensate for geometric bias between volume rendering and point modeling, high-fidelity points are filtered into a Bias Network to further improve details representation. Benefiting from the effective point guidance, even with a lightweight network, the proposed PG-NeuS achieves fast convergence with an impressive 11x speedup compared to NeuS. Extensive experiments show that our method yields high-quality surfaces with high efficiency, especially for fine-grained details and smooth regions, outperforming the state-of-the-art methods. Moreover, it exhibits strong robustness to noisy data and sparse data.

Do pretrained Transformers Really Learn In-context by Gradient Descent?. (arXiv:2310.08540v2 [cs.CL] UPDATED)

Authors: Lingfeng Shen, Aayush Mishra, Daniel Khashabi

Is In-Context Learning (ICL) implicitly equivalent to Gradient Descent (GD)? Several recent works draw analogies between the dynamics of GD and the emergent behavior of ICL in large language models. However, these works make assumptions far from the realistic natural language setting in which language models are trained. Therefore, such discrepancies between theory and practice necessitate further investigation to validate their applicability.

We start by highlighting the assumptions in prior works that construct Transformer weights to simulate gradient descent. Their experiments with training Transformers on ICL objective, inconsistencies in the order sensitivity of ICL and GD, sparsity of the constructed weights, and sensitivity to parameter changes are some examples of mismatch from the real-world setting.

Furthermore, we probe and compare the ICL vs. GD hypothesis in a natural setting. We conduct comprehensive empirical analyses on language models pretrained on natural data (LLaMa-7B). Our comparisons on various performance metrics highlight the inconsistent behavior of ICL and GD as a function of various factors such as datasets, models, and the number of demonstrations. We observe that ICL and GD modify the output distribution of language models differently. These results indicate that the equivalence between ICL and GD is an open hypothesis, requires nuanced considerations, and calls for further studies.

Estimating Uncertainty in Multimodal Foundation Models using Public Internet Data. (arXiv:2310.09926v2 [cs.AI] UPDATED)

Authors: Shiladitya Dutta, Hongbo Wei, Lars van der Laan, Ahmed M. Alaa

Foundation models are trained on vast amounts of data at scale using self-supervised learning, enabling adaptation to a wide range of downstream tasks. At test time, these models exhibit zero-shot capabilities through which they can classify previously unseen (user-specified) categories. In this paper, we address the problem of quantifying uncertainty in these zero-shot predictions. We propose a heuristic approach for uncertainty estimation in zero-shot settings using conformal prediction with web data. Given a set of classes at test time, we conduct zero-shot classification with CLIP-style models using a prompt template, e.g., "an image of a <category>", and use the same template as a search query to source calibration data from the open web. Given a web-based calibration set, we apply conformal prediction with a novel conformity score that accounts for potential errors in retrieved web data. We evaluate the utility of our proposed method in Biomedical foundation models; our preliminary results show that web-based conformal prediction sets achieve the target coverage with satisfactory efficiency on a variety of biomedical datasets.

Semantic Parsing by Large Language Models for Intricate Updating Strategies of Zero-Shot Dialogue State Tracking. (arXiv:2310.10520v3 [cs.CL] UPDATED)

Authors: Yuxiang Wu, Guanting Dong, Weiran Xu

Zero-shot Dialogue State Tracking (DST) addresses the challenge of acquiring and annotating task-oriented dialogues, which can be time-consuming and costly. However, DST extends beyond simple slot-filling and requires effective updating strategies for tracking dialogue state as conversations progress. In this paper, we propose ParsingDST, a new In-Context Learning (ICL) method, to introduce additional intricate updating strategies in zero-shot DST. Our approach reformulates the DST task by leveraging powerful Large Language Models (LLMs) and translating the original dialogue text to JSON through semantic parsing as an intermediate state. We also design a novel framework that includes more modules to ensure the effectiveness of updating strategies in the text-to-JSON process. Experimental results demonstrate that our approach outperforms existing zero-shot DST methods on MultiWOZ, exhibiting significant improvements in Joint Goal Accuracy (JGA) and slot accuracy compared to existing ICL methods. Our code has been released.

AST: Effective Dataset Distillation through Alignment with Smooth and High-Quality Expert Trajectories. (arXiv:2310.10541v2 [cs.CV] UPDATED)

Authors: Jiyuan Shen, Wenzhuo Yang, Kwok-Yan Lam

Training large AI models typically requires large-scale datasets in the machine learning process, making training and parameter-tuning process both time-consuming and costly. Some researchers address this problem by carefully synthesizing a very small number of highly representative and informative samples from real-world datasets. This approach, known as Dataset Distillation (DD), proposes a perspective for data-efficient learning. Despite recent progress in this field, the performance of existing methods still cannot meet expectations, and distilled datasets cannot effectively replace original datasets. In this paper, unlike previous methods that focus solely on improving the effectiveness of student distillation, we recognize and leverage the important mutual influence between expert and student models. We observed that the smoothness of expert trajectories has a significant impact on subsequent student parameter alignment. Based on this, we propose an effective DD framework named AST, standing for Alignment with Smooth and high-quality expert Trajectories. We devise the integration of clipping loss and gradient penalty to regulate the rate of parameter changes in expert trajectory generation. To further refine the student parameter alignment with expert trajectory, we put forward representative initialization for the synthetic dataset and balanced inner-loop loss in response to the sensitivity exhibited towards randomly initialized variables during distillation. We also propose two enhancement strategies, namely intermediate matching loss and weight perturbation, to mitigate the potential occurrence of cumulative errors. We conduct extensive experiments on datasets of different scales, sizes, and resolutions. The results demonstrate that the proposed method significantly outperforms prior methods.

Use of probabilistic phrases in a coordination game: human versus GPT-4. (arXiv:2310.10544v3 [q-bio.NC] UPDATED)

Authors: Laurence T Maloney, Maria F Dal Martello, Vivian Fei, Valerie Ma

English speakers use probabilistic phrases such as likely to communicate information about the probability or likelihood of events. Communication is successful to the extent that the listener grasps what the speaker means to convey and, if communication is successful, individuals can potentially coordinate their actions based on shared knowledge about uncertainty. We first assessed human ability to estimate the probability and the ambiguity (imprecision) of twenty-three probabilistic phrases in a coordination game in two different contexts, investment advice and medical advice. We then had GPT4 (OpenAI), a Large Language Model, complete the same tasks as the human participants. We found that the median human participant and GPT4 assigned probability estimates that were in good agreement (proportions of variance accounted for close to .90). GPT4's estimates of probability both in the investment and Medical contexts were as close or closer to that of the human participants as the human participants' estimates were to one another. Estimates of probability for both the human participants and GPT4 were little affected by context. In contrast, human and GPT4 estimates of ambiguity were not in such good agreement.

Understanding Addition in Transformers. (arXiv:2310.13121v4 [cs.LG] UPDATED)

Authors: Philip Quirke, Fazl Barez

Understanding the inner workings of machine learning models like Transformers is vital for their safe and ethical use. This paper presents an in-depth analysis of a one-layer Transformer model trained for n-digit integer addition. We reveal that the model divides the task into parallel, digit-specific streams and employs distinct algorithms for different digit positions. Our study also finds that the model starts calculations late but executes them rapidly. A rare use case with high loss is identified and explained. Overall, the model's algorithm is explained in detail. These findings are validated through rigorous testing and mathematical modeling, contributing to the broader works in Mechanistic Interpretability, AI safety, and alignment. Our approach opens the door for analyzing more complex tasks and multi-layer Transformer models.

ManiCast: Collaborative Manipulation with Cost-Aware Human Forecasting. (arXiv:2310.13258v2 [cs.RO] UPDATED)

Authors: Kushal Kedia, Prithwish Dan, Atiksh Bhardwaj, Sanjiban Choudhury

Seamless human-robot manipulation in close proximity relies on accurate forecasts of human motion. While there has been significant progress in learning forecast models at scale, when applied to manipulation tasks, these models accrue high errors at critical transition points leading to degradation in downstream planning performance. Our key insight is that instead of predicting the most likely human motion, it is sufficient to produce forecasts that capture how future human motion would affect the cost of a robot's plan. We present ManiCast, a novel framework that learns cost-aware human forecasts and feeds them to a model predictive control planner to execute collaborative manipulation tasks. Our framework enables fluid, real-time interactions between a human and a 7-DoF robot arm across a number of real-world tasks such as reactive stirring, object handovers, and collaborative table setting. We evaluate both the motion forecasts and the end-to-end forecaster-planner system against a range of learned and heuristic baselines while additionally contributing new datasets. We release our code and datasets at https://portal-cornell.github.io/manicast/.

Enhancing Energy-efficiency by Solving the Throughput Bottleneck of LSTM Cells for Embedded FPGAs. (arXiv:2310.16842v2 [cs.AR] UPDATED)

Authors: Chao Qian, Tianheng Ling, Gregor Schiele

To process sensor data in the Internet of Things(IoTs), embedded deep learning for 1-dimensional data is an important technique. In the past, CNNs were frequently used because they are simple to optimise for special embedded hardware such as FPGAs. This work proposes a novel LSTM cell optimisation aimed at energy-efficient inference on end devices. Using the traffic speed prediction as a case study, a vanilla LSTM model with the optimised LSTM cell achieves 17534 inferences per second while consuming only 3.8 $\mu$J per inference on the FPGA XC7S15 from Spartan-7 family. It achieves at least 5.4$\times$ faster throughput and 1.37$\times$ more energy efficient than existing approaches.

WordArt Designer: User-Driven Artistic Typography Synthesis using Large Language Models. (arXiv:2310.18332v2 [cs.CL] UPDATED)

Authors: Jun-Yan He, Zhi-Qi Cheng, Chenyang Li, Jingdong Sun, Wangmeng Xiang, Xianhui Lin, Xiaoyang Kang, Zengke Jin, Yusen Hu, Bin Luo, Yifeng Geng, Xuansong Xie, Jingren Zhou

This paper introduces WordArt Designer, a user-driven framework for artistic typography synthesis, relying on the Large Language Model (LLM). The system incorporates four key modules: the LLM Engine, SemTypo, StyTypo, and TexTypo modules. 1) The LLM Engine, empowered by the LLM (e.g., GPT-3.5), interprets user inputs and generates actionable prompts for the other modules, thereby transforming abstract concepts into tangible designs. 2) The SemTypo module optimizes font designs using semantic concepts, striking a balance between artistic transformation and readability. 3) Building on the semantic layout provided by the SemTypo module, the StyTypo module creates smooth, refined images. 4) The TexTypo module further enhances the design's aesthetics through texture rendering, enabling the generation of inventive textured fonts. Notably, WordArt Designer highlights the fusion of generative AI with artistic typography. Experience its capabilities on ModelScope: https://www.modelscope.cn/studios/WordArt/WordArt.

OffMix-3L: A Novel Code-Mixed Dataset in Bangla-English-Hindi for Offensive Language Identification. (arXiv:2310.18387v2 [cs.CL] UPDATED)

Authors: Dhiman Goswami, Md Nishat Raihan, Antara Mahmud, Antonios Anastasopoulos, Marcos Zampieri

Code-mixing is a well-studied linguistic phenomenon when two or more languages are mixed in text or speech. Several works have been conducted on building datasets and performing downstream NLP tasks on code-mixed data. Although it is not uncommon to observe code-mixing of three or more languages, most available datasets in this domain contain code-mixed data from only two languages. In this paper, we introduce OffMix-3L, a novel offensive language identification dataset containing code-mixed data from three different languages. We experiment with several models on this dataset and observe that BanglishBERT outperforms other transformer-based models and GPT-3.5.

A Novel Skip Orthogonal List for Dynamic Optimal Transport Problem. (arXiv:2310.18446v2 [cs.DS] UPDATED)

Authors: Xiaoyang Xu, Hu Ding

Optimal transportation is a fundamental topic that has attracted a great amount of attention from machine learning community in the past decades. In this paper, we consider an interesting discrete dynamic optimal transport problem: can we efficiently update the optimal transport plan when the weights or the locations of the data points change? This problem is naturally motivated by several applications in machine learning. For example, we often need to compute the optimal transportation cost between two different data sets; if some change happens to a few data points, should we re-compute the high complexity cost function or update the cost by some efficient dynamic data structure? We are aware that several dynamic maximum flow algorithms have been proposed before, however, the research on dynamic minimum cost flow problem is still quite limited, to the best of our knowledge. We propose a novel 2D Skip Orthogonal List together with some dynamic tree techniques. Although our algorithm is based on the conventional simplex method, it can efficiently complete each pivoting operation within $O(|V|)$ time with high probability where $V$ is the set of all supply and demand nodes. Since dynamic modifications typically do not introduce significant changes, our algorithm requires only a few simplex iterations in practice. So our algorithm is more efficient than re-computing the optimal transportation cost that needs at least one traversal over all the $O(|E|) = O(|V|^2)$ variables in general cases. Our experiments demonstrate that our algorithm significantly outperforms existing algorithms in the dynamic scenarios.

A multi-modal table tennis robot system. (arXiv:2310.19062v2 [cs.RO] UPDATED)

Authors: Andreas Ziegler, Thomas Gossard, Karl Vetter, Jonas Tebbe, Andreas Zell

In recent years, robotic table tennis has become a popular research challenge for perception and robot control. Here, we present an improved table tennis robot system with high accuracy vision detection and fast robot reaction. Based on previous work, our system contains a KUKA robot arm with 6 DOF, with four frame-based cameras and two additional event-based cameras. We developed a novel calibration approach to calibrate this multimodal perception system. For table tennis, spin estimation is crucial. Therefore, we introduced a novel, and more accurate spin estimation approach. Finally, we show how combining the output of an event-based camera and a Spiking Neural Network (SNN) can be used for accurate ball detection.

FLIP: Towards Fine-grained Alignment between ID-based Models and Pretrained Language Models for CTR Prediction. (arXiv:2310.19453v2 [cs.IR] UPDATED)

Authors: Hangyu Wang, Jianghao Lin, Xiangyang Li, Bo Chen, Chenxu Zhu, Ruiming Tang, Weinan Zhang, Yong Yu

Click-through rate (CTR) prediction plays as a core function module in various personalized online services. The traditional ID-based models for CTR prediction take as inputs the one-hot encoded ID features of tabular modality, which capture the collaborative signals via feature interaction modeling. But the one-hot encoding discards the semantic information conceived in the original feature texts. Recently, the emergence of Pretrained Language Models (PLMs) has given rise to another paradigm, which takes as inputs the sentences of textual modality obtained by hard prompt templates and adopts PLMs to extract the semantic knowledge. However, PLMs generally tokenize the input text data into subword tokens and ignore field-wise collaborative signals. Therefore, these two lines of research focus on different characteristics of the same input data (i.e., textual and tabular modalities), forming a distinct complementary relationship with each other. In this paper, we propose to conduct Fine-grained feature-level ALignment between ID-based Models and Pretrained Language Models (FLIP) for CTR prediction. We design a novel joint reconstruction pretraining task for both masked language and tabular modeling. Specifically, the masked data of one modality (i.e., tokens or features) has to be recovered with the help of the other modality, which establishes the feature-level interaction and alignment via sufficient mutual information extraction between dual modalities. Moreover, we propose to jointly finetune the ID-based model and PLM for downstream CTR prediction tasks, thus achieving superior performance by combining the advantages of both models. Extensive experiments on three real-world datasets demonstrate that FLIP outperforms SOTA baselines, and is highly compatible for various ID-based models and PLMs.

Evaluating Large Language Models: A Comprehensive Survey. (arXiv:2310.19736v3 [cs.CL] UPDATED)

Authors: Zishan Guo, Renren Jin, Chuang Liu, Yufei Huang, Dan Shi, Supryadi, Linhao Yu, Yan Liu, Jiaxuan Li, Bojian Xiong, Deyi Xiong

Large language models (LLMs) have demonstrated remarkable capabilities across a broad spectrum of tasks. They have attracted significant attention and been deployed in numerous downstream applications. Nevertheless, akin to a double-edged sword, LLMs also present potential risks. They could suffer from private data leaks or yield inappropriate, harmful, or misleading content. Additionally, the rapid progress of LLMs raises concerns about the potential emergence of superintelligent systems without adequate safeguards. To effectively capitalize on LLM capacities as well as ensure their safe and beneficial development, it is critical to conduct a rigorous and comprehensive evaluation of LLMs.

This survey endeavors to offer a panoramic perspective on the evaluation of LLMs. We categorize the evaluation of LLMs into three major groups: knowledge and capability evaluation, alignment evaluation and safety evaluation. In addition to the comprehensive review on the evaluation methodologies and benchmarks on these three aspects, we collate a compendium of evaluations pertaining to LLMs' performance in specialized domains, and discuss the construction of comprehensive evaluation platforms that cover LLM evaluations on capabilities, alignment, safety, and applicability.

We hope that this comprehensive overview will stimulate further research interests in the evaluation of LLMs, with the ultimate goal of making evaluation serve as a cornerstone in guiding the responsible development of LLMs. We envision that this will channel their evolution into a direction that maximizes societal benefit while minimizing potential risks. A curated list of related papers has been publicly available at https://github.com/tjunlp-lab/Awesome-LLMs-Evaluation-Papers.

Automated Verification of Equivalence Properties in Advanced Logic Programs -- Bachelor Thesis. (arXiv:2310.19806v2 [cs.LO] UPDATED)

Authors: Jan Heuer

With the increase in industrial applications using Answer Set Programming, the need for formal verification tools, particularly for critical applications, has also increased. During the program optimisation process, it would be desirable to have a tool which can automatically verify whether an optimised subprogram can replace the original subprogram. Formally this corresponds to the problem of verifying the strong equivalence of two programs. In order to do so, the translation tool anthem was developed. It can be used in conjunction with an automated theorem prover for classical logic to verify that two programs are strongly equivalent. With the current version of anthem, only the strong equivalence of positive programs with a restricted input language can be verified. This is a result of the translation $\tau^*$ implemented in anthem that produces formulas in the logic of here-and-there, which coincides with classical logic only for positive programs. This thesis extends anthem in order to overcome these limitations. First, the transformation $\sigma^*$ is presented, which transforms formulas from the logic of here-and-there to classical logic. A theorem formalises how $\sigma^*$ can be used to express equivalence in the logic of here-and-there in classical logic. Second, the translation $\tau^*$ is extended to programs containing pools. Another theorem shows how $\sigma^*$ can be combined with $\tau^*$ to express the strong equivalence of two programs in classical logic. With $\sigma^*$ and the extended $\tau^*$, it is possible to express the strong equivalence of logic programs containing negation, simple choices, and pools. Both the extended $\tau^*$ and $\sigma^*$ are implemented in a new version of anthem. Several examples of logic programs containing pools, negation, and simple choice rules, which the new version of anthem can translate to classical logic, are presented. Some a...

GraphTransformers for Geospatial Forecasting of Hurricane Trajectories. (arXiv:2310.20174v2 [cs.AI] UPDATED)

Authors: Pallavi Banerjee, Satyaki Chakraborty

In this paper we introduce a novel framework for trajectory prediction of geospatial sequences using GraphTransformers. When viewed across several sequences, we observed that a graph structure automatically emerges between different geospatial points that is often not taken into account for such sequence modeling tasks. We show that by leveraging this graph structure explicitly, geospatial trajectory prediction can be significantly improved. Our GraphTransformer approach improves upon state-of-the-art Transformer based baseline significantly on HURDAT, a dataset where we are interested in predicting the trajectory of a hurricane on a 6 hourly basis.

LLM4Drive: A Survey of Large Language Models for Autonomous Driving. (arXiv:2311.01043v2 [cs.AI] UPDATED)

Authors: Zhenjie Yang, Xiaosong Jia, Hongyang Li, Junchi Yan

Autonomous driving technology, a catalyst for revolutionizing transportation and urban mobility, has the tend to transition from rule-based systems to data-driven strategies. Traditional module-based systems are constrained by cumulative errors among cascaded modules and inflexible pre-set rules. In contrast, end-to-end autonomous driving systems have the potential to avoid error accumulation due to their fully data-driven training process, although they often lack transparency due to their "black box" nature, complicating the validation and traceability of decisions. Recently, large language models (LLMs) have demonstrated abilities including understanding context, logical reasoning, and generating answers. A natural thought is to utilize these abilities to empower autonomous driving. By combining LLM with foundation vision models, it could open the door to open-world understanding, reasoning, and few-shot learning, which current autonomous driving systems are lacking. In this paper, we systematically review a research line about \textit{Large Language Models for Autonomous Driving (LLM4AD)}. This study evaluates the current state of technological advancements, distinctly outlining the principal challenges and prospective directions for the field. For the convenience of researchers in academia and industry, we provide real-time updates on the latest advances in the field as well as relevant open-source resources via the designated link: https://github.com/Thinklab-SJTU/Awesome-LLM4AD.

A Method to Improve the Performance of Reinforcement Learning Based on the Y Operator for a Class of Stochastic Differential Equation-Based Child-Mother Systems. (arXiv:2311.04014v2 [cs.AI] UPDATED)

Authors: Cheng Yin, Yi Chen

This paper introduces a novel operator, termed the Y operator, to elevate control performance in Actor-Critic(AC) based reinforcement learning for systems governed by stochastic differential equations(SDEs). The Y operator ingeniously integrates the stochasticity of a class of child-mother system into the Critic network's loss function, yielding substantial advancements in the control performance of RL algorithms.Additionally, the Y operator elegantly reformulates the challenge of solving partial differential equations for the state-value function into a parallel problem for the drift and diffusion functions within the system's SDEs.A rigorous mathematical proof confirms the operator's validity.This transformation enables the Y Operator-based Reinforcement Learning(YORL) framework to efficiently tackle optimal control problems in both model-based and data-driven systems.The superiority of YORL is demonstrated through linear and nonlinear numerical examples showing its enhanced performance over existing methods post convergence.

Mirror: A Universal Framework for Various Information Extraction Tasks. (arXiv:2311.05419v2 [cs.CL] UPDATED)

Authors: Tong Zhu, Junfei Ren, Zijian Yu, Mengsong Wu, Guoliang Zhang, Xiaoye Qu, Wenliang Chen, Zhefeng Wang, Baoxing Huai, Min Zhang

Sharing knowledge between information extraction tasks has always been a challenge due to the diverse data formats and task variations. Meanwhile, this divergence leads to information waste and increases difficulties in building complex applications in real scenarios. Recent studies often formulate IE tasks as a triplet extraction problem. However, such a paradigm does not support multi-span and n-ary extraction, leading to weak versatility. To this end, we reorganize IE problems into unified multi-slot tuples and propose a universal framework for various IE tasks, namely Mirror. Specifically, we recast existing IE tasks as a multi-span cyclic graph extraction problem and devise a non-autoregressive graph decoding algorithm to extract all spans in a single step. It is worth noting that this graph structure is incredibly versatile, and it supports not only complex IE tasks, but also machine reading comprehension and classification tasks. We manually construct a corpus containing 57 datasets for model pretraining, and conduct experiments on 30 datasets across 8 downstream tasks. The experimental results demonstrate that our model has decent compatibility and outperforms or reaches competitive performance with SOTA systems under few-shot and zero-shot settings. The code, model weights, and pretraining corpus are available at https://github.com/Spico197/Mirror .

Technical Report: Large Language Models can Strategically Deceive their Users when Put Under Pressure. (arXiv:2311.07590v2 [cs.CL] UPDATED)

Authors: Jérémy Scheurer, Mikita Balesni, Marius Hobbhahn

We demonstrate a situation in which Large Language Models, trained to be helpful, harmless, and honest, can display misaligned behavior and strategically deceive their users about this behavior without being instructed to do so. Concretely, we deploy GPT-4 as an agent in a realistic, simulated environment, where it assumes the role of an autonomous stock trading agent. Within this environment, the model obtains an insider tip about a lucrative stock trade and acts upon it despite knowing that insider trading is disapproved of by company management. When reporting to its manager, the model consistently hides the genuine reasons behind its trading decision. We perform a brief investigation of how this behavior varies under changes to the setting, such as removing model access to a reasoning scratchpad, attempting to prevent the misaligned behavior by changing system instructions, changing the amount of pressure the model is under, varying the perceived risk of getting caught, and making other simple changes to the environment. To our knowledge, this is the first demonstration of Large Language Models trained to be helpful, harmless, and honest, strategically deceiving their users in a realistic situation without direct instructions or training for deception.

Comparing Humans, GPT-4, and GPT-4V On Abstraction and Reasoning Tasks. (arXiv:2311.09247v2 [cs.AI] UPDATED)

Authors: Melanie Mitchell, Alessandro B. Palmarini, Arseny Moskvichev

We explore the abstract reasoning abilities of text-only and multimodal versions of GPT-4, using the ConceptARC benchmark [10], which is designed to evaluate robust understanding and reasoning with core-knowledge concepts. We extend the work of Moskvichev et al. [10] by evaluating GPT-4 on more detailed, one-shot prompting (rather than simple, zero-shot prompts) with text versions of ConceptARC tasks, and by evaluating GPT-4V, the multimodal version of GPT-4, on zero- and one-shot prompts using image versions of the simplest tasks. Our experimental results support the conclusion that neither version of GPT-4 has developed robust abstraction abilities at humanlike levels.

Trustworthy Large Models in Vision: A Survey. (arXiv:2311.09680v3 [cs.CV] UPDATED)

Authors: Ziyan Guo, Li Xu, Jun Liu

The rapid progress of Large Models (LMs) has recently revolutionized various fields of deep learning with remarkable grades, ranging from Natural Language Processing (NLP) to Computer Vision (CV). However, LMs are increasingly challenged and criticized by academia and industry due to their powerful performance but untrustworthy behavior, which urgently needs to be alleviated by reliable methods. Despite the abundance of literature on trustworthy LMs in NLP, a systematic survey specifically delving into the trustworthiness of LMs in CV remains absent. In order to mitigate this gap, we summarize four relevant concerns that obstruct the trustworthy usage in vision of LMs in this survey, including 1) human misuse, 2) vulnerability, 3) inherent issue and 4) interpretability. By highlighting corresponding challenge, countermeasures, and discussion in each topic, we hope this survey will facilitate readers' understanding of this field, promote alignment of LMs with human expectations and enable trustworthy LMs to serve as welfare rather than disaster for human society.

Redefining Super-Resolution: Fine-mesh PDE predictions without classical simulations. (arXiv:2311.09740v3 [physics.flu-dyn] UPDATED)

Authors: Rajat Kumar Sarkar, Ritam Majumdar, Vishal Jadhav, Sagar Srinivas Sakhinana, Venkataramana Runkana

In Computational Fluid Dynamics (CFD), coarse mesh simulations offer computational efficiency but often lack precision. Applying conventional super-resolution to these simulations poses a significant challenge due to the fundamental contrast between downsampling high-resolution images and authentically emulating low-resolution physics. The former method conserves more of the underlying physics, surpassing the usual constraints of real-world scenarios. We propose a novel definition of super-resolution tailored for PDE-based problems. Instead of simply downsampling from a high-resolution dataset, we use coarse-grid simulated data as our input and predict fine-grid simulated outcomes. Employing a physics-infused UNet upscaling method, we demonstrate its efficacy across various 2D-CFD problems such as discontinuity detection in Burger's equation, Methane combustion, and fouling in Industrial heat exchangers. Our method enables the generation of fine-mesh solutions bypassing traditional simulation, ensuring considerable computational saving and fidelity to the original ground truth outcomes. Through diverse boundary conditions during training, we further establish the robustness of our method, paving the way for its broad applications in engineering and scientific CFD solvers.

Enhancing Object Coherence in Layout-to-Image Synthesis. (arXiv:2311.10522v2 [cs.CV] UPDATED)

Authors: Yibin Wang, Weizhong Zhang, Jianwei Zheng, Cheng Jin

Layout-to-image synthesis is an emerging technique in conditional image generation. It aims to generate complex scenes, where users require fine control over the layout of the objects in a scene. However, it remains challenging to control the object coherence, including semantic coherence (e.g., the cat looks at the flowers or not) and physical coherence (e.g., the hand and the racket should not be misaligned). In this paper, we propose a novel diffusion model with effective global semantic fusion (GSF) and self-similarity feature enhancement modules to guide the object coherence for this task. For semantic coherence, we argue that the image caption contains rich information for defining the semantic relationship within the objects in the images. Instead of simply employing cross-attention between captions and generated images, which addresses the highly relevant layout restriction and semantic coherence separately and thus leads to unsatisfying results shown in our experiments, we develop GSF to fuse the supervision from the layout restriction and semantic coherence requirement and exploit it to guide the image synthesis process. Moreover, to improve the physical coherence, we develop a Self-similarity Coherence Attention (SCA) module to explicitly integrate local contextual physical coherence into each pixel's generation process. Specifically, we adopt a self-similarity map to encode the coherence restrictions and employ it to extract coherent features from text embedding. Through visualization of our self-similarity map, we explore the essence of SCA, revealing that its effectiveness is not only in capturing reliable physical coherence patterns but also in enhancing complex texture generation. Extensive experiments demonstrate the superiority of our proposed method in both image generation quality and controllability.

Case Repositories: Towards Case-Based Reasoning for AI Alignment. (arXiv:2311.10934v3 [cs.AI] UPDATED)

Authors: K. J. Kevin Feng, Quan Ze Chen, Inyoung Cheong, King Xia, Amy X. Zhang

Case studies commonly form the pedagogical backbone in law, ethics, and many other domains that face complex and ambiguous societal questions informed by human values. Similar complexities and ambiguities arise when we consider how AI should be aligned in practice: when faced with vast quantities of diverse (and sometimes conflicting) values from different individuals and communities, with whose values is AI to align, and how should AI do so? We propose a complementary approach to constitutional AI alignment, grounded in ideas from case-based reasoning (CBR), that focuses on the construction of policies through judgments on a set of cases. We present a process to assemble such a case repository by: 1) gathering a set of ``seed'' cases -- questions one may ask an AI system -- in a particular domain, 2) eliciting domain-specific key dimensions for cases through workshops with domain experts, 3) using LLMs to generate variations of cases not seen in the wild, and 4) engaging with the public to judge and improve cases. We then discuss how such a case repository could assist in AI alignment, both through directly acting as precedents to ground acceptable behaviors, and as a medium for individuals and communities to engage in moral reasoning around AI.

Unraveling the "Anomaly" in Time Series Anomaly Detection: A Self-supervised Tri-domain Solution. (arXiv:2311.11235v2 [cs.LG] UPDATED)

Authors: Yuting Sun, Guansong Pang, Guanhua Ye, Tong Chen, Xia Hu, Hongzhi Yin

The ongoing challenges in time series anomaly detection (TSAD), notably the scarcity of anomaly labels and the variability in anomaly lengths and shapes, have led to the need for a more efficient solution. As limited anomaly labels hinder traditional supervised models in TSAD, various SOTA deep learning techniques, such as self-supervised learning, have been introduced to tackle this issue. However, they encounter difficulties handling variations in anomaly lengths and shapes, limiting their adaptability to diverse anomalies. Additionally, many benchmark datasets suffer from the problem of having explicit anomalies that even random functions can detect. This problem is exacerbated by ill-posed evaluation metrics, known as point adjustment (PA), which can result in inflated model performance. In this context, we propose a novel self-supervised learning based Tri-domain Anomaly Detector (TriAD), which addresses these challenges by modeling features across three data domains - temporal, frequency, and residual domains - without relying on anomaly labels. Unlike traditional contrastive learning methods, TriAD employs both inter-domain and intra-domain contrastive loss to learn common attributes among normal data and differentiate them from anomalies. Additionally, our approach can detect anomalies of varying lengths by integrating with a discord discovery algorithm. It is worth noting that this study is the first to reevaluate the deep learning potential in TSAD, utilizing both rigorously designed datasets (i.e., UCR Archive) and evaluation metrics (i.e., PA%K and affiliation). Through experimental results on the UCR dataset, TriAD achieves an impressive three-fold increase in PA%K based F1 scores over SOTA deep learning models, and 50% increase of accuracy as compared to SOTA discord discovery algorithms.

Unveiling Public Perceptions: Machine Learning-Based Sentiment Analysis of COVID-19 Vaccines in India. (arXiv:2311.11435v2 [cs.CL] UPDATED)

Authors: Milind Gupta, Abhishek Kaushik

In March 2020, the World Health Organisation declared COVID-19 a global pandemic as it spread to nearly every country. By mid-2021, India had introduced three vaccines: Covishield, Covaxin, and Sputnik. To ensure successful vaccination in a densely populated country like India, understanding public sentiment was crucial. Social media, particularly Reddit with over 430 million users, played a vital role in disseminating information. This study employs data mining techniques to analyze Reddit data and gauge Indian sentiments towards COVID-19 vaccines. Using Python's Text Blob library, comments are annotated to assess general sentiments. Results show that most Reddit users in India expressed neutrality about vaccination, posing a challenge for the Indian government's efforts to vaccinate a significant portion of the population.

A Multi-In-Single-Out Network for Video Frame Interpolation without Optical Flow. (arXiv:2311.11602v2 [cs.CV] UPDATED)

Authors: Jaemin Lee, Minseok Seo, Sangwoo Lee, Hyobin Park, Dong-Geol Choi

In general, deep learning-based video frame interpolation (VFI) methods have predominantly focused on estimating motion vectors between two input frames and warping them to the target time. While this approach has shown impressive performance for linear motion between two input frames, it exhibits limitations when dealing with occlusions and nonlinear movements. Recently, generative models have been applied to VFI to address these issues. However, as VFI is not a task focused on generating plausible images, but rather on predicting accurate intermediate frames between two given frames, performance limitations still persist. In this paper, we propose a multi-in-single-out (MISO) based VFI method that does not rely on motion vector estimation, allowing it to effectively model occlusions and nonlinear motion. Additionally, we introduce a novel motion perceptual loss that enables MISO-VFI to better capture the spatio-temporal correlations within the video frames. Our MISO-VFI method achieves state-of-the-art results on VFI benchmarks Vimeo90K, Middlebury, and UCF101, with a significant performance gap compared to existing approaches.

DocPedia: Unleashing the Power of Large Multimodal Model in the Frequency Domain for Versatile Document Understanding. (arXiv:2311.11810v2 [cs.CV] UPDATED)

Authors: Hao Feng, Qi Liu, Hao Liu, Wengang Zhou, Houqiang Li, Can Huang

This work presents DocPedia, a novel large multimodal model (LMM) for versatile OCR-free document understanding, capable of parsing images up to 2,560$\times$2,560 resolution. Unlike existing work either struggle with high-resolution documents or give up the large language model thus vision or language ability constrained, our DocPedia directly processes visual input in the frequency domain rather than the pixel space. The unique characteristic enables DocPedia to capture a greater amount of visual and textual information using a limited number of visual tokens. To consistently enhance both perception and comprehension abilities of our model, we develop a dual-stage training strategy and enrich instructions/annotations of all training tasks covering multiple document types. Extensive quantitative and qualitative experiments conducted on various publicly available benchmarks confirm the mutual benefits of jointly learning perception and comprehension tasks. The results provide further evidence of the effectiveness and superior performance of our DocPedia over other methods.

HierSpeech++: Bridging the Gap between Semantic and Acoustic Representation of Speech by Hierarchical Variational Inference for Zero-shot Speech Synthesis. (arXiv:2311.12454v2 [cs.SD] UPDATED)

Authors: Sang-Hoon Lee, Ha-Yeong Choi, Seung-Bin Kim, Seong-Whan Lee

Large language models (LLM)-based speech synthesis has been widely adopted in zero-shot speech synthesis. However, they require a large-scale data and possess the same limitations as previous autoregressive speech models, including slow inference speed and lack of robustness. This paper proposes HierSpeech++, a fast and strong zero-shot speech synthesizer for text-to-speech (TTS) and voice conversion (VC). We verified that hierarchical speech synthesis frameworks could significantly improve the robustness and expressiveness of the synthetic speech. Furthermore, we significantly improve the naturalness and speaker similarity of synthetic speech even in zero-shot speech synthesis scenarios. For text-to-speech, we adopt the text-to-vec framework, which generates a self-supervised speech representation and an F0 representation based on text representations and prosody prompts. Then, HierSpeech++ generates speech from the generated vector, F0, and voice prompt. We further introduce a high-efficient speech super-resolution framework from 16 kHz to 48 kHz. The experimental results demonstrated that the hierarchical variational autoencoder could be a strong zero-shot speech synthesizer given that it outperforms LLM-based and diffusion-based models. Moreover, we achieved the first human-level quality zero-shot speech synthesis. Audio samples and source code are available at https://github.com/sh-lee-prml/HierSpeechpp.

Unsupervised Graph Attention Autoencoder for Attributed Networks using K-means Loss. (arXiv:2311.12986v2 [cs.CL] UPDATED)

Authors: Abdelfateh Bekkaira, Slimane Bellaouar, Slimane Oulad-Naoui

Several natural phenomena and complex systems are often represented as networks. Discovering their community structure is a fundamental task for understanding these networks. Many algorithms have been proposed, but recently, Graph Neural Networks (GNN) have emerged as a compelling approach for enhancing this task.In this paper, we introduce a simple, efficient, and clustering-oriented model based on unsupervised \textbf{G}raph Attention \textbf{A}uto\textbf{E}ncoder for community detection in attributed networks (GAECO). The proposed model adeptly learns representations from both the network's topology and attribute information, simultaneously addressing dual objectives: reconstruction and community discovery. It places a particular emphasis on discovering compact communities by robustly minimizing clustering errors. The model employs k-means as an objective function and utilizes a multi-head Graph Attention Auto-Encoder for decoding the representations. Experiments conducted on three datasets of attributed networks show that our method surpasses state-of-the-art algorithms in terms of NMI and ARI. Additionally, our approach scales effectively with the size of the network, making it suitable for large-scale applications. The implications of our findings extend beyond biological network interpretation and social network analysis, where knowledge of the fundamental community structure is essential.

From Classification to Clinical Insights: Towards Analyzing and Reasoning About Mobile and Behavioral Health Data With Large Language Models. (arXiv:2311.13063v2 [cs.AI] UPDATED)

Authors: Zachary Englhardt, Chengqian Ma, Margaret E. Morris, Xuhai "Orson" Xu, Chun-Cheng Chang, Lianhui Qin, Daniel McDuff, Xin Liu, Shwetak Patel, Vikram Iyer

Passively collected behavioral health data from ubiquitous sensors holds significant promise to provide mental health professionals insights from patient's daily lives; however, developing analysis tools to use this data in clinical practice requires addressing challenges of generalization across devices and weak or ambiguous correlations between the measured signals and an individual's mental health. To address these challenges, we take a novel approach that leverages large language models (LLMs) to synthesize clinically useful insights from multi-sensor data. We develop chain of thought prompting methods that use LLMs to generate reasoning about how trends in data such as step count and sleep relate to conditions like depression and anxiety. We first demonstrate binary depression classification with LLMs achieving accuracies of 61.1% which exceed the state of the art. While it is not robust for clinical use, this leads us to our key finding: even more impactful and valued than classification is a new human-AI collaboration approach in which clinician experts interactively query these tools and combine their domain expertise and context about the patient with AI generated reasoning to support clinical decision-making. We find models like GPT-4 correctly reference numerical data 75% of the time, and clinician participants express strong interest in using this approach to interpret self-tracking data.

Improved identification accuracy in equation learning via comprehensive $\boldsymbol{R^2}$-elimination and Bayesian model selection. (arXiv:2311.13265v2 [stat.ML] UPDATED)

Authors: Daniel Nickelsen, Bubacarr Bah

In the field of equation learning, exhaustively considering all possible equations derived from a basis function dictionary is infeasible. Sparse regression and greedy algorithms have emerged as popular approaches to tackle this challenge. However, the presence of multicollinearity poses difficulties for sparse regression techniques, and greedy steps may inadvertently exclude terms of the true equation, leading to reduced identification accuracy. In this article, we present an approach that strikes a balance between comprehensiveness and efficiency in equation learning. Inspired by stepwise regression, our approach combines the coefficient of determination, $R^2$, and the Bayesian model evidence, $p(\boldsymbol y|\mathcal M)$, in a novel way. Our procedure is characterized by a comprehensive search with just a minor reduction of the model space at each iteration step. With two flavors of our approach and the adoption of $p(\boldsymbol y|\mathcal M)$ for bi-directional stepwise regression, we present a total of three new avenues for equation learning. Through three extensive numerical experiments involving random polynomials and dynamical systems, we compare our approach against four state-of-the-art methods and two standard approaches. The results demonstrate that our comprehensive search approach surpasses all other methods in terms of identification accuracy. In particular, the second flavor of our approach establishes an efficient overfitting penalty solely based on $R^2$, which achieves highest rates of exact equation recovery.

Large Language Model is a Good Policy Teacher for Training Reinforcement Learning Agents. (arXiv:2311.13373v2 [cs.AI] UPDATED)

Authors: Zihao Zhou, Bin Hu, Pu Zhang, Chenyang Zhao, Bin Liu

Recent studies have shown that Large Language Models (LLMs) can be utilized for solving complex sequential decision-making tasks by providing high-level instructions. However, LLM-based agents face limitations in real-time dynamic environments due to their lack of specialization in solving specific target problems. Moreover, the deployment of such LLM-based agents is both costly and time-consuming in practical scenarios. In this paper, we introduce a novel framework that addresses these challenges by training a smaller scale specialized student agent using instructions from an LLM-based teacher agent. By leveraging guided actions provided by the teachers, the prior knowledge of the LLM is distilled into the local student model. Consequently, the student agent can be trained with significantly less data. Furthermore, subsequent training with environment feedback empowers the student agents to surpass the capabilities of their teachers. We conducted experiments on three challenging MiniGrid environments to evaluate the effectiveness of our framework. The results demonstrate that our approach enhances sample efficiency and achieves superior performance compared to baseline methods.

LM-Cocktail: Resilient Tuning of Language Models via Model Merging. (arXiv:2311.13534v2 [cs.CL] UPDATED)

Authors: Shitao Xiao, Zheng Liu, Peitian Zhang, Xingrun Xing

The pre-trained language models are continually fine-tuned to better support downstream applications. However, this operation may result in significant performance degeneration on general tasks beyond the targeted domain. To overcome this problem, we propose a novel method which enables the fine-tuned model to stay resilient in general perspectives. Our method is conducted in the form of model merging (namely LM-Cocktail), where the fine-tuned language model is merged with the pre-trained base model or the peer models from other domains through weighted average. Despite simplicity, LM-Cocktail is surprisingly effective: the resulted model is able to achieve a strong empirical performance in the whole scope of general tasks while preserving a superior capacity in its targeted domain. We conduct comprehensive experiments with LLama and BGE model on popular benchmarks, including FLAN, MMLU, MTEB, whose results validate the efficacy of our proposed method. The code and checkpoints are available at https://github.com/FlagOpen/FlagEmbedding/tree/master/LM_Cocktail.

$\sigma$-PCA: a unified neural model for linear and nonlinear principal component analysis. (arXiv:2311.13580v2 [cs.LG] UPDATED)

Authors: Fahdi Kanavati, Lucy Katsnith, Masayuki Tsuneki

Linear principal component analysis (PCA), nonlinear PCA, and linear independent component analysis (ICA) -- those are three methods with single-layer autoencoder formulations for learning linear transformations from data. Linear PCA learns orthogonal transformations (rotations) that orient axes to maximise variance, but it suffers from a subspace rotational indeterminacy: it fails to find a unique rotation for axes that share the same variance. Both nonlinear PCA and linear ICA reduce the subspace indeterminacy from rotational to permutational by maximising statistical independence under the assumption of unit variance. The relationship between all three can be understood by the singular value decomposition of the linear ICA transformation into a sequence of rotation, scale, rotation. Linear PCA learns the first rotation; nonlinear PCA learns the second. The scale is simply the inverse of the standard deviations. The problem is that, in contrast to linear PCA, conventional nonlinear PCA cannot be used directly on the data to learn the first rotation, the first being special as it reduces dimensionality and orders by variances. In this paper, we have identified the cause, and as a solution we propose $\sigma$-PCA: a unified neural model for linear and nonlinear PCA as single-layer autoencoders. One of its key ingredients: modelling not just the rotation but also the scale -- the variances. This model bridges the disparity between linear and nonlinear PCA. And so, like linear PCA, it can learn a semi-orthogonal transformation that reduces dimensionality and orders by variances, but, unlike linear PCA, it does not suffer from rotational indeterminacy.

Nova$^+$: Generative Language Models for Binaries. (arXiv:2311.13721v2 [cs.SE] UPDATED)

Authors: Nan Jiang, Chengxiao Wang, Kevin Liu, Xiangzhe Xu, Lin Tan, Xiangyu Zhang

Generative large language models (LLMs) pre-trained on code have shown impressive effectiveness in code generation, program repair, and document analysis. However, existing generative LLMs focus on source code and are not specialized for binaries. There are three main challenges for LLMs to model and learn binary code: hex-decimal values, complex global dependencies, and compiler optimization levels. To bring the benefit of LLMs to the binary domain, we develop Nova and Nova$^+$, which are LLMs pre-trained on binary corpora. Nova is pre-trained with the standard language modeling task, showing significantly better capability on five benchmarks for three downstream tasks: binary code similarity detection (BCSD), binary code translation (BCT), and binary code recovery (BCR), over GPT-3.5 and other existing techniques. We build Nova$^+$ to further boost Nova using two new pre-training tasks, i.e., optimization generation and optimization level prediction, which are designed to learn binary optimization and align equivalent binaries. Nova$^+$ shows overall the best performance for all three downstream tasks on five benchmarks, demonstrating the contributions of the new pre-training tasks.

Archiving Body Movements: Collective Generation of Chinese Calligraphy. (arXiv:2311.13770v2 [cs.MM] UPDATED)

Authors: Aven Le Zhou, Jiayi Ye, Tianchen Liu, Kang Zhang

As a communication channel, body movements have been widely explored in behavioral studies and kinesics. Performing and visual arts share the same interests but focus on documenting and representing human body movements, such as for dance notation and visual work creation. This paper investigates body movements in oriental calligraphy and how to apply calligraphy principles to stimulate and archive body movements. Through an artwork (Wushu), the authors experiment with an interactive and generative approach to engage the audience's bodily participation and archive the body movements as a compendium of generated calligraphy. The audience assumes the role of both writers and readers; creating ("writing") and appreciating ("reading") the generated calligraphy becomes a cyclical process within this infinite "Book," which can motivate further attention and discussions concerning Chinese characters and calligraphy.

Education distillation:getting student models to learn in shcools. (arXiv:2311.13811v2 [cs.AI] UPDATED)

Authors: Ling Feng, Danyang Li, Tianhao Wu, Xuliang Duan

Knowledge distillation is one of the methods for model compression, and existing knowledge distillation techniques focus on how to improve the distillation algorithm so as to enhance the distillation efficiency. This paper introduces dynamic incremental learning into knowledge distillation and proposes a distillation strategy for education distillation. Specifically, it is proposed to take fragmented student models divided from the complete student model as lower-grade models. As the grade level rises, fragmented student models deepen in conjunction with designed teaching reference layers, while learning and distilling from more teacher models. By moving from lower to higher grades, fragmented student models were gradually integrated into a complete target student model, and the performance of the student models gradually improved from lower to higher grades of the stage. Education distillation strategies combined with distillation algorithms outperform the results of single distillation algorithms on the public dataset CIFAR100,Caltech256, Food-101 dataset.

AI-Generated Images Introduce Invisible Relevance Bias to Text-Image Retrieval. (arXiv:2311.14084v2 [cs.IR] UPDATED)

Authors: Shicheng Xu, Danyang Hou, Liang Pang, Jingcheng Deng, Jun Xu, Huawei Shen, Xueqi Cheng

With the advancement of generation models, AI-generated content (AIGC) is becoming more realistic, flooding the Internet. A recent study suggests that this phenomenon has elevated the issue of source bias in text retrieval for web searches. Specifically, neural retrieval models tend to rank generated texts higher than human-written texts. In this paper, we extend the study of this bias to cross-modal retrieval. Firstly, we successfully construct a suitable benchmark to explore the existence of the bias. Subsequent extensive experiments on this benchmark reveal that AI-generated images introduce an invisible relevance bias to text-image retrieval models. Specifically, our experiments show that text-image retrieval models tend to rank the AI-generated images higher than the real images, even though the AI-generated images do not exhibit more visually relevant features to the query than real images. This invisible relevance bias is prevalent across retrieval models with varying training data and architectures. Furthermore, our subsequent exploration reveals that the inclusion of AI-generated images in the training data of the retrieval models exacerbates the invisible relevance bias. The above phenomenon triggers a vicious cycle, which makes the invisible relevance bias become more and more serious. To elucidate the potential causes of invisible relevance and address the aforementioned issues, we introduce an effective training method aimed at alleviating the invisible relevance bias. Subsequently, we apply our proposed debiasing method to retroactively identify the causes of invisible relevance, revealing that the AI-generated images induce the image encoder to embed additional information into their representation. This information exhibits a certain consistency across generated images with different semantics and can make the retriever estimate a higher relevance score.

Eliciting Honest Information From Authors Using Sequential Review. (arXiv:2311.14619v1 [cs.DL] CROSS LISTED)

Authors: Yichi Zhang, Grant Schoenebeck, Weijie Su

In the setting of conference peer review, the conference aims to accept high-quality papers and reject low-quality papers based on noisy review scores. A recent work proposes the isotonic mechanism, which can elicit the ranking of paper qualities from an author with multiple submissions to help improve the conference's decisions. However, the isotonic mechanism relies on the assumption that the author's utility is both an increasing and a convex function with respect to the review score, which is often violated in peer review settings (e.g.~when authors aim to maximize the number of accepted papers). In this paper, we propose a sequential review mechanism that can truthfully elicit the ranking information from authors while only assuming the agent's utility is increasing with respect to the true quality of her accepted papers. The key idea is to review the papers of an author in a sequence based on the provided ranking and conditioning the review of the next paper on the review scores of the previous papers. Advantages of the sequential review mechanism include 1) eliciting truthful ranking information in a more realistic setting than prior work; 2) improving the quality of accepted papers, reducing the reviewing workload and increasing the average quality of papers being reviewed; 3) incentivizing authors to write fewer papers of higher quality.