Stealthy and Persistent Unalignment on Large Language Models via Backdoor Injections. (arXiv:2312.00027v1 [cs.CR])

Authors: Yuanpu Cao, Bochuan Cao, Jinghui Chen

Recent developments in Large Language Models (LLMs) have manifested significant advancements. To facilitate safeguards against malicious exploitation, a body of research has concentrated on aligning LLMs with human preferences and inhibiting their generation of inappropriate content. Unfortunately, such alignments are often vulnerable: fine-tuning with a minimal amount of harmful data can easily unalign the target LLM. While being effective, such fine-tuning-based unalignment approaches also have their own limitations: (1) non-stealthiness, after fine-tuning, safety audits or red-teaming can easily expose the potential weaknesses of the unaligned models, thereby precluding their release/use. (2) non-persistence, the unaligned LLMs can be easily repaired through re-alignment, i.e., fine-tuning again with aligned data points. In this work, we show that it is possible to conduct stealthy and persistent unalignment on large language models via backdoor injections. We also provide a novel understanding on the relationship between the backdoor persistence and the activation pattern and further provide guidelines for potential trigger design. Through extensive experiments, we demonstrate that our proposed stealthy and persistent unalignment can successfully pass the safety evaluation while maintaining strong persistence against re-alignment defense.

Bergeron: Combating Adversarial Attacks through a Conscience-Based Alignment Framework. (arXiv:2312.00029v1 [cs.CR])

Authors: Matthew Pisano, Peter Ly, Abraham Sanders, Bingsheng Yao, Dakuo Wang, Tomek Strzalkowski, Mei Si

Modern Large language models (LLMs) can still generate responses that may not be aligned with human expectations or values. While many weight-based alignment methods have been proposed, many of them still leave models vulnerable to attacks when used on their own. To help mitigate this issue, we introduce Bergeron, a framework designed to improve the robustness of LLMs against adversarial attacks. Bergeron employs a two-tiered architecture. Here, a secondary LLM serves as a simulated conscience that safeguards a primary LLM. We do this by monitoring for and correcting potentially harmful text within both the prompt inputs and the generated outputs of the primary LLM. Empirical evaluation shows that Bergeron can improve the alignment and robustness of several popular LLMs without costly fine-tuning. It aids both open-source and black-box LLMs by complementing and reinforcing their existing alignment training.

HiFi Tuner: High-Fidelity Subject-Driven Fine-Tuning for Diffusion Models. (arXiv:2312.00079v1 [cs.CV])

Authors: Zhonghao Wang, Wei Wei, Yang Zhao, Zhisheng Xiao, Mark Hasegawa-Johnson, Humphrey Shi, Tingbo Hou

This paper explores advancements in high-fidelity personalized image generation through the utilization of pre-trained text-to-image diffusion models. While previous approaches have made significant strides in generating versatile scenes based on text descriptions and a few input images, challenges persist in maintaining the subject fidelity within the generated images. In this work, we introduce an innovative algorithm named HiFi Tuner to enhance the appearance preservation of objects during personalized image generation. Our proposed method employs a parameter-efficient fine-tuning framework, comprising a denoising process and a pivotal inversion process. Key enhancements include the utilization of mask guidance, a novel parameter regularization technique, and the incorporation of step-wise subject representations to elevate the sample fidelity. Additionally, we propose a reference-guided generation approach that leverages the pivotal inversion of a reference image to mitigate unwanted subject variations and artifacts. We further extend our method to a novel image editing task: substituting the subject in an image through textual manipulations. Experimental evaluations conducted on the DreamBooth dataset using the Stable Diffusion model showcase promising results. Fine-tuning solely on textual embeddings improves CLIP-T score by 3.6 points and improves DINO score by 9.6 points over Textual Inversion. When fine-tuning all parameters, HiFi Tuner improves CLIP-T score by 1.2 points and improves DINO score by 1.2 points over DreamBooth, establishing a new state of the art.

Introducing Rhetorical Parallelism Detection: A New Task with Datasets, Metrics, and Baselines. (arXiv:2312.00100v1 [cs.CL])

Authors: Stephen Bothwell, Justin DeBenedetto, Theresa Crnkovich, Hildegund Müller, David Chiang

Rhetoric, both spoken and written, involves not only content but also style. One common stylistic tool is $\textit{parallelism}$: the juxtaposition of phrases which have the same sequence of linguistic ($\textit{e.g.}$, phonological, syntactic, semantic) features. Despite the ubiquity of parallelism, the field of natural language processing has seldom investigated it, missing a chance to better understand the nature of the structure, meaning, and intent that humans convey. To address this, we introduce the task of $\textit{rhetorical parallelism detection}$. We construct a formal definition of it; we provide one new Latin dataset and one adapted Chinese dataset for it; we establish a family of metrics to evaluate performance on it; and, lastly, we create baseline systems and novel sequence labeling schemes to capture it. On our strictest metric, we attain $F_{1}$ scores of $0.40$ and $0.43$ on our Latin and Chinese datasets, respectively.

A Video is Worth 10,000 Words: Training and Benchmarking with Diverse Captions for Better Long Video Retrieval. (arXiv:2312.00115v1 [cs.CV])

Authors: Matthew Gwilliam, Michael Cogswell, Meng Ye, Karan Sikka, Abhinav Shrivastava, Ajay Divakaran

Existing long video retrieval systems are trained and tested in the paragraph-to-video retrieval regime, where every long video is described by a single long paragraph. This neglects the richness and variety of possible valid descriptions of a video, which could be described in moment-by-moment detail, or in a single phrase summary, or anything in between. To provide a more thorough evaluation of the capabilities of long video retrieval systems, we propose a pipeline that leverages state-of-the-art large language models to carefully generate a diverse set of synthetic captions for long videos. We validate this pipeline's fidelity via rigorous human inspection. We then benchmark a representative set of video language models on these synthetic captions using a few long video datasets, showing that they struggle with the transformed data, especially the shortest captions. We also propose a lightweight fine-tuning method, where we use a contrastive loss to learn a hierarchical embedding loss based on the differing levels of information among the various captions. Our method improves performance both on the downstream paragraph-to-video retrieval task (+1.1% R@1 on ActivityNet), as well as for the various long video retrieval metrics we compute using our synthetic data (+3.6% R@1 for short descriptions on ActivityNet). For data access and other details, please refer to our project website at https://mgwillia.github.io/10k-words.

Navigating News Narratives: A Media Bias Analysis Dataset. (arXiv:2312.00168v1 [cs.CL])

Authors: Shaina Raza

The proliferation of biased news narratives across various media platforms has become a prominent challenge, influencing public opinion on critical topics like politics, health, and climate change. This paper introduces the "Navigating News Narratives: A Media Bias Analysis Dataset", a comprehensive dataset to address the urgent need for tools to detect and analyze media bias. This dataset encompasses a broad spectrum of biases, making it a unique and valuable asset in the field of media studies and artificial intelligence. The dataset is available at https://figshare.com/articles/dataset/news-media-bias_data_json/24422122

Compression of end-to-end non-autoregressive image-to-speech system for low-resourced devices. (arXiv:2312.00174v1 [eess.AS])

Authors: Gokul Srinivasagan, Michael Deisher, Munir Georges

People with visual impairments have difficulty accessing touchscreen-enabled personal computing devices like mobile phones and laptops. The image-to-speech (ITS) systems can assist them in mitigating this problem, but their huge model size makes it extremely hard to be deployed on low-resourced embedded devices. In this paper, we aim to overcome this challenge by developing an efficient endto-end neural architecture for generating audio from tiny segments of display content on low-resource devices. We introduced a vision transformers-based image encoder and utilized knowledge distillation to compress the model from 6.1 million to 2.46 million parameters. Human and automatic evaluation results show that our approach leads to a very minimal drop in performance and can speed up the inference time by 22%.

Robust Concept Erasure via Kernelized Rate-Distortion Maximization. (arXiv:2312.00194v1 [cs.LG])

Authors: Somnath Basu Roy Chowdhury, Nicholas Monath, Avinava Dubey, Amr Ahmed, Snigdha Chaturvedi

Distributed representations provide a vector space that captures meaningful relationships between data instances. The distributed nature of these representations, however, entangles together multiple attributes or concepts of data instances (e.g., the topic or sentiment of a text, characteristics of the author (age, gender, etc), etc). Recent work has proposed the task of concept erasure, in which rather than making a concept predictable, the goal is to remove an attribute from distributed representations while retaining other information from the original representation space as much as possible. In this paper, we propose a new distance metric learning-based objective, the Kernelized Rate-Distortion Maximizer (KRaM), for performing concept erasure. KRaM fits a transformation of representations to match a specified distance measure (defined by a labeled concept to erase) using a modified rate-distortion function. Specifically, KRaM's objective function aims to make instances with similar concept labels dissimilar in the learned representation space while retaining other information. We find that optimizing KRaM effectively erases various types of concepts: categorical, continuous, and vector-valued variables from data representations across diverse domains. We also provide a theoretical analysis of several properties of KRaM's objective. To assess the quality of the learned representations, we propose an alignment score to evaluate their similarity with the original representation space. Additionally, we conduct experiments to showcase KRaM's efficacy in various settings, from erasing binary gender variables in word embeddings to vector-valued variables in GPT-3 representations.

Relevance-guided Neural Machine Translation. (arXiv:2312.00214v1 [cs.CL])

Authors: Isidora Chara Tourni, Derry Wijaya

With the advent of the Transformer architecture, Neural Machine Translation (NMT) results have shown great improvement lately. However, results in low-resource conditions still lag behind in both bilingual and multilingual setups, due to the limited amount of available monolingual and/or parallel data; hence, the need for methods addressing data scarcity in an efficient, and explainable way, is eminent. We propose an explainability-based training approach for NMT, applied in Unsupervised and Supervised model training, for translation of three languages of varying resources, French, Gujarati, Kazakh, to and from English. Our results show our method can be promising, particularly when training in low-resource conditions, outperforming simple training baselines; though the improvement is marginal, it sets the ground for further exploration of the approach and the parameters, and its extension to other languages.

Multi-Modal Video Topic Segmentation with Dual-Contrastive Domain Adaptation. (arXiv:2312.00220v1 [cs.MM])

Authors: Linzi Xing, Quan Tran, Fabian Caba, Franck Dernoncourt, Seunghyun Yoon, Zhaowen Wang, Trung Bui, Giuseppe Carenini

Video topic segmentation unveils the coarse-grained semantic structure underlying videos and is essential for other video understanding tasks. Given the recent surge in multi-modal, relying solely on a single modality is arguably insufficient. On the other hand, prior solutions for similar tasks like video scene/shot segmentation cater to short videos with clear visual shifts but falter for long videos with subtle changes, such as livestreams. In this paper, we introduce a multi-modal video topic segmenter that utilizes both video transcripts and frames, bolstered by a cross-modal attention mechanism. Furthermore, we propose a dual-contrastive learning framework adhering to the unsupervised domain adaptation paradigm, enhancing our model's adaptability to longer, more semantically complex videos. Experiments on short and long video corpora demonstrate that our proposed solution, significantly surpasses baseline methods in terms of both accuracy and transferability, in both intra- and cross-domain settings.

Mark My Words: Analyzing and Evaluating Language Model Watermarks. (arXiv:2312.00273v1 [cs.CR])

Authors: Julien Piet, Chawin Sitawarin, Vivian Fang, Norman Mu, David Wagner

The capabilities of large language models have grown significantly in recent years and so too have concerns about their misuse. In this context, the ability to distinguish machine-generated text from human-authored content becomes important. Prior works have proposed numerous schemes to watermark text, which would benefit from a systematic evaluation framework. This work focuses on text watermarking techniques - as opposed to image watermarks - and proposes a comprehensive benchmark for them under different tasks as well as practical attacks. We focus on three main metrics: quality, size (e.g. the number of tokens needed to detect a watermark), and tamper-resistance. Current watermarking techniques are good enough to be deployed: Kirchenbauer et al. can watermark Llama2-7B-chat with no perceivable loss in quality in under 100 tokens, and with good tamper-resistance to simple attacks, regardless of temperature. We argue that watermark indistinguishability is too strong a requirement: schemes that slightly modify logit distributions outperform their indistinguishable counterparts with no noticeable loss in generation quality. We publicly release our benchmark.

Text Attribute Control via Closed-Loop Disentanglement. (arXiv:2312.00277v1 [cs.LG])

Authors: Lei Sha, Thomas Lukasiewicz

Changing an attribute of a text without changing the content usually requires to first disentangle the text into irrelevant attributes and content representations. After that, in the inference phase, the representation of one attribute is tuned to a different value, expecting that the corresponding attribute of the text can also be changed accordingly. The usual way of disentanglement is to add some constraints on the latent space of an encoder-decoder architecture, including adversarial-based constraints and mutual-information-based constraints. However, the previous semi-supervised processes of attribute change are usually not enough to guarantee the success of attribute change and content preservation. In this paper, we propose a novel approach to achieve a robust control of attributes while enhancing content preservation. In this approach, we use a semi-supervised contrastive learning method to encourage the disentanglement of attributes in latent spaces. Differently from previous works, we re-disentangle the reconstructed sentence and compare the re-disentangled latent space with the original latent space, which makes a closed-loop disentanglement process. This also helps content preservation. In addition, the contrastive learning method is also able to replace the role of minimizing mutual information and adversarial training in the disentanglement process, which alleviates the computation cost. We conducted experiments on three text datasets, including the Yelp Service review dataset, the Amazon Product review dataset, and the GoEmotions dataset. The experimental results show the effectiveness of our model.

SEPSIS: I Can Catch Your Lies -- A New Paradigm for Deception Detection. (arXiv:2312.00292v1 [cs.CL])

Authors: Anku Rani, Dwip Dalal, Shreya Gautam, Pankaj Gupta, Vinija Jain, Aman Chadha, Amit Sheth, Amitava Das

Deception is the intentional practice of twisting information. It is a nuanced societal practice deeply intertwined with human societal evolution, characterized by a multitude of facets. This research explores the problem of deception through the lens of psychology, employing a framework that categorizes deception into three forms: lies of omission, lies of commission, and lies of influence. The primary focus of this study is specifically on investigating only lies of omission. We propose a novel framework for deception detection leveraging NLP techniques. We curated an annotated dataset of 876,784 samples by amalgamating a popular large-scale fake news dataset and scraped news headlines from the Twitter handle of Times of India, a well-known Indian news media house. Each sample has been labeled with four layers, namely: (i) the type of omission (speculation, bias, distortion, sounds factual, and opinion), (ii) colors of lies(black, white, etc), and (iii) the intention of such lies (to influence, etc) (iv) topic of lies (political, educational, religious, etc). We present a novel multi-task learning pipeline that leverages the dataless merging of fine-tuned language models to address the deception detection task mentioned earlier. Our proposed model achieved an F1 score of 0.87, demonstrating strong performance across all layers including the type, color, intent, and topic aspects of deceptive content. Finally, our research explores the relationship between lies of omission and propaganda techniques. To accomplish this, we conducted an in-depth analysis, uncovering compelling findings. For instance, our analysis revealed a significant correlation between loaded language and opinion, shedding light on their interconnectedness. To encourage further research in this field, we will be making the models and dataset available with the MIT License, making it favorable for open-source research.

PsyAttention: Psychological Attention Model for Personality Detection. (arXiv:2312.00293v1 [cs.CL])

Authors: Baohua Zhang, Yongyi Huang, Wenyao Cui, Huaping Zhang, Jianyun Shang

Work on personality detection has tended to incorporate psychological features from different personality models, such as BigFive and MBTI. There are more than 900 psychological features, each of which is helpful for personality detection. However, when used in combination, the application of different calculation standards among these features may result in interference between features calculated using distinct systems, thereby introducing noise and reducing performance. This paper adapts different psychological models in the proposed PsyAttention for personality detection, which can effectively encode psychological features, reducing their number by 85%. In experiments on the BigFive and MBTI models, PysAttention achieved average accuracy of 65.66% and 86.30%, respectively, outperforming state-of-the-art methods, indicating that it is effective at encoding psychological features.

Agent-OM: Leveraging Large Language Models for Ontology Matching. (arXiv:2312.00326v1 [cs.AI])

Authors: Zhangcheng Qiang, Weiqing Wang, Kerry Taylor

Ontology matching (OM) enables semantic interoperability between different ontologies and resolves their conceptual heterogeneity by aligning related entities. OM systems currently have two prevailing design paradigms: conventional knowledge-based expert systems and newer machine learning-based predictive systems. While large language models (LLMs) and LLM-based agents have become revolutionary in data engineering and have been applied creatively in various domains, their potential for OM remains underexplored. This study introduces a novel agent-powered LLM-based design paradigm for OM systems. With thoughtful consideration of several specific challenges to leverage LLMs for OM, we propose a generic framework, namely Agent-OM, consisting of two Siamese agents for retrieval and matching, with a set of simple prompt-based OM tools. Our framework is implemented in a proof-of-concept system. Evaluations of three Ontology Alignment Evaluation Initiative (OAEI) tracks over state-of-the-art OM systems show that our system can achieve very close results to the best long-standing performance on simple OM tasks and significantly improve the performance on complex and few-shot OM tasks.

RTQ: Rethinking Video-language Understanding Based on Image-text Model. (arXiv:2312.00347v1 [cs.CV])

Authors: Xiao Wang, Yaoyu Li, Tian Gan, Zheng Zhang, Jingjing Lv, Liqiang Nie

Recent advancements in video-language understanding have been established on the foundation of image-text models, resulting in promising outcomes due to the shared knowledge between images and videos. However, video-language understanding presents unique challenges due to the inclusion of highly complex semantic details, which result in information redundancy, temporal dependency, and scene complexity. Current techniques have only partially tackled these issues, and our quantitative analysis indicates that some of these methods are complementary. In light of this, we propose a novel framework called RTQ (Refine, Temporal model, and Query), which addresses these challenges simultaneously. The approach involves refining redundant information within frames, modeling temporal relations among frames, and querying task-specific information from the videos. Remarkably, our model demonstrates outstanding performance even in the absence of video-language pre-training, and the results are comparable with or superior to those achieved by state-of-the-art pre-training methods.

The Case for Scalable, Data-Driven Theory: A Paradigm for Scientific Progress in NLP. (arXiv:2312.00349v1 [cs.CL])

Authors: Julian Michael

I propose a paradigm for scientific progress in NLP centered around developing scalable, data-driven theories of linguistic structure. The idea is to collect data in tightly scoped, carefully defined ways which allow for exhaustive annotation of behavioral phenomena of interest, and then use machine learning to construct explanatory theories of these phenomena which can form building blocks for intelligible AI systems. After laying some conceptual groundwork, I describe several investigations into data-driven theories of shallow semantic structure using Question-Answer driven Semantic Role Labeling (QA-SRL), a schema for annotating verbal predicate-argument relations using highly constrained question-answer pairs. While this only scratches the surface of the complex language behaviors of interest in AI, I outline principles for data collection and theoretical modeling which can inform future scientific progress. This note summarizes and draws heavily on my PhD thesis.

On Exploring the Reasoning Capability of Large Language Models with Knowledge Graphs. (arXiv:2312.00353v1 [cs.CL])

Authors: Pei-Chi Lo, Yi-Hang Tsai, Ee-Peng Lim, San-Yih Hwang

This paper examines the capacity of LLMs to reason with knowledge graphs using their internal knowledge graph, i.e., the knowledge graph they learned during pre-training. Two research questions are formulated to investigate the accuracy of LLMs in recalling information from pre-training knowledge graphs and their ability to infer knowledge graph relations from context. To address these questions, we employ LLMs to perform four distinct knowledge graph reasoning tasks. Furthermore, we identify two types of hallucinations that may occur during knowledge reasoning with LLMs: content and ontology hallucination. Our experimental results demonstrate that LLMs can successfully tackle both simple and complex knowledge graph reasoning tasks from their own memory, as well as infer from input context.

Event-driven Real-time Retrieval in Web Search. (arXiv:2312.00372v1 [cs.IR])

Authors: Nan Yang, Yannan Zhang, Xiaoling Bai, Hualong Deng, Tianhua Zhou, Jin Ma

Information retrieval in real-time search presents unique challenges distinct from those encountered in classical web search. These challenges are particularly pronounced due to the rapid change of user search intent, which is influenced by the occurrence and evolution of breaking news events, such as earthquakes, elections, and wars. Previous dense retrieval methods, which primarily focused on static semantic representation, lack the capacity to capture immediate search intent, leading to inferior performance in retrieving the most recent event-related documents in time-sensitive scenarios. To address this issue, this paper expands the query with event information that represents real-time search intent. The Event information is then integrated with the query through a cross-attention mechanism, resulting in a time-context query representation. We further enhance the model's capacity for event representation through multi-task training. Since publicly available datasets such as MS-MARCO do not contain any event information on the query side and have few time-sensitive queries, we design an automatic data collection and annotation pipeline to address this issue, which includes ModelZoo-based Coarse Annotation and LLM-driven Fine Annotation processes. In addition, we share the training tricks such as two-stage training and hard negative sampling. Finally, we conduct a set of offline experiments on a million-scale production dataset to evaluate our approach and deploy an A/B testing in a real online system to verify the performance. Extensive experimental results demonstrate that our proposed approach significantly outperforms existing state-of-the-art baseline methods.

CoLLiE: Collaborative Training of Large Language Models in an Efficient Way. (arXiv:2312.00407v1 [cs.CL])

Authors: Kai Lv, Shuo Zhang, Tianle Gu, Shuhao Xing, Jiawei Hong, Keyu Chen, Xiaoran Liu, Yuqing Yang, Honglin Guo, Tengxiao Liu, Yu Sun, Qipeng Guo, Hang Yan, Xipeng Qiu

Large language models (LLMs) are increasingly pivotal in a wide range of natural language processing tasks. Access to pre-trained models, courtesy of the open-source community, has made it possible to adapt these models to specific applications for enhanced performance. However, the substantial resources required for training these models necessitate efficient solutions. This paper introduces CoLLiE, an efficient library that facilitates collaborative training of large language models using 3D parallelism, parameter-efficient fine-tuning (PEFT) methods, and optimizers such as Lion, Adan, Sophia, LOMO and AdaLomo. With its modular design and comprehensive functionality, CoLLiE offers a balanced blend of efficiency, ease of use, and customization. CoLLiE has proven superior training efficiency in comparison with prevalent solutions in pre-training and fine-tuning scenarios. Furthermore, we provide an empirical evaluation of the correlation between model size and GPU memory consumption under different optimization methods, as well as an analysis of the throughput. Lastly, we carry out a comprehensive comparison of various optimizers and PEFT methods within the instruction-tuning context. CoLLiE is available at https://github.com/OpenLMLab/collie.

Abstract Syntax Tree for Programming Language Understanding and Representation: How Far Are We?. (arXiv:2312.00413v1 [cs.SE])

Authors: Weisong Sun, Chunrong Fang, Yun Miao, Yudu You, Mengzhe Yuan, Yuchen Chen, Quanjun Zhang, An Guo, Xiang Chen, Yang Liu, Zhenyu Chen

Programming language understanding and representation (a.k.a code representation learning) has always been a hot and challenging task in software engineering. It aims to apply deep learning techniques to produce numerical representations of the source code features while preserving its semantics. These representations can be used for facilitating subsequent code-related tasks. The abstract syntax tree (AST), a fundamental code feature, illustrates the syntactic information of the source code and has been widely used in code representation learning. However, there is still a lack of systematic and quantitative evaluation of how well AST-based code representation facilitates subsequent code-related tasks. In this paper, we first conduct a comprehensive empirical study to explore the effectiveness of the AST-based code representation in facilitating follow-up code-related tasks. To do so, we compare the performance of models trained with code token sequence (Token for short) based code representation and AST-based code representation on three popular types of code-related tasks. Surprisingly, the overall quantitative statistical results demonstrate that models trained with AST-based code representation consistently perform worse across all three tasks compared to models trained with Token-based code representation. Our further quantitative analysis reveals that models trained with AST-based code representation outperform models trained with Token-based code representation in certain subsets of samples across all three tasks. We also conduct comprehensive experiments to evaluate and reveal the impact of the choice of AST parsing/preprocessing/encoding methods on AST-based code representation and subsequent code-related tasks. Our study provides future researchers with detailed guidance on how to select solutions at each stage to fully exploit AST.

Japanese Tort-case Dataset for Rationale-supported Legal Judgment Prediction. (arXiv:2312.00480v1 [cs.CL])

Authors: Hiroaki Yamada, Takenobu Tokunaga, Ryutaro Ohara, Akira Tokutsu, Keisuke Takeshita, Mihoko Sumida

This paper presents the first dataset for Japanese Legal Judgment Prediction (LJP), the Japanese Tort-case Dataset (JTD), which features two tasks: tort prediction and its rationale extraction. The rationale extraction task identifies the court's accepting arguments from alleged arguments by plaintiffs and defendants, which is a novel task in the field. JTD is constructed based on annotated 3,477 Japanese Civil Code judgments by 41 legal experts, resulting in 7,978 instances with 59,697 of their alleged arguments from the involved parties. Our baseline experiments show the feasibility of the proposed two tasks, and our error analysis by legal experts identifies sources of errors and suggests future directions of the LJP research.

Summarization-based Data Augmentation for Document Classification. (arXiv:2312.00513v1 [cs.CL])

Authors: Yueguan Wang, Naoki Yoshinaga

Despite the prevalence of pretrained language models in natural language understanding tasks, understanding lengthy text such as document is still challenging due to the data sparseness problem. Inspired by that humans develop their ability of understanding lengthy text from reading shorter text, we propose a simple yet effective summarization-based data augmentation, SUMMaug, for document classification. We first obtain easy-to-learn examples for the target document classification task by summarizing the input of the original training examples, while optionally merging the original labels to conform to the summarized input. We then use the generated pseudo examples to perform curriculum learning. Experimental results on two datasets confirmed the advantage of our method compared to existing baseline methods in terms of robustness and accuracy. We release our code and data at https://github.com/etsurin/summaug.

SurreyAI 2023 Submission for the Quality Estimation Shared Task. (arXiv:2312.00525v1 [cs.CL])

Authors: Archchana Sindhujan, Diptesh Kanojia, Constantin Orasan, Tharindu Ranasinghe

Quality Estimation (QE) systems are important in situations where it is necessary to assess the quality of translations, but there is no reference available. This paper describes the approach adopted by the SurreyAI team for addressing the Sentence-Level Direct Assessment shared task in WMT23. The proposed approach builds upon the TransQuest framework, exploring various autoencoder pre-trained language models within the MonoTransQuest architecture using single and ensemble settings. The autoencoder pre-trained language models employed in the proposed systems are XLMV, InfoXLM-large, and XLMR-large. The evaluation utilizes Spearman and Pearson correlation coefficients, assessing the relationship between machine-predicted quality scores and human judgments for 5 language pairs (English-Gujarati, English-Hindi, English-Marathi, English-Tamil and English-Telugu). The MonoTQ-InfoXLM-large approach emerges as a robust strategy, surpassing all other individual models proposed in this study by significantly improving over the baseline for the majority of the language pairs.

Trained MT Metrics Learn to Cope with Machine-translated References. (arXiv:2312.00536v1 [cs.CL])

Authors: Jannis Vamvas, Tobias Domhan, Sony Trenous, Rico Sennrich, Eva Hasler

Neural metrics trained on human evaluations of MT tend to correlate well with human judgments, but their behavior is not fully understood. In this paper, we perform a controlled experiment and compare a baseline metric that has not been trained on human evaluations (Prism) to a trained version of the same metric (Prism+FT). Surprisingly, we find that Prism+FT becomes more robust to machine-translated references, which are a notorious problem in MT evaluation. This suggests that the effects of metric training go beyond the intended effect of improving overall correlation with human judgments.

Improving Unsupervised Relation Extraction by Augmenting Diverse Sentence Pairs. (arXiv:2312.00552v1 [cs.CL])

Authors: Qing Wang, Kang Zhou, Qiao Qiao, Yuepei Li, Qi Li

Unsupervised relation extraction (URE) aims to extract relations between named entities from raw text without requiring manual annotations or pre-existing knowledge bases. In recent studies of URE, researchers put a notable emphasis on contrastive learning strategies for acquiring relation representations. However, these studies often overlook two important aspects: the inclusion of diverse positive pairs for contrastive learning and the exploration of appropriate loss functions. In this paper, we propose AugURE with both within-sentence pairs augmentation and augmentation through cross-sentence pairs extraction to increase the diversity of positive pairs and strengthen the discriminative power of contrastive learning. We also identify the limitation of noise-contrastive estimation (NCE) loss for relation representation learning and propose to apply margin loss for sentence pairs. Experiments on NYT-FB and TACRED datasets demonstrate that the proposed relation representation learning and a simple K-Means clustering achieves state-of-the-art performance.

Questioning Biases in Case Judgment Summaries: Legal Datasets or Large Language Models?. (arXiv:2312.00554v1 [cs.CL])

Authors: Aniket Deroy, Subhankar Maity

The evolution of legal datasets and the advent of large language models (LLMs) have significantly transformed the legal field, particularly in the generation of case judgment summaries. However, a critical concern arises regarding the potential biases embedded within these summaries. This study scrutinizes the biases present in case judgment summaries produced by legal datasets and large language models. The research aims to analyze the impact of biases on legal decision making. By interrogating the accuracy, fairness, and implications of biases in these summaries, this study contributes to a better understanding of the role of technology in legal contexts and the implications for justice systems worldwide. In this study, we investigate biases wrt Gender-related keywords, Race-related keywords, Keywords related to crime against women, Country names and religious keywords. The study shows interesting evidences of biases in the outputs generated by the large language models and pre-trained abstractive summarization models. The reasoning behind these biases needs further studies.

Explanatory Argument Extraction of Correct Answers in Resident Medical Exams. (arXiv:2312.00567v1 [cs.CL])

Authors: Iakes Goenaga, Aitziber Atutxa, Koldo Gojenola, Maite Oronoz, Rodrigo Agerri

Developing the required technology to assist medical experts in their everyday activities is currently a hot topic in the Artificial Intelligence research field. Thus, a number of large language models (LLMs) and automated benchmarks have recently been proposed with the aim of facilitating information extraction in Evidence-Based Medicine (EBM) using natural language as a tool for mediating in human-AI interaction. The most representative benchmarks are limited to either multiple-choice or long-form answers and are available only in English. In order to address these shortcomings, in this paper we present a new dataset which, unlike previous work: (i) includes not only explanatory arguments for the correct answer, but also arguments to reason why the incorrect answers are not correct; (ii) the explanations are written originally by medical doctors to answer questions from the Spanish Residency Medical Exams. Furthermore, this new benchmark allows us to setup a novel extractive task which consists of identifying the explanation of the correct answer written by medical doctors. An additional benefit of our setting is that we can leverage the extractive QA paradigm to automatically evaluate performance of LLMs without resorting to costly manual evaluation by medical experts. Comprehensive experimentation with language models for Spanish shows that sometimes multilingual models fare better than monolingual ones, even outperforming models which have been adapted to the medical domain. Furthermore, results across the monolingual models are mixed, with supposedly smaller and inferior models performing competitively. In any case, the obtained results show that our novel dataset and approach can be an effective technique to help medical practitioners in identifying relevant evidence-based explanations for medical questions.

Instruction-tuning Aligns LLMs to the Human Brain. (arXiv:2312.00575v1 [cs.CL])

Authors: Khai Loong Aw, Syrielle Montariol, Badr AlKhamissi, Martin Schrimpf, Antoine Bosselut

Instruction-tuning is a widely adopted method of finetuning that enables large language models (LLMs) to generate output that more closely resembles human responses to natural language queries, in many cases leading to human-level performance on diverse testbeds. However, it remains unclear whether instruction-tuning truly makes LLMs more similar to how humans process language. We investigate the effect of instruction-tuning on LLM-human similarity in two ways: (1) brain alignment, the similarity of LLM internal representations to neural activity in the human language system, and (2) behavioral alignment, the similarity of LLM and human behavior on a reading task. We assess 25 vanilla and instruction-tuned LLMs across three datasets involving humans reading naturalistic stories and sentences. We discover that instruction-tuning generally enhances brain alignment by an average of 6%, but does not have a similar effect on behavioral alignment. To identify the factors underlying LLM-brain alignment, we compute correlations between the brain alignment of LLMs and various model properties, such as model size, various problem-solving abilities, and performance on tasks requiring world knowledge spanning various domains. Notably, we find a strong positive correlation between brain alignment and model size (r = 0.95), as well as performance on tasks requiring world knowledge (r = 0.81). Our results demonstrate that instruction-tuning LLMs improves both world knowledge representations and brain alignment, suggesting that mechanisms that encode world knowledge in LLMs also improve representational alignment to the human brain.

The Ethics of Automating Legal Actors. (arXiv:2312.00584v1 [cs.CL])

Authors: Josef Valvoda, Alec Thompson, Ryan Cotterell, Simone Teufel

The introduction of large public legal datasets has brought about a renaissance in legal NLP. Many of these datasets are comprised of legal judgements - the product of judges deciding cases. This fact, together with the way machine learning works, means that several legal NLP models are models of judges. While some have argued for the automation of judges, in this position piece, we argue that automating the role of the judge raises difficult ethical challenges, in particular for common law legal systems. Our argument follows from the social role of the judge in actively shaping the law, rather than merely applying it. Since current NLP models come nowhere close to having the facilities necessary for this task, they should not be used to automate judges. Furthermore, even in the case the models could achieve human-level capabilities, there would still be remaining ethical concerns inherent in the automation of the legal process.

Nonparametric Variational Regularisation of Pretrained Transformers. (arXiv:2312.00662v1 [cs.LG])

Authors: Fabio Fehr, James Henderson

The current paradigm of large-scale pre-training and fine-tuning Transformer large language models has lead to significant improvements across the board in natural language processing. However, such large models are susceptible to overfitting to their training data, and as a result the models perform poorly when the domain changes. Also, due to the model's scale, the cost of fine-tuning the model to the new domain is large. Nonparametric Variational Information Bottleneck (NVIB) has been proposed as a regulariser for training cross-attention in Transformers, potentially addressing the overfitting problem. We extend the NVIB framework to replace all types of attention functions in Transformers, and show that existing pretrained Transformers can be reinterpreted as Nonparametric Variational (NV) models using a proposed identity initialisation. We then show that changing the initialisation introduces a novel, information-theoretic post-training regularisation in the attention mechanism, which improves out-of-domain generalisation without any training. This success supports the hypothesis that pretrained Transformers are implicitly NV Bayesian models.

The Efficiency Spectrum of Large Language Models: An Algorithmic Survey. (arXiv:2312.00678v1 [cs.CL])

Authors: Tianyu Ding, Tianyi Chen, Haidong Zhu, Jiachen Jiang, Yiqi Zhong, Jinxin Zhou, Guangzhi Wang, Zhihui Zhu, Ilya Zharkov, Luming Liang

The rapid growth of Large Language Models (LLMs) has been a driving force in transforming various domains, reshaping the artificial general intelligence landscape. However, the increasing computational and memory demands of these models present substantial challenges, hindering both academic research and practical applications. To address these issues, a wide array of methods, including both algorithmic and hardware solutions, have been developed to enhance the efficiency of LLMs. This survey delivers a comprehensive review of algorithmic advancements aimed at improving LLM efficiency. Unlike other surveys that typically focus on specific areas such as training or model compression, this paper examines the multi-faceted dimensions of efficiency essential for the end-to-end algorithmic development of LLMs. Specifically, it covers various topics related to efficiency, including scaling laws, data utilization, architectural innovations, training and tuning strategies, and inference techniques. This paper aims to serve as a valuable resource for researchers and practitioners, laying the groundwork for future innovations in this critical research area. Our repository of relevant references is maintained at url{https://github.com/tding1/Efficient-LLM-Survey}.

Contextualized word senses: from attention to compositionality. (arXiv:2312.00680v1 [cs.CL])

Authors: Pablo Gamallo

The neural architectures of language models are becoming increasingly complex, especially that of Transformers, based on the attention mechanism. Although their application to numerous natural language processing tasks has proven to be very fruitful, they continue to be models with little or no interpretability and explainability. One of the tasks for which they are best suited is the encoding of the contextual sense of words using contextualized embeddings. In this paper we propose a transparent, interpretable, and linguistically motivated strategy for encoding the contextual sense of words by modeling semantic compositionality. Particular attention is given to dependency relations and semantic notions such as selection preferences and paradigmatic classes. A partial implementation of the proposed model is carried out and compared with Transformer-based architectures for a given semantic task, namely the similarity calculation of word senses in context. The results obtained show that it is possible to be competitive with linguistically motivated models instead of using the black boxes underlying complex neural architectures.

Towards Transparency in Coreference Resolution: A Quantum-Inspired Approach. (arXiv:2312.00688v1 [cs.CL])

Authors: Hadi Wazni, Mehrnoosh Sadrzadeh

Guided by grammatical structure, words compose to form sentences, and guided by discourse structure, sentences compose to form dialogues and documents. The compositional aspect of sentence and discourse units is often overlooked by machine learning algorithms. A recent initiative called Quantum Natural Language Processing (QNLP) learns word meanings as points in a Hilbert space and acts on them via a translation of grammatical structure into Parametrised Quantum Circuits (PQCs). Previous work extended the QNLP translation to discourse structure using points in a closure of Hilbert spaces. In this paper, we evaluate this translation on a Winograd-style pronoun resolution task. We train a Variational Quantum Classifier (VQC) for binary classification and implement an end-to-end pronoun resolution system. The simulations executed on IBMQ software converged with an F1 score of 87.20%. The model outperformed two out of three classical coreference resolution systems and neared state-of-the-art SpanBERT. A mixed quantum-classical model yet improved these results with an F1 score increase of around 6%.

SeaLLMs -- Large Language Models for Southeast Asia. (arXiv:2312.00738v1 [cs.CL])

Authors: Xuan-Phi Nguyen, Wenxuan Zhang, Xin Li, Mahani Aljunied, Qingyu Tan, Liying Cheng, Guanzheng Chen, Yue Deng, Sen Yang, Chaoqun Liu, Hang Zhang, Lidong Bing

Despite the remarkable achievements of large language models (LLMs) in various tasks, there remains a linguistic bias that favors high-resource languages, such as English, often at the expense of low-resource and regional languages. To address this imbalance, we introduce SeaLLMs, an innovative series of language models that specifically focuses on Southeast Asian (SEA) languages. SeaLLMs are built upon the Llama-2 model and further advanced through continued pre-training with an extended vocabulary, specialized instruction and alignment tuning to better capture the intricacies of regional languages. This allows them to respect and reflect local cultural norms, customs, stylistic preferences, and legal considerations. Our comprehensive evaluation demonstrates that SeaLLM-13b models exhibit superior performance across a wide spectrum of linguistic tasks and assistant-style instruction-following capabilities relative to comparable open-source models. Moreover, they outperform ChatGPT-3.5 in non-Latin languages, such as Thai, Khmer, Lao, and Burmese, by large margins while remaining lightweight and cost-effective to operate.

Mitigating Over-smoothing in Transformers via Regularized Nonlocal Functionals. (arXiv:2312.00751v1 [cs.CL])

Authors: Tam Nguyen, Tan M. Nguyen, Richard G. Baraniuk

Transformers have achieved remarkable success in a wide range of natural language processing and computer vision applications. However, the representation capacity of a deep transformer model is degraded due to the over-smoothing issue in which the token representations become identical when the model's depth grows. In this work, we show that self-attention layers in transformers minimize a functional which promotes smoothness, thereby causing token uniformity. We then propose a novel regularizer that penalizes the norm of the difference between the smooth output tokens from self-attention and the input tokens to preserve the fidelity of the tokens. Minimizing the resulting regularized energy functional, we derive the Neural Transformer with a Regularized Nonlocal Functional (NeuTRENO), a novel class of transformer models that can mitigate the over-smoothing issue. We empirically demonstrate the advantages of NeuTRENO over the baseline transformers and state-of-the-art methods in reducing the over-smoothing of token representations on various practical tasks, including object classification, image segmentation, and language modeling.

H_eval: A new hybrid evaluation metric for automatic speech recognition tasks. (arXiv:2211.01722v3 [cs.CL] UPDATED)

Authors: Zitha Sasindran, Harsha Yelchuri, T. V. Prabhakar, Supreeth Rao

Many studies have examined the shortcomings of word error rate (WER) as an evaluation metric for automatic speech recognition (ASR) systems. Since WER considers only literal word-level correctness, new evaluation metrics based on semantic similarity such as semantic distance (SD) and BERTScore have been developed. However, we found that these metrics have their own limitations, such as a tendency to overly prioritise keywords. We propose H_eval, a new hybrid evaluation metric for ASR systems that considers both semantic correctness and error rate and performs significantly well in scenarios where WER and SD perform poorly. Due to lighter computation compared to BERTScore, it offers 49 times reduction in metric computation time. Furthermore, we show that H_eval correlates strongly with downstream NLP tasks. Also, to reduce the metric calculation time, we built multiple fast and lightweight models using distillation techniques

Extensible Prompts for Language Models on Zero-shot Language Style Customization. (arXiv:2212.00616v2 [cs.CL] UPDATED)

Authors: Tao Ge, Jing Hu, Li Dong, Shaoguang Mao, Yan Xia, Xun Wang, Si-Qing Chen, Furu Wei

We propose eXtensible Prompt (X-Prompt) for prompting a large language model (LLM) beyond natural language (NL). X-Prompt instructs an LLM with not only NL but also an extensible vocabulary of imaginary words. Registering new imaginary words allows us to instruct the LLM to comprehend concepts that are difficult to describe with NL words, thereby making a prompt more descriptive. Also, these imaginary words are designed to be out-of-distribution (OOD) robust so that they can be (re)used like NL words in various prompts, distinguishing X-Prompt from soft prompt that is for fitting in-distribution data. We propose context-augmented learning (CAL) to learn imaginary words for general usability, enabling them to work properly in OOD (unseen) prompts. We experiment X-Prompt for zero-shot language style customization as a case study. The promising results of X-Prompt demonstrate its potential to facilitate advanced interaction beyond the natural language interface, bridging the communication gap between humans and LLMs.

ParrotTTS: Text-to-Speech synthesis by exploiting self-supervised representations. (arXiv:2303.01261v2 [cs.CL] UPDATED)

Authors: Neil Shah, Saiteja Kosgi, Vishal Tambrahalli, Neha Sahipjohn, Anil Kumar Nelakanti, Niranjan Pedanekar, Vineet Gandhi

We present ParrotTTS, a modularized text-to-speech synthesis model leveraging disentangled self-supervised speech representations. It can train a multi-speaker variant effectively using transcripts from a single speaker. ParrotTTS adapts to a new language in low resource setup and generalizes to languages not seen while training the self-supervised backbone. Moreover, without training on bilingual or parallel examples, ParrotTTS can transfer voices across languages while preserving the speaker specific characteristics, e.g., synthesizing fluent Hindi speech using a French speaker's voice and accent. We present extensive results in monolingual and multi-lingual scenarios. ParrotTTS outperforms state-of-the-art multi-lingual TTS models using only a fraction of paired data as latter.

Retrieving Multimodal Information for Augmented Generation: A Survey. (arXiv:2303.10868v3 [cs.CL] UPDATED)

Authors: Ruochen Zhao, Hailin Chen, Weishi Wang, Fangkai Jiao, Xuan Long Do, Chengwei Qin, Bosheng Ding, Xiaobao Guo, Minzhi Li, Xingxuan Li, Shafiq Joty

As Large Language Models (LLMs) become popular, there emerged an important trend of using multimodality to augment the LLMs' generation ability, which enables LLMs to better interact with the world. However, there lacks a unified perception of at which stage and how to incorporate different modalities. In this survey, we review methods that assist and augment generative models by retrieving multimodal knowledge, whose formats range from images, codes, tables, graphs, to audio. Such methods offer a promising solution to important concerns such as factuality, reasoning, interpretability, and robustness. By providing an in-depth review, this survey is expected to provide scholars with a deeper understanding of the methods' applications and encourage them to adapt existing techniques to the fast-growing field of LLMs.

RAFT: Reward rAnked FineTuning for Generative Foundation Model Alignment. (arXiv:2304.06767v4 [cs.LG] UPDATED)

Authors: Hanze Dong, Wei Xiong, Deepanshu Goyal, Yihan Zhang, Winnie Chow, Rui Pan, Shizhe Diao, Jipeng Zhang, Kashun Shum, Tong Zhang

Generative foundation models are susceptible to implicit biases that can arise from extensive unsupervised training data. Such biases can produce suboptimal samples, skewed outcomes, and unfairness, with potentially serious consequences. Consequently, aligning these models with human ethics and preferences is an essential step toward ensuring their responsible and effective deployment in real-world applications. Prior research has primarily employed Reinforcement Learning from Human Feedback (RLHF) to address this problem, where generative models are fine-tuned with RL algorithms guided by a human-feedback-informed reward model. However, the inefficiencies and instabilities associated with RL algorithms frequently present substantial obstacles to the successful alignment, necessitating the development of a more robust and streamlined approach. To this end, we introduce a new framework, Reward rAnked FineTuning (RAFT), designed to align generative models effectively. Utilizing a reward model and a sufficient number of samples, our approach selects the high-quality samples, discarding those that exhibit undesired behavior, and subsequently enhancing the model by fine-tuning on these filtered samples. Our studies show that RAFT can effectively improve the model performance in both reward learning and other automated metrics in both large language models and diffusion models.

ReCEval: Evaluating Reasoning Chains via Correctness and Informativeness. (arXiv:2304.10703v2 [cs.CL] UPDATED)

Authors: Archiki Prasad, Swarnadeep Saha, Xiang Zhou, Mohit Bansal

Multi-step reasoning ability is fundamental to many natural language tasks, yet it is unclear what constitutes a good reasoning chain and how to evaluate them. Most existing methods focus solely on whether the reasoning chain leads to the correct conclusion, but this answer-oriented view may confound reasoning quality with other spurious shortcuts to predict the answer. To bridge this gap, we evaluate reasoning chains by viewing them as informal proofs that derive the final answer. Specifically, we propose ReCEval (Reasoning Chain Evaluation), a framework that evaluates reasoning chains via two key properties: (1) correctness, i.e., each step makes a valid inference based on information contained within the step, preceding steps, and input context, and (2) informativeness, i.e., each step provides new information that is helpful towards deriving the generated answer. We evaluate these properties by developing metrics using natural language inference models and V-Information. On multiple datasets, we show that ReCEval effectively identifies various error types and yields notable improvements compared to prior methods. We analyze the impact of step boundaries, and previous steps on evaluating correctness and demonstrate that our informativeness metric captures the expected flow of information in high-quality reasoning chains. Finally, we show that scoring reasoning chains based on ReCEval improves downstream task performance. Our code is publicly available at: https://github.com/archiki/ReCEval

An Adversarial Non-Autoregressive Model for Text Generation with Incomplete Information. (arXiv:2305.03977v2 [cs.CL] UPDATED)

Authors: Da Ren, Yi Cai, Qing Li

Non-autoregressive models have been widely studied in the Complete Information Scenario (CIS), in which the input has complete information of corresponding output. However, their explorations in the Incomplete Information Scenario (IIS) are extremely limited. Our analyses reveal that the IIS's incomplete input information will augment the inherent limitations of existing non-autoregressive models trained under Maximum Likelihood Estimation. In this paper, we propose for the IIS an Adversarial Non-autoregressive Transformer (ANT) which has two features: 1) Position-Aware Self-Modulation to provide more reasonable hidden representations, and 2) Dependency Feed Forward Network to strengthen its capacity in dependency modeling. We compare ANT with other mainstream models in the IIS and demonstrate that ANT can achieve comparable performance with much fewer decoding iterations. Furthermore, we show its great potential in various applications like latent interpolation and semi-supervised learning.

Pointwise Mutual Information Based Metric and Decoding Strategy for Faithful Generation in Document Grounded Dialogs. (arXiv:2305.12191v2 [cs.CL] UPDATED)

Authors: Yatin Nandwani, Vineet Kumar, Dinesh Raghu, Sachindra Joshi, Luis A. Lastras

A major concern in using deep learning based generative models for document-grounded dialogs is the potential generation of responses that are not \textit{faithful} to the underlying document. Existing automated metrics used for evaluating the faithfulness of response with respect to the grounding document measure the degree of similarity between the generated response and the document's content. However, these automated metrics are far from being well aligned with human judgments. Therefore, to improve the measurement of faithfulness, we propose a new metric that utilizes (Conditional) Point-wise Mutual Information (PMI) between the generated response and the source document, conditioned on the dialogue. PMI quantifies the extent to which the document influences the generated response -- with a higher PMI indicating a more faithful response. We build upon this idea to create a new decoding technique that incorporates PMI into the response generation process to predict more faithful responses. Our experiments on the BEGIN benchmark demonstrate an improved correlation of our metric with human evaluation. We also show that our decoding technique is effective in generating more faithful responses when compared to standard decoding techniques on a set of publicly available document-grounded dialog datasets.

A Question Answering Framework for Decontextualizing User-facing Snippets from Scientific Documents. (arXiv:2305.14772v3 [cs.CL] UPDATED)

Authors: Benjamin Newman, Luca Soldaini, Raymond Fok, Arman Cohan, Kyle Lo

Many real-world applications (e.g., note taking, search) require extracting a sentence or paragraph from a document and showing that snippet to a human outside of the source document. Yet, users may find snippets difficult to understand as they lack context from the original document. In this work, we use language models to rewrite snippets from scientific documents to be read on their own. First, we define the requirements and challenges for this user-facing decontextualization task, such as clarifying where edits occur and handling references to other documents. Second, we propose a framework that decomposes the task into three stages: question generation, question answering, and rewriting. Using this framework, we collect gold decontextualizations from experienced scientific article readers. We then conduct a range of experiments across state-of-the-art commercial and open-source language models to identify how to best provide missing-but-relevant information to models for our task. Finally, we develop QaDecontext, a simple prompting strategy inspired by our framework that improves over end-to-end prompting. We conclude with analysis that finds, while rewriting is easy, question generation and answering remain challenging for today's models.

Does Conceptual Representation Require Embodiment? Insights From Large Language Models. (arXiv:2305.19103v3 [cs.CL] UPDATED)

Authors: Qihui Xu, Yingying Peng, Samuel A. Nastase, Martin Chodorow, Minghua Wu, Ping Li

To what extent can language alone give rise to complex concepts, or is embodied experience essential? Recent advancements in large language models (LLMs) offer fresh perspectives on this question. Although LLMs are trained on restricted modalities, they exhibit human-like performance in diverse psychological tasks. Our study compared representations of 4,442 lexical concepts between humans and ChatGPTs (GPT-3.5 and GPT-4) across multiple dimensions, including five key domains: emotion, salience, mental visualization, sensory, and motor experience. We identify two main findings: 1) Both models strongly align with human representations in non-sensorimotor domains but lag in sensory and motor areas, with GPT-4 outperforming GPT-3.5; 2) GPT-4's gains are associated with its additional visual learning, which also appears to benefit related dimensions like haptics and imageability. These results highlight the limitations of language in isolation, and that the integration of diverse modalities of inputs leads to a more human-like conceptual representation.

Large Language Models of Code Fail at Completing Code with Potential Bugs. (arXiv:2306.03438v2 [cs.LG] UPDATED)

Authors: Tuan Dinh, Jinman Zhao, Samson Tan, Renato Negrinho, Leonard Lausen, Sheng Zha, George Karypis

Large language models of code (Code-LLMs) have recently brought tremendous advances to code completion, a fundamental feature of programming assistance and code intelligence. However, most existing works ignore the possible presence of bugs in the code context for generation, which are inevitable in software development. Therefore, we introduce and study the buggy-code completion problem, inspired by the realistic scenario of real-time code suggestion where the code context contains potential bugs -- anti-patterns that can become bugs in the completed program. To systematically study the task, we introduce two datasets: one with synthetic bugs derived from semantics-altering operator changes (buggy-HumanEval) and one with realistic bugs derived from user submissions to coding problems (buggy-FixEval). We find that the presence of potential bugs significantly degrades the generation performance of the high-performing Code-LLMs. For instance, the passing rates of CODEGEN-2B-MONO on test cases of buggy-HumanEval drop more than 50% given a single potential bug in the context. Finally, we investigate several post-hoc methods for mitigating the adverse effect of potential bugs and find that there remains a significant gap in post-mitigation performance.

A Comparative Study of Text Embedding Models for Semantic Text Similarity in Bug Reports. (arXiv:2308.09193v2 [cs.SE] UPDATED)

Authors: Avinash Patil, Kihwan Han, Aryan Jadon

Bug reports are an essential aspect of software development, and it is crucial to identify and resolve them quickly to ensure the consistent functioning of software systems. Retrieving similar bug reports from an existing database can help reduce the time and effort required to resolve bugs. In this paper, we compared the effectiveness of semantic textual similarity methods for retrieving similar bug reports based on a similarity score. We explored several embedding models such as TF-IDF (Baseline), FastText, Gensim, BERT, and ADA. We used the Software Defects Data containing bug reports for various software projects to evaluate the performance of these models. Our experimental results showed that BERT generally outperformed the rest of the models regarding recall, followed by ADA, Gensim, FastText, and TFIDF. Our study provides insights into the effectiveness of different embedding methods for retrieving similar bug reports and highlights the impact of selecting the appropriate one for this task. Our code is available on GitHub.

PointLLM: Empowering Large Language Models to Understand Point Clouds. (arXiv:2308.16911v2 [cs.CV] UPDATED)

Authors: Runsen Xu, Xiaolong Wang, Tai Wang, Yilun Chen, Jiangmiao Pang, Dahua Lin

The unprecedented advancements in Large Language Models (LLMs) have shown a profound impact on natural language processing but are yet to fully embrace the realm of 3D understanding. This paper introduces PointLLM, a preliminary effort to fill this gap, enabling LLMs to understand point clouds and offering a new avenue beyond 2D visual data. PointLLM understands colored object point clouds with human instructions and generates contextually appropriate responses, illustrating its grasp of point clouds and common sense. Specifically, it leverages a point cloud encoder with a powerful LLM to effectively fuse geometric, appearance, and linguistic information. We collect a novel dataset comprising 660K simple and 70K complex point-text instruction pairs to enable a two-stage training strategy: aligning latent spaces and subsequently instruction-tuning the unified model. To rigorously evaluate the perceptual and generalization capabilities of PointLLM, we establish two benchmarks: Generative 3D Object Classification and 3D Object Captioning, assessed through three different methods, including human evaluation, GPT-4/ChatGPT evaluation, and traditional metrics. Experimental results reveal PointLLM's superior performance over existing 2D and 3D baselines, with a notable achievement in human-evaluated object captioning tasks where it surpasses human annotators in over 50% of the samples. Codes, datasets, and benchmarks are available at https://github.com/OpenRobotLab/PointLLM .

RLAIF: Scaling Reinforcement Learning from Human Feedback with AI Feedback. (arXiv:2309.00267v2 [cs.CL] UPDATED)

Authors: Harrison Lee, Samrat Phatale, Hassan Mansoor, Thomas Mesnard, Johan Ferret, Kellie Lu, Colton Bishop, Ethan Hall, Victor Carbune, Abhinav Rastogi, Sushant Prakash

Reinforcement learning from human feedback (RLHF) has proven effective in aligning large language models (LLMs) with human preferences. However, gathering high-quality human preference labels can be a time-consuming and expensive endeavor. RL from AI Feedback (RLAIF), introduced by Bai et al., offers a promising alternative that leverages a powerful off-the-shelf LLM to generate preferences in lieu of human annotators. Across the tasks of summarization, helpful dialogue generation, and harmless dialogue generation, RLAIF achieves comparable or superior performance to RLHF, as rated by human evaluators. Furthermore, RLAIF demonstrates the ability to outperform a supervised fine-tuned baseline even when the LLM preference labeler is the same size as the policy. In another experiment, directly prompting the LLM for reward scores achieves superior performance to the canonical RLAIF setup, where LLM preference labels are first distilled into a reward model. Finally, we conduct extensive studies on techniques for generating aligned AI preferences. Our results suggest that RLAIF can achieve human-level performance, offering a potential solution to the scalability limitations of RLHF.

QuantEase: Optimization-based Quantization for Language Models. (arXiv:2309.01885v2 [stat.ML] UPDATED)

Authors: Kayhan Behdin, Ayan Acharya, Aman Gupta, Qingquan Song, Siyu Zhu, Sathiya Keerthi, Rahul Mazumder

With the rising popularity of Large Language Models (LLMs), there has been an increasing interest in compression techniques that enable their efficient deployment. This study focuses on the Post-Training Quantization (PTQ) of LLMs. Drawing from recent advances, our work introduces QuantEase, a layer-wise quantization framework where individual layers undergo separate quantization. The problem is framed as a discrete-structured non-convex optimization, prompting the development of algorithms rooted in Coordinate Descent (CD) techniques. These CD-based methods provide high-quality solutions to the complex non-convex layer-wise quantization problems. Notably, our CD-based approach features straightforward updates, relying solely on matrix and vector operations, circumventing the need for matrix inversion or decomposition. We also explore an outlier-aware variant of our approach, allowing for retaining significant weights (outliers) with complete precision. Our proposal attains state-of-the-art performance in terms of perplexity and zero-shot accuracy in empirical evaluations across various LLMs and datasets, with relative improvements up to 15% over methods such as GPTQ. Leveraging careful linear algebra optimizations, QuantEase can quantize models like Falcon-180B on a single NVIDIA A100 GPU in $\sim$3 hours. Particularly noteworthy is our outlier-aware algorithm's capability to achieve near or sub-3-bit quantization of LLMs with an acceptable drop in accuracy, obviating the need for non-uniform quantization or grouping techniques, improving upon methods such as SpQR by up to two times in terms of perplexity.

Persona-Coded Poly-Encoder: Persona-Guided Multi-Stream Conversational Sentence Scoring. (arXiv:2309.16770v2 [cs.CL] UPDATED)

Authors: Junfeng Liu, Christopher Symons, Ranga Raju Vatsavai

Recent advances in machine learning and deep learning have led to the widespread use of Conversational AI in many practical applications. However, it is still very challenging to leverage auxiliary information that can provide conversational context or personalized tuning to improve the quality of conversations. For example, there has only been limited research on using an individuals persona information to improve conversation quality, and even state-of-the-art conversational AI techniques are unable to effectively leverage signals from heterogeneous sources of auxiliary data, such as multi-modal interaction data, demographics, SDOH data, etc. In this paper, we present a novel Persona-Coded Poly-Encoder method that leverages persona information in a multi-stream encoding scheme to improve the quality of response generation for conversations. To show the efficacy of the proposed method, we evaluate our method on two different persona-based conversational datasets, and compared against two state-of-the-art methods. Our experimental results and analysis demonstrate that our method can improve conversation quality over the baseline method Poly-Encoder by 3.32% and 2.94% in terms of BLEU score and HR@1, respectively. More significantly, our method offers a path to better utilization of multi-modal data in conversational tasks. Lastly, our study outlines several challenges and future research directions for advancing personalized conversational AI technology.

The Gift of Feedback: Improving ASR Model Quality by Learning from User Corrections through Federated Learning. (arXiv:2310.00141v2 [cs.CL] UPDATED)

Authors: Lillian Zhou, Yuxin Ding, Mingqing Chen, Harry Zhang, Rohit Prabhavalkar, Dhruv Guliani, Giovanni Motta, Rajiv Mathews

Automatic speech recognition (ASR) models are typically trained on large datasets of transcribed speech. As language evolves and new terms come into use, these models can become outdated and stale. In the context of models trained on the server but deployed on edge devices, errors may result from the mismatch between server training data and actual on-device usage. In this work, we seek to continually learn from on-device user corrections through Federated Learning (FL) to address this issue. We explore techniques to target fresh terms that the model has not previously encountered, learn long-tail words, and mitigate catastrophic forgetting. In experimental evaluations, we find that the proposed techniques improve model recognition of fresh terms, while preserving quality on the overall language distribution.

JMedLoRA:Medical Domain Adaptation on Japanese Large Language Models using Instruction-tuning. (arXiv:2310.10083v2 [cs.CL] UPDATED)

Authors: Issey Sukeda, Masahiro Suzuki, Hiroki Sakaji, Satoshi Kodera

In the ongoing wave of impact driven by large language models (LLMs) like ChatGPT, the adaptation of LLMs to medical domain has emerged as a crucial research frontier. Since mainstream LLMs tend to be designed for general-purpose applications, constructing a medical LLM through domain adaptation is a huge challenge. While instruction-tuning is used to fine-tune some LLMs, its precise roles in domain adaptation remain unknown. Here we show the contribution of LoRA-based instruction-tuning to performance in Japanese medical question-answering tasks. In doing so, we employ a multifaceted evaluation for multiple-choice questions, including scoring based on "Exact match" and "Gestalt distance" in addition to the conventional accuracy. Our findings suggest that LoRA-based instruction-tuning can partially incorporate domain-specific knowledge into LLMs, with larger models demonstrating more pronounced effects. Furthermore, our results underscore the potential of adapting English-centric models for Japanese applications in domain adaptation, while also highlighting the persisting limitations of Japanese-centric models. This initiative represents a pioneering effort in enabling medical institutions to fine-tune and operate models without relying on external services.

Llemma: An Open Language Model For Mathematics. (arXiv:2310.10631v2 [cs.CL] UPDATED)

Authors: Zhangir Azerbayev, Hailey Schoelkopf, Keiran Paster, Marco Dos Santos, Stephen McAleer, Albert Q. Jiang, Jia Deng, Stella Biderman, Sean Welleck

We present Llemma, a large language model for mathematics. We continue pretraining Code Llama on the Proof-Pile-2, a mixture of scientific papers, web data containing mathematics, and mathematical code, yielding Llemma. On the MATH benchmark Llemma outperforms all known open base models, as well as the unreleased Minerva model suite on an equi-parameter basis. Moreover, Llemma is capable of tool use and formal theorem proving without any further finetuning. We openly release all artifacts, including 7 billion and 34 billion parameter models, the Proof-Pile-2, and code to replicate our experiments.

In-Context Pretraining: Language Modeling Beyond Document Boundaries. (arXiv:2310.10638v4 [cs.CL] UPDATED)

Authors: Weijia Shi, Sewon Min, Maria Lomeli, Chunting Zhou, Margaret Li, Rich James, Xi Victoria Lin, Noah A. Smith, Luke Zettlemoyer, Scott Yih, Mike Lewis

Large language models (LMs) are currently trained to predict tokens given document prefixes, enabling them to directly perform long-form generation and prompting-style tasks which can be reduced to document completion. Existing pretraining pipelines train LMs by concatenating random sets of short documents to create input contexts but the prior documents provide no signal for predicting the next document. We instead present In-Context Pretraining, a new approach where language models are pretrained on a sequence of related documents, thereby explicitly encouraging them to read and reason across document boundaries. We can do In-Context Pretraining by simply changing the document ordering so that each context contains related documents, and directly applying existing pretraining pipelines. However, this document sorting problem is challenging. There are billions of documents and we would like the sort to maximize contextual similarity for every document without repeating any data. To do this, we introduce approximate algorithms for finding related documents with efficient nearest neighbor search and constructing coherent input contexts with a graph traversal algorithm. Our experiments show In-Context Pretraining offers a simple and scalable approach to significantly enhance LMs'performance: we see notable improvements in tasks that require more complex contextual reasoning, including in-context learning (+8%), reading comprehension (+15%), faithfulness to previous contexts (+16%), long-context reasoning (+5%), and retrieval augmentation (+9%).

Dissecting the Runtime Performance of the Training, Fine-tuning, and Inference of Large Language Models. (arXiv:2311.03687v2 [cs.PF] UPDATED)

Authors: Longteng Zhang, Xiang Liu, Zeyu Li, Xinglin Pan, Peijie Dong, Ruibo Fan, Rui Guo, Xin Wang, Qiong Luo, Shaohuai Shi, Xiaowen Chu

Large Language Models (LLMs) have seen great advance in both academia and industry, and their popularity results in numerous open-source frameworks and techniques in accelerating LLM pre-training, fine-tuning, and inference. Training and deploying LLMs are expensive as it requires considerable computing resources and memory, hence many efficient approaches have been developed for improving system pipelines as well as operators. However, the runtime performance can vary significantly across hardware and software stacks, which makes it difficult to choose the best configuration. In this work, we aim to benchmark the performance from both macro and micro perspectives. First, we benchmark the end-to-end performance of pre-training, fine-tuning, and serving LLMs in different sizes , i.e., 7, 13, and 70 billion parameters (7B, 13B, and 70B) on three 8-GPU platforms with and without individual optimization techniques, including ZeRO, quantization, recomputation, FlashAttention. Then, we dive deeper to provide a detailed runtime analysis of the sub-modules, including computing and communication operators in LLMs. For end users, our benchmark and findings help better understand different optimization techniques, training and inference frameworks, together with hardware platforms in choosing configurations for deploying LLMs. For researchers, our in-depth module-wise analyses discover potential opportunities for future work to further optimize the runtime performance of LLMs.

Token-Level Adaptation of LoRA Adapters for Downstream Task Generalization. (arXiv:2311.10847v2 [cs.CL] UPDATED)

Authors: Joshua Belofsky

This paper introduces a method for adapting LoRA adapters in smaller-sized language models to arbitrary downstream tasks. Unlike standard mixture-of-expert architectures, our method employs a gradient-free routing function to choose a weighted combination of experts without increasing the compute requirements for training or inference. The results show that token-level adaptation of LoRA adapters outperforms the base Llama-2-7b model across mathematical (GSM8K), scientific (ARC-Challenge), reading comprehension (SQuAD), and coding (CodeAlpaca-20k) tasks. Further evaluations also show that the average performance of token-level adaptation outperforms individual models fine-tuned for each of the tasks with the best performance observed in adaptation of every-other token during inference. The code for this study is made available through a public repository.

A density estimation perspective on learning from pairwise human preferences. (arXiv:2311.14115v2 [cs.LG] UPDATED)

Authors: Vincent Dumoulin, Daniel D. Johnson, Pablo Samuel Castro, Hugo Larochelle, Yann Dauphin

Learning from human feedback (LHF) -- and in particular learning from pairwise preferences -- has recently become a crucial ingredient in training large language models (LLMs), and has been the subject of much research. Most recent works frame it as a reinforcement learning problem, where a reward function is learned from pairwise preference data and the LLM is treated as a policy which is adapted to maximize the rewards, often under additional regularization constraints. We propose an alternative interpretation which centers on the generative process for pairwise preferences and treats LHF as a density estimation problem. We provide theoretical and empirical results showing that for a family of generative processes defined via preference behavior distribution equations, training a reward function on pairwise preferences effectively models an annotator's implicit preference distribution. Finally, we discuss and present findings on "annotator misspecification" -- failure cases where wrong modeling assumptions are made about annotator behavior, resulting in poorly-adapted models -- suggesting that approaches that learn from pairwise human preferences could have trouble learning from a population of annotators with diverse viewpoints.

Weak Alignment Supervision from Hybrid Model Improves End-to-end ASR. (arXiv:2311.14835v2 [cs.SD] UPDATED)

Authors: Jintao Jiang, Yingbo Gao, Zoltan Tuske

In this paper, we aim to create weak alignment supervision from an existing hybrid system to aid the end-to-end modeling of automatic speech recognition. Towards this end, we use the existing hybrid ASR system to produce triphone alignments of the training audios. We then create a cross-entropy loss at a certain layer of the encoder using the derived alignments. In contrast to the general one-hot cross-entropy losses, here we use a cross-entropy loss with a label smoothing parameter to regularize the supervision. As a comparison, we also conduct the experiments with one-hot cross-entropy losses and CTC losses with loss weighting. The results show that placing the weak alignment supervision with the label smoothing parameter of 0.5 at the third encoder layer outperforms the other two approaches and leads to about 5\% relative WER reduction on the TED-LIUM 2 dataset over the baseline. We see similar improvements when applying the method out-of-the-box on a Tagalog end-to-end ASR system.

Ignore This Title and HackAPrompt: Exposing Systemic Vulnerabilities of LLMs through a Global Scale Prompt Hacking Competition. (arXiv:2311.16119v2 [cs.CR] UPDATED)

Authors: Sander Schulhoff, Jeremy Pinto, Anaum Khan, Louis-François Bouchard, Chenglei Si, Svetlina Anati, Valen Tagliabue, Anson Liu Kost, Christopher Carnahan, Jordan Boyd-Graber

Large Language Models (LLMs) are deployed in interactive contexts with direct user engagement, such as chatbots and writing assistants. These deployments are vulnerable to prompt injection and jailbreaking (collectively, prompt hacking), in which models are manipulated to ignore their original instructions and follow potentially malicious ones. Although widely acknowledged as a significant security threat, there is a dearth of large-scale resources and quantitative studies on prompt hacking. To address this lacuna, we launch a global prompt hacking competition, which allows for free-form human input attacks. We elicit 600K+ adversarial prompts against three state-of-the-art LLMs. We describe the dataset, which empirically verifies that current LLMs can indeed be manipulated via prompt hacking. We also present a comprehensive taxonomical ontology of the types of adversarial prompts.

MLLMs-Augmented Visual-Language Representation Learning. (arXiv:2311.18765v2 [cs.CV] UPDATED)

Authors: Yanqing Liu, Kai Wang, Wenqi Shao, Ping Luo, Yu Qiao, Mike Zheng Shou, Kaipeng Zhang, Yang You

Visual-language pre-training (VLP) has achieved remarkable success in multi-modal tasks, largely attributed to the availability of large-scale image-text datasets. In this work, we demonstrate that multi-modal large language models (MLLMs) can enhance visual-language representation learning by improving data quality. Our approach is simple, utilizing MLLMs to extend multiple captions for each image. To prevent the bias introduced by MLLMs' hallucinations and intrinsic caption styles, we propose "text shearing" to maintain the same length for extended captions as that of the original captions. In image-text retrieval, our method consistently obtains 5.6 ~ 35.0% and 16.8 ~ 46.1% improvement on R@1 under the fine-tuning and zero-shot settings, respectively. Notably, we obtain zero-shot results that are comparable to fine-tuning on target datasets, which encourages more exploration of the versatile use of MLLMs.