Diff-GO: Diffusion Goal-Oriented Communications to Achieve Ultra-High Spectrum Efficiency. (arXiv:2312.02984v1 [cs.LG])

Authors: Achintha Wijesinghe, Songyang Zhang, Suchinthaka Wanninayaka, Weiwei Wang, Zhi Ding

The latest advances in artificial intelligence (AI) present many unprecedented opportunities to achieve much improved bandwidth saving in communications. Unlike conventional communication systems focusing on packet transport, rich datasets and AI makes it possible to efficiently transfer only the information most critical to the goals of message recipients. One of the most exciting advances in generative AI known as diffusion model presents a unique opportunity for designing ultra-fast communication systems well beyond language-based messages. This work presents an ultra-efficient communication design by utilizing generative AI-based on diffusion models as a specific example of the general goal-oriented communication framework. To better control the regenerated message at the receiver output, our diffusion system design includes a local regeneration module with finite dimensional noise latent. The critical significance of noise latent control and sharing residing on our Diff-GO is the ability to introduce the concept of "local generative feedback" (Local-GF), which enables the transmitter to monitor the quality and gauge the quality or accuracy of the message recovery at the semantic system receiver. To this end, we propose a new low-dimensional noise space for the training of diffusion models, which significantly reduces the communication overhead and achieves satisfactory message recovery performance. Our experimental results demonstrate that the proposed noise space and the diffusion-based generative model achieve ultra-high spectrum efficiency and accurate recovery of transmitted image signals. By trading off computation for bandwidth efficiency (C4BE), this new framework provides an important avenue to achieve exceptional computation-bandwidth tradeoff.

Simulation-Based Inference of Surface Accumulation and Basal Melt Rates of an Antarctic Ice Shelf from Isochronal Layers. (arXiv:2312.02997v1 [physics.ao-ph])

Authors: Guy Moss, Vjeran Višnjević, Olaf Eisen, Falk M. Oraschewski, Cornelius Schröder, Jakob H. Macke, Reinhard Drews

The ice shelves buttressing the Antarctic ice sheet determine the rate of ice-discharge into the surrounding oceans. The geometry of ice shelves, and hence their buttressing strength, is determined by ice flow as well as by the local surface accumulation and basal melt rates, governed by atmospheric and oceanic conditions. Contemporary methods resolve one of these rates, but typically not both. Moreover, there is little information of how they changed in time. We present a new method to simultaneously infer the surface accumulation and basal melt rates averaged over decadal and centennial timescales. We infer the spatial dependence of these rates along flow line transects using internal stratigraphy observed by radars, using a kinematic forward model of internal stratigraphy. We solve the inverse problem using simulation-based inference (SBI). SBI performs Bayesian inference by training neural networks on simulations of the forward model to approximate the posterior distribution, allowing us to also quantify uncertainties over the inferred parameters. We demonstrate the validity of our method on a synthetic example, and apply it to Ekstr\"om Ice Shelf, Antarctica, for which newly acquired radar measurements are available. We obtain posterior distributions of surface accumulation and basal melt averaging over 42, 84, 146, and 188 years before 2022. Our results suggest stable atmospheric and oceanographic conditions over this period in this catchment of Antarctica. Use of observed internal stratigraphy can separate the effects of surface accumulation and basal melt, allowing them to be interpreted in a historical context of the last centuries and beyond.

Computer Vision for Increased Operative Efficiency via Identification of Instruments in the Neurosurgical Operating Room: A Proof-of-Concept Study. (arXiv:2312.03001v1 [eess.IV])

Authors: Tanner J. Zachem (1,2), Sully F. Chen (1), Vishal Venkatraman (1), David AW Sykes (1), Ravi Prakash (2), Samantha Spellicy (1), Alexander D Suarez (1), Weston Ross (1), Patrick J. Codd (1,2) ((1) Department of Neurosurgery, Duke University School of Medicine, Durham, NC, USA, (2) Department of Mechanical Engineering and Materials Science, Duke University, Durham, NC, USA)

Objectives Computer vision (CV) is a field of artificial intelligence that enables machines to interpret and understand images and videos. CV has the potential to be of assistance in the operating room (OR) to track surgical instruments. We built a CV algorithm for identifying surgical instruments in the neurosurgical operating room as a potential solution for surgical instrument tracking and management to decrease surgical waste and opening of unnecessary tools. Methods We collected 1660 images of 27 commonly used neurosurgical instruments. Images were labeled using the VGG Image Annotator and split into 80% training and 20% testing sets in order to train a U-Net Convolutional Neural Network using 5-fold cross validation. Results Our U-Net achieved a tool identification accuracy of 80-100% when distinguishing 25 classes of instruments, with 19/25 classes having accuracy over 90%. The model performance was not adequate for sub classifying Adson, Gerald, and Debakey forceps, which had accuracies of 60-80%. Conclusions We demonstrated the viability of using machine learning to accurately identify surgical instruments. Instrument identification could help optimize surgical tray packing, decrease tool usage and waste, decrease incidence of instrument misplacement events, and assist in timing of routine instrument maintenance. More training data will be needed to increase accuracy across all surgical instruments that would appear in a neurosurgical operating room. Such technology has the potential to be used as a method to be used for proving what tools are truly needed in each type of operation allowing surgeons across the world to do more with less.

The mechanistic basis of data dependence and abrupt learning in an in-context classification task. (arXiv:2312.03002v1 [cs.LG])

Authors: Gautam Reddy

Transformer models exhibit in-context learning: the ability to accurately predict the response to a novel query based on illustrative examples in the input sequence. In-context learning contrasts with traditional in-weights learning of query-output relationships. What aspects of the training data distribution and architecture favor in-context vs in-weights learning? Recent work has shown that specific distributional properties inherent in language, such as burstiness, large dictionaries and skewed rank-frequency distributions, control the trade-off or simultaneous appearance of these two forms of learning. We first show that these results are recapitulated in a minimal attention-only network trained on a simplified dataset. In-context learning (ICL) is driven by the abrupt emergence of an induction head, which subsequently competes with in-weights learning. By identifying progress measures that precede in-context learning and targeted experiments, we construct a two-parameter model of an induction head which emulates the full data distributional dependencies displayed by the attention-based network. A phenomenological model of induction head formation traces its abrupt emergence to the sequential learning of three nested logits enabled by an intrinsic curriculum. We propose that the sharp transitions in attention-based networks arise due to a specific chain of multi-layer operations necessary to achieve ICL, which is implemented by nested nonlinearities sequentially learned during training.

Learning Multi-graph Structure for Temporal Knowledge Graph Reasoning. (arXiv:2312.03004v1 [cs.AI])

Authors: Jinchuan Zhang, Bei Hui, Chong Mu, Ling Tian

Temporal Knowledge Graph (TKG) reasoning that forecasts future events based on historical snapshots distributed over timestamps is denoted as extrapolation and has gained significant attention. Owing to its extreme versatility and variation in spatial and temporal correlations, TKG reasoning presents a challenging task, demanding efficient capture of concurrent structures and evolutional interactions among facts. While existing methods have made strides in this direction, they still fall short of harnessing the diverse forms of intrinsic expressive semantics of TKGs, which encompass entity correlations across multiple timestamps and periodicity of temporal information. This limitation constrains their ability to thoroughly reflect historical dependencies and future trends. In response to these drawbacks, this paper proposes an innovative reasoning approach that focuses on Learning Multi-graph Structure (LMS). Concretely, it comprises three distinct modules concentrating on multiple aspects of graph structure knowledge within TKGs, including concurrent and evolutional patterns along timestamps, query-specific correlations across timestamps, and semantic dependencies of timestamps, which capture TKG features from various perspectives. Besides, LMS incorporates an adaptive gate for merging entity representations both along and across timestamps effectively. Moreover, it integrates timestamp semantics into graph attention calculations and time-aware decoders, in order to impose temporal constraints on events and narrow down prediction scopes with historical statistics. Extensive experimental results on five event-based benchmark datasets demonstrate that LMS outperforms state-of-the-art extrapolation models, indicating the superiority of modeling a multi-graph perspective for TKG reasoning.

Few-Shot Anomaly Detection with Adversarial Loss for Robust Feature Representations. (arXiv:2312.03005v1 [cs.LG])

Authors: Jae Young Lee, Wonjun Lee, Jaehyun Choi, Yongkwi Lee, Young Seog Yoon

Anomaly detection is a critical and challenging task that aims to identify data points deviating from normal patterns and distributions within a dataset. Various methods have been proposed using a one-class-one-model approach, but these techniques often face practical problems such as memory inefficiency and the requirement of sufficient data for training. In particular, few-shot anomaly detection presents significant challenges in industrial applications, where limited samples are available before mass production. In this paper, we propose a few-shot anomaly detection method that integrates adversarial training loss to obtain more robust and generalized feature representations. We utilize the adversarial loss previously employed in domain adaptation to align feature distributions between source and target domains, to enhance feature robustness and generalization in few-shot anomaly detection tasks. We hypothesize that adversarial loss is effective when applied to features that should have similar characteristics, such as those from the same layer in a Siamese network's parallel branches or input-output pairs of reconstruction-based methods. Experimental results demonstrate that the proposed method generally achieves better performance when utilizing the adversarial loss.

Cone Ranking for Multi-Criteria Decision Making. (arXiv:2312.03006v1 [cs.AI])

Authors: Andreas H Hamel, Daniel Kostner

Recently introduced cone distribution functions from statistics are turned into multi-criteria decision making (MCDM) tools. It is demonstrated that this procedure can be considered as an upgrade of the weighted sum scalarization insofar as it absorbs a whole collection of weighted sum scalarizations at once instead of fixing a particular one in advance. Moreover, situations are characterized in which different types of rank reversal occur, and it is explained why this might even be useful for analyzing the ranking procedure. A few examples will be discussed and a potential application in machine learning is outlined.

Deep Reinforcement Learning for Community Battery Scheduling under Uncertainties of Load, PV Generation, and Energy Prices. (arXiv:2312.03008v1 [cs.LG])

Authors: Jiarong Fan, Hao Wang

In response to the growing uptake of distributed energy resources (DERs), community batteries have emerged as a promising solution to support renewable energy integration, reduce peak load, and enhance grid reliability. This paper presents a deep reinforcement learning (RL) strategy, centered around the soft actor-critic (SAC) algorithm, to schedule a community battery system in the presence of uncertainties, such as solar photovoltaic (PV) generation, local demand, and real-time energy prices. We position the community battery to play a versatile role, in integrating local PV energy, reducing peak load, and exploiting energy price fluctuations for arbitrage, thereby minimizing the system cost. To improve exploration and convergence during RL training, we utilize the noisy network technique. This paper conducts a comparative study of different RL algorithms, including proximal policy optimization (PPO) and deep deterministic policy gradient (DDPG) algorithms, to evaluate their effectiveness in the community battery scheduling problem. The results demonstrate the potential of RL in addressing community battery scheduling challenges and show that the SAC algorithm achieves the best performance compared to RL and optimization benchmarks.

I-PHYRE: Interactive Physical Reasoning. (arXiv:2312.03009v1 [cs.AI])

Authors: Shiqian Li, Kewen Wu, Chi Zhang, Yixin Zhu

Current evaluation protocols predominantly assess physical reasoning in stationary scenes, creating a gap in evaluating agents' abilities to interact with dynamic events. While contemporary methods allow agents to modify initial scene configurations and observe consequences, they lack the capability to interact with events in real time. To address this, we introduce I-PHYRE, a framework that challenges agents to simultaneously exhibit intuitive physical reasoning, multi-step planning, and in-situ intervention. Here, intuitive physical reasoning refers to a quick, approximate understanding of physics to address complex problems; multi-step denotes the need for extensive sequence planning in I-PHYRE, considering each intervention can significantly alter subsequent choices; and in-situ implies the necessity for timely object manipulation within a scene, where minor timing deviations can result in task failure. We formulate four game splits to scrutinize agents' learning and generalization of essential principles of interactive physical reasoning, fostering learning through interaction with representative scenarios. Our exploration involves three planning strategies and examines several supervised and reinforcement agents' zero-shot generalization proficiency on I-PHYRE. The outcomes highlight a notable gap between existing learning algorithms and human performance, emphasizing the imperative for more research in enhancing agents with interactive physical reasoning capabilities. The environment and baselines will be made publicly available.

A Waddington landscape for prototype learning in generalized Hopfield networks. (arXiv:2312.03012v1 [cond-mat.dis-nn])

Authors: Nacer Eddine Boukacem, Allen Leary, Robin Thériault, Felix Gottlieb, Madhav Mani, Paul François

Networks in machine learning offer examples of complex high-dimensional dynamical systems reminiscent of biological systems. Here, we study the learning dynamics of Generalized Hopfield networks, which permit a visualization of internal memories. These networks have been shown to proceed through a 'feature-to-prototype' transition, as the strength of network nonlinearity is increased, wherein the learned, or terminal, states of internal memories transition from mixed to pure states. Focusing on the prototype learning dynamics of the internal memories we observe a strong resemblance to the canalized, or low-dimensional, dynamics of cells as they differentiate within a Waddingtonian landscape. Dynamically, we demonstrate that learning in a Generalized Hopfield Network proceeds through sequential 'splits' in memory space. Furthermore, order of splitting is interpretable and reproducible. The dynamics between the splits are canalized in the Waddington sense -- robust to variations in detailed aspects of the system. In attempting to make the analogy a rigorous equivalence, we study smaller subsystems that exhibit similar properties to the full system. We combine analytical calculations with numerical simulations to study the dynamical emergence of the feature-to-prototype transition, and the behaviour of splits in the landscape, saddles points, visited during learning. We exhibit regimes where saddles appear and disappear through saddle-node bifurcations, qualitatively changing the distribution of learned memories as the strength of the nonlinearity is varied -- allowing us to systematically investigate the mechanisms that underlie the emergence of Waddingtonian dynamics. Memories can thus differentiate in a predictive and controlled way, revealing new bridges between experimental biology, dynamical systems theory, and machine learning.

Breast Ultrasound Report Generation using LangChain. (arXiv:2312.03013v1 [eess.IV])

Authors: Jaeyoung Huh, Hyun Jeong Park, Jong Chul Ye

Breast ultrasound (BUS) is a critical diagnostic tool in the field of breast imaging, aiding in the early detection and characterization of breast abnormalities. Interpreting breast ultrasound images commonly involves creating comprehensive medical reports, containing vital information to promptly assess the patient's condition. However, the ultrasound imaging system necessitates capturing multiple images of various parts to compile a single report, presenting a time-consuming challenge. To address this problem, we propose the integration of multiple image analysis tools through a LangChain using Large Language Models (LLM), into the breast reporting process. Through a combination of designated tools and text generation through LangChain, our method can accurately extract relevant features from ultrasound images, interpret them in a clinical context, and produce comprehensive and standardized reports. This approach not only reduces the burden on radiologists and healthcare professionals but also enhances the consistency and quality of reports. The extensive experiments shows that each tools involved in the proposed method can offer qualitatively and quantitatively significant results. Furthermore, clinical evaluation on the generated reports demonstrates that the proposed method can make report in clinically meaningful way.

Foundation Models for Weather and Climate Data Understanding: A Comprehensive Survey. (arXiv:2312.03014v1 [cs.LG])

Authors: Shengchao Chen, Guodong Long, Jing Jiang, Dikai Liu, Chengqi Zhang

As artificial intelligence (AI) continues to rapidly evolve, the realm of Earth and atmospheric sciences is increasingly adopting data-driven models, powered by progressive developments in deep learning (DL). Specifically, DL techniques are extensively utilized to decode the chaotic and nonlinear aspects of Earth systems, and to address climate challenges via understanding weather and climate data. Cutting-edge performance on specific tasks within narrower spatio-temporal scales has been achieved recently through DL. The rise of large models, specifically large language models (LLMs), has enabled fine-tuning processes that yield remarkable outcomes across various downstream tasks, thereby propelling the advancement of general AI. However, we are still navigating the initial stages of crafting general AI for weather and climate. In this survey, we offer an exhaustive, timely overview of state-of-the-art AI methodologies specifically engineered for weather and climate data, with a special focus on time series and text data. Our primary coverage encompasses four critical aspects: types of weather and climate data, principal model architectures, model scopes and applications, and datasets for weather and climate. Furthermore, in relation to the creation and application of foundation models for weather and climate data understanding, we delve into the field's prevailing challenges, offer crucial insights, and propose detailed avenues for future research. This comprehensive approach equips practitioners with the requisite knowledge to make substantial progress in this domain. Our survey encapsulates the most recent breakthroughs in research on large, data-driven models for weather and climate data understanding, emphasizing robust foundations, current advancements, practical applications, crucial resources, and prospective research opportunities.

PartSLIP++: Enhancing Low-Shot 3D Part Segmentation via Multi-View Instance Segmentation and Maximum Likelihood Estimation. (arXiv:2312.03015v1 [cs.CV])

Authors: Yuchen Zhou, Jiayuan Gu, Xuanlin Li, Minghua Liu, Yunhao Fang, Hao Su

Open-world 3D part segmentation is pivotal in diverse applications such as robotics and AR/VR. Traditional supervised methods often grapple with limited 3D data availability and struggle to generalize to unseen object categories. PartSLIP, a recent advancement, has made significant strides in zero- and few-shot 3D part segmentation. This is achieved by harnessing the capabilities of the 2D open-vocabulary detection module, GLIP, and introducing a heuristic method for converting and lifting multi-view 2D bounding box predictions into 3D segmentation masks. In this paper, we introduce PartSLIP++, an enhanced version designed to overcome the limitations of its predecessor. Our approach incorporates two major improvements. First, we utilize a pre-trained 2D segmentation model, SAM, to produce pixel-wise 2D segmentations, yielding more precise and accurate annotations than the 2D bounding boxes used in PartSLIP. Second, PartSLIP++ replaces the heuristic 3D conversion process with an innovative modified Expectation-Maximization algorithm. This algorithm conceptualizes 3D instance segmentation as unobserved latent variables, and then iteratively refines them through an alternating process of 2D-3D matching and optimization with gradient descent. Through extensive evaluations, we show that PartSLIP++ demonstrates better performance over PartSLIP in both low-shot 3D semantic and instance-based object part segmentation tasks. Code released at https://github.com/zyc00/PartSLIP2.

Protein Language Model-Powered 3D Ligand Binding Site Prediction from Protein Sequence. (arXiv:2312.03016v1 [q-bio.QM])

Authors: Shuo Zhang, Lei Xie

Prediction of ligand binding sites of proteins is a fundamental and important task for understanding the function of proteins and screening potential drugs. Most existing methods require experimentally determined protein holo-structures as input. However, such structures can be unavailable on novel or less-studied proteins. To tackle this limitation, we propose LaMPSite, which only takes protein sequences and ligand molecular graphs as input for ligand binding site predictions. The protein sequences are used to retrieve residue-level embeddings and contact maps from the pre-trained ESM-2 protein language model. The ligand molecular graphs are fed into a graph neural network to compute atom-level embeddings. Then we compute and update the protein-ligand interaction embedding based on the protein residue-level embeddings and ligand atom-level embeddings, and the geometric constraints in the inferred protein contact map and ligand distance map. A final pooling on protein-ligand interaction embedding would indicate which residues belong to the binding sites. Without any 3D coordinate information of proteins, our proposed model achieves competitive performance compared to baseline methods that require 3D protein structures when predicting binding sites. Given that less than 50% of proteins have reliable structure information in the current stage, LaMPSite will provide new opportunities for drug discovery.

AI-driven emergence of frequency information non-uniform distribution via THz metasurface spectrum prediction. (arXiv:2312.03017v1 [cs.LG])

Authors: Xiaohua Xing, Yuqi Ren, Die Zou, Qiankun Zhang, Bingxuan Mao, Jianquan Yao, Deyi Xiong, Shuang Zhang, Liang Wu

Recently, artificial intelligence has been extensively deployed across various scientific disciplines, optimizing and guiding the progression of experiments through the integration of abundant datasets, whilst continuously probing the vast theoretical space encapsulated within the data. Particularly, deep learning models, due to their end-to-end adaptive learning capabilities, are capable of autonomously learning intrinsic data features, thereby transcending the limitations of traditional experience to a certain extent. Here, we unveil previously unreported information characteristics pertaining to different frequencies emerged during our work on predicting the terahertz spectral modulation effects of metasurfaces based on AI-prediction. Moreover, we have substantiated that our proposed methodology of simply adding supplementary multi-frequency inputs to the existing dataset during the target spectral prediction process can significantly enhance the predictive accuracy of the network. This approach effectively optimizes the utilization of existing datasets and paves the way for interdisciplinary research and applications in artificial intelligence, chemistry, composite material design, biomedicine, and other fields.

Enhanced Breast Cancer Tumor Classification using MobileNetV2: A Detailed Exploration on Image Intensity, Error Mitigation, and Streamlit-driven Real-time Deployment. (arXiv:2312.03020v1 [eess.IV])

Authors: Aaditya Surya, Aditya Shah, Jarnell Kabore, Subash Sasikumar

This research introduces a sophisticated transfer learning model based on Google's MobileNetV2 for breast cancer tumor classification into normal, benign, and malignant categories, utilizing a dataset of 1576 ultrasound images (265 normal, 891 benign, 420 malignant). The model achieves an accuracy of 0.82, precision of 0.83, recall of 0.81, ROC-AUC of 0.94, PR-AUC of 0.88, and MCC of 0.74. It examines image intensity distributions and misclassification errors, offering improvements for future applications. Addressing dataset imbalances, the study ensures a generalizable model. This work, using a dataset from Baheya Hospital, Cairo, Egypt, compiled by Walid Al-Dhabyani et al., emphasizes MobileNetV2's potential in medical imaging, aiming to improve diagnostic precision in oncology. Additionally, the paper explores Streamlit-based deployment for real-time tumor classification, demonstrating MobileNetV2's applicability in medical imaging and setting a benchmark for future research in oncology diagnostics.

Beyond Isolation: Multi-Agent Synergy for Improving Knowledge Graph Construction. (arXiv:2312.03022v1 [cs.AI])

Authors: Hongbin Ye, Honghao Gui, Aijia Zhang, Tong Liu, Wei Hua, Weiqiang Jia

Knowledge graph construction (KGC) is a multifaceted undertaking involving the extraction of entities, relations, and events. Traditionally, large language models (LLMs) have been viewed as solitary task-solving agents in this complex landscape. However, this paper challenges this paradigm by introducing a novel framework, CooperKGC. Departing from the conventional approach, CooperKGC establishes a collaborative processing network, assembling a KGC collaboration team capable of concurrently addressing entity, relation, and event extraction tasks. Our experiments unequivocally demonstrate that fostering collaboration and information interaction among diverse agents within CooperKGC yields superior results compared to individual cognitive processes operating in isolation. Importantly, our findings reveal that the collaboration facilitated by CooperKGC enhances knowledge selection, correction, and aggregation capabilities across multiple rounds of interactions.

Training on Synthetic Data Beats Real Data in Multimodal Relation Extraction. (arXiv:2312.03025v1 [cs.AI])

Authors: Zilin Du, Haoxin Li, Xu Guo, Boyang Li

The task of multimodal relation extraction has attracted significant research attention, but progress is constrained by the scarcity of available training data. One natural thought is to extend existing datasets with cross-modal generative models. In this paper, we consider a novel problem setting, where only unimodal data, either text or image, are available during training. We aim to train a multimodal classifier from synthetic data that perform well on real multimodal test data. However, training with synthetic data suffers from two obstacles: lack of data diversity and label information loss. To alleviate the issues, we propose Mutual Information-aware Multimodal Iterated Relational dAta GEneration (MI2RAGE), which applies Chained Cross-modal Generation (CCG) to promote diversity in the generated data and exploits a teacher network to select valuable training samples with high mutual information with the ground-truth labels. Comparing our method to direct training on synthetic data, we observed a significant improvement of 24.06% F1 with synthetic text and 26.42% F1 with synthetic images. Notably, our best model trained on completely synthetic images outperforms prior state-of-the-art models trained on real multimodal data by a margin of 3.76% in F1. Our codebase will be made available upon acceptance.

Analysis and mining of low-carbon and energy-saving tourism data characteristics based on machine learning algorithm. (arXiv:2312.03037v1 [cs.LG])

Authors: Lukasz Wierzbinski

In order to study the formation mechanism of residents' low-carbon awareness and provide an important basis for traffic managers to guide urban residents to choose low-carbon travel mode, this paper proposes a low-carbon energy-saving travel data feature analysis and mining based on machine learning algorithm. This paper uses data mining technology to analyze the data of low-carbon travel questionnaire, and regards the 15-dimensional problem under the framework of planned behavior theory as the internal cause variable that characterizes residents' low-carbon travel willingness. The author uses K-means clustering algorithm to classify the intensity of residents' low-carbon travel willingness, and applies the results as the explanatory variables to the random forest model to explore the mechanism of residents' social attribute characteristics, travel characteristics, etc. on their low-carbon travel willingness. The experimental results show that based on the Silhouette index test and t-SNE dimensionality reduction, residents' low-carbon travel willingness can be divided into three categories: strong, neutral, and not strong; Based on the importance index, the four most significant factors are the occupation, residence, family composition and commuting time of residents. Conclusion: This method provides policy recommendations for the development and management of urban traffic low-carbon from multiple perspectives.

Sample-based Dynamic Hierarchical Transformer with Layer and Head Flexibility via Contextual Bandit. (arXiv:2312.03038v1 [cs.LG])

Authors: Fanfei Meng, Lele Zhang, Yu Chen, Yuxin Wang

Transformer requires a fixed number of layers and heads which makes them inflexible to the complexity of individual samples and expensive in training and inference. To address this, we propose a sample-based Dynamic Hierarchical Transformer (DHT) model whose layers and heads can be dynamically configured with single data samples via solving contextual bandit problems. To determine the number of layers and heads, we use the Uniform Confidence Bound while we deploy combinatorial Thompson Sampling in order to select specific head combinations given their number. Different from previous work that focuses on compressing trained networks for inference only, DHT is not only advantageous for adaptively optimizing the underlying network architecture during training but also has a flexible network for efficient inference. To the best of our knowledge, this is the first comprehensive data-driven dynamic transformer without any additional auxiliary neural networks that implement the dynamic system. According to the experiment results, we achieve up to 74% computational savings for both training and inference with a minimal loss of accuracy.

Transformer-Based Deep Learning Model for Bored Pile Load-Deformation Prediction in Bangkok Subsoil. (arXiv:2312.03041v1 [cs.LG])

Authors: Sompote Youwai, Chissanupong Thongnoo

This paper presents a novel deep learning model based on the transformer architecture to predict the load-deformation behavior of large bored piles in Bangkok subsoil. The model encodes the soil profile and pile features as tokenization input, and generates the load-deformation curve as output. The model also incorporates the previous sequential data of load-deformation curve into the decoder to improve the prediction accuracy. The model also incorporates the previous sequential data of load-deformation curve into the decoder. The model shows a satisfactory accuracy and generalization ability for the load-deformation curve prediction, with a mean absolute error of 5.72% for the test data. The model could also be used for parametric analysis and design optimization of piles under different soil and pile conditions, pile cross section, pile length and type of pile.

REST: Enhancing Group Robustness in DNNs through Reweighted Sparse Training. (arXiv:2312.03044v1 [cs.LG])

Authors: Jiaxu Zhao, Lu Yin, Shiwei Liu, Meng Fang, Mykola Pechenizkiy

The deep neural network (DNN) has been proven effective in various domains. However, they often struggle to perform well on certain minority groups during inference, despite showing strong performance on the majority of data groups. This is because over-parameterized models learned \textit{bias attributes} from a large number of \textit{bias-aligned} training samples. These bias attributes are strongly spuriously correlated with the target variable, causing the models to be biased towards spurious correlations (i.e., \textit{bias-conflicting}). To tackle this issue, we propose a novel \textbf{re}weighted \textbf{s}parse \textbf{t}raining framework, dubbed as \textit{\textbf{REST}}, which aims to enhance the performance of biased data while improving computation and memory efficiency. Our proposed REST framework has been experimentally validated on three datasets, demonstrating its effectiveness in exploring unbiased subnetworks. We found that REST reduces the reliance on spuriously correlated features, leading to better performance across a wider range of data groups with fewer training and inference resources. We highlight that the \textit{REST} framework represents a promising approach for improving the performance of DNNs on biased data, while simultaneously improving computation and memory efficiency. By reducing the reliance on spurious correlations, REST has the potential to enhance the robustness of DNNs and improve their generalization capabilities. Code is released at \url{https://github.com/zhao1402072392/REST}

Generating Interpretable Networks using Hypernetworks. (arXiv:2312.03051v1 [cs.LG])

Authors: Isaac Liao, Ziming Liu, Max Tegmark

An essential goal in mechanistic interpretability to decode a network, i.e., to convert a neural network's raw weights to an interpretable algorithm. Given the difficulty of the decoding problem, progress has been made to understand the easier encoding problem, i.e., to convert an interpretable algorithm into network weights. Previous works focus on encoding existing algorithms into networks, which are interpretable by definition. However, focusing on encoding limits the possibility of discovering new algorithms that humans have never stumbled upon, but that are nevertheless interpretable. In this work, we explore the possibility of using hypernetworks to generate interpretable networks whose underlying algorithms are not yet known. The hypernetwork is carefully designed such that it can control network complexity, leading to a diverse family of interpretable algorithms ranked by their complexity. All of them are interpretable in hindsight, although some of them are less intuitive to humans, hence providing new insights regarding how to "think" like a neural network. For the task of computing L1 norms, hypernetworks find three algorithms: (a) the double-sided algorithm, (b) the convexity algorithm, (c) the pudding algorithm, although only the first algorithm was expected by the authors before experiments. We automatically classify these algorithms and analyze how these algorithmic phases develop during training, as well as how they are affected by complexity control. Furthermore, we show that a trained hypernetwork can correctly construct models for input dimensions not seen in training, demonstrating systematic generalization.

Advantage of Quantum Machine Learning from General Computational Advantages. (arXiv:2312.03057v1 [quant-ph])

Authors: Hayata Yamasaki, Natsuto Isogai, Mio Murao

An overarching milestone of quantum machine learning (QML) is to demonstrate the advantage of QML over all possible classical learning methods in accelerating a common type of learning task as represented by supervised learning with classical data. However, the provable advantages of QML in supervised learning have been known so far only for the learning tasks designed for using the advantage of specific quantum algorithms, i.e., Shor's algorithms. Here we explicitly construct an unprecedentedly broader family of supervised learning tasks with classical data to offer the provable advantage of QML based on general quantum computational advantages, progressing beyond Shor's algorithms. Our learning task is feasibly achievable by executing a general class of functions that can be computed efficiently in polynomial time for a large fraction of inputs by arbitrary quantum algorithms but not by any classical algorithm. We prove the hardness of achieving this learning task for any possible polynomial-time classical learning method. We also clarify protocols for preparing the classical data to demonstrate this learning task in experiments. These results open routes to exploit a variety of quantum advantages in computing functions for the experimental demonstration of the advantage of QML.

Incidental Polysemanticity. (arXiv:2312.03096v1 [cs.LG])

Authors: Victor Lecomte, Kushal Thaman, Trevor Chow, Rylan Schaeffer, Sanmi Koyejo

Polysemantic neurons (neurons that activate for a set of unrelated features) have been seen as a significant obstacle towards interpretability of task-optimized deep networks, with implications for AI safety. The classic origin story of polysemanticity is that the data contains more "features" than neurons, such that learning to perform a task forces the network to co-allocate multiple unrelated features to the same neuron, endangering our ability to understand the network's internal processing. In this work, we present a second and non-mutually exclusive origin story of polysemanticity. We show that polysemanticity can arise incidentally, even when there are ample neurons to represent all features in the data, using a combination of theory and experiments. This second type of polysemanticity occurs because random initialization can, by chance alone, initially assign multiple features to the same neuron, and the training dynamics then strengthen such overlap. Due to its origin, we term this \textit{incidental polysemanticity}.

Fully Convolutional Slice-to-Volume Reconstruction for Single-Stack MRI. (arXiv:2312.03102v1 [eess.IV])

Authors: Sean I. Young, Yaël Balbastre, Bruce Fischl, Polina Golland, Juan Eugenio Iglesias

In magnetic resonance imaging (MRI), slice-to-volume reconstruction (SVR) refers to computational reconstruction of an unknown 3D magnetic resonance volume from stacks of 2D slices corrupted by motion. While promising, current SVR methods require multiple slice stacks for accurate 3D reconstruction, leading to long scans and limiting their use in time-sensitive applications such as fetal fMRI. Here, we propose a SVR method that overcomes the shortcomings of previous work and produces state-of-the-art reconstructions in the presence of extreme inter-slice motion. Inspired by the recent success of single-view depth estimation methods, we formulate SVR as a single-stack motion estimation task and train a fully convolutional network to predict a motion stack for a given slice stack, producing a 3D reconstruction as a byproduct of the predicted motion. Extensive experiments on the SVR of adult and fetal brains demonstrate that our fully convolutional method is twice as accurate as previous SVR methods. Our code is available at github.com/seannz/svr.

The Landscape of Modern Machine Learning: A Review of Machine, Distributed and Federated Learning. (arXiv:2312.03120v1 [cs.LG])

Authors: Omer Subasi, Oceane Bel, Joseph Manzano, Kevin Barker

With the advance of the powerful heterogeneous, parallel and distributed computing systems and ever increasing immense amount of data, machine learning has become an indispensable part of cutting-edge technology, scientific research and consumer products. In this study, we present a review of modern machine and deep learning. We provide a high-level overview for the latest advanced machine learning algorithms, applications, and frameworks. Our discussion encompasses parallel distributed learning, deep learning as well as federated learning. As a result, our work serves as an introductory text to the vast field of modern machine learning.

Learning Curricula in Open-Ended Worlds. (arXiv:2312.03126v1 [cs.AI])

Authors: Minqi Jiang

Deep reinforcement learning (RL) provides powerful methods for training optimal sequential decision-making agents. As collecting real-world interactions can entail additional costs and safety risks, the common paradigm of sim2real conducts training in a simulator, followed by real-world deployment. Unfortunately, RL agents easily overfit to the choice of simulated training environments, and worse still, learning ends when the agent masters the specific set of simulated environments. In contrast, the real world is highly open-ended, featuring endlessly evolving environments and challenges, making such RL approaches unsuitable. Simply randomizing over simulated environments is insufficient, as it requires making arbitrary distributional assumptions and can be combinatorially less likely to sample specific environment instances that are useful for learning. An ideal learning process should automatically adapt the training environment to maximize the learning potential of the agent over an open-ended task space that matches or surpasses the complexity of the real world. This thesis develops a class of methods called Unsupervised Environment Design (UED), which aim to produce such open-ended processes. Given an environment design space, UED automatically generates an infinite sequence or curriculum of training environments at the frontier of the learning agent's capabilities. Through extensive empirical studies and theoretical arguments founded on minimax-regret decision theory and game theory, the findings in this thesis show that UED autocurricula can produce RL agents exhibiting significantly improved robustness and generalization to previously unseen environment instances. Such autocurricula are promising paths toward open-ended learning systems that achieve more general intelligence by continually generating and mastering additional challenges of their own design.

A Hardware Evaluation Framework for Large Language Model Inference. (arXiv:2312.03134v1 [cs.AR])

Authors: Hengrui Zhang, August Ning, Rohan Prabhakar, David Wentzlaff

The past year has witnessed the increasing popularity of Large Language Models (LLMs). Their unprecedented scale and associated high hardware cost have impeded their broader adoption, calling for efficient hardware designs. With the large hardware needed to simply run LLM inference, evaluating different hardware designs becomes a new bottleneck.

This work introduces LLMCompass, a hardware evaluation framework for LLM inference workloads. LLMCompass is fast, accurate, versatile, and able to describe and evaluate different hardware designs. LLMCompass includes a mapper to automatically find performance-optimal mapping and scheduling. It also incorporates an area-based cost model to help architects reason about their design choices. Compared to real-world hardware, LLMCompass' estimated latency achieves an average 10.4% error rate across various operators with various input sizes and an average 4.1% error rate for LLM inference. With LLMCompass, simulating a 4-NVIDIA A100 GPU node running GPT-3 175B inference can be done within 16 minutes on commodity hardware, including 26,400 rounds of the mapper's parameter search.

With the aid of LLMCompass, this work draws architectural implications and explores new cost-effective hardware designs. By reducing the compute capability or replacing High Bandwidth Memory (HBM) with traditional DRAM, these new designs can achieve as much as 3.41x improvement in performance/cost compared to an NVIDIA A100, making them promising choices for democratizing LLMs.

LLMCompass is planned to be fully open-source.

FlexModel: A Framework for Interpretability of Distributed Large Language Models. (arXiv:2312.03140v1 [cs.LG])

Authors: Matthew Choi, Muhammad Adil Asif, John Willes, David Emerson

With the growth of large language models, now incorporating billions of parameters, the hardware prerequisites for their training and deployment have seen a corresponding increase. Although existing tools facilitate model parallelization and distributed training, deeper model interactions, crucial for interpretability and responsible AI techniques, still demand thorough knowledge of distributed computing. This often hinders contributions from researchers with machine learning expertise but limited distributed computing background. Addressing this challenge, we present FlexModel, a software package providing a streamlined interface for engaging with models distributed across multi-GPU and multi-node configurations. The library is compatible with existing model distribution libraries and encapsulates PyTorch models. It exposes user-registerable HookFunctions to facilitate straightforward interaction with distributed model internals, bridging the gap between distributed and single-device model paradigms. Primarily, FlexModel enhances accessibility by democratizing model interactions and promotes more inclusive research in the domain of large-scale neural networks. The package is found at https://github.com/VectorInstitute/flex_model.

Neural parameter calibration and uncertainty quantification for epidemic forecasting. (arXiv:2312.03147v1 [cs.LG])

Authors: Thomas Gaskin, Tim Conrad, Grigorios A. Pavliotis, Christof Schütte

The recent COVID-19 pandemic has thrown the importance of accurately forecasting contagion dynamics and learning infection parameters into sharp focus. At the same time, effective policy-making requires knowledge of the uncertainty on such predictions, in order, for instance, to be able to ready hospitals and intensive care units for a worst-case scenario without needlessly wasting resources. In this work, we apply a novel and powerful computational method to the problem of learning probability densities on contagion parameters and providing uncertainty quantification for pandemic projections. Using a neural network, we calibrate an ODE model to data of the spread of COVID-19 in Berlin in 2020, achieving both a significantly more accurate calibration and prediction than Markov-Chain Monte Carlo (MCMC)-based sampling schemes. The uncertainties on our predictions provide meaningful confidence intervals e.g. on infection figures and hospitalisation rates, while training and running the neural scheme takes minutes where MCMC takes hours. We show convergence of our method to the true posterior on a simplified SIR model of epidemics, and also demonstrate our method's learning capabilities on a reduced dataset, where a complex model is learned from a small number of compartments for which data is available.

Multitask Learning Can Improve Worst-Group Outcomes. (arXiv:2312.03151v1 [cs.LG])

Authors: Atharva Kulkarni, Lucio Dery, Amrith Setlur, Aditi Raghunathan, Ameet Talwalkar, Graham Neubig

In order to create machine learning systems that serve a variety of users well, it is vital to not only achieve high average performance but also ensure equitable outcomes across diverse groups. However, most machine learning methods are designed to improve a model's average performance on a chosen end task without consideration for their impact on worst group error. Multitask learning (MTL) is one such widely used technique. In this paper, we seek not only to understand the impact of MTL on worst-group accuracy but also to explore its potential as a tool to address the challenge of group-wise fairness. We primarily consider the common setting of fine-tuning a pre-trained model, where, following recent work (Gururangan et al., 2020; Dery et al., 2023), we multitask the end task with the pre-training objective constructed from the end task data itself. In settings with few or no group annotations, we find that multitasking often, but not always, achieves better worst-group accuracy than Just-Train-Twice (JTT; Liu et al. (2021)) -- a representative distributionally robust optimization (DRO) method. Leveraging insights from synthetic data experiments, we propose to modify standard MTL by regularizing the joint multitask representation space. We run a large number of fine-tuning experiments across computer vision and natural language and find that our regularized MTL approach consistently outperforms JTT on both worst and average group outcomes. Our official code can be found here: https://github.com/atharvajk98/MTL-group-robustness.

HybridNeRF: Efficient Neural Rendering via Adaptive Volumetric Surfaces. (arXiv:2312.03160v1 [cs.CV])

Authors: Haithem Turki, Vasu Agrawal, Samuel Rota Bulò, Lorenzo Porzi, Peter Kontschieder, Deva Ramanan, Michael Zollhöfer, Christian Richardt

Neural radiance fields provide state-of-the-art view synthesis quality but tend to be slow to render. One reason is that they make use of volume rendering, thus requiring many samples (and model queries) per ray at render time. Although this representation is flexible and easy to optimize, most real-world objects can be modeled more efficiently with surfaces instead of volumes, requiring far fewer samples per ray. This observation has spurred considerable progress in surface representations such as signed distance functions, but these may struggle to model semi-opaque and thin structures. We propose a method, HybridNeRF, that leverages the strengths of both representations by rendering most objects as surfaces while modeling the (typically) small fraction of challenging regions volumetrically. We evaluate HybridNeRF against the challenging Eyeful Tower dataset along with other commonly used view synthesis datasets. When comparing to state-of-the-art baselines, including recent rasterization-based approaches, we improve error rates by 15-30% while achieving real-time framerates (at least 36 FPS) for virtual-reality resolutions (2Kx2K).

Deep Learning for Fast Inference of Mechanistic Models' Parameters. (arXiv:2312.03166v1 [cs.LG])

Authors: Maxim Borisyak, Stefan Born, Peter Neubauer, Mariano Nicolas Cruz-Bournazou

Inferring parameters of macro-kinetic growth models, typically represented by Ordinary Differential Equations (ODE), from the experimental data is a crucial step in bioprocess engineering. Conventionally, estimates of the parameters are obtained by fitting the mechanistic model to observations. Fitting, however, requires a significant computational power. Specifically, during the development of new bioprocesses that use previously unknown organisms or strains, efficient, robust, and computationally cheap methods for parameter estimation are of great value. In this work, we propose using Deep Neural Networks (NN) for directly predicting parameters of mechanistic models given observations. The approach requires spending computational resources for training a NN, nonetheless, once trained, such a network can provide parameter estimates orders of magnitude faster than conventional methods. We consider a training procedure that combines Neural Networks and mechanistic models. We demonstrate the performance of the proposed algorithms on data sampled from several mechanistic models used in bioengineering describing a typical industrial batch process and compare the proposed method, a typical gradient-based fitting procedure, and the combination of the two. We find that, while Neural Network estimates are slightly improved by further fitting, these estimates are measurably better than the fitting procedure alone.

Adaptive spectral graph wavelets for collaborative filtering. (arXiv:2312.03167v1 [cs.IR])

Authors: Osama Alshareet, A. Ben Hamza

Collaborative filtering is a popular approach in recommender systems, whose objective is to provide personalized item suggestions to potential users based on their purchase or browsing history. However, personalized recommendations require considerable amount of behavioral data on users, which is usually unavailable for new users, giving rise to the cold-start problem. To help alleviate this challenging problem, we introduce a spectral graph wavelet collaborative filtering framework for implicit feedback data, where users, items and their interactions are represented as a bipartite graph. Specifically, we first propose an adaptive transfer function by leveraging a power transform with the goal of stabilizing the variance of graph frequencies in the spectral domain. Then, we design a deep recommendation model for efficient learning of low-dimensional embeddings of users and items using spectral graph wavelets in an end-to-end fashion. In addition to capturing the graph's local and global structures, our approach yields localization of graph signals in both spatial and spectral domains, and hence not only learns discriminative representations of users and items, but also promotes the recommendation quality. The effectiveness of our proposed model is demonstrated through extensive experiments on real-world benchmark datasets, achieving better recommendation performance compared with strong baseline methods.

Active Learning for Abrupt Shifts Change-point Detection via Derivative-Aware Gaussian Processes. (arXiv:2312.03176v1 [cs.LG])

Authors: Hao Zhao, Rong Pan

Change-point detection (CPD) is crucial for identifying abrupt shifts in data, which influence decision-making and efficient resource allocation across various domains. To address the challenges posed by the costly and time-intensive data acquisition in CPD, we introduce the Derivative-Aware Change Detection (DACD) method. It leverages the derivative process of a Gaussian process (GP) for Active Learning (AL), aiming to pinpoint change-point locations effectively. DACD balances the exploitation and exploration of derivative processes through multiple data acquisition functions (AFs). By utilizing GP derivative mean and variance as criteria, DACD sequentially selects the next sampling data point, thus enhancing algorithmic efficiency and ensuring reliable and accurate results. We investigate the effectiveness of DACD method in diverse scenarios and show it outperforms other active learning change-point detection approaches.

Using Curiosity for an Even Representation of Tasks in Continual Offline Reinforcement Learning. (arXiv:2312.03177v1 [cs.LG])

Authors: Pankayaraj Pathmanathan, Natalia Díaz-Rodríguez, Javier Del Ser

In this work, we investigate the means of using curiosity on replay buffers to improve offline multi-task continual reinforcement learning when tasks, which are defined by the non-stationarity in the environment, are non labeled and not evenly exposed to the learner in time. In particular, we investigate the use of curiosity both as a tool for task boundary detection and as a priority metric when it comes to retaining old transition tuples, which we respectively use to propose two different buffers. Firstly, we propose a Hybrid Reservoir Buffer with Task Separation (HRBTS), where curiosity is used to detect task boundaries that are not known due to the task agnostic nature of the problem. Secondly, by using curiosity as a priority metric when it comes to retaining old transition tuples, a Hybrid Curious Buffer (HCB) is proposed. We ultimately show that these buffers, in conjunction with regular reinforcement learning algorithms, can be used to alleviate the catastrophic forgetting issue suffered by the state of the art on replay buffers when the agent's exposure to tasks is not equal along time. We evaluate catastrophic forgetting and the efficiency of our proposed buffers against the latest works such as the Hybrid Reservoir Buffer (HRB) and the Multi-Time Scale Replay Buffer (MTR) in three different continual reinforcement learning settings. Experiments were done on classical control tasks and Metaworld environment. Experiments show that our proposed replay buffers display better immunity to catastrophic forgetting compared to existing works in most of the settings.

CaloQVAE : Simulating high-energy particle-calorimeter interactions using hybrid quantum-classical generative models. (arXiv:2312.03179v1 [hep-ex])

Authors: Sehmimul Hoque (1, 2), Hao Jia (3), Abhishek Abhishek (4), Mojde Fadaie (1), J. Quetzalcoatl Toledo-Marín (4), Tiago Vale (5, 4), Roger G. Melko (1, 6), Maximilian Swiatlowski (4), Wojciech T. Fedorko (4) ((1) Perimeter Institute for Theoretical Physics, (2) Faculty of Mathematics, University of Waterloo, (3) Department of Physics and Astronomy, University of British Columbia, (4) TRIUMF, (5) Department of Physics, Simon Fraser University, (6) Department of Physics and Astronomy, University of Waterloo)

The Large Hadron Collider's high luminosity era presents major computational challenges in the analysis of collision events. Large amounts of Monte Carlo (MC) simulation will be required to constrain the statistical uncertainties of the simulated datasets below these of the experimental data. Modelling of high-energy particles propagating through the calorimeter section of the detector is the most computationally intensive MC simulation task. We introduce a technique combining recent advancements in generative models and quantum annealing for fast and efficient simulation of high-energy particle-calorimeter interactions.

Data-Driven Traffic Reconstruction and Kernel Methods for Identifying Stop-and-Go Congestion. (arXiv:2312.03186v1 [cs.LG])

Authors: Edgar Ramirez Sanchez, Shreyaa Raghavan, Cathy Wu

Identifying stop-and-go events (SAGs) in traffic flow presents an important avenue for advancing data-driven research for climate change mitigation and sustainability, owing to their substantial impact on carbon emissions, travel time, fuel consumption, and roadway safety. In fact, SAGs are estimated to account for 33-50% of highway driving externalities. However, insufficient attention has been paid to precisely quantifying where, when, and how much these SAGs take place -necessary for downstream decision making, such as intervention design and policy analysis. A key challenge is that the data available to researchers and governments are typically sparse and aggregated to a granularity that obscures SAGs. To overcome such data limitations, this study thus explores the use of traffic reconstruction techniques for SAG identification. In particular, we introduce a kernel-based method for identifying spatio-temporal features in traffic and leverage bootstrapping to quantify the uncertainty of the reconstruction process. Experimental results on California highway data demonstrate the promise of the method for capturing SAGs. This work contributes to a foundation for data-driven decision making to advance sustainability of traffic systems.

FERGI: Automatic Annotation of User Preferences for Text-to-Image Generation from Spontaneous Facial Expression Reaction. (arXiv:2312.03187v1 [cs.CV])

Authors: Shuangquan Feng, Junhua Ma, Virginia R. de Sa

Researchers have proposed to use data of human preference feedback to fine-tune text-to-image generative models. However, the scalability of human feedback collection has been limited by its reliance on manual annotation. Therefore, we develop and test a method to automatically annotate user preferences from their spontaneous facial expression reaction to the generated images. We collect a dataset of Facial Expression Reaction to Generated Images (FERGI) and show that the activations of multiple facial action units (AUs) are highly correlated with user evaluations of the generated images. Specifically, AU4 (brow lowerer) is most consistently reflective of negative evaluations of the generated image. This can be useful in two ways. Firstly, we can automatically annotate user preferences between image pairs with substantial difference in AU4 responses to them with an accuracy significantly outperforming state-of-the-art scoring models. Secondly, directly integrating the AU4 responses with the scoring models improves their consistency with human preferences. Additionally, the AU4 response best reflects the user's evaluation of the image fidelity, making it complementary to the state-of-the-art scoring models, which are generally better at reflecting image-text alignment. Finally, this method of automatic annotation with facial expression analysis can be potentially generalized to other generation tasks. The code is available at https://github.com/ShuangquanFeng/FERGI, and the dataset is also available at the same link for research purposes.

Corporate Bankruptcy Prediction with Domain-Adapted BERT. (arXiv:2312.03194v1 [cs.CL])

Authors: Alex Kim, Sangwon Yoon

This study performs BERT-based analysis, which is a representative contextualized language model, on corporate disclosure data to predict impending bankruptcies. Prior literature on bankruptcy prediction mainly focuses on developing more sophisticated prediction methodologies with financial variables. However, in our study, we focus on improving the quality of input dataset. Specifically, we employ BERT model to perform sentiment analysis on MD&A disclosures. We show that BERT outperforms dictionary-based predictions and Word2Vec-based predictions in terms of adjusted R-square in logistic regression, k-nearest neighbor (kNN-5), and linear kernel support vector machine (SVM). Further, instead of pre-training the BERT model from scratch, we apply self-learning with confidence-based filtering to corporate disclosure data (10-K). We achieve the accuracy rate of 91.56% and demonstrate that the domain adaptation procedure brings a significant improvement in prediction accuracy.

Domain Invariant Representation Learning and Sleep Dynamics Modeling for Automatic Sleep Staging. (arXiv:2312.03196v1 [cs.LG])

Authors: Seungyeon Lee, Thai-Hoang Pham, Zhao Cheng, Ping Zhang

Sleep staging has become a critical task in diagnosing and treating sleep disorders to prevent sleep related diseases. With rapidly growing large scale public sleep databases and advances in machine learning, significant progress has been made toward automatic sleep staging. However, previous studies face some critical problems in sleep studies; the heterogeneity of subjects' physiological signals, the inability to extract meaningful information from unlabeled sleep signal data to improve predictive performances, the difficulty in modeling correlations between sleep stages, and the lack of an effective mechanism to quantify predictive uncertainty. In this study, we propose a neural network based automatic sleep staging model, named DREAM, to learn domain generalized representations from physiological signals and models sleep dynamics. DREAM learns sleep related and subject invariant representations from diverse subjects' sleep signal segments and models sleep dynamics by capturing interactions between sequential signal segments and between sleep stages. In the experiments, we demonstrate that DREAM outperforms the existing sleep staging methods on three datasets. The case study demonstrates that our model can learn the generalized decision function resulting in good prediction performances for the new subjects, especially in case there are differences between testing and training subjects. The usage of unlabeled data shows the benefit of leveraging unlabeled EEG data. Further, uncertainty quantification demonstrates that DREAM provides prediction uncertainty, making the model reliable and helping sleep experts in real world applications.

Constrained Bayesian Optimization Under Partial Observations: Balanced Improvements and Provable Convergence. (arXiv:2312.03212v1 [cs.LG])

Authors: Shengbo Wang, Ke Li

The partially observable constrained optimization problems (POCOPs) impede data-driven optimization techniques since an infeasible solution of POCOPs can provide little information about the objective as well as the constraints. We endeavor to design an efficient and provable method for expensive POCOPs under the framework of constrained Bayesian optimization. Our method consists of two key components. Firstly, we present an improved design of the acquisition functions that introduces balanced exploration during optimization. We rigorously study the convergence properties of this design to demonstrate its effectiveness. Secondly, we propose a Gaussian process embedding different likelihoods as the surrogate model for a partially observable constraint. This model leads to a more accurate representation of the feasible regions compared to traditional classification-based models. Our proposed method is empirically studied on both synthetic and real-world problems. The results demonstrate the competitiveness of our method for solving POCOPs.

Bootstrap Your Own Variance. (arXiv:2312.03213v1 [cs.LG])

Authors: Polina Turishcheva, Jason Ramapuram, Sinead Williamson, Dan Busbridge, Eeshan Dhekane, Russ Webb

Understanding model uncertainty is important for many applications. We propose Bootstrap Your Own Variance (BYOV), combining Bootstrap Your Own Latent (BYOL), a negative-free Self-Supervised Learning (SSL) algorithm, with Bayes by Backprop (BBB), a Bayesian method for estimating model posteriors. We find that the learned predictive std of BYOV vs. a supervised BBB model is well captured by a Gaussian distribution, providing preliminary evidence that the learned parameter posterior is useful for label free uncertainty estimation. BYOV improves upon the deterministic BYOL baseline (+2.83% test ECE, +1.03% test Brier) and presents better calibration and reliability when tested with various augmentations (eg: +2.4% test ECE, +1.2% test Brier for Salt & Pepper noise).

SDSRA: A Skill-Driven Skill-Recombination Algorithm for Efficient Policy Learning. (arXiv:2312.03216v1 [cs.LG])

Authors: Eric H. Jiang, Andrew Lizarraga

In this paper, we introduce a novel algorithm - the Skill-Driven Skill Recombination Algorithm (SDSRA) - an innovative framework that significantly enhances the efficiency of achieving maximum entropy in reinforcement learning tasks. We find that SDSRA achieves faster convergence compared to the traditional Soft Actor-Critic (SAC) algorithm and produces improved policies. By integrating skill-based strategies within the robust Actor-Critic framework, SDSRA demonstrates remarkable adaptability and performance across a wide array of complex and diverse benchmarks.

Accelerated Gradient Algorithms with Adaptive Subspace Search for Instance-Faster Optimization. (arXiv:2312.03218v1 [cs.LG])

Authors: Yuanshi Liu, Hanzhen Zhao, Yang Xu, Pengyun Yue, Cong Fang

Gradient-based minimax optimal algorithms have greatly promoted the development of continuous optimization and machine learning. One seminal work due to Yurii Nesterov [Nes83a] established $\tilde{\mathcal{O}}(\sqrt{L/\mu})$ gradient complexity for minimizing an $L$-smooth $\mu$-strongly convex objective. However, an ideal algorithm would adapt to the explicit complexity of a particular objective function and incur faster rates for simpler problems, triggering our reconsideration of two defeats of existing optimization modeling and analysis. (i) The worst-case optimality is neither the instance optimality nor such one in reality. (ii) Traditional $L$-smoothness condition may not be the primary abstraction/characterization for modern practical problems.

In this paper, we open up a new way to design and analyze gradient-based algorithms with direct applications in machine learning, including linear regression and beyond. We introduce two factors $(\alpha, \tau_{\alpha})$ to refine the description of the degenerated condition of the optimization problems based on the observation that the singular values of Hessian often drop sharply. We design adaptive algorithms that solve simpler problems without pre-known knowledge with reduced gradient or analogous oracle accesses. The algorithms also improve the state-of-art complexities for several problems in machine learning, thereby solving the open problem of how to design faster algorithms in light of the known complexity lower bounds. Specially, with the $\mathcal{O}(1)$-nuclear norm bounded, we achieve an optimal $\tilde{\mathcal{O}}(\mu^{-1/3})$ (v.s. $\tilde{\mathcal{O}}(\mu^{-1/2})$) gradient complexity for linear regression. We hope this work could invoke the rethinking for understanding the difficulty of modern problems in optimization.

Deep Multimodal Fusion for Surgical Feedback Classification. (arXiv:2312.03231v1 [cs.LG])

Authors: Rafal Kocielnik, Elyssa Y. Wong, Timothy N. Chu, Lydia Lin, De-An Huang, Jiayun Wang, Anima Anandkumar, Andrew J. Hung

Quantification of real-time informal feedback delivered by an experienced surgeon to a trainee during surgery is important for skill improvements in surgical training. Such feedback in the live operating room is inherently multimodal, consisting of verbal conversations (e.g., questions and answers) as well as non-verbal elements (e.g., through visual cues like pointing to anatomic elements). In this work, we leverage a clinically-validated five-category classification of surgical feedback: "Anatomic", "Technical", "Procedural", "Praise" and "Visual Aid". We then develop a multi-label machine learning model to classify these five categories of surgical feedback from inputs of text, audio, and video modalities. The ultimate goal of our work is to help automate the annotation of real-time contextual surgical feedback at scale. Our automated classification of surgical feedback achieves AUCs ranging from 71.5 to 77.6 with the fusion improving performance by 3.1%. We also show that high-quality manual transcriptions of feedback audio from experts improve AUCs to between 76.5 and 96.2, which demonstrates a clear path toward future improvements. Empirically, we find that the Staged training strategy, with first pre-training each modality separately and then training them jointly, is more effective than training different modalities altogether. We also present intuitive findings on the importance of modalities for different feedback categories. This work offers an important first look at the feasibility of automated classification of real-world live surgical feedback based on text, audio, and video modalities.

Multicoated and Folded Graph Neural Networks with Strong Lottery Tickets. (arXiv:2312.03236v1 [cs.LG])

Authors: Jiale Yan, Hiroaki Ito, Ángel López García-Arias, Yasuyuki Okoshi, Hikari Otsuka, Kazushi Kawamura, Thiem Van Chu, Masato Motomura

The Strong Lottery Ticket Hypothesis (SLTH) demonstrates the existence of high-performing subnetworks within a randomly initialized model, discoverable through pruning a convolutional neural network (CNN) without any weight training. A recent study, called Untrained GNNs Tickets (UGT), expanded SLTH from CNNs to shallow graph neural networks (GNNs). However, discrepancies persist when comparing baseline models with learned dense weights. Additionally, there remains an unexplored area in applying SLTH to deeper GNNs, which, despite delivering improved accuracy with additional layers, suffer from excessive memory requirements. To address these challenges, this work utilizes Multicoated Supermasks (M-Sup), a scalar pruning mask method, and implements it in GNNs by proposing a strategy for setting its pruning thresholds adaptively. In the context of deep GNNs, this research uncovers the existence of untrained recurrent networks, which exhibit performance on par with their trained feed-forward counterparts. This paper also introduces the Multi-Stage Folding and Unshared Masks methods to expand the search space in terms of both architecture and parameters. Through the evaluation of various datasets, including the Open Graph Benchmark (OGB), this work establishes a triple-win scenario for SLTH-based GNNs: by achieving high sparsity, competitive performance, and high memory efficiency with up to 98.7\% reduction, it demonstrates suitability for energy-efficient graph processing.

Generalizable Neural Physics Solvers by Baldwinian Evolution. (arXiv:2312.03243v1 [cs.NE])

Authors: Jian Cheng Wong, Chin Chun Ooi, Abhishek Gupta, Pao-Hsiung Chiu, Joshua Shao Zheng Low, My Ha Dao, Yew-Soon Ong

Physics-informed neural networks (PINNs) are at the forefront of scientific machine learning, making possible the creation of machine intelligence that is cognizant of physical laws and able to accurately simulate them. In this paper, the potential of discovering PINNs that generalize over an entire family of physics tasks is studied, for the first time, through a biological lens of the Baldwin effect. Drawing inspiration from the neurodevelopment of precocial species that have evolved to learn, predict and react quickly to their environment, we envision PINNs that are pre-wired with connection strengths inducing strong biases towards efficient learning of physics. To this end, evolutionary selection pressure (guided by proficiency over a family of tasks) is coupled with lifetime learning (to specialize on a smaller subset of those tasks) to produce PINNs that demonstrate fast and physics-compliant prediction capabilities across a range of empirically challenging problem instances. The Baldwinian approach achieves an order of magnitude improvement in prediction accuracy at a fraction of the computation cost compared to state-of-the-art results with PINNs meta-learned by gradient descent. This paper marks a leap forward in the meta-learning of PINNs as generalizable physics solvers.

Customizable Combination of Parameter-Efficient Modules for Multi-Task Learning. (arXiv:2312.03248v1 [cs.LG])

Authors: Haowen Wang, Tao Sun, Cong Fan, Jinjie Gu

Modular and composable transfer learning is an emerging direction in the field of Parameter Efficient Fine-Tuning, as it enables neural networks to better organize various aspects of knowledge, leading to improved cross-task generalization. In this paper, we introduce a novel approach Customized Polytropon C-Poly that combines task-common skills and task-specific skills, while the skill parameters being highly parameterized using low-rank techniques. Each task is associated with a customizable number of exclusive specialized skills and also benefits from skills shared with peer tasks. A skill assignment matrix is jointly learned. To evaluate our approach, we conducted extensive experiments on the Super-NaturalInstructions and the SuperGLUE benchmarks. Our findings demonstrate that C-Poly outperforms fully-shared, task-specific, and skill-indistinguishable baselines, significantly enhancing the sample efficiency in multi-task learning scenarios.

Seller-side Outcome Fairness in Online Marketplaces. (arXiv:2312.03253v1 [cs.LG])

Authors: Zikun Ye, Reza Yousefi Maragheh, Lalitesh Morishetti, Shanu Vashishtha, Jason Cho, Kaushiki Nag, Sushant Kumar, Kannan Achan

This paper aims to investigate and achieve seller-side fairness within online marketplaces, where many sellers and their items are not sufficiently exposed to customers in an e-commerce platform. This phenomenon raises concerns regarding the potential loss of revenue associated with less exposed items as well as less marketplace diversity. We introduce the notion of seller-side outcome fairness and build an optimization model to balance collected recommendation rewards and the fairness metric. We then propose a gradient-based data-driven algorithm based on the duality and bandit theory. Our numerical experiments on real e-commerce data sets show that our algorithm can lift seller fairness measures while not hurting metrics like collected Gross Merchandise Value (GMV) and total purchases.

CAFE: Towards Compact, Adaptive, and Fast Embedding for Large-scale Recommendation Models. (arXiv:2312.03256v1 [cs.LG])

Authors: Hailin Zhang, Zirui Liu, Boxuan Chen, Yikai Zhao, Tong Zhao, Tong Yang, Bin Cui

Recently, the growing memory demands of embedding tables in Deep Learning Recommendation Models (DLRMs) pose great challenges for model training and deployment. Existing embedding compression solutions cannot simultaneously meet three key design requirements: memory efficiency, low latency, and adaptability to dynamic data distribution. This paper presents CAFE, a Compact, Adaptive, and Fast Embedding compression framework that addresses the above requirements. The design philosophy of CAFE is to dynamically allocate more memory resources to important features (called hot features), and allocate less memory to unimportant ones. In CAFE, we propose a fast and lightweight sketch data structure, named HotSketch, to capture feature importance and report hot features in real time. For each reported hot feature, we assign it a unique embedding. For the non-hot features, we allow multiple features to share one embedding by using hash embedding technique. Guided by our design philosophy, we further propose a multi-level hash embedding framework to optimize the embedding tables of non-hot features. We theoretically analyze the accuracy of HotSketch, and analyze the model convergence against deviation. Extensive experiments show that CAFE significantly outperforms existing embedding compression methods, yielding 3.92% and 3.68% superior testing AUC on Criteo Kaggle dataset and CriteoTB dataset at a compression ratio of 10000x. The source codes of CAFE are available at GitHub.

f-FERM: A Scalable Framework for Robust Fair Empirical Risk Minimization. (arXiv:2312.03259v1 [cs.LG])

Authors: Sina Baharlouei, Shivam Patel, Meisam Razaviyayn

Training and deploying machine learning models that meet fairness criteria for protected groups are fundamental in modern artificial intelligence. While numerous constraints and regularization terms have been proposed in the literature to promote fairness in machine learning tasks, most of these methods are not amenable to stochastic optimization due to the complex and nonlinear structure of constraints and regularizers. Here, the term "stochastic" refers to the ability of the algorithm to work with small mini-batches of data. Motivated by the limitation of existing literature, this paper presents a unified stochastic optimization framework for fair empirical risk minimization based on f-divergence measures (f-FERM). The proposed stochastic algorithm enjoys theoretical convergence guarantees. In addition, our experiments demonstrate the superiority of fairness-accuracy tradeoffs offered by f-FERM for almost all batch sizes (ranging from full-batch to batch size of one). Moreover, we show that our framework can be extended to the case where there is a distribution shift from training to the test data. Our extension is based on a distributionally robust optimization reformulation of f-FERM objective under $L_p$ norms as uncertainty sets. Again, in this distributionally robust setting, f-FERM not only enjoys theoretical convergence guarantees but also outperforms other baselines in the literature in the tasks involving distribution shifts. An efficient stochastic implementation of $f$-FERM is publicly available.

Low-Cost High-Power Membership Inference by Boosting Relativity. (arXiv:2312.03262v1 [stat.ML])

Authors: Sajjad Zarifzadeh, Philippe Liu, Reza Shokri

We present a robust membership inference attack (RMIA) that amplifies the distinction between population data and the training data on any target model, by effectively leveraging both reference models and reference data in our likelihood ratio test. Our algorithm exhibits superior test power (true-positive rate) when compared to prior methods, even at extremely low false-positive error rates (as low as 0). Also, under computation constraints, where only a limited number of reference models (as few as 1) are available, our method performs exceptionally well, unlike some prior attacks that approach random guessing in such scenarios. Our method lays the groundwork for cost-effective and practical yet powerful and robust privacy risk analysis of machine learning algorithms.

Anomaly Detection for Scalable Task Grouping in Reinforcement Learning-based RAN Optimization. (arXiv:2312.03277v1 [cs.LG])

Authors: Jimmy Li, Igor Kozlov, Di Wu, Xue Liu, Gregory Dudek

The use of learning-based methods for optimizing cellular radio access networks (RAN) has received increasing attention in recent years. This coincides with a rapid increase in the number of cell sites worldwide, driven largely by dramatic growth in cellular network traffic. Training and maintaining learned models that work well across a large number of cell sites has thus become a pertinent problem. This paper proposes a scalable framework for constructing a reinforcement learning policy bank that can perform RAN optimization across a large number of cell sites with varying traffic patterns. Central to our framework is a novel application of anomaly detection techniques to assess the compatibility between sites (tasks) and the policy bank. This allows our framework to intelligently identify when a policy can be reused for a task, and when a new policy needs to be trained and added to the policy bank. Our results show that our approach to compatibility assessment leads to an efficient use of computational resources, by allowing us to construct a performant policy bank without exhaustively training on all tasks, which makes it applicable under real-world constraints.

STEP CATFormer: Spatial-Temporal Effective Body-Part Cross Attention Transformer for Skeleton-based Action Recognition. (arXiv:2312.03288v1 [cs.CV])

Authors: Nguyen Huu Bao Long

Graph convolutional networks (GCNs) have been widely used and achieved remarkable results in skeleton-based action recognition. We think the key to skeleton-based action recognition is a skeleton hanging in frames, so we focus on how the Graph Convolutional Convolution networks learn different topologies and effectively aggregate joint features in the global temporal and local temporal. In this work, we propose three Channel-wise Tolopogy Graph Convolution based on Channel-wise Topology Refinement Graph Convolution (CTR-GCN). Combining CTR-GCN with two joint cross-attention modules can capture the upper-lower body part and hand-foot relationship skeleton features. After that, to capture features of human skeletons changing in frames we design the Temporal Attention Transformers to extract skeletons effectively. The Temporal Attention Transformers can learn the temporal features of human skeleton sequences. Finally, we fuse the temporal features output scale with MLP and classification. We develop a powerful graph convolutional network named Spatial Temporal Effective Body-part Cross Attention Transformer which notably high-performance on the NTU RGB+D, NTU RGB+D 120 datasets. Our code and models are available at https://github.com/maclong01/STEP-CATFormer

OMNIINPUT: A Model-centric Evaluation Framework through Output Distribution. (arXiv:2312.03291v1 [cs.LG])

Authors: Weitang Liu, Ying Wai Li, Tianle Wang, Yi-Zhuang You, Jingbo Shang

We propose a novel model-centric evaluation framework, OmniInput, to evaluate the quality of an AI/ML model's predictions on all possible inputs (including human-unrecognizable ones), which is crucial for AI safety and reliability. Unlike traditional data-centric evaluation based on pre-defined test sets, the test set in OmniInput is self-constructed by the model itself and the model quality is evaluated by investigating its output distribution. We employ an efficient sampler to obtain representative inputs and the output distribution of the trained model, which, after selective annotation, can be used to estimate the model's precision and recall at different output values and a comprehensive precision-recall curve. Our experiments demonstrate that OmniInput enables a more fine-grained comparison between models, especially when their performance is almost the same on pre-defined datasets, leading to new findings and insights for how to train more robust, generalizable models.

Enhancing Molecular Property Prediction via Mixture of Collaborative Experts. (arXiv:2312.03292v1 [cs.LG])

Authors: Xu Yao, Shuang Liang, Songqiao Han, Hailiang Huang

Molecular Property Prediction (MPP) task involves predicting biochemical properties based on molecular features, such as molecular graph structures, contributing to the discovery of lead compounds in drug development. To address data scarcity and imbalance in MPP, some studies have adopted Graph Neural Networks (GNN) as an encoder to extract commonalities from molecular graphs. However, these approaches often use a separate predictor for each task, neglecting the shared characteristics among predictors corresponding to different tasks. In response to this limitation, we introduce the GNN-MoCE architecture. It employs the Mixture of Collaborative Experts (MoCE) as predictors, exploiting task commonalities while confronting the homogeneity issue in the expert pool and the decision dominance dilemma within the expert group. To enhance expert diversity for collaboration among all experts, the Expert-Specific Projection method is proposed to assign a unique projection perspective to each expert. To balance decision-making influence for collaboration within the expert group, the Expert-Specific Loss is presented to integrate individual expert loss into the weighted decision loss of the group for more equitable training. Benefiting from the enhancements of MoCE in expert creation, dynamic expert group formation, and experts' collaboration, our model demonstrates superior performance over traditional methods on 24 MPP datasets, especially in tasks with limited data or high imbalance.

Cooperative Probabilistic Trajectory Forecasting under Occlusion. (arXiv:2312.03296v1 [cs.RO])

Authors: Anshul Nayak, Azim Eskandarian

Perception and planning under occlusion is essential for safety-critical tasks. Occlusion-aware planning often requires communicating the information of the occluded object to the ego agent for safe navigation. However, communicating rich sensor information under adverse conditions during communication loss and limited bandwidth may not be always feasible. Further, in GPS denied environments and indoor navigation, localizing and sharing of occluded objects can be challenging. To overcome this, relative pose estimation between connected agents sharing a common field of view can be a computationally effective way of communicating information about surrounding objects. In this paper, we design an end-to-end network that cooperatively estimates the current states of occluded pedestrian in the reference frame of ego agent and then predicts the trajectory with safety guarantees. Experimentally, we show that the uncertainty-aware trajectory prediction of occluded pedestrian by the ego agent is almost similar to the ground truth trajectory assuming no occlusion. The current research holds promise for uncertainty-aware navigation among multiple connected agents under occlusion.

Dyport: Dynamic Importance-based Hypothesis Generation Benchmarking Technique. (arXiv:2312.03303v1 [cs.AI])

Authors: Ilya Tyagin, Ilya Safro

This paper presents a novel benchmarking framework Dyport for evaluating biomedical hypothesis generation systems. Utilizing curated datasets, our approach tests these systems under realistic conditions, enhancing the relevance of our evaluations. We integrate knowledge from the curated databases into a dynamic graph, accompanied by a method to quantify discovery importance. This not only assesses hypothesis accuracy but also their potential impact in biomedical research which significantly extends traditional link prediction benchmarks. Applicability of our benchmarking process is demonstrated on several link prediction systems applied on biomedical semantic knowledge graphs. Being flexible, our benchmarking system is designed for broad application in hypothesis generation quality verification, aiming to expand the scope of scientific discovery within the biomedical research community. Availability and implementation: Dyport framework is fully open-source. All code and datasets are available at: https://github.com/IlyaTyagin/Dyport

Balanced Marginal and Joint Distributional Learning via Mixture Cramer-Wold Distance. (arXiv:2312.03307v1 [stat.ML])

Authors: Seunghwan An, Sungchul Hong, Jong-June Jeon

In the process of training a generative model, it becomes essential to measure the discrepancy between two high-dimensional probability distributions: the generative distribution and the ground-truth distribution of the observed dataset. Recently, there has been growing interest in an approach that involves slicing high-dimensional distributions, with the Cramer-Wold distance emerging as a promising method. However, we have identified that the Cramer-Wold distance primarily focuses on joint distributional learning, whereas understanding marginal distributional patterns is crucial for effective synthetic data generation. In this paper, we introduce a novel measure of dissimilarity, the mixture Cramer-Wold distance. This measure enables us to capture both marginal and joint distributional information simultaneously, as it incorporates a mixture measure with point masses on standard basis vectors. Building upon the mixture Cramer-Wold distance, we propose a new generative model called CWDAE (Cramer-Wold Distributional AutoEncoder), which shows remarkable performance in generating synthetic data when applied to real tabular datasets. Furthermore, our model offers the flexibility to adjust the level of data privacy with ease.

Benchmarking Continual Learning from Cognitive Perspectives. (arXiv:2312.03309v1 [cs.LG])

Authors: Xiaoqian Liu, Junge Zhang, Mingyi Zhang, Peipei Yang

Continual learning addresses the problem of continuously acquiring and transferring knowledge without catastrophic forgetting of old concepts. While humans achieve continual learning via diverse neurocognitive mechanisms, there is a mismatch between cognitive properties and evaluation methods of continual learning models. First, the measurement of continual learning models mostly relies on evaluation metrics at a micro-level, which cannot characterize cognitive capacities of the model. Second, the measurement is method-specific, emphasizing model strengths in one aspect while obscuring potential weaknesses in other respects. To address these issues, we propose to integrate model cognitive capacities and evaluation metrics into a unified evaluation paradigm. We first characterize model capacities via desiderata derived from cognitive properties supporting human continual learning. The desiderata concern (1) adaptability in varying lengths of task sequence; (2) sensitivity to dynamic task variations; and (3) efficiency in memory usage and training time consumption. Then we design evaluation protocols for each desideratum to assess cognitive capacities of recent continual learning models. Experimental results show that no method we consider has satisfied all the desiderata and is still far away from realizing truly continual learning. Although some methods exhibit some degree of adaptability and efficiency, no method is able to identify task relationships when encountering dynamic task variations, or achieve a trade-off in learning similarities and differences between tasks. Inspired by these results, we discuss possible factors that influence model performance in these desiderata and provide guidance for the improvement of continual learning models.

On the Nystrom Approximation for Preconditioning in Kernel Machines. (arXiv:2312.03311v1 [stat.ML])

Authors: Amirhesam Abedsoltan, Mikhail Belkin, Parthe Pandit, Luis Rademacher

Kernel methods are a popular class of nonlinear predictive models in machine learning. Scalable algorithms for learning kernel models need to be iterative in nature, but convergence can be slow due to poor conditioning. Spectral preconditioning is an important tool to speed-up the convergence of such iterative algorithms for training kernel models. However computing and storing a spectral preconditioner can be expensive which can lead to large computational and storage overheads, precluding the application of kernel methods to problems with large datasets. A Nystrom approximation of the spectral preconditioner is often cheaper to compute and store, and has demonstrated success in practical applications. In this paper we analyze the trade-offs of using such an approximated preconditioner. Specifically, we show that a sample of logarithmic size (as a function of the size of the dataset) enables the Nystrom-based approximated preconditioner to accelerate gradient descent nearly as well as the exact preconditioner, while also reducing the computational and storage overheads.

Complementary Benefits of Contrastive Learning and Self-Training Under Distribution Shift. (arXiv:2312.03318v1 [cs.LG])

Authors: Saurabh Garg, Amrith Setlur, Zachary Chase Lipton, Sivaraman Balakrishnan, Virginia Smith, Aditi Raghunathan

Self-training and contrastive learning have emerged as leading techniques for incorporating unlabeled data, both under distribution shift (unsupervised domain adaptation) and when it is absent (semi-supervised learning). However, despite the popularity and compatibility of these techniques, their efficacy in combination remains unexplored. In this paper, we undertake a systematic empirical investigation of this combination, finding that (i) in domain adaptation settings, self-training and contrastive learning offer significant complementary gains; and (ii) in semi-supervised learning settings, surprisingly, the benefits are not synergistic. Across eight distribution shift datasets (e.g., BREEDs, WILDS), we demonstrate that the combined method obtains 3--8% higher accuracy than either approach independently. We then theoretically analyze these techniques in a simplified model of distribution shift, demonstrating scenarios under which the features produced by contrastive learning can yield a good initialization for self-training to further amplify gains and achieve optimal performance, even when either method alone would fail.

GCFA:Geodesic Curve Feature Augmentation via Shape Space Theory. (arXiv:2312.03325v1 [cs.CV])

Authors: Yuexing Han, Guanxin Wan, Bing Wang

Deep learning has yielded remarkable outcomes in various domains. However, the challenge of requiring large-scale labeled samples still persists in deep learning. Thus, data augmentation has been introduced as a critical strategy to train deep learning models. However, data augmentation suffers from information loss and poor performance in small sample environments. To overcome these drawbacks, we propose a feature augmentation method based on shape space theory, i.e., Geodesic curve feature augmentation, called GCFA in brevity. First, we extract features from the image with the neural network model. Then, the multiple image features are projected into a pre-shape space as features. In the pre-shape space, a Geodesic curve is built to fit the features. Finally, the many generated features on the Geodesic curve are used to train the various machine learning models. The GCFA module can be seamlessly integrated with most machine learning methods. And the proposed method is simple, effective and insensitive for the small sample datasets. Several examples demonstrate that the GCFA method can greatly improve the performance of the data preprocessing model in a small sample environment.

Deep Learning for Koopman-based Dynamic Movement Primitives. (arXiv:2312.03328v1 [cs.RO])

Authors: Tyler Han, Carl Glen Henshaw

The challenge of teaching robots to perform dexterous manipulation, dynamic locomotion, or whole--body manipulation from a small number of demonstrations is an important research field that has attracted interest from across the robotics community. In this work, we propose a novel approach by joining the theories of Koopman Operators and Dynamic Movement Primitives to Learning from Demonstration. Our approach, named \gls{admd}, projects nonlinear dynamical systems into linear latent spaces such that a solution reproduces the desired complex motion. Use of an autoencoder in our approach enables generalizability and scalability, while the constraint to a linear system attains interpretability. Our results are comparable to the Extended Dynamic Mode Decomposition on the LASA Handwriting dataset but with training on only a small fractions of the letters.

Measuring Misogyny in Natural Language Generation: Preliminary Results from a Case Study on two Reddit Communities. (arXiv:2312.03330v1 [cs.CL])

Authors: Aaron J. Snoswell, Lucinda Nelson, Hao Xue, Flora D. Salim, Nicolas Suzor, Jean Burgess

Generic `toxicity' classifiers continue to be used for evaluating the potential for harm in natural language generation, despite mounting evidence of their shortcomings. We consider the challenge of measuring misogyny in natural language generation, and argue that generic `toxicity' classifiers are inadequate for this task. We use data from two well-characterised `Incel' communities on Reddit that differ primarily in their degrees of misogyny to construct a pair of training corpora which we use to fine-tune two language models. We show that an open source `toxicity' classifier is unable to distinguish meaningfully between generations from these models. We contrast this with a misogyny-specific lexicon recently proposed by feminist subject-matter experts, demonstrating that, despite the limitations of simple lexicon-based approaches, this shows promise as a benchmark to evaluate language models for misogyny, and that it is sensitive enough to reveal the known differences in these Reddit communities. Our preliminary findings highlight the limitations of a generic approach to evaluating harms, and further emphasise the need for careful benchmark design and selection in natural language evaluation.

Interpretable Mechanistic Representations for Meal-level Glycemic Control in the Wild. (arXiv:2312.03344v1 [cs.LG])

Authors: Ke Alexander Wang, Emily B. Fox

Diabetes encompasses a complex landscape of glycemic control that varies widely among individuals. However, current methods do not faithfully capture this variability at the meal level. On the one hand, expert-crafted features lack the flexibility of data-driven methods; on the other hand, learned representations tend to be uninterpretable which hampers clinical adoption. In this paper, we propose a hybrid variational autoencoder to learn interpretable representations of CGM and meal data. Our method grounds the latent space to the inputs of a mechanistic differential equation, producing embeddings that reflect physiological quantities, such as insulin sensitivity, glucose effectiveness, and basal glucose levels. Moreover, we introduce a novel method to infer the glucose appearance rate, making the mechanistic model robust to unreliable meal logs. On a dataset of CGM and self-reported meals from individuals with type-2 diabetes and pre-diabetes, our unsupervised representation discovers a separation between individuals proportional to their disease severity. Our embeddings produce clusters that are up to 4x better than naive, expert, black-box, and pure mechanistic features. Our method provides a nuanced, yet interpretable, embedding space to compare glycemic control within and across individuals, directly learnable from in-the-wild data.

On the variants of SVM methods applied to GPR data to classify tack coat characteristics in French pavements: two experimental case studies. (arXiv:2312.03351v1 [stat.ML])

Authors: Grégory Andreoli (MAST-EMGCU), Amine Ihamouten (MAST-LAMES), Mai Lan Nguyen (MAST-LAMES), Yannick Fargier (GERS-RRO), Cyrille Fauchard (ENDSUM), Jean-Michel Simonin (MAST-LAMES), Viktoriia Buliuk (GERS-GeoEND), David Souriou (FI-NDT), Xavier Dérobert (GERS-GeoEND)

Among the commonly used non-destructive techniques, the Ground Penetrating Radar (GPR) is one of the most widely adopted today for assessing pavement conditions in France. However, conventional radar systems and their forward processing methods have shown their limitations for the physical and geometrical characterization of very thin layers such as tack coats. However, the use of Machine Learning methods applied to GPR with an inverse approach showed that it was numerically possible to identify the tack coat characteristics despite masking effects due to low timefrequency resolution noted in the raw B-scans. Thus, we propose in this paper to apply the inverse approach based on Machine Learning, already validated in previous works on numerical data, on two experimental cases with different pavement structures. The first case corresponds to a validation on known pavement structures on the Gustave Eiffel University (Nantes, France) with its pavement fatigue carousel and the second case focuses on a new real road in Vend{\'e}e department (France). In both case studies, the performances of SVM/SVR methods showed the efficiency of supervised learning methods to classify and estimate the emulsion proportioning in the tack coats.

Teaching Specific Scientific Knowledge into Large Language Models through Additional Training. (arXiv:2312.03360v1 [cs.CL])

Authors: Kan Hatakeyama-Sato, Yasuhiko Igarashi, Shun Katakami, Yuta Nabae, Teruaki Hayakawa

Through additional training, we explore embedding specialized scientific knowledge into the Llama 2 Large Language Model (LLM). Key findings reveal that effective knowledge integration requires reading texts from multiple perspectives, especially in instructional formats. We utilize text augmentation to tackle the scarcity of specialized texts, including style conversions and translations. Hyperparameter optimization proves crucial, with different size models (7b, 13b, and 70b) reasonably undergoing additional training. Validating our methods, we construct a dataset of 65,000 scientific papers. Although we have succeeded in partially embedding knowledge, the study highlights the complexities and limitations of incorporating specialized information into LLMs, suggesting areas for further improvement.

An Infinite-Width Analysis on the Jacobian-Regularised Training of a Neural Network. (arXiv:2312.03386v1 [cs.LG])

Authors: Taeyoung Kim, Hongseok Yang

The recent theoretical analysis of deep neural networks in their infinite-width limits has deepened our understanding of initialisation, feature learning, and training of those networks, and brought new practical techniques for finding appropriate hyperparameters, learning network weights, and performing inference. In this paper, we broaden this line of research by showing that this infinite-width analysis can be extended to the Jacobian of a deep neural network. We show that a multilayer perceptron (MLP) and its Jacobian at initialisation jointly converge to a Gaussian process (GP) as the widths of the MLP's hidden layers go to infinity and characterise this GP. We also prove that in the infinite-width limit, the evolution of the MLP under the so-called robust training (i.e., training with a regulariser on the Jacobian) is described by a linear first-order ordinary differential equation that is determined by a variant of the Neural Tangent Kernel. We experimentally show the relevance of our theoretical claims to wide finite networks, and empirically analyse the properties of kernel regression solution to obtain an insight into Jacobian regularisation.

Diffused Task-Agnostic Milestone Planner. (arXiv:2312.03395v1 [cs.RO])

Authors: Mineui Hong, Minjae Kang, Songhwai Oh

Addressing decision-making problems using sequence modeling to predict future trajectories shows promising results in recent years. In this paper, we take a step further to leverage the sequence predictive method in wider areas such as long-term planning, vision-based control, and multi-task decision-making. To this end, we propose a method to utilize a diffusion-based generative sequence model to plan a series of milestones in a latent space and to have an agent to follow the milestones to accomplish a given task. The proposed method can learn control-relevant, low-dimensional latent representations of milestones, which makes it possible to efficiently perform long-term planning and vision-based control. Furthermore, our approach exploits generation flexibility of the diffusion model, which makes it possible to plan diverse trajectories for multi-task decision-making. We demonstrate the proposed method across offline reinforcement learning (RL) benchmarks and an visual manipulation environment. The results show that our approach outperforms offline RL methods in solving long-horizon, sparse-reward tasks and multi-task problems, while also achieving the state-of-the-art performance on the most challenging vision-based manipulation benchmark.

Generalized Contrastive Divergence: Joint Training of Energy-Based Model and Diffusion Model through Inverse Reinforcement Learning. (arXiv:2312.03397v1 [cs.LG])

Authors: Sangwoong Yoon, Dohyun Kwon, Himchan Hwang, Yung-Kyun Noh, Frank C. Park

We present Generalized Contrastive Divergence (GCD), a novel objective function for training an energy-based model (EBM) and a sampler simultaneously. GCD generalizes Contrastive Divergence (Hinton, 2002), a celebrated algorithm for training EBM, by replacing Markov Chain Monte Carlo (MCMC) distribution with a trainable sampler, such as a diffusion model. In GCD, the joint training of EBM and a diffusion model is formulated as a minimax problem, which reaches an equilibrium when both models converge to the data distribution. The minimax learning with GCD bears interesting equivalence to inverse reinforcement learning, where the energy corresponds to a negative reward, the diffusion model is a policy, and the real data is expert demonstrations. We present preliminary yet promising results showing that joint training is beneficial for both EBM and a diffusion model. GCD enables EBM training without MCMC while improving the sample quality of a diffusion model.

An AI for Scientific Discovery Route between Amorphous Networks and Mechanical Behavior. (arXiv:2312.03404v1 [cond-mat.soft])

Authors: Changliang Zhu, Chenchao Fang, Zhipeng Jin, Baowen Li, Xiangying Shen, Lei Xu

"AI for science" is widely recognized as a future trend in the development of scientific research. Currently, although machine learning algorithms have played a crucial role in scientific research with numerous successful cases, relatively few instances exist where AI assists researchers in uncovering the underlying physical mechanisms behind a certain phenomenon and subsequently using that mechanism to improve machine learning algorithms' efficiency. This article uses the investigation into the relationship between extreme Poisson's ratio values and the structure of amorphous networks as a case study to illustrate how machine learning methods can assist in revealing underlying physical mechanisms. Upon recognizing that the Poisson's ratio relies on the low-frequency vibrational modes of dynamical matrix, we can then employ a convolutional neural network, trained on the dynamical matrix instead of traditional image recognition, to predict the Poisson's ratio of amorphous networks with a much higher efficiency. Through this example, we aim to showcase the role that artificial intelligence can play in revealing fundamental physical mechanisms, which subsequently improves the machine learning algorithms significantly.

SVQ: Sparse Vector Quantization for Spatiotemporal Forecasting. (arXiv:2312.03406v1 [cs.CV])

Authors: Chao Chen, Tian Zhou, Yanjun Zhao, Hui Liu, Liang Sun, Rong Jin

Spatiotemporal forecasting tasks, such as weather forecasting and traffic prediction, offer significant societal benefits. These tasks can be effectively approached as image forecasting problems using computer vision models. Vector quantization (VQ) is a well-known method for discrete representation that improves the latent space, leading to enhanced generalization and transfer learning capabilities. One of the main challenges in using VQ for spatiotemporal forecasting is how to balance between keeping enough details and removing noises from the original patterns for better generalization. We address this challenge by developing sparse vector quantization, or {\bf SVQ} for short, that leverages sparse regression to make better trade-off between the two objectives. The main innovation of this work is to approximate sparse regression by a two-layer MLP and a randomly fixed or learnable matrix, dramatically improving its computational efficiency. Through experiments conducted on diverse datasets in multiple fields including weather forecasting, traffic flow prediction, and video forecasting, we unequivocally demonstrate that our proposed method consistently enhances the performance of base models and achieves state-of-the-art results across all benchmarks.

Approximating Solutions to the Knapsack Problem using the Lagrangian Dual Framework. (arXiv:2312.03413v1 [cs.LG])

Authors: Mitchell Keegan, Mahdi Abolghasemi

The Knapsack Problem is a classic problem in combinatorial optimisation. Solving these problems may be computationally expensive. Recent years have seen a growing interest in the use of deep learning methods to approximate the solutions to such problems. A core problem is how to enforce or encourage constraint satisfaction in predicted solutions. A promising approach for predicting solutions to constrained optimisation problems is the Lagrangian Dual Framework which builds on the method of Lagrangian Relaxation. In this paper we develop neural network models to approximate Knapsack Problem solutions using the Lagrangian Dual Framework while improving constraint satisfaction. We explore the problems of output interpretation and model selection within this context. Experimental results show strong constraint satisfaction with a minor reduction of optimality as compared to a baseline neural network which does not explicitly model the constraints.

Compressed Context Memory For Online Language Model Interaction. (arXiv:2312.03414v1 [cs.LG])

Authors: Jang-Hyun Kim, Junyoung Yeom, Sangdoo Yun, Hyun Oh Song

This paper presents a novel context compression method for Transformer language models in online scenarios such as ChatGPT, where the context continually expands. As the context lengthens, the attention process requires more memory and computational resources, which in turn reduces the throughput of the language model. To this end, we propose a compressed context memory system that continually compresses the growing context into a compact memory space. The compression process simply involves integrating a lightweight conditional LoRA into the language model's forward pass during inference. Based on the compressed context memory, the language model can perform inference with reduced memory and attention operations. Through evaluations on conversation, personalization, and multi-task learning, we demonstrate that our approach achieves the performance level of a full context model with $5\times$ smaller context memory space. Codes are available at https://github.com/snu-mllab/context-memory.

Run LoRA Run: Faster and Lighter LoRA Implementations. (arXiv:2312.03415v1 [cs.LG])

Authors: Daria Cherniuk, Aleksandr Mikhalev, Ivan Oseledets

LoRA is a technique that reduces the number of trainable parameters in a neural network by introducing low-rank adapters to linear layers. This technique is used both for fine-tuning (LoRA, QLoRA) and full train (ReLoRA). This paper presents the RunLoRA framework for efficient implementations of LoRA that significantly improves the speed of neural network training and fine-tuning using low-rank adapters. The proposed implementation optimizes the computation of LoRA operations based on dimensions of corresponding linear layer, layer input dimensions and lora rank by choosing best forward and backward computation graph based on FLOPs and time estimations, resulting in faster training without sacrificing accuracy. The experimental results show up to 17% speedup on Llama family of models.

Data is Overrated: Perceptual Metrics Can Lead Learning in the Absence of Training Data. (arXiv:2312.03455v1 [cs.SD])

Authors: Tashi Namgyal, Alexander Hepburn, Raul Santos-Rodriguez, Valero Laparra, Jesus Malo

Perceptual metrics are traditionally used to evaluate the quality of natural signals, such as images and audio. They are designed to mimic the perceptual behaviour of human observers and usually reflect structures found in natural signals. This motivates their use as loss functions for training generative models such that models will learn to capture the structure held in the metric. We take this idea to the extreme in the audio domain by training a compressive autoencoder to reconstruct uniform noise, in lieu of natural data. We show that training with perceptual losses improves the reconstruction of spectrograms and re-synthesized audio at test time over models trained with a standard Euclidean loss. This demonstrates better generalisation to unseen natural signals when using perceptual metrics.

Subnetwork-to-go: Elastic Neural Network with Dynamic Training and Customizable Inference. (arXiv:2312.03464v1 [cs.LG])

Authors: Kai Li, Yi Luo

Deploying neural networks to different devices or platforms is in general challenging, especially when the model size is large or model complexity is high. Although there exist ways for model pruning or distillation, it is typically required to perform a full round of model training or finetuning procedure in order to obtain a smaller model that satisfies the model size or complexity constraints. Motivated by recent works on dynamic neural networks, we propose a simple way to train a large network and flexibly extract a subnetwork from it given a model size or complexity constraint during inference. We introduce a new way to allow a large model to be trained with dynamic depth and width during the training phase, and after the large model is trained we can select a subnetwork from it with arbitrary depth and width during the inference phase with a relatively better performance compared to training the subnetwork independently from scratch. Experiment results on a music source separation model show that our proposed method can effectively improve the separation performance across different subnetwork sizes and complexities with a single large model, and training the large model takes significantly shorter time than training all the different subnetworks.

Search Strategies for Self-driving Laboratories with Pending Experiments. (arXiv:2312.03466v1 [cs.LG])

Authors: Hao Wen, Jakob Zeitler, Connor Rupnow

Self-driving laboratories (SDLs) consist of multiple stations that perform material synthesis and characterisation tasks. To minimize station downtime and maximize experimental throughput, it is practical to run experiments in asynchronous parallel, in which multiple experiments are being performed at once in different stages. Asynchronous parallelization of experiments, however, introduces delayed feedback (i.e. "pending experiments"), which is known to reduce Bayesian optimiser performance. Here, we build a simulator for a multi-stage SDL and compare optimisation strategies for dealing with delayed feedback and asynchronous parallelized operation. Using data from a real SDL, we build a ground truth Bayesian optimisation simulator from 177 previously run experiments for maximizing the conductivity of functional coatings. We then compare search strategies such as expected improvement, noisy expected improvement, 4-mode exploration and random sampling. We evaluate their performance in terms of amount of delay and problem dimensionality. Our simulation results showcase the trade-off between the asynchronous parallel operation and delayed feedback.

Molecule Joint Auto-Encoding: Trajectory Pretraining with 2D and 3D Diffusion. (arXiv:2312.03475v1 [cs.LG])

Authors: Weitao Du, Jiujiu Chen, Xuecang Zhang, Zhiming Ma, Shengchao Liu

Recently, artificial intelligence for drug discovery has raised increasing interest in both machine learning and chemistry domains. The fundamental building block for drug discovery is molecule geometry and thus, the molecule's geometrical representation is the main bottleneck to better utilize machine learning techniques for drug discovery. In this work, we propose a pretraining method for molecule joint auto-encoding (MoleculeJAE). MoleculeJAE can learn both the 2D bond (topology) and 3D conformation (geometry) information, and a diffusion process model is applied to mimic the augmented trajectories of such two modalities, based on which, MoleculeJAE will learn the inherent chemical structure in a self-supervised manner. Thus, the pretrained geometrical representation in MoleculeJAE is expected to benefit downstream geometry-related tasks. Empirically, MoleculeJAE proves its effectiveness by reaching state-of-the-art performance on 15 out of 20 tasks by comparing it with 12 competitive baselines.

From Detection to Action Recognition: An Edge-Based Pipeline for Robot Human Perception. (arXiv:2312.03477v1 [cs.RO])

Authors: Petros Toupas, Georgios Tsamis, Dimitrios Giakoumis, Konstantinos Votis, Dimitrios Tzovaras

Mobile service robots are proving to be increasingly effective in a range of applications, such as healthcare, monitoring Activities of Daily Living (ADL), and facilitating Ambient Assisted Living (AAL). These robots heavily rely on Human Action Recognition (HAR) to interpret human actions and intentions. However, for HAR to function effectively on service robots, it requires prior knowledge of human presence (human detection) and identification of individuals to monitor (human tracking). In this work, we propose an end-to-end pipeline that encompasses the entire process, starting from human detection and tracking, leading to action recognition. The pipeline is designed to operate in near real-time while ensuring all stages of processing are performed on the edge, reducing the need for centralised computation. To identify the most suitable models for our mobile robot, we conducted a series of experiments comparing state-of-the-art solutions based on both their detection performance and efficiency. To evaluate the effectiveness of our proposed pipeline, we proposed a dataset comprising daily household activities. By presenting our findings and analysing the results, we demonstrate the efficacy of our approach in enabling mobile robots to understand and respond to human behaviour in real-world scenarios relying mainly on the data from their RGB cameras.

Exploring Answer Information Methods for Question Generation with Transformers. (arXiv:2312.03483v1 [cs.CL])

Authors: Talha Chafekar, Aafiya Hussain, Grishma Sharma, Deepak Sharma

There has been a lot of work in question generation where different methods to provide target answers as input, have been employed. This experimentation has been mostly carried out for RNN based models. We use three different methods and their combinations for incorporating answer information and explore their effect on several automatic evaluation metrics. The methods that are used are answer prompting, using a custom product method using answer embeddings and encoder outputs, choosing sentences from the input paragraph that have answer related information, and using a separate cross-attention attention block in the decoder which attends to the answer. We observe that answer prompting without any additional modes obtains the best scores across rouge, meteor scores. Additionally, we use a custom metric to calculate how many of the generated questions have the same answer, as the answer which is used to generate them.

Precision of Individual Shapley Value Explanations. (arXiv:2312.03485v1 [stat.ML])

Authors: Lars Henry Berge Olsen

Shapley values are extensively used in explainable artificial intelligence (XAI) as a framework to explain predictions made by complex machine learning (ML) models. In this work, we focus on conditional Shapley values for predictive models fitted to tabular data and explain the prediction $f(\boldsymbol{x}^{*})$ for a single observation $\boldsymbol{x}^{*}$ at the time. Numerous Shapley value estimation methods have been proposed and empirically compared on an average basis in the XAI literature. However, less focus has been devoted to analyzing the precision of the Shapley value explanations on an individual basis. We extend our work in Olsen et al. (2023) by demonstrating and discussing that the explanations are systematically less precise for observations on the outer region of the training data distribution for all used estimation methods. This is expected from a statistical point of view, but to the best of our knowledge, it has not been systematically addressed in the Shapley value literature. This is crucial knowledge for Shapley values practitioners, who should be more careful in applying these observations' corresponding Shapley value explanations.

Schrodinger Bridges Beat Diffusion Models on Text-to-Speech Synthesis. (arXiv:2312.03491v1 [cs.SD])

Authors: Zehua Chen, Guande He, Kaiwen Zheng, Xu Tan, Jun Zhu

In text-to-speech (TTS) synthesis, diffusion models have achieved promising generation quality. However, because of the pre-defined data-to-noise diffusion process, their prior distribution is restricted to a noisy representation, which provides little information of the generation target. In this work, we present a novel TTS system, Bridge-TTS, making the first attempt to substitute the noisy Gaussian prior in established diffusion-based TTS methods with a clean and deterministic one, which provides strong structural information of the target. Specifically, we leverage the latent representation obtained from text input as our prior, and build a fully tractable Schrodinger bridge between it and the ground-truth mel-spectrogram, leading to a data-to-data process. Moreover, the tractability and flexibility of our formulation allow us to empirically study the design spaces such as noise schedules, as well as to develop stochastic and deterministic samplers. Experimental results on the LJ-Speech dataset illustrate the effectiveness of our method in terms of both synthesis quality and sampling efficiency, significantly outperforming our diffusion counterpart Grad-TTS in 50-step/1000-step synthesis and strong fast TTS models in few-step scenarios. Project page: https://bridge-tts.github.io/

Learning From Scenarios for Stochastic Repairable Scheduling. (arXiv:2312.03492v1 [cs.LG])

Authors: Kim van den Houten, David M.J. Tax, Esteban Freydell, Mathijs de Weerdt

When optimizing problems with uncertain parameter values in a linear objective, decision-focused learning enables end-to-end learning of these values. We are interested in a stochastic scheduling problem, in which processing times are uncertain, which brings uncertain values in the constraints, and thus repair of an initial schedule may be needed. Historical realizations of the stochastic processing times are available. We show how existing decision-focused learning techniques based on stochastic smoothing can be adapted to this scheduling problem. We include an extensive experimental evaluation to investigate in which situations decision-focused learning outperforms the state of the art for such situations: scenario-based stochastic optimization.

Speculative Exploration on the Concept of Artificial Agents Conducting Autonomous Research. (arXiv:2312.03497v1 [cs.AI])

Authors: Shiro Takagi

This paper engages in a speculative exploration of the concept of an artificial agent capable of conducting research. Initially, it examines how the act of research can be conceptually characterized, aiming to provide a starting point for discussions about what it means to create such agents. The focus then shifts to the core components of research: question formulation, hypothesis generation, and hypothesis verification. This discussion includes a consideration of the potential and challenges associated with enabling machines to autonomously perform these tasks. Subsequently, this paper briefly considers the overlapping themes and interconnections that underlie them. Finally, the paper presents preliminary thoughts on prototyping as an initial step towards uncovering the challenges involved in developing these research-capable agents.

Towards Sobolev Training. (arXiv:2312.03510v1 [cs.LG])

Authors: Neil Kichler, Sher Afghan, Uwe Naumann

The increasing use of stochastic models for describing complex phenomena warrants surrogate models that capture the reference model characteristics at a fraction of the computational cost, foregoing potentially expensive Monte Carlo simulation. The predominant approach of fitting a large neural network and then pruning it to a reduced size has commonly neglected shortcomings. The produced surrogate models often will not capture the sensitivities and uncertainties inherent in the original model. In particular, (higher-order) derivative information of such surrogates could differ drastically. Given a large enough network, we expect this derivative information to match. However, the pruned model will almost certainly not share this behavior.

In this paper, we propose to find surrogate models by using sensitivity information throughout the learning and pruning process. We build on work using Interval Adjoint Significance Analysis for pruning and combine it with the recent advancements in Sobolev Training to accurately model the original sensitivity information in the pruned neural network based surrogate model. We experimentally underpin the method on an example of pricing a multidimensional Basket option modelled through a stochastic differential equation with Brownian motion. The proposed method is, however, not limited to the domain of quantitative finance, which was chosen as a case study for intuitive interpretations of the sensitivities. It serves as a foundation for building further surrogate modelling techniques considering sensitivity information.

Kandinsky 3.0 Technical Report. (arXiv:2312.03511v1 [cs.CV])

Authors: Vladimir Arkhipkin, Andrei Filatov, Viacheslav Vasilev, Anastasia Maltseva, Said Azizov, Igor Pavlov, Julia Agafonova, Andrey Kuznetsov, Denis Dimitrov

We present Kandinsky 3.0, a large-scale text-to-image generation model based on latent diffusion, continuing the series of text-to-image Kandinsky models and reflecting our progress to achieve higher quality and realism of image generation. Compared to previous versions of Kandinsky 2.x, Kandinsky 3.0 leverages a two times larger U-Net backbone, a ten times larger text encoder and removes diffusion mapping. We describe the architecture of the model, the data collection procedure, the training technique, and the production system of user interaction. We focus on the key components that, as we have identified as a result of a large number of experiments, had the most significant impact on improving the quality of our model compared to the others. By our side-by-side comparisons, Kandinsky becomes better in text understanding and works better on specific domains. Project page: https://ai-forever.github.io/Kandinsky-3

Clustering by Contour coreset and variational quantum eigensolver. (arXiv:2312.03516v1 [quant-ph])

Authors: Canaan Yung, Muhammad Usman

Recent work has proposed solving the k-means clustering problem on quantum computers via the Quantum Approximate Optimization Algorithm (QAOA) and coreset techniques. Although the current method demonstrates the possibility of quantum k-means clustering, it does not ensure high accuracy and consistency across a wide range of datasets. The existing coreset techniques are designed for classical algorithms and there has been no quantum-tailored coreset technique which is designed to boost the accuracy of quantum algorithms. In this work, we propose solving the k-means clustering problem with the variational quantum eigensolver (VQE) and a customised coreset method, the Contour coreset, which has been formulated with specific focus on quantum algorithms. Extensive simulations with synthetic and real-life data demonstrated that our VQE+Contour Coreset approach outperforms existing QAOA+Coreset k-means clustering approaches with higher accuracy and lower standard deviation. Our work has shown that quantum tailored coreset techniques has the potential to significantly boost the performance of quantum algorithms when compared to using generic off-the-shelf coreset techniques.

On the Diversity and Realism of Distilled Dataset: An Efficient Dataset Distillation Paradigm. (arXiv:2312.03526v1 [cs.CV])

Authors: Peng Sun, Bei Shi, Daiwei Yu, Tao Lin

Contemporary machine learning requires training large neural networks on massive datasets and thus faces the challenges of high computational demands. Dataset distillation, as a recent emerging strategy, aims to compress real-world datasets for efficient training. However, this line of research currently struggle with large-scale and high-resolution datasets, hindering its practicality and feasibility. To this end, we re-examine the existing dataset distillation methods and identify three properties required for large-scale real-world applications, namely, realism, diversity, and efficiency. As a remedy, we propose RDED, a novel computationally-efficient yet effective data distillation paradigm, to enable both diversity and realism of the distilled data. Extensive empirical results over various neural architectures and datasets demonstrate the advancement of RDED: we can distill the full ImageNet-1K to a small dataset comprising 10 images per class within 7 minutes, achieving a notable 42% top-1 accuracy with ResNet-18 on a single RTX-4090 GPU (while the SOTA only achieves 21% but requires 6 hours).

Personalized Face Inpainting with Diffusion Models by Parallel Visual Attention. (arXiv:2312.03556v1 [cs.CV])

Authors: Jianjin Xu, Saman Motamed, Praneetha Vaddamanu, Chen Henry Wu, Christian Haene, Jean-Charles Bazin, Fernando de la Torre

Face inpainting is important in various applications, such as photo restoration, image editing, and virtual reality. Despite the significant advances in face generative models, ensuring that a person's unique facial identity is maintained during the inpainting process is still an elusive goal. Current state-of-the-art techniques, exemplified by MyStyle, necessitate resource-intensive fine-tuning and a substantial number of images for each new identity. Furthermore, existing methods often fall short in accommodating user-specified semantic attributes, such as beard or expression. To improve inpainting results, and reduce the computational complexity during inference, this paper proposes the use of Parallel Visual Attention (PVA) in conjunction with diffusion models. Specifically, we insert parallel attention matrices to each cross-attention module in the denoising network, which attends to features extracted from reference images by an identity encoder. We train the added attention modules and identity encoder on CelebAHQ-IDI, a dataset proposed for identity-preserving face inpainting. Experiments demonstrate that PVA attains unparalleled identity resemblance in both face inpainting and face inpainting with language guidance tasks, in comparison to various benchmarks, including MyStyle, Paint by Example, and Custom Diffusion. Our findings reveal that PVA ensures good identity preservation while offering effective language-controllability. Additionally, in contrast to Custom Diffusion, PVA requires just 40 fine-tuning steps for each new identity, which translates to a significant speed increase of over 20 times.

Blueprinting the Future: Automatic Item Categorization using Hierarchical Zero-Shot and Few-Shot Classifiers. (arXiv:2312.03561v1 [stat.ME])

Authors: Ting Wang, Keith Stelter, Jenn Floyd, Thomas O'Neill, Nathaniel Hendrix, Andrew Bazemore, Kevin Rode, Warren Newton

In testing industry, precise item categorization is pivotal to align exam questions with the designated content domains outlined in the assessment blueprint. Traditional methods either entail manual classification, which is laborious and error-prone, or utilize machine learning requiring extensive training data, often leading to model underfit or overfit issues. This study unveils a novel approach employing the zero-shot and few-shot Generative Pretrained Transformer (GPT) classifier for hierarchical item categorization, minimizing the necessity for training data, and instead, leveraging human-like language descriptions to define categories. Through a structured python dictionary, the hierarchical nature of examination blueprints is navigated seamlessly, allowing for a tiered classification of items across multiple levels. An initial simulation with artificial data demonstrates the efficacy of this method, achieving an average accuracy of 92.91% measured by the F1 score. This method was further applied to real exam items from the 2022 In-Training Examination (ITE) conducted by the American Board of Family Medicine (ABFM), reclassifying 200 items according to a newly formulated blueprint swiftly in 15 minutes, a task that traditionally could span several days among editors and physicians. This innovative approach not only drastically cuts down classification time but also ensures a consistent, principle-driven categorization, minimizing human biases and discrepancies. The ability to refine classifications by adjusting definitions adds to its robustness and sustainability.

Invariance & Causal Representation Learning: Prospects and Limitations. (arXiv:2312.03580v1 [stat.ML])

Authors: Simon Bing, Jonas Wahl, Urmi Ninad, Jakob Runge

In causal models, a given mechanism is assumed to be invariant to changes of other mechanisms. While this principle has been utilized for inference in settings where the causal variables are observed, theoretical insights when the variables of interest are latent are largely missing. We assay the connection between invariance and causal representation learning by establishing impossibility results which show that invariance alone is insufficient to identify latent causal variables. Together with practical considerations, we use these theoretical findings to highlight the need for additional constraints in order to identify representations by exploiting invariance.

MMM: Generative Masked Motion Model. (arXiv:2312.03596v1 [cs.CV])

Authors: Ekkasit Pinyoanuntapong, Pu Wang, Minwoo Lee, Chen Chen

Recent advances in text-to-motion generation using diffusion and autoregressive models have shown promising results. However, these models often suffer from a trade-off between real-time performance, high fidelity, and motion editability. To address this gap, we introduce MMM, a novel yet simple motion generation paradigm based on Masked Motion Model. MMM consists of two key components: (1) a motion tokenizer that transforms 3D human motion into a sequence of discrete tokens in latent space, and (2) a conditional masked motion transformer that learns to predict randomly masked motion tokens, conditioned on the pre-computed text tokens. By attending to motion and text tokens in all directions, MMM explicitly captures inherent dependency among motion tokens and semantic mapping between motion and text tokens. During inference, this allows parallel and iterative decoding of multiple motion tokens that are highly consistent with fine-grained text descriptions, therefore simultaneously achieving high-fidelity and high-speed motion generation. In addition, MMM has innate motion editability. By simply placing mask tokens in the place that needs editing, MMM automatically fills the gaps while guaranteeing smooth transitions between editing and non-editing parts. Extensive experiments on the HumanML3D and KIT-ML datasets demonstrate that MMM surpasses current leading methods in generating high-quality motion (evidenced by superior FID scores of 0.08 and 0.429), while offering advanced editing features such as body-part modification, motion in-betweening, and the synthesis of long motion sequences. In addition, MMM is two orders of magnitude faster on a single mid-range GPU than editable motion diffusion models. Our project page is available at \url{https://exitudio.github.io/MMM-page}.

DiffusionSat: A Generative Foundation Model for Satellite Imagery. (arXiv:2312.03606v1 [cs.CV])

Authors: Samar Khanna, Patrick Liu, Linqi Zhou, Chenlin Meng, Robin Rombach, Marshall Burke, David Lobell, Stefano Ermon

Diffusion models have achieved state-of-the-art results on many modalities including images, speech, and video. However, existing models are not tailored to support remote sensing data, which is widely used in important applications including environmental monitoring and crop-yield prediction. Satellite images are significantly different from natural images -- they can be multi-spectral, irregularly sampled across time -- and existing diffusion models trained on images from the Web do not support them. Furthermore, remote sensing data is inherently spatio-temporal, requiring conditional generation tasks not supported by traditional methods based on captions or images. In this paper, we present DiffusionSat, to date the largest generative foundation model trained on a collection of publicly available large, high-resolution remote sensing datasets. As text-based captions are sparsely available for satellite images, we incorporate the associated metadata such as geolocation as conditioning information. Our method produces realistic samples and can be used to solve multiple generative tasks including temporal generation, superresolution given multi-spectral inputs and in-painting. Our method outperforms previous state-of-the-art methods for satellite image generation and is the first large-scale $\textit{generative}$ foundation model for satellite imagery.

DreamComposer: Controllable 3D Object Generation via Multi-View Conditions. (arXiv:2312.03611v1 [cs.CV])

Authors: Yunhan Yang, Yukun Huang, Xiaoyang Wu, Yuan-Chen Guo, Song-Hai Zhang, Hengshuang Zhao, Tong He, Xihui Liu

Utilizing pre-trained 2D large-scale generative models, recent works are capable of generating high-quality novel views from a single in-the-wild image. However, due to the lack of information from multiple views, these works encounter difficulties in generating controllable novel views. In this paper, we present DreamComposer, a flexible and scalable framework that can enhance existing view-aware diffusion models by injecting multi-view conditions. Specifically, DreamComposer first uses a view-aware 3D lifting module to obtain 3D representations of an object from multiple views. Then, it renders the latent features of the target view from 3D representations with the multi-view feature fusion module. Finally the target view features extracted from multi-view inputs are injected into a pre-trained diffusion model. Experiments show that DreamComposer is compatible with state-of-the-art diffusion models for zero-shot novel view synthesis, further enhancing them to generate high-fidelity novel view images with multi-view conditions, ready for controllable 3D object reconstruction and various other applications.

Physical Symbolic Optimization. (arXiv:2312.03612v1 [cs.LG])

Authors: Wassim Tenachi, Rodrigo Ibata, Foivos I. Diakogiannis

We present a framework for constraining the automatic sequential generation of equations to obey the rules of dimensional analysis by construction. Combining this approach with reinforcement learning, we built $\Phi$-SO, a Physical Symbolic Optimization method for recovering analytical functions from physical data leveraging units constraints. Our symbolic regression algorithm achieves state-of-the-art results in contexts in which variables and constants have known physical units, outperforming all other methods on SRBench's Feynman benchmark in the presence of noise (exceeding 0.1%) and showing resilience even in the presence of significant (10%) levels of noise.

Evaluation of Active Feature Acquisition Methods for Static Feature Settings. (arXiv:2312.03619v1 [stat.ML])

Authors: Henrik von Kleist, Alireza Zamanian, Ilya Shpitser, Narges Ahmidi

Active feature acquisition (AFA) agents, crucial in domains like healthcare where acquiring features is often costly or harmful, determine the optimal set of features for a subsequent classification task. As deploying an AFA agent introduces a shift in missingness distribution, it's vital to assess its expected performance at deployment using retrospective data. In a companion paper, we introduce a semi-offline reinforcement learning (RL) framework for active feature acquisition performance evaluation (AFAPE) where features are assumed to be time-dependent. Here, we study and extend the AFAPE problem to cover static feature settings, where features are time-invariant, and hence provide more flexibility to the AFA agents in deciding the order of the acquisitions. In this static feature setting, we derive and adapt new inverse probability weighting (IPW), direct method (DM), and double reinforcement learning (DRL) estimators within the semi-offline RL framework. These estimators can be applied when the missingness in the retrospective dataset follows a missing-at-random (MAR) pattern. They also can be applied to missing-not-at-random (MNAR) patterns in conjunction with appropriate existing missing data techniques. We illustrate the improved data efficiency offered by the semi-offline RL estimators in synthetic and real-world data experiments under synthetic MAR and MNAR missingness.

Multimodal Data and Resource Efficient Device-Directed Speech Detection with Large Foundation Models. (arXiv:2312.03632v1 [cs.SD])

Authors: Dominik Wagner, Alexander Churchill, Siddharth Sigtia, Panayiotis Georgiou, Matt Mirsamadi, Aarshee Mishra, Erik Marchi

Interactions with virtual assistants typically start with a trigger phrase followed by a command. In this work, we explore the possibility of making these interactions more natural by eliminating the need for a trigger phrase. Our goal is to determine whether a user addressed the virtual assistant based on signals obtained from the streaming audio recorded by the device microphone. We address this task by combining 1-best hypotheses and decoder signals from an automatic speech recognition system with acoustic representations from an audio encoder as input features to a large language model (LLM). In particular, we are interested in data and resource efficient systems that require only a small amount of training data and can operate in scenarios with only a single frozen LLM available on a device. For this reason, our model is trained on 80k or less examples of multimodal data using a combination of low-rank adaptation and prefix tuning. We compare the proposed system to unimodal baselines and show that the multimodal approach achieves lower equal-error-rates (EERs), while using only a fraction of the training data. We also show that low-dimensional specialized audio representations lead to lower EERs than high-dimensional general audio representations.

Not All Large Language Models (LLMs) Succumb to the "Reversal Curse": A Comparative Study of Deductive Logical Reasoning in BERT and GPT Models. (arXiv:2312.03633v1 [cs.CL])

Authors: Jingye Yang, Da Wu, Kai Wang

The "Reversal Curse" refers to the scenario where auto-regressive decoder large language models (LLMs), such as ChatGPT, trained on "A is B" fail to learn "B is A", demonstrating a basic failure of logical deduction. This raises a red flag in the use of GPT models for certain general tasks such as constructing knowledge graphs, considering their adherence to this symmetric principle. In our study, we examined a bidirectional LLM, BERT, and found that it is immune to the reversal curse. Driven by ongoing efforts to construct biomedical knowledge graphs with LLMs, we also embarked on evaluating more complex but essential deductive reasoning capabilities. This process included first training encoder and decoder language models to master the intersection ($\cap$) and union ($\cup$) operations on two sets and then moving on to assess their capability to infer different combinations of union ($\cup$) and intersection ($\cap$) operations on three newly created sets. The findings showed that while both encoder and decoder language models, trained for tasks involving two sets (union/intersection), were proficient in such scenarios, they encountered difficulties when dealing with operations that included three sets (various combinations of union and intersection). Our research highlights the distinct characteristics of encoder and decoder models in simple and complex logical reasoning. In practice, the choice between BERT and GPT should be guided by the specific requirements and nature of the task at hand, leveraging their respective strengths in bidirectional context comprehension and sequence prediction.

MotionCtrl: A Unified and Flexible Motion Controller for Video Generation. (arXiv:2312.03641v1 [cs.CV])

Authors: Zhouxia Wang, Ziyang Yuan, Xintao Wang, Tianshui Chen, Menghan Xia, Ping Luo, Ying Shan

Motions in a video primarily consist of camera motion, induced by camera movement, and object motion, resulting from object movement. Accurate control of both camera and object motion is essential for video generation. However, existing works either mainly focus on one type of motion or do not clearly distinguish between the two, limiting their control capabilities and diversity. Therefore, this paper presents MotionCtrl, a unified and flexible motion controller for video generation designed to effectively and independently control camera and object motion. The architecture and training strategy of MotionCtrl are carefully devised, taking into account the inherent properties of camera motion, object motion, and imperfect training data. Compared to previous methods, MotionCtrl offers three main advantages: 1) It effectively and independently controls camera motion and object motion, enabling more fine-grained motion control and facilitating flexible and diverse combinations of both types of motion. 2) Its motion conditions are determined by camera poses and trajectories, which are appearance-free and minimally impact the appearance or shape of objects in generated videos. 3) It is a relatively generalizable model that can adapt to a wide array of camera poses and trajectories once trained. Extensive qualitative and quantitative experiments have been conducted to demonstrate the superiority of MotionCtrl over existing methods.

Transformer-Powered Surrogates Close the ICF Simulation-Experiment Gap with Extremely Limited Data. (arXiv:2312.03642v1 [cs.LG])

Authors: Matthew L. Olson, Shusen Liu, Jayaraman J. Thiagarajan, Bogdan Kustowski, Weng-Keen Wong, Rushil Anirudh

Recent advances in machine learning, specifically transformer architecture, have led to significant advancements in commercial domains. These powerful models have demonstrated superior capability to learn complex relationships and often generalize better to new data and problems. This paper presents a novel transformer-powered approach for enhancing prediction accuracy in multi-modal output scenarios, where sparse experimental data is supplemented with simulation data. The proposed approach integrates transformer-based architecture with a novel graph-based hyper-parameter optimization technique. The resulting system not only effectively reduces simulation bias, but also achieves superior prediction accuracy compared to the prior method. We demonstrate the efficacy of our approach on inertial confinement fusion experiments, where only 10 shots of real-world data are available, as well as synthetic versions of these experiments.

MACCA: Offline Multi-agent Reinforcement Learning with Causal Credit Assignment. (arXiv:2312.03644v1 [cs.LG])

Authors: Ziyan Wang, Yali Du, Yudi Zhang, Meng Fang, Biwei Huang

Offline Multi-agent Reinforcement Learning (MARL) is valuable in scenarios where online interaction is impractical or risky. While independent learning in MARL offers flexibility and scalability, accurately assigning credit to individual agents in offline settings poses challenges due to partial observability and emergent behavior. Directly transferring the online credit assignment method to offline settings results in suboptimal outcomes due to the absence of real-time feedback and intricate agent interactions. Our approach, MACCA, characterizing the generative process as a Dynamic Bayesian Network, captures relationships between environmental variables, states, actions, and rewards. Estimating this model on offline data, MACCA can learn each agent's contribution by analyzing the causal relationship of their individual rewards, ensuring accurate and interpretable credit assignment. Additionally, the modularity of our approach allows it to seamlessly integrate with various offline MARL methods. Theoretically, we proved that under the setting of the offline dataset, the underlying causal structure and the function for generating the individual rewards of agents are identifiable, which laid the foundation for the correctness of our modeling. Experimentally, we tested MACCA in two environments, including discrete and continuous action settings. The results show that MACCA outperforms SOTA methods and improves performance upon their backbones.

Editable Stain Transformation Of Histological Images Using Unpaired GANs. (arXiv:2312.03647v1 [eess.IV])

Authors: Tibor Sloboda, Lukáš Hudec, Wanda Benešová

Double staining in histopathology, particularly for metaplastic breast cancer, typically employs H&E and P63 dyes. However, P63's tissue damage and high cost necessitate alternative methods. This study introduces xAI-CycleGAN, an advanced architecture combining Mask CycleGAN with explainability features and structure-preserving capabilities for transforming H&E stained breast tissue images into P63-like images. The architecture allows for output editing, enhancing resemblance to actual images and enabling further model refinement. We showcase xAI-CycleGAN's efficacy in maintaining structural integrity and generating high-quality images. Additionally, a histopathologist survey indicates the generated images' realism is often comparable to actual images, validating our model's high-quality output.

MICRACLE: Inverse Reinforcement and Curriculum Learning Model for Human-inspired Mobile Robot Navigation. (arXiv:2312.03651v1 [cs.RO])

Authors: Nihal Gunukula, Kshitij Tiwari, Aniket Bera

In emergency scenarios, mobile robots must navigate like humans, interpreting stimuli to locate potential victims rapidly without interfering with first responders. Existing socially-aware navigation algorithms face computational and adaptability challenges. To overcome these, we propose a solution, MIRACLE -- an inverse reinforcement and curriculum learning model, that employs gamified learning to gather stimuli-driven human navigational data. This data is then used to train a Deep Inverse Maximum Entropy Reinforcement Learning model, reducing reliance on demonstrator abilities. Testing reveals a low loss of 2.7717 within a 400-sized environment, signifying human-like response replication. Current databases lack comprehensive stimuli-driven data, necessitating our approach. By doing so, we enable robots to navigate emergency situations with human-like perception, enhancing their life-saving capabilities.

Efficient Inverse Design Optimization through Multi-fidelity Simulations, Machine Learning, and Search Space Reduction Strategies. (arXiv:2312.03654v1 [cs.CE])

Authors: Luka Grbcic, Juliane Müller, Wibe Albert de Jong

This paper introduces a methodology designed to augment the inverse design optimization process in scenarios constrained by limited compute, through the strategic synergy of multi-fidelity evaluations, machine learning models, and optimization algorithms. The proposed methodology is analyzed on two distinct engineering inverse design problems: airfoil inverse design and the scalar field reconstruction problem. It leverages a machine learning model trained with low-fidelity simulation data, in each optimization cycle, thereby proficiently predicting a target variable and discerning whether a high-fidelity simulation is necessitated, which notably conserves computational resources. Additionally, the machine learning model is strategically deployed prior to optimization to reduce the search space, thereby further accelerating convergence toward the optimal solution. The methodology has been employed to enhance two optimization algorithms, namely Differential Evolution and Particle Swarm Optimization. Comparative analyses illustrate performance improvements across both algorithms. Notably, this method is adeptly adaptable across any inverse design application, facilitating a harmonious synergy between a representative low-fidelity machine learning model, and high-fidelity simulation, and can be seamlessly applied across any variety of population-based optimization algorithms.

Interpretability Illusions in the Generalization of Simplified Models. (arXiv:2312.03656v1 [cs.LG])

Authors: Dan Friedman, Andrew Lampinen, Lucas Dixon, Danqi Chen, Asma Ghandeharioun

A common method to study deep learning systems is to use simplified model representations -- for example, using singular value decomposition to visualize the model's hidden states in a lower dimensional space. This approach assumes that the results of these simplified are faithful to the original model. Here, we illustrate an important caveat to this assumption: even if the simplified representations can accurately approximate the full model on the training set, they may fail to accurately capture the model's behavior out of distribution -- the understanding developed from simplified representations may be an illusion. We illustrate this by training Transformer models on controlled datasets with systematic generalization splits. First, we train models on the Dyck balanced-parenthesis languages. We simplify these models using tools like dimensionality reduction and clustering, and then explicitly test how these simplified proxies match the behavior of the original model on various out-of-distribution test sets. We find that the simplified proxies are generally less faithful out of distribution. In cases where the original model generalizes to novel structures or deeper depths, the simplified versions may fail, or generalize better. This finding holds even if the simplified representations do not directly depend on the training distribution. Next, we study a more naturalistic task: predicting the next character in a dataset of computer code. We find similar generalization gaps between the original model and simplified proxies, and conduct further analysis to investigate which aspects of the code completion task are associated with the largest gaps. Together, our results raise questions about the extent to which mechanistic interpretations derived using tools like SVD can reliably predict what a model will do in novel situations.

Towards small and accurate convolutional neural networks for acoustic biodiversity monitoring. (arXiv:2312.03666v1 [cs.SD])

Authors: Serge Zaugg, Mike van der Schaar, Florence Erbs, Antonio Sanchez, Joan V. Castell, Emiliano Ramallo, Michel André

Automated classification of animal sounds is a prerequisite for large-scale monitoring of biodiversity. Convolutional Neural Networks (CNNs) are among the most promising algorithms but they are slow, often achieve poor classification in the field and typically require large training data sets. Our objective was to design CNNs that are fast at inference time and achieve good classification performance while learning from moderate-sized data. Recordings from a rainforest ecosystem were used. Start and end-point of sounds from 20 bird species were manually annotated. Spectrograms from 10 second segments were used as CNN input. We designed simple CNNs with a frequency unwrapping layer (SIMP-FU models) such that any output unit was connected to all spectrogram frequencies but only to a sub-region of time, the Receptive Field (RF). Our models allowed experimentation with different RF durations. Models either used the time-indexed labels that encode start and end-point of sounds or simpler segment-level labels. Models learning from time-indexed labels performed considerably better than their segment-level counterparts. Best classification performances was achieved for models with intermediate RF duration of 1.5 seconds. The best SIMP-FU models achieved AUCs over 0.95 in 18 of 20 classes on the test set. On compact low-cost hardware the best SIMP-FU models evaluated up to seven times faster than real-time data acquisition. RF duration was a major driver of classification performance. The optimum of 1.5 s was in the same range as the duration of the sounds. Our models achieved good classification performance while learning from moderate-sized training data. This is explained by the usage of time-indexed labels during training and adequately sized RF. Results confirm the feasibility of deploying small CNNs with good classification performance on compact low-cost devices.

An Integration of Pre-Trained Speech and Language Models for End-to-End Speech Recognition. (arXiv:2312.03668v1 [eess.AS])

Authors: Yukiya Hono, Koh Mitsuda, Tianyu Zhao, Kentaro Mitsui, Toshiaki Wakatsuki, Kei Sawada

Advances in machine learning have made it possible to perform various text and speech processing tasks, including automatic speech recognition (ASR), in an end-to-end (E2E) manner. Since typical E2E approaches require large amounts of training data and resources, leveraging pre-trained foundation models instead of training from scratch is gaining attention. Although there have been attempts to use pre-trained speech and language models in ASR, most of them are limited to using either. This paper explores the potential of integrating a pre-trained speech representation model with a large language model (LLM) for E2E ASR. The proposed model enables E2E ASR by generating text tokens in an autoregressive manner via speech representations as speech prompts, taking advantage of the vast knowledge provided by the LLM. Furthermore, the proposed model can incorporate remarkable developments for LLM utilization, such as inference optimization and parameter-efficient domain adaptation. Experimental results show that the proposed model achieves performance comparable to modern E2E ASR models.

Direct Exoplanet Detection Using Deep Convolutional Image Reconstruction (ConStruct): A New Algorithm for Post-Processing High-Contrast Images. (arXiv:2312.03671v1 [astro-ph.IM])

Authors: Trevor N. Wolf, Brandon A. Jones, Brendan P. Bowler

We present a novel machine-learning approach for detecting faint point sources in high-contrast adaptive optics imaging datasets. The most widely used algorithms for primary subtraction aim to decouple bright stellar speckle noise from planetary signatures by subtracting an approximation of the temporally evolving stellar noise from each frame in an imaging sequence. Our approach aims to improve the stellar noise approximation and increase the planet detection sensitivity by leveraging deep learning in a novel direct imaging post-processing algorithm. We show that a convolutional autoencoder neural network, trained on an extensive reference library of real imaging sequences, accurately reconstructs the stellar speckle noise at the location of a potential planet signal. This tool is used in a post-processing algorithm we call Direct Exoplanet Detection with Convolutional Image Reconstruction, or ConStruct. The reliability and sensitivity of ConStruct are assessed using real Keck/NIRC2 angular differential imaging datasets. Of the 30 unique point sources we examine, ConStruct yields a higher S/N than traditional PCA-based processing for 67$\%$ of the cases and improves the relative contrast by up to a factor of 2.6. This work demonstrates the value and potential of deep learning to take advantage of a diverse reference library of point spread function realizations to improve direct imaging post-processing. ConStruct and its future improvements may be particularly useful as tools for post-processing high-contrast images from the James Webb Space Telescope and extreme adaptive optics instruments, both for the current generation and those being designed for the upcoming 30 meter-class telescopes.

On the Role of the Action Space in Robot Manipulation Learning and Sim-to-Real Transfer. (arXiv:2312.03673v1 [cs.RO])

Authors: Elie Aljalbout, Felix Frank, Maximilian Karl, Patrick van der Smagt

We study the choice of action space in robot manipulation learning and sim-to-real transfer. We define metrics that assess the performance, and examine the emerging properties in the different action spaces. We train over 250 reinforcement learning~(RL) agents in simulated reaching and pushing tasks, using 13 different control spaces. The choice of action spaces spans popular choices in the literature as well as novel combinations of common design characteristics. We evaluate the training performance in simulation and the transfer to a real-world environment. We identify good and bad characteristics of robotic action spaces and make recommendations for future designs. Our findings have important implications for the design of RL algorithms for robot manipulation tasks, and highlight the need for careful consideration of action spaces when training and transferring RL agents for real-world robotics.

GeoShapley: A Game Theory Approach to Measuring Spatial Effects in Machine Learning Models. (arXiv:2312.03675v1 [cs.LG])

Authors: Ziqi Li

This paper introduces GeoShapley, a game theory approach to measuring spatial effects in machine learning models. GeoShapley extends the Nobel Prize-winning Shapley value framework in game theory by conceptualizing location as a player in a model prediction game, which enables the quantification of the importance of location and the synergies between location and other features in a model. GeoShapley is a model-agnostic approach and can be applied to statistical or black-box machine learning models in various structures. The interpretation of GeoShapley is directly linked with spatially varying coefficient models for explaining spatial effects and additive models for explaining non-spatial effects. Using simulated data, GeoShapley values are validated against known data-generating processes and are used for cross-comparison of seven statistical and machine learning models. An empirical example of house price modeling is used to illustrate GeoShapley's utility and interpretation with real world data. The method is available as an open-source Python package named geoshapley.

What Planning Problems Can A Relational Neural Network Solve?. (arXiv:2312.03682v1 [cs.LG])

Authors: Jiayuan Mao, Tomás Lozano-Pérez, Joshua B. Tenenbaum, Leslie Pack Kaelbling

Goal-conditioned policies are generally understood to be "feed-forward" circuits, in the form of neural networks that map from the current state and the goal specification to the next action to take. However, under what circumstances such a policy can be learned and how efficient the policy will be are not well understood. In this paper, we present a circuit complexity analysis for relational neural networks (such as graph neural networks and transformers) representing policies for planning problems, by drawing connections with serialized goal regression search (S-GRS). We show that there are three general classes of planning problems, in terms of the growth of circuit width and depth as a function of the number of objects and planning horizon, providing constructive proofs. We also illustrate the utility of this analysis for designing neural networks for policy learning.

Inverse Design of Vitrimeric Polymers by Molecular Dynamics and Generative Modeling. (arXiv:2312.03690v1 [cond-mat.mtrl-sci])

Authors: Yiwen Zheng, Prakash Thakolkaran, Jake A. Smith, Ziheng Lu, Shuxin Zheng, Bichlien H. Nguyen, Siddhant Kumar, Aniruddh Vashisth

Vitrimer is a new class of sustainable polymers with the ability of self-healing through rearrangement of dynamic covalent adaptive networks. However, a limited choice of constituent molecules restricts their property space, prohibiting full realization of their potential applications. Through a combination of molecular dynamics (MD) simulations and machine learning (ML), particularly a novel graph variational autoencoder (VAE) model, we establish a method for generating novel vitrimers and guide their inverse design based on desired glass transition temperature (Tg). We build the first vitrimer dataset of one million and calculate Tg on 8,424 of them by high-throughput MD simulations calibrated by a Gaussian process model. The proposed VAE employs dual graph encoders and a latent dimension overlapping scheme which allows for individual representation of multi-component vitrimers. By constructing a continuous latent space containing necessary information of vitrimers, we demonstrate high accuracy and efficiency of our framework in discovering novel vitrimers with desirable Tg beyond the training regime. The proposed vitrimers with reasonable synthesizability cover a wide range of Tg and broaden the potential widespread usage of vitrimeric materials.

On the Role of Edge Dependency in Graph Generative Models. (arXiv:2312.03691v1 [cs.LG])

Authors: Sudhanshu Chanpuriya, Cameron Musco, Konstantinos Sotiropoulos, Charalampos Tsourakakis

In this work, we introduce a novel evaluation framework for generative models of graphs, emphasizing the importance of model-generated graph overlap (Chanpuriya et al., 2021) to ensure both accuracy and edge-diversity. We delineate a hierarchy of graph generative models categorized into three levels of complexity: edge independent, node independent, and fully dependent models. This hierarchy encapsulates a wide range of prevalent methods. We derive theoretical bounds on the number of triangles and other short-length cycles producible by each level of the hierarchy, contingent on the model overlap. We provide instances demonstrating the asymptotic optimality of our bounds. Furthermore, we introduce new generative models for each of the three hierarchical levels, leveraging dense subgraph discovery (Gionis & Tsourakakis, 2015). Our evaluation, conducted on real-world datasets, focuses on assessing the output quality and overlap of our proposed models in comparison to other popular models. Our results indicate that our simple, interpretable models provide competitive baselines to popular generative models. Through this investigation, we aim to propel the advancement of graph generative models by offering a structured framework and robust evaluation metrics, thereby facilitating the development of models capable of generating accurate and edge-diverse graphs.

Memory Triggers: Unveiling Memorization in Text-To-Image Generative Models through Word-Level Duplication. (arXiv:2312.03692v1 [cs.CR])

Authors: Ali Naseh, Jaechul Roh, Amir Houmansadr

Diffusion-based models, such as the Stable Diffusion model, have revolutionized text-to-image synthesis with their ability to produce high-quality, high-resolution images. These advancements have prompted significant progress in image generation and editing tasks. However, these models also raise concerns due to their tendency to memorize and potentially replicate exact training samples, posing privacy risks and enabling adversarial attacks. Duplication in training datasets is recognized as a major factor contributing to memorization, and various forms of memorization have been studied so far. This paper focuses on two distinct and underexplored types of duplication that lead to replication during inference in diffusion-based models, particularly in the Stable Diffusion model. We delve into these lesser-studied duplication phenomena and their implications through two case studies, aiming to contribute to the safer and more responsible use of generative models in various applications.

OneLLM: One Framework to Align All Modalities with Language. (arXiv:2312.03700v1 [cs.CV])

Authors: Jiaming Han, Kaixiong Gong, Yiyuan Zhang, Jiaqi Wang, Kaipeng Zhang, Dahua Lin, Yu Qiao, Peng Gao, Xiangyu Yue

Multimodal large language models (MLLMs) have gained significant attention due to their strong multimodal understanding capability. However, existing works rely heavily on modality-specific encoders, which usually differ in architecture and are limited to common modalities. In this paper, we present OneLLM, an MLLM that aligns eight modalities to language using a unified framework. We achieve this through a unified multimodal encoder and a progressive multimodal alignment pipeline. In detail, we first train an image projection module to connect a vision encoder with LLM. Then, we build a universal projection module (UPM) by mixing multiple image projection modules and dynamic routing. Finally, we progressively align more modalities to LLM with the UPM. To fully leverage the potential of OneLLM in following instructions, we also curated a comprehensive multimodal instruction dataset, including 2M items from image, audio, video, point cloud, depth/normal map, IMU and fMRI brain activity. OneLLM is evaluated on 25 diverse benchmarks, encompassing tasks such as multimodal captioning, question answering and reasoning, where it delivers excellent performance. Code, data, model and online demo are available at https://github.com/csuhan/OneLLM

InfoBot: Transfer and Exploration via the Information Bottleneck. (arXiv:1901.10902v5 [stat.ML] UPDATED)

Authors: Anirudh Goyal, Riashat Islam, Daniel Strouse, Zafarali Ahmed, Matthew Botvinick, Hugo Larochelle, Yoshua Bengio, Sergey Levine

A central challenge in reinforcement learning is discovering effective policies for tasks where rewards are sparsely distributed. We postulate that in the absence of useful reward signals, an effective exploration strategy should seek out {\it decision states}. These states lie at critical junctions in the state space from where the agent can transition to new, potentially unexplored regions. We propose to learn about decision states from prior experience. By training a goal-conditioned policy with an information bottleneck, we can identify decision states by examining where the model actually leverages the goal state. We find that this simple mechanism effectively identifies decision states, even in partially observed settings. In effect, the model learns the sensory cues that correlate with potential subgoals. In new environments, this model can then identify novel subgoals for further exploration, guiding the agent through a sequence of potential decision states and through new regions of the state space.

Dimensionless Anomaly Detection on Multivariate Streams with Variance Norm and Path Signature. (arXiv:2006.03487v2 [cs.LG] UPDATED)

Authors: Zhen Shao, Ryan Sze-Yin Chan, Thomas Cochrane, Peter Foster, Terry Lyons

In this paper, we propose a dimensionless anomaly detection method for multivariate streams. Our method is independent of the unit of measurement for the different stream channels, therefore dimensionless. We first propose the variance norm, a generalisation of Mahalanobis distance to handle infinite-dimensional feature space and singular empirical covariance matrix rigorously. We then combine the variance norm with the path signature, an infinite collection of iterated integrals that provide global features of streams, to propose SigMahaKNN, a method for anomaly detection on (multivariate) streams. We show that SigMahaKNN is invariant to stream reparametrisation, stream concatenation and has a graded discrimination power depending on the truncation level of the path signature. We implement SigMahaKNN as an open-source software, and perform extensive numerical experiments, showing significantly improved anomaly detection on streams compared to isolation forest and local outlier factors in applications ranging from language analysis, hand-writing analysis, ship movement paths analysis and univariate time-series analysis.

Estimates on the generalization error of Physics Informed Neural Networks (PINNs) for approximating PDEs. (arXiv:2006.16144v3 [math.NA] UPDATED)

Authors: Siddhartha Mishra, Roberto Molinaro

Physics informed neural networks (PINNs) have recently been widely used for robust and accurate approximation of PDEs. We provide rigorous upper bounds on the generalization error of PINNs approximating solutions of the forward problem for PDEs. An abstract formalism is introduced and stability properties of the underlying PDE are leveraged to derive an estimate for the generalization error in terms of the training error and number of training samples. This abstract framework is illustrated with several examples of nonlinear PDEs. Numerical experiments, validating the proposed theory, are also presented.

Estimates on the generalization error of Physics Informed Neural Networks (PINNs) for approximating a class of inverse problems for PDEs. (arXiv:2007.01138v3 [math.NA] UPDATED)

Authors: Siddhartha Mishra, Roberto Molinaro

Physics informed neural networks (PINNs) have recently been very successfully applied for efficiently approximating inverse problems for PDEs. We focus on a particular class of inverse problems, the so-called data assimilation or unique continuation problems, and prove rigorous estimates on the generalization error of PINNs approximating them. An abstract framework is presented and conditional stability estimates for the underlying inverse problem are employed to derive the estimate on the PINN generalization error, providing rigorous justification for the use of PINNs in this context. The abstract framework is illustrated with examples of four prototypical linear PDEs. Numerical experiments, validating the proposed theory, are also presented.

Physics Informed Neural Networks for Simulating Radiative Transfer. (arXiv:2009.13291v3 [cs.LG] UPDATED)

Authors: Siddhartha Mishra, Roberto Molinaro

We propose a novel machine learning algorithm for simulating radiative transfer. Our algorithm is based on physics informed neural networks (PINNs), which are trained by minimizing the residual of the underlying radiative tranfer equations. We present extensive experiments and theoretical error estimates to demonstrate that PINNs provide a very easy to implement, fast, robust and accurate method for simulating radiative transfer. We also present a PINN based algorithm for simulating inverse problems for radiative transfer efficiently.

Algorithm as Experiment: Machine Learning, Market Design, and Policy Eligibility Rules. (arXiv:2104.12909v6 [econ.EM] UPDATED)

Authors: Yusuke Narita, Kohei Yata

Algorithms make a growing portion of policy and business decisions. We develop a treatment-effect estimator using algorithmic decisions as instruments for a class of stochastic and deterministic algorithms. Our estimator is consistent and asymptotically normal for well-defined causal effects. A special case of our setup is multidimensional regression discontinuity designs with complex boundaries. We apply our estimator to evaluate the Coronavirus Aid, Relief, and Economic Security Act, which allocated many billions of dollars worth of relief funding to hospitals via an algorithmic rule. The funding is shown to have little effect on COVID-19-related hospital activities. Naive estimates exhibit selection bias.

Provably Accelerated Decentralized Gradient Method Over Unbalanced Directed Graphs. (arXiv:2107.12065v2 [math.OC] UPDATED)

Authors: Zhuoqing Song, Lei Shi, Shi Pu, Ming Yan

We consider the decentralized optimization problem, where a network of $n$ agents aims to collaboratively minimize the average of their individual smooth and convex objective functions through peer-to-peer communication in a directed graph. To tackle this problem, we propose two accelerated gradient tracking methods, namely APD and APD-SC, for non-strongly convex and strongly convex objective functions, respectively. We show that APD and APD-SC converge at the rates $O\left(\frac{1}{k^2}\right)$ and $O\left(\left(1 - C\sqrt{\frac{\mu}{L}}\right)^k\right)$, respectively, up to constant factors depending only on the mixing matrix. APD and APD-SC are the first decentralized methods over unbalanced directed graphs that achieve the same provable acceleration as centralized methods. Numerical experiments demonstrate the effectiveness of both methods.

Learning Robust Output Control Barrier Functions from Safe Expert Demonstrations. (arXiv:2111.09971v2 [eess.SY] UPDATED)

Authors: Lars Lindemann, Alexander Robey, Lejun Jiang, Satyajeet Das, Stephen Tu, Nikolai Matni

This paper addresses learning safe output feedback control laws from partial observations of expert demonstrations. We assume that a model of the system dynamics and a state estimator are available along with corresponding error bounds, e.g., estimated from data in practice. We first propose robust output control barrier functions (ROCBFs) as a means to guarantee safety, as defined through controlled forward invariance of a safe set. We then formulate an optimization problem to learn ROCBFs from expert demonstrations that exhibit safe system behavior, e.g., data collected from a human operator or an expert controller. When the parametrization of the ROCBF is linear, then we show that, under mild assumptions, the optimization problem is convex. Along with the optimization problem, we provide verifiable conditions in terms of the density of the data, smoothness of the system model and state estimator, and the size of the error bounds that guarantee validity of the obtained ROCBF. Towards obtaining a practical control algorithm, we propose an algorithmic implementation of our theoretical framework that accounts for assumptions made in our framework in practice. We empirically validate our algorithm in the autonomous driving simulator CARLA and demonstrate how to learn safe control laws from RGB camera images.

Optimal Variable Clustering for High-Dimensional Matrix Valued Data. (arXiv:2112.12909v3 [stat.ML] UPDATED)

Authors: Inbeom Lee, Siyi Deng, Yang Ning

Matrix valued data has become increasingly prevalent in many applications. Most of the existing clustering methods for this type of data are tailored to the mean model and do not account for the dependence structure of the features, which can be very informative, especially in high-dimensional settings or when mean information is not available. To extract the information from the dependence structure for clustering, we propose a new latent variable model for the features arranged in matrix form, with some unknown membership matrices representing the clusters for the rows and columns. Under this model, we further propose a class of hierarchical clustering algorithms using the difference of a weighted covariance matrix as the dissimilarity measure. Theoretically, we show that under mild conditions, our algorithm attains clustering consistency in the high-dimensional setting. While this consistency result holds for our algorithm with a broad class of weighted covariance matrices, the conditions for this result depend on the choice of the weight. To investigate how the weight affects the theoretical performance of our algorithm, we establish the minimax lower bound for clustering under our latent variable model in terms of some cluster separation metric. Given these results, we identify the optimal weight in the sense that using this weight guarantees our algorithm to be minimax rate-optimal. The practical implementation of our algorithm with the optimal weight is also discussed. Simulation studies show that our algorithm performs better than existing methods in terms of the adjusted Rand index (ARI). The method is applied to a genomic dataset and yields meaningful interpretations.

Systematic Literature Review: Quantum Machine Learning and its applications. (arXiv:2201.04093v2 [quant-ph] UPDATED)

Authors: David Peral García, Juan Cruz-Benito, Francisco José García-Peñalvo

Quantum computing is the process of performing calculations using quantum mechanics. This field studies the quantum behavior of certain subatomic particles for subsequent use in performing calculations, as well as for large-scale information processing. These capabilities can give quantum computers an advantage in terms of computational time and cost over classical computers. Nowadays, there are scientific challenges that are impossible to perform by classical computation due to computational complexity or the time the calculation would take, and quantum computation is one of the possible answers. However, current quantum devices have not yet the necessary qubits and are not fault-tolerant enough to achieve these goals. Nonetheless, there are other fields like machine learning or chemistry where quantum computation could be useful with current quantum devices. This manuscript aims to present a Systematic Literature Review of the papers published between 2017 and 2023 to identify, analyze and classify the different algorithms used in quantum machine learning and their applications. Consequently, this study identified 94 articles that used quantum machine learning techniques and algorithms. The main types of found algorithms are quantum implementations of classical machine learning algorithms, such as support vector machines or the k-nearest neighbor model, and classical deep learning algorithms, like quantum neural networks. Many articles try to solve problems currently answered by classical machine learning but using quantum devices and algorithms. Even though results are promising, quantum machine learning is far from achieving its full potential. An improvement in the quantum hardware is required since the existing quantum computers lack enough quality, speed, and scale to allow quantum computing to achieve its full potential.

Model Reprogramming: Resource-Efficient Cross-Domain Machine Learning. (arXiv:2202.10629v4 [cs.LG] UPDATED)

Authors: Pin-Yu Chen

In data-rich domains such as vision, language, and speech, deep learning prevails to deliver high-performance task-specific models and can even learn general task-agnostic representations for efficient finetuning to downstream tasks. However, deep learning in resource-limited domains still faces multiple challenges including (i) limited data, (ii) constrained model development cost, and (iii) lack of adequate pre-trained models for effective finetuning. This paper provides an overview of model reprogramming to bridge this gap. Model reprogramming enables resource-efficient cross-domain machine learning by repurposing and reusing a well-developed pre-trained model from a source domain to solve tasks in a target domain without model finetuning, where the source and target domains can be vastly different. In many applications, model reprogramming outperforms transfer learning and training from scratch. This paper elucidates the methodology of model reprogramming, summarizes existing use cases, provides a theoretical explanation of the success of model reprogramming, and concludes with a discussion on open-ended research questions and opportunities. A list of model reprogramming studies is actively maintained and updated at https://github.com/IBM/model-reprogramming.

T-Cal: An optimal test for the calibration of predictive models. (arXiv:2203.01850v4 [stat.ML] UPDATED)

Authors: Donghwan Lee, Xinmeng Huang, Hamed Hassani, Edgar Dobriban

The prediction accuracy of machine learning methods is steadily increasing, but the calibration of their uncertainty predictions poses a significant challenge. Numerous works focus on obtaining well-calibrated predictive models, but less is known about reliably assessing model calibration. This limits our ability to know when algorithms for improving calibration have a real effect, and when their improvements are merely artifacts due to random noise in finite datasets. In this work, we consider detecting mis-calibration of predictive models using a finite validation dataset as a hypothesis testing problem. The null hypothesis is that the predictive model is calibrated, while the alternative hypothesis is that the deviation from calibration is sufficiently large.

We find that detecting mis-calibration is only possible when the conditional probabilities of the classes are sufficiently smooth functions of the predictions. When the conditional class probabilities are H\"older continuous, we propose T-Cal, a minimax optimal test for calibration based on a debiased plug-in estimator of the $\ell_2$-Expected Calibration Error (ECE). We further propose Adaptive T-Cal, a version that is adaptive to unknown smoothness. We verify our theoretical findings with a broad range of experiments, including with several popular deep neural net architectures and several standard post-hoc calibration methods. T-Cal is a practical general-purpose tool, which -- combined with classical tests for discrete-valued predictors -- can be used to test the calibration of virtually any probabilistic classification method.

Quantifying Spatial Under-reporting Disparities in Resident Crowdsourcing. (arXiv:2204.08620v4 [stat.AP] UPDATED)

Authors: Zhi Liu, Uma Bhandaram, Nikhil Garg

Modern city governance relies heavily on crowdsourcing to identify problems such as downed trees and power lines. A major concern is that residents do not report problems at the same rates, with heterogeneous reporting delays directly translating to downstream disparities in how quickly incidents can be addressed. Here we develop a method to identify reporting delays without using external ground-truth data. Our insight is that the rates at which duplicate reports are made about the same incident can be leveraged to disambiguate whether an incident has occurred by investigating its reporting rate once it has occurred. We apply our method to over 100,000 resident reports made in New York City and to over 900,000 reports made in Chicago, finding that there are substantial spatial and socioeconomic disparities in how quickly incidents are reported. We further validate our methods using external data and demonstrate how estimating reporting delays leads to practical insights and interventions for a more equitable, efficient government service.

Convolutional layers are equivariant to discrete shifts but not continuous translations. (arXiv:2206.04979v3 [cs.CV] UPDATED)

Authors: Nick McGreivy, Ammar Hakim

The purpose of this short and simple note is to clarify a common misconception about convolutional neural networks (CNNs). CNNs are made up of convolutional layers which are shift equivariant due to weight sharing. However, convolutional layers are not translation equivariant, even when boundary effects are ignored and when pooling and subsampling are absent. This is because shift equivariance is a discrete symmetry while translation equivariance is a continuous symmetry. This fact is well known among researchers in equivariant machine learning, but is usually overlooked among non-experts. To minimize confusion, we suggest using the term `shift equivariance' to refer to discrete shifts in pixels and `translation equivariance' to refer to continuous translations.

Inherent Inconsistencies of Feature Importance. (arXiv:2206.08204v2 [cs.LG] UPDATED)

Authors: Nimrod Harel, Uri Obolski, Ran Gilad-Bachrach

The rapid advancement and widespread adoption of machine learning-driven technologies have underscored the practical and ethical need for creating interpretable artificial intelligence systems. Feature importance, a method that assigns scores to the contribution of individual features on prediction outcomes, seeks to bridge this gap as a tool for enhancing human comprehension of these systems. Feature importance serves as an explanation of predictions in diverse contexts, whether by providing a global interpretation of a phenomenon across the entire dataset or by offering a localized explanation for the outcome of a specific data point. Furthermore, feature importance is being used both for explaining models and for identifying plausible causal relations in the data, independently from the model. However, it is worth noting that these various contexts have traditionally been explored in isolation, with limited theoretical foundations.

This paper presents an axiomatic framework designed to establish coherent relationships among the different contexts of feature importance scores. Notably, our work unveils a surprising conclusion: when we combine the proposed properties with those previously outlined in the literature, we demonstrate the existence of an inconsistency. This inconsistency highlights that certain essential properties of feature importance scores cannot coexist harmoniously within a single framework.

All the World's a (Hyper)Graph: A Data Drama. (arXiv:2206.08225v3 [cs.LG] UPDATED)

Authors: Corinna Coupette, Jilles Vreeken, Bastian Rieck

We introduce Hyperbard, a dataset of diverse relational data representations derived from Shakespeare's plays. Our representations range from simple graphs capturing character co-occurrence in single scenes to hypergraphs encoding complex communication settings and character contributions as hyperedges with edge-specific node weights. By making multiple intuitive representations readily available for experimentation, we facilitate rigorous representation robustness checks in graph learning, graph mining, and network analysis, highlighting the advantages and drawbacks of specific representations. Leveraging the data released in Hyperbard, we demonstrate that many solutions to popular graph mining problems are highly dependent on the representation choice, thus calling current graph curation practices into question. As an homage to our data source, and asserting that science can also be art, we present all our points in the form of a play.

TraSE: Towards Tackling Authorial Style from a Cognitive Science Perspective. (arXiv:2206.10706v2 [cs.CL] UPDATED)

Authors: Ronald Wilson, Avanti Bhandarkar, Damon Woodard

Stylistic analysis of text is a key task in research areas ranging from authorship attribution to forensic analysis and personality profiling. The existing approaches for stylistic analysis are plagued by issues like topic influence, lack of discriminability for large number of authors and the requirement for large amounts of diverse data. In this paper, the source of these issues are identified along with the necessity for a cognitive perspective on authorial style in addressing them. A novel feature representation, called Trajectory-based Style Estimation (TraSE), is introduced to support this purpose. Authorship attribution experiments with over 27,000 authors and 1.4 million samples in a cross-domain scenario resulted in 90% attribution accuracy suggesting that the feature representation is immune to such negative influences and an excellent candidate for stylistic analysis. Finally, a qualitative analysis is performed on TraSE using physical human characteristics, like age, to validate its claim on capturing cognitive traits.

Memory-free Online Change-point Detection: A Novel Neural Network Approach. (arXiv:2207.03932v2 [cs.LG] UPDATED)

Authors: Zahra Atashgahi, Decebal Constantin Mocanu, Raymond Veldhuis, Mykola Pechenizkiy

Change-point detection (CPD), which detects abrupt changes in the data distribution, is recognized as one of the most significant tasks in time series analysis. Despite the extensive literature on offline CPD, unsupervised online CPD still suffers from major challenges, including scalability, hyperparameter tuning, and learning constraints. To mitigate some of these challenges, in this paper, we propose a novel deep learning approach for unsupervised online CPD from multi-dimensional time series, named Adaptive LSTM-Autoencoder Change-Point Detection (ALACPD). ALACPD exploits an LSTM-autoencoder-based neural network to perform unsupervised online CPD. It continuously adapts to the incoming samples without keeping the previously received input, thus being memory-free. We perform an extensive evaluation on several real-world time series CPD benchmarks. We show that ALACPD, on average, ranks first among state-of-the-art CPD algorithms in terms of quality of the time series segmentation, and it is on par with the best performer in terms of the accuracy of the estimated change-points. The implementation of ALACPD is available online on Github\footnote{\url{https://github.com/zahraatashgahi/ALACPD}}.

Targeted Separation and Convergence with Kernel Discrepancies. (arXiv:2209.12835v3 [stat.ML] UPDATED)

Authors: Alessandro Barp, Carl-Johann Simon-Gabriel, Mark Girolami, Lester Mackey

Maximum mean discrepancies (MMDs) like the kernel Stein discrepancy (KSD) have grown central to a wide range of applications, including hypothesis testing, sampler selection, distribution approximation, and variational inference. In each setting, these kernel-based discrepancy measures are required to (i) separate a target P from other probability measures or even (ii) control weak convergence to P. In this article we derive new sufficient and necessary conditions to ensure (i) and (ii). For MMDs on separable metric spaces, we characterize those kernels that separate Bochner embeddable measures and introduce simple conditions for separating all measures with unbounded kernels and for controlling convergence with bounded kernels. We use these results on $\mathbb{R}^d$ to substantially broaden the known conditions for KSD separation and convergence control and to develop the first KSDs known to exactly metrize weak convergence to P. Along the way, we highlight the implications of our results for hypothesis testing, measuring and improving sample quality, and sampling with Stein variational gradient descent.

A simple probabilistic neural network for machine understanding. (arXiv:2210.13179v5 [cond-mat.dis-nn] UPDATED)

Authors: Rongrong Xie, Matteo Marsili

We discuss probabilistic neural networks with a fixed internal representation as models for machine understanding. Here understanding is intended as mapping data to an already existing representation which encodes an {\em a priori} organisation of the feature space. We derive the internal representation by requiring that it satisfies the principles of maximal relevance and of maximal ignorance about how different features are combined. We show that, when hidden units are binary variables, these two principles identify a unique model -- the Hierarchical Feature Model (HFM) -- which is fully solvable and provides a natural interpretation in terms of features. We argue that learning machines with this architecture enjoy a number of interesting properties, like the continuity of the representation with respect to changes in parameters and data, the possibility to control the level of compression and the ability to support functions that go beyond generalisation. We explore the behaviour of the model with extensive numerical experiments and argue that models where the internal representation is fixed reproduce a learning modality which is qualitatively different from that of traditional models such as Restricted Boltzmann Machines.

Incorporating Crowdsourced Annotator Distributions into Ensemble Modeling to Improve Classification Trustworthiness for Ancient Greek Papyri. (arXiv:2210.16380v3 [cs.CV] UPDATED)

Authors: Graham West, Matthew I. Swindall, Ben Keener, Timothy Player, Alex C. Williams, James H. Brusuelas, John F. Wallin

Performing classification on noisy, crowdsourced image datasets can prove challenging even for the best neural networks. Two issues which complicate the problem on such datasets are class imbalance and ground-truth uncertainty in labeling. The AL-ALL and AL-PUB datasets - consisting of tightly cropped, individual characters from images of ancient Greek papyri - are strongly affected by both issues. The application of ensemble modeling to such datasets can help identify images where the ground-truth is questionable and quantify the trustworthiness of those samples. As such, we apply stacked generalization consisting of nearly identical ResNets with different loss functions: one utilizing sparse cross-entropy (CXE) and the other Kullback-Liebler Divergence (KLD). Both networks use labels drawn from a crowd-sourced consensus. This consensus is derived from a Normalized Distribution of Annotations (NDA) based on all annotations for a given character in the dataset. For the second network, the KLD is calculated with respect to the NDA. For our ensemble model, we apply a k-nearest neighbors model to the outputs of the CXE and KLD networks. Individually, the ResNet models have approximately 93% accuracy, while the ensemble model achieves an accuracy of > 95%, increasing the classification trustworthiness. We also perform an analysis of the Shannon entropy of the various models' output distributions to measure classification uncertainty. Our results suggest that entropy is useful for predicting model misclassifications.

Vicious Classifiers: Data Reconstruction Attack at Inference Time. (arXiv:2212.04223v2 [cs.LG] UPDATED)

Authors: Mohammad Malekzadeh, Deniz Gunduz

Privacy-preserving inference in edge computing paradigms encourages the users of machine-learning services to locally run a model on their private input, for a target task, and only share the model's outputs with the server. We study how a vicious server can reconstruct the input data by observing only the model's outputs, while keeping the target accuracy very close to that of a honest server: by jointly training a target model (to run at users' side) and an attack model for data reconstruction (to secretly use at server's side). We present a new measure to assess the reconstruction risk in edge inference. Our evaluations on six benchmark datasets demonstrate that the model's input can be approximately reconstructed from the outputs of a single target inference. We propose a potential defense mechanism that helps to distinguish vicious versus honest classifiers at inference time. We discuss open challenges and directions for future studies and release our code as a benchmark for future work.

Neuroevolution of Physics-Informed Neural Nets: Benchmark Problems and Comparative Results. (arXiv:2212.07624v3 [cs.NE] UPDATED)

Authors: Nicholas Sung Wei Yong, Jian Cheng Wong, Pao-Hsiung Chiu, Abhishek Gupta, Chinchun Ooi, Yew-Soon Ong

The potential of learned models for fundamental scientific research and discovery is drawing increasing attention worldwide. Physics-informed neural networks (PINNs), where the loss function directly embeds governing equations of scientific phenomena, is one of the key techniques at the forefront of recent advances. PINNs are typically trained using stochastic gradient descent methods, akin to their deep learning counterparts. However, analysis in this paper shows that PINNs' unique loss formulations lead to a high degree of complexity and ruggedness that may not be conducive for gradient descent. Unlike in standard deep learning, PINN training requires globally optimum parameter values that satisfy physical laws as closely as possible. Spurious local optimum, indicative of erroneous physics, must be avoided. Hence, neuroevolution algorithms, with their superior global search capacity, may be a better choice for PINNs relative to gradient descent methods. Here, we propose a set of five benchmark problems, with open-source codes, spanning diverse physical phenomena for novel neuroevolution algorithm development. Using this, we compare two neuroevolution algorithms against the commonly used stochastic gradient descent, and our baseline results support the claim that neuroevolution can surpass gradient descent, ensuring better physics compliance in the predicted outputs. %Furthermore, implementing neuroevolution with JAX leads to orders of magnitude speedup relative to standard implementations.

Continual Learning for Instruction Following from Realtime Feedback. (arXiv:2212.09710v2 [cs.CL] UPDATED)

Authors: Alane Suhr, Yoav Artzi

We propose and deploy an approach to continually train an instruction-following agent from feedback provided by users during collaborative interactions. During interaction, human users instruct an agent using natural language, and provide realtime binary feedback as they observe the agent following their instructions. We design a contextual bandit learning approach, converting user feedback to immediate reward. We evaluate through thousands of human-agent interactions, demonstrating 15.4% absolute improvement in instruction execution accuracy over time. We also show our approach is robust to several design variations, and that the feedback signal is roughly equivalent to the learning signal of supervised demonstration data.

CD-GraB: Coordinating Distributed Example Orders for Provably Accelerated Training. (arXiv:2302.00845v4 [cs.LG] UPDATED)

Authors: A. Feder Cooper, Wentao Guo, Khiem Pham, Tiancheng Yuan, Charlie F. Ruan, Yucheng Lu, Christopher De Sa

Recent research on online Gradient Balancing (GraB) has revealed that there exist permutation-based example orderings for SGD that are guaranteed to outperform random reshuffling (RR). Whereas RR arbitrarily permutes training examples, GraB leverages stale gradients from prior epochs to order examples -- achieving a provably faster convergence rate than RR. However, GraB is limited by design: while it demonstrates an impressive ability to scale-up training on centralized data, it does not naturally extend to modern distributed ML workloads. We therefore propose Coordinated Distributed GraB (CD-GraB), which uses insights from prior work on kernel thinning to translate the benefits of provably faster permutation-based example ordering to distributed settings. With negligible overhead, CD-GraB exhibits a linear speedup in convergence rate over centralized GraB and outperforms distributed RR on a variety of benchmark tasks.

Causal Estimation of Exposure Shifts with Neural Networks: Evaluating the Health Benefits of Stricter Air Quality Standards in the US. (arXiv:2302.02560v3 [cs.LG] UPDATED)

Authors: Mauricio Tec, Oladimeji Mudele, Kevin Josey, Francesca Dominici

In policy research, one of the most critical analytic tasks is to estimate the causal effect of a policy-relevant shift to the distribution of a continuous exposure/treatment on an outcome of interest. We call this problem shift-response function (SRF) estimation. Existing neural network methods involving robust causal-effect estimators lack theoretical guarantees and practical implementations for SRF estimation. Motivated by a key policy-relevant question in public health, we develop a neural network method and its theoretical underpinnings to estimate SRFs with robustness and efficiency guarantees. We then apply our method to data consisting of 68 million individuals and 27 million deaths across the U.S. to estimate the causal effect from revising the US National Ambient Air Quality Standards (NAAQS) for PM 2.5 from 12 $\mu g/m^3$ to 9 $\mu g/m^3$. This change has been recently proposed by the US Environmental Protection Agency (EPA). Our goal is to estimate, for the first time, the reduction in deaths that would result from this anticipated revision using causal methods for SRFs. Our proposed method, called {T}argeted {R}egularization for {E}xposure {S}hifts with Neural {Net}works (TRESNET), contributes to the neural network literature for causal inference in two ways: first, it proposes a targeted regularization loss with theoretical properties that ensure double robustness and achieves asymptotic efficiency specific for SRF estimation; second, it enables loss functions from the exponential family of distributions to accommodate non-continuous outcome distributions (such as hospitalization or mortality counts). We complement our application with benchmark experiments that demonstrate TRESNET's broad applicability and competitiveness.

Model-tuning Via Prompts Makes NLP Models Adversarially Robust. (arXiv:2303.07320v2 [cs.CL] UPDATED)

Authors: Mrigank Raman, Pratyush Maini, J. Zico Kolter, Zachary C. Lipton, Danish Pruthi

In recent years, NLP practitioners have converged on the following practice: (i) import an off-the-shelf pretrained (masked) language model; (ii) append a multilayer perceptron atop the CLS token's hidden representation (with randomly initialized weights); and (iii) fine-tune the entire model on a downstream task (MLP-FT). This procedure has produced massive gains on standard NLP benchmarks, but these models remain brittle, even to mild adversarial perturbations. In this work, we demonstrate surprising gains in adversarial robustness enjoyed by Model-tuning Via Prompts (MVP), an alternative method of adapting to downstream tasks. Rather than appending an MLP head to make output prediction, MVP appends a prompt template to the input, and makes prediction via text infilling/completion. Across 5 NLP datasets, 4 adversarial attacks, and 3 different models, MVP improves performance against adversarial substitutions by an average of 8% over standard methods and even outperforms adversarial training-based state-of-art defenses by 3.5%. By combining MVP with adversarial training, we achieve further improvements in adversarial robustness while maintaining performance on unperturbed examples. Finally, we conduct ablations to investigate the mechanism underlying these gains. Notably, we find that the main causes of vulnerability of MLP-FT can be attributed to the misalignment between pre-training and fine-tuning tasks, and the randomly initialized MLP parameters.

Exploring Distributional Shifts in Large Language Models for Code Analysis. (arXiv:2303.09128v2 [cs.CL] UPDATED)

Authors: Shushan Arakelyan, Rocktim Jyoti Das, Yi Mao, Xiang Ren

We systematically study how three large language models with code capabilities - CodeT5, Codex, and ChatGPT - generalize to out-of-domain data. We consider two fundamental applications - code summarization, and code generation. We split data into domains following its natural boundaries - by an organization, by a project, and by a module within the software project. We establish that samples from each new domain present all the models with a significant challenge of distribution shift. We study how established methods adapt models to better generalize to new domains. Our experiments show that while multitask learning alone is a reasonable baseline, combining it with few-shot finetuning on examples retrieved from training data can achieve very strong performance. Moreover, this solution can outperform direct finetuning for very low-data scenarios. Finally, we consider variations of this approach to create a more broadly applicable method to adapt to multiple domains at once. We find that for code generation, a model adapted to multiple domains simultaneously performs on par with those adapted to a single domain

Model Sparsity Can Simplify Machine Unlearning. (arXiv:2304.04934v11 [cs.LG] UPDATED)

Authors: Jinghan Jia, Jiancheng Liu, Parikshit Ram, Yuguang Yao, Gaowen Liu, Yang Liu, Pranay Sharma, Sijia Liu

In response to recent data regulation requirements, machine unlearning (MU) has emerged as a critical process to remove the influence of specific examples from a given model. Although exact unlearning can be achieved through complete model retraining using the remaining dataset, the associated computational costs have driven the development of efficient, approximate unlearning techniques. Moving beyond data-centric MU approaches, our study introduces a novel model-based perspective: model sparsification via weight pruning, which is capable of reducing the gap between exact unlearning and approximate unlearning. We show in both theory and practice that model sparsity can boost the multi-criteria unlearning performance of an approximate unlearner, closing the approximation gap, while continuing to be efficient. This leads to a new MU paradigm, termed prune first, then unlearn, which infuses a sparse model prior into the unlearning process. Building on this insight, we also develop a sparsity-aware unlearning method that utilizes sparsity regularization to enhance the training process of approximate unlearning. Extensive experiments show that our proposals consistently benefit MU in various unlearning scenarios. A notable highlight is the 77% unlearning efficacy gain of fine-tuning (one of the simplest unlearning methods) when using sparsity-aware unlearning. Furthermore, we demonstrate the practical impact of our proposed MU methods in addressing other machine learning challenges, such as defending against backdoor attacks and enhancing transfer learning. Codes are available at https://github.com/OPTML-Group/Unlearn-Sparse.

Exploring the flavor structure of quarks and leptons with reinforcement learning. (arXiv:2304.14176v2 [hep-ph] UPDATED)

Authors: Satsuki Nishimura, Coh Miyao, Hajime Otsuka

We propose a method to explore the flavor structure of quarks and leptons with reinforcement learning. As a concrete model, we utilize a basic value-based algorithm for models with $U(1)$ flavor symmetry. By training neural networks on the $U(1)$ charges of quarks and leptons, the agent finds 21 models to be consistent with experimentally measured masses and mixing angles of quarks and leptons. In particular, an intrinsic value of normal ordering tends to be larger than that of inverted ordering, and the normal ordering is well fitted with the current experimental data in contrast to the inverted ordering. A specific value of effective mass for the neutrinoless double beta decay and a sizable leptonic CP violation induced by an angular component of flavon field are predicted by autonomous behavior of the agent. Our finding results indicate that the reinforcement learning can be a new method for understanding the flavor structure.

Autoencoders for discovering manifold dimension and coordinates in data from complex dynamical systems. (arXiv:2305.01090v3 [cs.LG] UPDATED)

Authors: Kevin Zeng, Carlos E. Pérez De Jesús, Andrew J. Fox, Michael D. Graham

While many phenomena in physics and engineering are formally high-dimensional, their long-time dynamics often live on a lower-dimensional manifold. The present work introduces an autoencoder framework that combines implicit regularization with internal linear layers and $L_2$ regularization (weight decay) to automatically estimate the underlying dimensionality of a data set, produce an orthogonal manifold coordinate system, and provide the mapping functions between the ambient space and manifold space, allowing for out-of-sample projections. We validate our framework's ability to estimate the manifold dimension for a series of datasets from dynamical systems of varying complexities and compare to other state-of-the-art estimators. We analyze the training dynamics of the network to glean insight into the mechanism of low-rank learning and find that collectively each of the implicit regularizing layers compound the low-rank representation and even self-correct during training. Analysis of gradient descent dynamics for this architecture in the linear case reveals the role of the internal linear layers in leading to faster decay of a "collective weight variable" incorporating all layers, and the role of weight decay in breaking degeneracies and thus driving convergence along directions in which no decay would occur in its absence. We show that this framework can be naturally extended for applications of state-space modeling and forecasting by generating a data-driven dynamic model of a spatiotemporally chaotic partial differential equation using only the manifold coordinates. Finally, we demonstrate that our framework is robust to hyperparameter choices.

A unified framework for information-theoretic generalization bounds. (arXiv:2305.11042v2 [cs.LG] UPDATED)

Authors: Yifeng Chu, Maxim Raginsky

This paper presents a general methodology for deriving information-theoretic generalization bounds for learning algorithms. The main technical tool is a probabilistic decorrelation lemma based on a change of measure and a relaxation of Young's inequality in $L_{\psi_p}$ Orlicz spaces. Using the decorrelation lemma in combination with other techniques, such as symmetrization, couplings, and chaining in the space of probability measures, we obtain new upper bounds on the generalization error, both in expectation and in high probability, and recover as special cases many of the existing generalization bounds, including the ones based on mutual information, conditional mutual information, stochastic chaining, and PAC-Bayes inequalities. In addition, the Fernique-Talagrand upper bound on the expected supremum of a subgaussian process emerges as a special case.

Improved Convergence of Score-Based Diffusion Models via Prediction-Correction. (arXiv:2305.14164v2 [cs.LG] UPDATED)

Authors: Francesco Pedrotti, Jan Maas, Marco Mondelli

Score-based generative models (SGMs) are powerful tools to sample from complex data distributions. Their underlying idea is to (i) run a forward process for time $T_1$ by adding noise to the data, (ii) estimate its score function, and (iii) use such estimate to run a reverse process. As the reverse process is initialized with the stationary distribution of the forward one, the existing analysis paradigm requires $T_1\to\infty$. This is however problematic: from a theoretical viewpoint, for a given precision of the score approximation, the convergence guarantee fails as $T_1$ diverges; from a practical viewpoint, a large $T_1$ increases computational costs and leads to error propagation. This paper addresses the issue by considering a version of the popular predictor-corrector scheme: after running the forward process, we first estimate the final distribution via an inexact Langevin dynamics and then revert the process. Our key technical contribution is to provide convergence guarantees which require to run the forward process only for a fixed finite time $T_1$. Our bounds exhibit a mild logarithmic dependence on the input dimension and the subgaussian norm of the target distribution, have minimal assumptions on the data, and require only to control the $L^2$ loss on the score approximation, which is the quantity minimized in practice.

AlpacaFarm: A Simulation Framework for Methods that Learn from Human Feedback. (arXiv:2305.14387v3 [cs.LG] UPDATED)

Authors: Yann Dubois, Xuechen Li, Rohan Taori, Tianyi Zhang, Ishaan Gulrajani, Jimmy Ba, Carlos Guestrin, Percy Liang, Tatsunori B. Hashimoto

Large language models (LLMs) such as ChatGPT have seen widespread adoption due to their ability to follow user instructions well. Developing these LLMs involves a complex yet poorly understood workflow requiring training with human feedback. Replicating and understanding this instruction-following process faces three major challenges: the high cost of data collection, the lack of trustworthy evaluation, and the absence of reference method implementations. We address these challenges with AlpacaFarm, a simulator that enables research and development for learning from feedback at a low cost. First, we design LLM prompts to simulate human feedback that are 45x cheaper than crowdworkers and display high agreement with humans. Second, we propose an automatic evaluation and validate it against human instructions obtained on real-world interactions. Third, we contribute reference implementations for several methods (PPO, DPO, best-of-n, expert iteration, and more) that learn from pairwise feedback. Finally, as an end-to-end validation of AlpacaFarm, we train and evaluate eleven models on 10k pairs of real human feedback and show that rankings of models trained in AlpacaFarm match rankings of models trained on human data. As a demonstration of the research possible in AlpacaFarm, we find that methods that use a reward model can substantially improve over supervised fine-tuning and that our reference PPO implementation leads to a +10% improvement in win-rate against Davinci003. We release all components of AlpacaFarm at https://github.com/tatsu-lab/alpaca_farm.

ReSync: Riemannian Subgradient-based Robust Rotation Synchronization. (arXiv:2305.15136v2 [math.OC] UPDATED)

Authors: Huikang Liu, Xiao Li, Anthony Man-Cho So

This work presents ReSync, a Riemannian subgradient-based algorithm for solving the robust rotation synchronization problem, which arises in various engineering applications. ReSync solves a least-unsquared minimization formulation over the rotation group, which is nonsmooth and nonconvex, and aims at recovering the underlying rotations directly. We provide strong theoretical guarantees for ReSync under the random corruption setting. Specifically, we first show that the initialization procedure of ReSync yields a proper initial point that lies in a local region around the ground-truth rotations. We next establish the weak sharpness property of the aforementioned formulation and then utilize this property to derive the local linear convergence of ReSync to the ground-truth rotations. By combining these guarantees, we conclude that ReSync converges linearly to the ground-truth rotations under appropriate conditions. Experiment results demonstrate the effectiveness of ReSync.

Learning Deep O($n$)-Equivariant Hyperspheres. (arXiv:2305.15613v4 [cs.LG] UPDATED)

Authors: Pavlo Melnyk, Michael Felsberg, Mårten Wadenbäck, Andreas Robinson, Cuong Le

This paper presents an approach to learning (deep) $n$D features equivariant under orthogonal transformations, utilizing hyperspheres and regular $n$-simplexes. Our main contributions are theoretical and tackle major challenges in geometric deep learning such as equivariance and invariance under geometric transformations. Namely, we enrich the recently developed theory of steerable 3D spherical neurons -- SO(3)-equivariant filter banks based on neurons with spherical decision surfaces -- by extending said neurons to $n$D, which we call deep equivariant hyperspheres, and enabling their multi-layer construction. Using synthetic and real-world data in $n$D, we experimentally verify our theoretical contributions and find that our approach is superior to the competing methods for benchmark datasets in all but one case, additionally demonstrating a better speed/performance trade-off in all but one other case.

Coherent Soft Imitation Learning. (arXiv:2305.16498v3 [cs.LG] UPDATED)

Authors: Joe Watson, Sandy H. Huang, Nicolas Heess

Imitation learning methods seek to learn from an expert either through behavioral cloning (BC) of the policy or inverse reinforcement learning (IRL) of the reward. Such methods enable agents to learn complex tasks from humans that are difficult to capture with hand-designed reward functions. Choosing BC or IRL for imitation depends on the quality and state-action coverage of the demonstrations, as well as additional access to the Markov decision process. Hybrid strategies that combine BC and IRL are not common, as initial policy optimization against inaccurate rewards diminishes the benefit of pretraining the policy with BC. This work derives an imitation method that captures the strengths of both BC and IRL. In the entropy-regularized ('soft') reinforcement learning setting, we show that the behaviour-cloned policy can be used as both a shaped reward and a critic hypothesis space by inverting the regularized policy update. This coherency facilitates fine-tuning cloned policies using the reward estimate and additional interactions with the environment. This approach conveniently achieves imitation learning through initial behaviour cloning, followed by refinement via RL with online or offline data sources. The simplicity of the approach enables graceful scaling to high-dimensional and vision-based tasks, with stable learning and minimal hyperparameter tuning, in contrast to adversarial approaches. For the open-source implementation and simulation results, see https://joemwatson.github.io/csil/.

Functional Flow Matching. (arXiv:2305.17209v2 [cs.LG] UPDATED)

Authors: Gavin Kerrigan, Giosue Migliorini, Padhraic Smyth

We propose Functional Flow Matching (FFM), a function-space generative model that generalizes the recently-introduced Flow Matching model to operate in infinite-dimensional spaces. Our approach works by first defining a path of probability measures that interpolates between a fixed Gaussian measure and the data distribution, followed by learning a vector field on the underlying space of functions that generates this path of measures. Our method does not rely on likelihoods or simulations, making it well-suited to the function space setting. We provide both a theoretical framework for building such models and an empirical evaluation of our techniques. We demonstrate through experiments on several real-world benchmarks that our proposed FFM method outperforms several recently proposed function-space generative models.

SwiftSage: A Generative Agent with Fast and Slow Thinking for Complex Interactive Tasks. (arXiv:2305.17390v2 [cs.CL] UPDATED)

Authors: Bill Yuchen Lin, Yicheng Fu, Karina Yang, Faeze Brahman, Shiyu Huang, Chandra Bhagavatula, Prithviraj Ammanabrolu, Yejin Choi, Xiang Ren

We introduce SwiftSage, a novel agent framework inspired by the dual-process theory of human cognition, designed to excel in action planning for complex interactive reasoning tasks. SwiftSage integrates the strengths of behavior cloning and prompting large language models (LLMs) to enhance task completion performance. The framework comprises two primary modules: the Swift module, representing fast and intuitive thinking, and the Sage module, emulating deliberate thought processes. The Swift module is a small encoder-decoder LM fine-tuned on the oracle agent's action trajectories, while the Sage module employs LLMs such as GPT-4 for subgoal planning and grounding. We develop a heuristic method to harmoniously integrate the two modules, resulting in a more efficient and robust problem-solving process. In 30 tasks from the ScienceWorld benchmark, SwiftSage significantly outperforms other methods such as SayCan, ReAct, and Reflexion, demonstrating its effectiveness in solving complex interactive tasks.

Feature-Learning Networks Are Consistent Across Widths At Realistic Scales. (arXiv:2305.18411v2 [cs.LG] UPDATED)

Authors: Nikhil Vyas, Alexander Atanasov, Blake Bordelon, Depen Morwani, Sabarish Sainathan, Cengiz Pehlevan

We study the effect of width on the dynamics of feature-learning neural networks across a variety of architectures and datasets. Early in training, wide neural networks trained on online data have not only identical loss curves but also agree in their point-wise test predictions throughout training. For simple tasks such as CIFAR-5m this holds throughout training for networks of realistic widths. We also show that structural properties of the models, including internal representations, preactivation distributions, edge of stability phenomena, and large learning rate effects are consistent across large widths. This motivates the hypothesis that phenomena seen in realistic models can be captured by infinite-width, feature-learning limits. For harder tasks (such as ImageNet and language modeling), and later training times, finite-width deviations grow systematically. Two distinct effects cause these deviations across widths. First, the network output has initialization-dependent variance scaling inversely with width, which can be removed by ensembling networks. We observe, however, that ensembles of narrower networks perform worse than a single wide network. We call this the bias of narrower width. We conclude with a spectral perspective on the origin of this finite-width bias.

Publicly available datasets of breast histopathology H&E whole-slide images: A scoping review. (arXiv:2306.01546v2 [eess.IV] UPDATED)

Authors: Masoud Tafavvoghi (1), Lars Ailo Bongo (2), Nikita Shvetsov (2), Lill-Tove Rasmussen Busund (3), Kajsa Møllersen (1) ((1) Department of Community Medicine, UiT The Arctic University of Norway, Tromsø, Norway, (2) Department of Computer Science, UiT The Arctic University of Norway, Tromsø, Norway, (3) Department of Medical Biology, UiT The Arctic University of Norway, Tromsø, Norway)

Advancements in digital pathology and computing resources have made a significant impact in the field of computational pathology for breast cancer diagnosis and treatment. However, access to high-quality labeled histopathological images of breast cancer is a big challenge that limits the development of accurate and robust deep learning models. In this scoping review, we identified the publicly available datasets of breast H&E stained whole-slide images (WSI) that can be used to develop deep learning algorithms. We systematically searched nine scientific literature databases and nine research data repositories and found 17 publicly available datasets containing 10385 H&E WSIs of breast cancer. Moreover, we reported image metadata and characteristics for each dataset to assist researchers in selecting proper datasets for specific tasks in breast cancer computational pathology. In addition, we compiled two lists of breast H&E patches and private datasets as supplementary resources for researchers. Notably, only 28% of the included articles utilized multiple datasets, and only 14% used an external validation set, suggesting that the performance of other developed models may be susceptible to overestimation. The TCGA-BRCA was used in 52% of the selected studies. This dataset has a considerable selection bias that can impact the robustness and generalizability of the trained algorithms. There is also a lack of consistent metadata reporting of breast WSI datasets that can be an issue in developing accurate deep learning models, indicating the necessity of establishing explicit guidelines for documenting breast WSI dataset characteristics and metadata.

A Simple and Scalable Graph Neural Network for Large Directed Graphs. (arXiv:2306.08274v2 [cs.LG] UPDATED)

Authors: Seiji Maekawa, Yuya Sasaki, Makoto Onizuka

Node classification is one of the hottest tasks in graph analysis. Though existing studies have explored various node representations in directed and undirected graphs, they have overlooked the distinctions of their capabilities to capture the information of graphs. To tackle the limitation, we investigate various combinations of node representations (aggregated features vs. adjacency lists) and edge direction awareness within an input graph (directed vs. undirected). We address the first empirical study to benchmark the performance of various GNNs that use either combination of node representations and edge direction awareness. Our experiments demonstrate that no single combination stably achieves state-of-the-art results across datasets, which indicates that we need to select appropriate combinations depending on the dataset characteristics. In response, we propose a simple yet holistic classification method A2DUG which leverages all combinations of node representations in directed and undirected graphs. We demonstrate that A2DUG stably performs well on various datasets and improves the accuracy up to 11.29 compared with the state-of-the-art methods. To spur the development of new methods, we publicly release our complete codebase under the MIT license.

Delegated Classification. (arXiv:2306.11475v2 [cs.LG] UPDATED)

Authors: Eden Saig, Inbal Talgam-Cohen, Nir Rosenfeld

When machine learning is outsourced to a rational agent, conflicts of interest might arise and severely impact predictive performance. In this work, we propose a theoretical framework for incentive-aware delegation of machine learning tasks. We model delegation as a principal-agent game, in which accurate learning can be incentivized by the principal using performance-based contracts. Adapting the economic theory of contract design to this setting, we define budget-optimal contracts and prove they take a simple threshold form under reasonable assumptions. In the binary-action case, the optimality of such contracts is shown to be equivalent to the classic Neyman-Pearson lemma, establishing a formal connection between contract design and statistical hypothesis testing. Empirically, we demonstrate that budget-optimal contracts can be constructed using small-scale data, leveraging recent advances in the study of learning curves and scaling laws. Performance and economic outcomes are evaluated using synthetic and real-world classification tasks.

Precise Asymptotic Generalization for Multiclass Classification with Overparameterized Linear Models. (arXiv:2306.13255v2 [cs.LG] UPDATED)

Authors: David X. Wu, Anant Sahai

We study the asymptotic generalization of an overparameterized linear model for multiclass classification under the Gaussian covariates bi-level model introduced in Subramanian et al.~'22, where the number of data points, features, and classes all grow together. We fully resolve the conjecture posed in Subramanian et al.~'22, matching the predicted regimes for generalization. Furthermore, our new lower bounds are akin to an information-theoretic strong converse: they establish that the misclassification rate goes to 0 or 1 asymptotically. One surprising consequence of our tight results is that the min-norm interpolating classifier can be asymptotically suboptimal relative to noninterpolating classifiers in the regime where the min-norm interpolating regressor is known to be optimal.

The key to our tight analysis is a new variant of the Hanson-Wright inequality which is broadly useful for multiclass problems with sparse labels. As an application, we show that the same type of analysis can be used to analyze the related multilabel classification problem under the same bi-level ensemble.

Adaptive Privacy Composition for Accuracy-first Mechanisms. (arXiv:2306.13824v2 [cs.CR] UPDATED)

Authors: Ryan Rogers, Gennady Samorodnitsky, Zhiwei Steven Wu, Aaditya Ramdas

In many practical applications of differential privacy, practitioners seek to provide the best privacy guarantees subject to a target level of accuracy. A recent line of work by Ligett et al. '17 and Whitehouse et al. '22 has developed such accuracy-first mechanisms by leveraging the idea of noise reduction that adds correlated noise to the sufficient statistic in a private computation and produces a sequence of increasingly accurate answers. A major advantage of noise reduction mechanisms is that the analysts only pay the privacy cost of the least noisy or most accurate answer released. Despite this appealing property in isolation, there has not been a systematic study on how to use them in conjunction with other differentially private mechanisms. A fundamental challenge is that the privacy guarantee for noise reduction mechanisms is (necessarily) formulated as ex-post privacy that bounds the privacy loss as a function of the released outcome. Furthermore, there has yet to be any study on how ex-post private mechanisms compose, which allows us to track the accumulated privacy over several mechanisms. We develop privacy filters [Rogers et al. '16, Feldman and Zrnic '21, and Whitehouse et al. '22'] that allow an analyst to adaptively switch between differentially private and ex-post private mechanisms subject to an overall differential privacy guarantee.

A General Framework for Sequential Decision-Making under Adaptivity Constraints. (arXiv:2306.14468v3 [cs.LG] UPDATED)

Authors: Nuoya Xiong, Zhaoran Wang, Zhuoran Yang

We take the first step in studying general sequential decision-making under two adaptivity constraints: rare policy switch and batch learning. First, we provide a general class called the Eluder Condition class, which includes a wide range of reinforcement learning classes. Then, for the rare policy switch constraint, we provide a generic algorithm to achieve a $\widetilde{\mathcal{O}}(\log K) $ switching cost with a $\widetilde{\mathcal{O}}(\sqrt{K})$ regret on the EC class. For the batch learning constraint, we provide an algorithm that provides a $\widetilde{\mathcal{O}}(\sqrt{K}+K/B)$ regret with the number of batches $B.$ This paper is the first work considering rare policy switch and batch learning under general function classes, which covers nearly all the models studied in the previous works such as tabular MDP (Bai et al. 2019; Zhang et al. 2020), linear MDP (Wang et al. 2021; Gao et al. 2021), low eluder dimension MDP (Kong et al. 2021; Gao et al. 2021), generalized linear function approximation (Qiao et al. 2023), and also some new classes such as the low $D_\Delta$-type Bellman eluder dimension problem, linear mixture MDP, kernelized nonlinear regulator and undercomplete partially observed Markov decision process (POMDP).

Time Regularization in Optimal Time Variable Learning. (arXiv:2306.16111v2 [cs.LG] UPDATED)

Authors: Evelyn Herberg, Roland Herzog, Frederik Köhne

Recently, optimal time variable learning in deep neural networks (DNNs) was introduced in arXiv:2204.08528. In this manuscript we extend the concept by introducing a regularization term that directly relates to the time horizon in discrete dynamical systems. Furthermore, we propose an adaptive pruning approach for Residual Neural Networks (ResNets), which reduces network complexity without compromising expressiveness, while simultaneously decreasing training time. The results are illustrated by applying the proposed concepts to classification tasks on the well known MNIST and Fashion MNIST data sets. Our PyTorch code is available on https://github.com/frederikkoehne/time_variable_learning.

DyEdgeGAT: Dynamic Edge via Graph Attention for Early Fault Detection in IIoT Systems. (arXiv:2307.03761v2 [cs.LG] UPDATED)

Authors: Mengjie Zhao, Olga Fink

In the industrial Internet of Things, condition monitoring sensor signals from complex systems often exhibit strong nonlinear and stochastic spatial-temporal dynamics under varying operating conditions. Such complex dynamics make fault detection particularly challenging. Although previously proposed methods effectively model these dynamics, they often neglect the dynamic evolution of relationships between sensor signals. Undetected shifts in these relationships can potentially result in significant system failures. Another limitation is their inability to effectively distinguish between novel operating conditions and actual faults. To address this gap, we propose DyEdgeGAT (Dynamic Edge via Graph Attention), a novel approach capable of detecting various faults, especially those characterized by relationship changes at early stages, while distinguishing faults from novel operating conditions. DyEdgeGAT is a graph-based framework that provides a novel graph inference scheme for multivariate time series that dynamically constructs edges to represent and track the evolution of relationships between time series. Additionally, it addresses a commonly overlooked aspect: the cause-and-effect relationships within the system, such as between control inputs and measurements. By incorporating system-independent variables as contexts of operating conditions into node dynamics extraction, DyEdgeGAT enhances its robustness against novel operating conditions. We rigorously evaluate DyEdgeGAT's performance using both a synthetic dataset, designed to simulate varying levels of fault severity and a real-world industrial-scale benchmark containing a variety of fault types with different detection complexities. Our findings demonstrate that DyEdgeGAT is highly effective in fault detection, showing particular strength in early fault detection while maintaining robustness under novel operating conditions.

Divide, Evaluate, and Refine: Evaluating and Improving Text-to-Image Alignment with Iterative VQA Feedback. (arXiv:2307.04749v2 [cs.CV] UPDATED)

Authors: Jaskirat Singh, Liang Zheng

The field of text-conditioned image generation has made unparalleled progress with the recent advent of latent diffusion models. While remarkable, as the complexity of given text input increases, the state-of-the-art diffusion models may still fail in generating images which accurately convey the semantics of the given prompt. Furthermore, it has been observed that such misalignments are often left undetected by pretrained multi-modal models such as CLIP. To address these problems, in this paper we explore a simple yet effective decompositional approach towards both evaluation and improvement of text-to-image alignment. In particular, we first introduce a Decompositional-Alignment-Score which given a complex prompt decomposes it into a set of disjoint assertions. The alignment of each assertion with generated images is then measured using a VQA model. Finally, alignment scores for different assertions are combined aposteriori to give the final text-to-image alignment score. Experimental analysis reveals that the proposed alignment metric shows significantly higher correlation with human ratings as opposed to traditional CLIP, BLIP scores. Furthermore, we also find that the assertion level alignment scores provide a useful feedback which can then be used in a simple iterative procedure to gradually increase the expression of different assertions in the final image outputs. Human user studies indicate that the proposed approach surpasses previous state-of-the-art by 8.7% in overall text-to-image alignment accuracy. Project page for our paper is available at https://1jsingh.github.io/divide-evaluate-and-refine

Towards Ordinal Data Science. (arXiv:2307.09477v2 [cs.AI] UPDATED)

Authors: Gerd Stumme, Dominik Dürrschnabel, Tom Hanika

Order is one of the main instruments to measure the relationship between objects in (empirical) data. However, compared to methods that use numerical properties of objects, the amount of ordinal methods developed is rather small. One reason for this is the limited availability of computational resources in the last century that would have been required for ordinal computations. Another reason -- particularly important for this line of research -- is that order-based methods are often seen as too mathematically rigorous for applying them to real-world data. In this paper, we will therefore discuss different means for measuring and 'calculating' with ordinal structures -- a specific class of directed graphs -- and show how to infer knowledge from them. Our aim is to establish Ordinal Data Science as a fundamentally new research agenda. Besides cross-fertilization with other cornerstone machine learning and knowledge representation methods, a broad range of disciplines will benefit from this endeavor, including, psychology, sociology, economics, web science, knowledge engineering, scientometrics.

zkDL: Efficient Zero-Knowledge Proofs of Deep Learning Training. (arXiv:2307.16273v2 [cs.LG] UPDATED)

Authors: Haochen Sun, Tonghe Bai, Jason Li, Hongyang Zhang

The recent advancements in deep learning have brought about significant changes in various aspects of people's lives. Meanwhile, these rapid developments have raised concerns about the legitimacy of the training process of deep neural networks. To protect the intellectual properties of AI developers, directly examining the training process by accessing the model parameters and training data is often prohibited for verifiers.

In response to this challenge, we present zero-knowledge deep learning (zkDL), an efficient zero-knowledge proof for deep learning training. To address the long-standing challenge of verifiable computations of non-linearities in deep learning training, we introduce zkReLU, a specialized proof for the ReLU activation and its backpropagation. zkReLU turns the disadvantage of non-arithmetic relations into an advantage, leading to the creation of FAC4DNN, our specialized arithmetic circuit design for modelling neural networks. This design aggregates the proofs over different layers and training steps, without being constrained by their sequential order in the training process.

With our new CUDA implementation that achieves full compatibility with the tensor structures and the aggregated proof design, zkDL enables the generation of complete and sound proofs in less than a second per batch update for an 8-layer neural network with 10M parameters and a batch size of 64, while provably ensuring the privacy of data and model parameters. To our best knowledge, we are not aware of any existing work on zero-knowledge proof of deep learning training that is scalable to million-size networks.

TpuGraphs: A Performance Prediction Dataset on Large Tensor Computational Graphs. (arXiv:2308.13490v3 [cs.LG] UPDATED)

Authors: Phitchaya Mangpo Phothilimthana, Sami Abu-El-Haija, Kaidi Cao, Bahare Fatemi, Mike Burrows, Charith Mendis, Bryan Perozzi

Precise hardware performance models play a crucial role in code optimizations. They can assist compilers in making heuristic decisions or aid autotuners in identifying the optimal configuration for a given program. For example, the autotuner for XLA, a machine learning compiler, discovered 10-20% speedup on state-of-the-art models serving substantial production traffic at Google. Although there exist a few datasets for program performance prediction, they target small sub-programs such as basic blocks or kernels. This paper introduces TpuGraphs, a performance prediction dataset on full tensor programs, represented as computational graphs, running on Tensor Processing Units (TPUs). Each graph in the dataset represents the main computation of a machine learning workload, e.g., a training epoch or an inference step. Each data sample contains a computational graph, a compilation configuration, and the execution time of the graph when compiled with the configuration. The graphs in the dataset are collected from open-source machine learning programs, featuring popular model architectures, e.g., ResNet, EfficientNet, Mask R-CNN, and Transformer. TpuGraphs provides 25x more graphs than the largest graph property prediction dataset (with comparable graph sizes), and 770x larger graphs on average compared to existing performance prediction datasets on machine learning programs. This graph-level prediction task on large graphs introduces new challenges in learning, ranging from scalability, training efficiency, to model quality.

An Automated Machine Learning Approach for Detecting Anomalous Peak Patterns in Time Series Data from a Research Watershed in the Northeastern United States Critical Zone. (arXiv:2309.07992v2 [cs.LG] UPDATED)

Authors: Ijaz Ul Haq, Byung Suk Lee, Donna M. Rizzo, Julia N Perdrial

This paper presents an automated machine learning framework designed to assist hydrologists in detecting anomalies in time series data generated by sensors in a research watershed in the northeastern United States critical zone. The framework specifically focuses on identifying peak-pattern anomalies, which may arise from sensor malfunctions or natural phenomena. However, the use of classification methods for anomaly detection poses challenges, such as the requirement for labeled data as ground truth and the selection of the most suitable deep learning model for the given task and dataset. To address these challenges, our framework generates labeled datasets by injecting synthetic peak patterns into synthetically generated time series data and incorporates an automated hyperparameter optimization mechanism. This mechanism generates an optimized model instance with the best architectural and training parameters from a pool of five selected models, namely Temporal Convolutional Network (TCN), InceptionTime, MiniRocket, Residual Networks (ResNet), and Long Short-Term Memory (LSTM). The selection is based on the user's preferences regarding anomaly detection accuracy and computational cost. The framework employs Time-series Generative Adversarial Networks (TimeGAN) as the synthetic dataset generator. The generated model instances are evaluated using a combination of accuracy and computational cost metrics, including training time and memory, during the anomaly detection process. Performance evaluation of the framework was conducted using a dataset from a watershed, demonstrating consistent selection of the most fitting model instance that satisfies the user's preferences.

In-Context Learning for Text Classification with Many Labels. (arXiv:2309.10954v2 [cs.CL] UPDATED)

Authors: Aristides Milios, Siva Reddy, Dzmitry Bahdanau

In-context learning (ICL) using large language models for tasks with many labels is challenging due to the limited context window, which makes it difficult to fit a sufficient number of examples in the prompt. In this paper, we use a pre-trained dense retrieval model to bypass this limitation, giving the model only a partial view of the full label space for each inference call. Testing with recent open-source LLMs (OPT, LLaMA), we set new state of the art performance in few-shot settings for three common intent classification datasets, with no finetuning. We also surpass fine-tuned performance on fine-grained sentiment classification in certain cases. We analyze the performance across number of in-context examples and different model scales, showing that larger models are necessary to effectively and consistently make use of larger context lengths for ICL. By running several ablations, we analyze the model's use of: a) the similarity of the in-context examples to the current input, b) the semantic content of the class names, and c) the correct correspondence between examples and labels. We demonstrate that all three are needed to varying degrees depending on the domain, contrary to certain recent works.

Continual Driving Policy Optimization with Closed-Loop Individualized Curricula. (arXiv:2309.14209v2 [cs.LG] UPDATED)

Authors: Haoyi Niu, Yizhou Xu, Xingjian Jiang, Jianming Hu

The safety of autonomous vehicles (AV) has been a long-standing top concern, stemming from the absence of rare and safety-critical scenarios in the long-tail naturalistic driving distribution. To tackle this challenge, a surge of research in scenario-based autonomous driving has emerged, with a focus on generating high-risk driving scenarios and applying them to conduct safety-critical testing of AV models. However, limited work has been explored on the reuse of these extensive scenarios to iteratively improve AV models. Moreover, it remains intractable and challenging to filter through gigantic scenario libraries collected from other AV models with distinct behaviors, attempting to extract transferable information for current AV improvement. Therefore, we develop a continual driving policy optimization framework featuring Closed-Loop Individualized Curricula (CLIC), which we factorize into a set of standardized sub-modules for flexible implementation choices: AV Evaluation, Scenario Selection, and AV Training. CLIC frames AV Evaluation as a collision prediction task, where it estimates the chance of AV failures in these scenarios at each iteration. Subsequently, by re-sampling from historical scenarios based on these failure probabilities, CLIC tailors individualized curricula for downstream training, aligning them with the evaluated capability of AV. Accordingly, CLIC not only maximizes the utilization of the vast pre-collected scenario library for closed-loop driving policy optimization but also facilitates AV improvement by individualizing its training with more challenging cases out of those poorly organized scenarios. Experimental results clearly indicate that CLIC surpasses other curriculum-based training strategies, showing substantial improvement in managing risky scenarios, while still maintaining proficiency in handling simpler cases.

Point-PEFT: Parameter-Efficient Fine-Tuning for 3D Pre-trained Models. (arXiv:2310.03059v4 [cs.CV] UPDATED)

Authors: Ivan Tang, Ray Zhang, Zoey Guo, Xianzheng Ma, Dong Wang, Zhigang Wang, Bin Zhao, Xuelong Li

The popularity of pre-trained large models has revolutionized downstream tasks across diverse fields, such as language, vision, and multi-modality. To minimize the adaption cost for downstream tasks, many Parameter-Efficient Fine-Tuning (PEFT) techniques are proposed for language and 2D image pre-trained models. However, the specialized PEFT method for 3D pre-trained models is still under-explored. To this end, we introduce Point-PEFT, a novel framework for adapting point cloud pre-trained models with minimal learnable parameters. Specifically, for a pre-trained 3D model, we freeze most of its parameters, and only tune the newly added PEFT modules on downstream tasks, which consist of a Point-prior Prompt and a Geometry-aware Adapter. The Point-prior Prompt adopts a set of learnable prompt tokens, for which we propose to construct a memory bank with domain-specific knowledge, and utilize a parameter-free attention to enhance the prompt tokens. The Geometry-aware Adapter aims to aggregate point cloud features within spatial neighborhoods to capture fine-grained geometric information through local interactions. Extensive experiments indicate that our Point-PEFT can achieve better performance than the full fine-tuning on various downstream tasks, while using only 5% of the trainable parameters, demonstrating the efficiency and effectiveness of our approach. Code will be released at https://github.com/Even-JK/PEFT-3D.

Function-Space Optimality of Neural Architectures With Multivariate Nonlinearities. (arXiv:2310.03696v2 [stat.ML] UPDATED)

Authors: Rahul Parhi, Michael Unser

We investigate the function-space optimality (specifically, the Banach-space optimality) of a large class of shallow neural architectures with multivariate nonlinearities/activation functions. To that end, we construct a new family of Banach spaces defined via a regularization operator, the $k$-plane transform, and a sparsity-promoting norm. We prove a representer theorem that states that the solution sets to learning problems posed over these Banach spaces are completely characterized by neural architectures with multivariate nonlinearities. These optimal architectures have skip connections and are tightly connected to orthogonal weight normalization and multi-index models, both of which have received recent interest in the neural network community. Our framework is compatible with a number of classical nonlinearities including the rectified linear unit (ReLU) activation function, the norm activation function, and the radial basis functions found in the theory of thin-plate/polyharmonic splines. We also show that the underlying spaces are special instances of reproducing kernel Banach spaces and variation spaces. Our results shed light on the regularity of functions learned by neural networks trained on data, particularly with multivariate nonlinearities, and provide new theoretical motivation for several architectural choices found in practice.

LLMLingua: Compressing Prompts for Accelerated Inference of Large Language Models. (arXiv:2310.05736v2 [cs.CL] UPDATED)

Authors: Huiqiang Jiang, Qianhui Wu, Chin-Yew Lin, Yuqing Yang, Lili Qiu

Large language models (LLMs) have been applied in various applications due to their astonishing capabilities. With advancements in technologies such as chain-of-thought (CoT) prompting and in-context learning (ICL), the prompts fed to LLMs are becoming increasingly lengthy, even exceeding tens of thousands of tokens. To accelerate model inference and reduce cost, this paper presents LLMLingua, a coarse-to-fine prompt compression method that involves a budget controller to maintain semantic integrity under high compression ratios, a token-level iterative compression algorithm to better model the interdependence between compressed contents, and an instruction tuning based method for distribution alignment between language models. We conduct experiments and analysis over four datasets from different scenarios, i.e., GSM8K, BBH, ShareGPT, and Arxiv-March23; showing that the proposed approach yields state-of-the-art performance and allows for up to 20x compression with little performance loss. Our code is available at https://aka.ms/LLMLingua.

Visual Data-Type Understanding does not emerge from Scaling Vision-Language Models. (arXiv:2310.08577v3 [cs.CV] UPDATED)

Authors: Vishaal Udandarao, Max F. Burg, Samuel Albanie, Matthias Bethge

Recent advances in the development of vision-language models (VLMs) are yielding remarkable success in recognizing visual semantic content, including impressive instances of compositional image understanding. Here, we introduce the novel task of Visual Data-Type Identification, a basic perceptual skill with implications for data curation (e.g., noisy data-removal from large datasets, domain-specific retrieval) and autonomous vision (e.g., distinguishing changing weather conditions from camera lens staining). We develop two datasets consisting of animal images altered across a diverse set of 27 visual data-types, spanning four broad categories. An extensive zero-shot evaluation of 39 VLMs, ranging from 100M to 80B parameters, shows a nuanced performance landscape. While VLMs are reasonably good at identifying certain stylistic \textit{data-types}, such as cartoons and sketches, they struggle with simpler data-types arising from basic manipulations like image rotations or additive noise. Our findings reveal that (i) model scaling alone yields marginal gains for contrastively-trained models like CLIP, and (ii) there is a pronounced drop in performance for the largest auto-regressively trained VLMs like OpenFlamingo. This finding points to a blind spot in current frontier VLMs: they excel in recognizing semantic content but fail to acquire an understanding of visual data-types through scaling. By analyzing the pre-training distributions of these models and incorporating data-type information into the captions during fine-tuning, we achieve a significant enhancement in performance. By exploring this previously uncharted task, we aim to set the stage for further advancing VLMs to equip them with visual data-type understanding. Code and datasets are released at https://github.com/bethgelab/DataTypeIdentification.

A Hyperparameter Study for Quantum Kernel Methods. (arXiv:2310.11891v2 [quant-ph] UPDATED)

Authors: Sebastian Egginger, Alona Sakhnenko, Jeanette Miriam Lorenz

Quantum kernel methods are a promising method in quantum machine learning thanks to the guarantees connected to them. Their accessibility for analytic considerations also opens up the possibility of prescreening datasets based on their potential for a quantum advantage. To do so, earlier works developed the geometric difference, which can be understood as a closeness measure between two kernel-based machine learning approaches, most importantly between a quantum kernel and classical kernel. This metric links the quantum and classical model complexities. Therefore, it raises the question of whether the geometric difference, based on its relation to model complexity, can be a useful tool in evaluations other than for the potential for quantum advantage. In this work, we investigate the effects of hyperparameter choice on the model performance and the generalization gap between classical and quantum kernels. The importance of hyperparameter optimization is well known also for classical machine learning. Especially for the quantum Hamiltonian evolution feature map, the scaling of the input data has been shown to be crucial. However, there are additional parameters left to be optimized, like the best number of qubits to trace out before computing a projected quantum kernel. We investigate the influence of these hyperparameters and compare the classically reliable method of cross validation with the method of choosing based on the geometric difference. Based on the thorough investigation of the hyperparameters across 11 datasets we identified commodities that can be exploited when examining a new dataset. In addition, our findings contribute to better understanding of the applicability of the geometric difference.

Cross-feature Contrastive Loss for Decentralized Deep Learning on Heterogeneous Data. (arXiv:2310.15890v3 [cs.LG] UPDATED)

Authors: Sai Aparna Aketi, Kaushik Roy

The current state-of-the-art decentralized learning algorithms mostly assume the data distribution to be Independent and Identically Distributed (IID). However, in practical scenarios, the distributed datasets can have significantly heterogeneous data distributions across the agents. In this work, we present a novel approach for decentralized learning on heterogeneous data, where data-free knowledge distillation through contrastive loss on cross-features is utilized to improve performance. Cross-features for a pair of neighboring agents are the features (i.e., last hidden layer activations) obtained from the data of an agent with respect to the model parameters of the other agent. We demonstrate the effectiveness of the proposed technique through an exhaustive set of experiments on various Computer Vision datasets (CIFAR-10, CIFAR-100, Fashion MNIST, Imagenette, and ImageNet), model architectures, and network topologies. Our experiments show that the proposed method achieves superior performance (0.2-4% improvement in test accuracy) compared to other existing techniques for decentralized learning on heterogeneous data.

From External to Swap Regret 2.0: An Efficient Reduction and Oblivious Adversary for Large Action Spaces. (arXiv:2310.19786v3 [cs.LG] UPDATED)

Authors: Yuval Dagan, Constantinos Daskalakis, Maxwell Fishelson, Noah Golowich

We provide a novel reduction from swap-regret minimization to external-regret minimization, which improves upon the classical reductions of Blum-Mansour [BM07] and Stolz-Lugosi [SL05] in that it does not require finiteness of the space of actions. We show that, whenever there exists a no-external-regret algorithm for some hypothesis class, there must also exist a no-swap-regret algorithm for that same class. For the problem of learning with expert advice, our result implies that it is possible to guarantee that the swap regret is bounded by {\epsilon} after $\log(N)^{O(1/\epsilon)}$ rounds and with $O(N)$ per iteration complexity, where $N$ is the number of experts, while the classical reductions of Blum-Mansour and Stolz-Lugosi require $O(N/\epsilon^2)$ rounds and at least $\Omega(N^2)$ per iteration complexity. Our result comes with an associated lower bound, which -- in contrast to that in [BM07] -- holds for oblivious and $\ell_1$-constrained adversaries and learners that can employ distributions over experts, showing that the number of rounds must be $\tilde\Omega(N/\epsilon^2)$ or exponential in $1/\epsilon$.

Our reduction implies that, if no-regret learning is possible in some game, then this game must have approximate correlated equilibria, of arbitrarily good approximation. This strengthens the folklore implication of no-regret learning that approximate coarse correlated equilibria exist. Importantly, it provides a sufficient condition for the existence of correlated equilibrium which vastly extends the requirement that the action set is finite, thus answering a question left open by [DG22; Ass+23]. Moreover, it answers several outstanding questions about equilibrium computation and learning in games.

Harnessing machine learning for accurate treatment of overlapping opacity species in general circulation models. (arXiv:2311.00775v3 [astro-ph.EP] UPDATED)

Authors: Aaron David Schneider, Paul Mollière, Gilles Louppe, Ludmila Carone, Uffe Gråe Jørgensen, Leen Decin, Christiane Helling

To understand high precision observations of exoplanets and brown dwarfs, we need detailed and complex general circulation models (GCMs) that incorporate hydrodynamics, chemistry, and radiation. For this study, we specifically examined the coupling between chemistry and radiation in GCMs and compared different methods for the mixing of opacities of different chemical species in the correlated-k assumption, when equilibrium chemistry cannot be assumed. We propose a fast machine learning method based on DeepSets (DS), which effectively combines individual correlated-k opacities (k-tables). We evaluated the DS method alongside other published methods such as adaptive equivalent extinction (AEE) and random overlap with rebinning and resorting (RORR). We integrated these mixing methods into our GCM (expeRT/MITgcm) and assessed their accuracy and performance for the example of the hot Jupiter HD~209458 b. Our findings indicate that the DS method is both accurate and efficient for GCM usage, whereas RORR is too slow. Additionally, we observed that the accuracy of AEE depends on its specific implementation and may introduce numerical issues in achieving radiative transfer solution convergence. We then applied the DS mixing method in a simplified chemical disequilibrium situation, where we modeled the rainout of TiO and VO, and confirmed that the rainout of TiO and VO would hinder the formation of a stratosphere. To further expedite the development of consistent disequilibrium chemistry calculations in GCMs, we provide documentation and code for coupling the DS mixing method with correlated-k radiative transfer solvers. The DS method has been extensively tested to be accurate enough for GCMs; however, other methods might be needed for accelerating atmospheric retrievals.

KPI Extraction from Maintenance Work Orders -- A Comparison of Expert Labeling, Text Classification and AI-Assisted Tagging for Computing Failure Rates of Wind Turbines. (arXiv:2311.04064v2 [cs.CL] UPDATED)

Authors: Marc-Alexander Lutz, Bastian Schäfermeier, Rachael Sexton, Michael Sharp, Alden Dima, Stefan Faulstich, Jagan Mohini Aluri

Maintenance work orders are commonly used to document information about wind turbine operation and maintenance. This includes details about proactive and reactive wind turbine downtimes, such as preventative and corrective maintenance. However, the information contained in maintenance work orders is often unstructured and difficult to analyze, presenting challenges for decision-makers wishing to use it for optimizing operation and maintenance. To address this issue, this work compares three different approaches to calculate reliability by performance indicators from maintenance work orders. The first approach involves manual labeling of the maintenance work orders by domain experts, using the schema defined in an industrial guideline to assign the label accordingly. The second approach involves the development of a model that automatically labels the maintenance work orders using text classification methods. Through this method, we are able to achieve macro average and weighted average F1-Scores of 0.75 and 0.85 respectively. The third technique uses an AI-assisted tagging tool to tag and structure the raw maintenance information, together with a novel rule-based approach for extracting relevant maintenance work orders for failure rate calculation. In our experiments the AI-assisted tool leads to a 88% drop in tagging time in comparison to the other two approaches, while expert labeling and text classification are more accurate in KPI extraction. Overall, our findings make extracting maintenance information from maintenance work orders more efficient, enable the assessment of reliability key performance indicators and therefore support the optimization of wind turbine operation and maintenance.

Foundational propositions of hesitant fuzzy sets and parameter reductions of hesitant fuzzy information systems. (arXiv:2311.04256v2 [cs.AI] UPDATED)

Authors: Shizhan Lu

Hesitant fuzzy sets are widely used in the instances of uncertainty and hesitation. The inclusion relationship is an important and foundational definition for sets. Hesitant fuzzy set, as a kind of set, needs explicit definition of inclusion relationship. Base on the hesitant fuzzy membership degree of discrete form, several kinds of inclusion relationships for hesitant fuzzy sets are proposed. And then some foundational propositions of hesitant fuzzy sets and the families of hesitant fuzzy sets are presented. Finally, some foundational propositions of hesitant fuzzy information systems with respect to parameter reductions are put forward, and an example and an algorithm are given to illustrate the processes of parameter reductions.

Constrained Parameter Regularization. (arXiv:2311.09058v2 [cs.LG] UPDATED)

Authors: Jörg K.H. Franke, Michael Hefenbrock, Gregor Koehler, Frank Hutter

Regularization is a critical component in deep learning training, with weight decay being a commonly used approach. It applies a constant penalty coefficient uniformly across all parameters. This may be unnecessarily restrictive for some parameters, while insufficiently restricting others. To dynamically adjust penalty coefficients for different parameter groups, we present constrained parameter regularization (CPR) as an alternative to traditional weight decay. Instead of applying a single constant penalty to all parameters, we enforce an upper bound on a statistical measure (e.g., the L$_2$-norm) of parameter groups. Consequently, learning becomes a constraint optimization problem, which we address by an adaptation of the augmented Lagrangian method. CPR only requires two hyperparameters and incurs no measurable runtime overhead. Additionally, we propose a simple but efficient mechanism to adapt the upper bounds during the optimization. We provide empirical evidence of CPR's efficacy in experiments on the "grokking" phenomenon, computer vision, and language modeling tasks. Our results demonstrate that CPR counteracts the effects of grokking and consistently matches or outperforms traditional weight decay.

Beyond Detection: Unveiling Fairness Vulnerabilities in Abusive Language Models. (arXiv:2311.09428v2 [cs.CL] UPDATED)

Authors: Yueqing Liang, Lu Cheng, Ali Payani, Kai Shu

This work investigates the potential of undermining both fairness and detection performance in abusive language detection. In a dynamic and complex digital world, it is crucial to investigate the vulnerabilities of these detection models to adversarial fairness attacks to improve their fairness robustness. We propose a simple yet effective framework FABLE that leverages backdoor attacks as they allow targeted control over the fairness and detection performance. FABLE explores three types of trigger designs (i.e., rare, artificial, and natural triggers) and novel sampling strategies. Specifically, the adversary can inject triggers into samples in the minority group with the favored outcome (i.e., "non-abusive") and flip their labels to the unfavored outcome, i.e., "abusive". Experiments on benchmark datasets demonstrate the effectiveness of FABLE attacking fairness and utility in abusive language detection.

Towards Transferable Multi-modal Perception Representation Learning for Autonomy: NeRF-Supervised Masked AutoEncoder. (arXiv:2311.13750v2 [cs.CV] UPDATED)

Authors: Xiaohao Xu

This work proposes a unified self-supervised pre-training framework for transferable multi-modal perception representation learning via masked multi-modal reconstruction in Neural Radiance Field (NeRF), namely NeRF-Supervised Masked AutoEncoder (NS-MAE). Specifically, conditioned on certain view directions and locations, multi-modal embeddings extracted from corrupted multi-modal input signals, i.e., Lidar point clouds and images, are rendered into projected multi-modal feature maps via neural rendering. Then, original multi-modal signals serve as reconstruction targets for the rendered multi-modal feature maps to enable self-supervised representation learning. Extensive experiments show that the representation learned via NS-MAE shows promising transferability for diverse multi-modal and single-modal (camera-only and Lidar-only) perception models on diverse 3D perception downstream tasks (3D object detection and BEV map segmentation) with diverse amounts of fine-tuning labeled data. Moreover, we empirically find that NS-MAE enjoys the synergy of both the mechanism of masked autoencoder and neural radiance field. We hope this study can inspire exploration of more general multi-modal representation learning for autonomous agents.

Effective Backdoor Mitigation Depends on the Pre-training Objective. (arXiv:2311.14948v3 [cs.LG] UPDATED)

Authors: Sahil Verma, Gantavya Bhatt, Avi Schwarzschild, Soumye Singhal, Arnav Mohanty Das, Chirag Shah, John P Dickerson, Jeff Bilmes

Despite the advanced capabilities of contemporary machine learning (ML) models, they remain vulnerable to adversarial and backdoor attacks. This vulnerability is particularly concerning in real-world deployments, where compromised models may exhibit unpredictable behavior in critical scenarios. Such risks are heightened by the prevalent practice of collecting massive, internet-sourced datasets for pre-training multimodal models, as these datasets may harbor backdoors. Various techniques have been proposed to mitigate the effects of backdooring in these models such as CleanCLIP which is the current state-of-the-art approach. In this work, we demonstrate that the efficacy of CleanCLIP in mitigating backdoors is highly dependent on the particular objective used during model pre-training. We observe that stronger pre-training objectives correlate with harder to remove backdoors behaviors. We show this by training multimodal models on two large datasets consisting of 3 million (CC3M) and 6 million (CC6M) datapoints, under various pre-training objectives, followed by poison removal using CleanCLIP. We find that CleanCLIP is ineffective when stronger pre-training objectives are used, even with extensive hyperparameter tuning. Our findings underscore critical considerations for ML practitioners who pre-train models using large-scale web-curated data and are concerned about potential backdoor threats. Notably, our results suggest that simpler pre-training objectives are more amenable to effective backdoor removal. This insight is pivotal for practitioners seeking to balance the trade-offs between using stronger pre-training objectives and security against backdoor attacks.

Conditions for Length Generalization in Learning Reasoning Skills. (arXiv:2311.16173v2 [cs.AI] UPDATED)

Authors: Changnan Xiao, Bing Liu

Reasoning is a fundamental capability of AI agents. Recently, large language models (LLMs) have shown remarkable abilities to perform reasoning tasks. However, numerous evaluations of the reasoning capabilities of LLMs have also showed some limitations. An outstanding limitation is length generalization, meaning that when trained on reasoning problems of smaller lengths or sizes, the resulting models struggle with problems of larger sizes or lengths. This potentially indicates some theoretical limitations of generalization in learning reasoning skills. These evaluations and their observations motivated us to perform a theoretical study of the length generalization problem. This work focuses on reasoning tasks that can be formulated as Markov dynamic processes (MDPs) and/or directed acyclic graphs (DAGs). It identifies and proves conditions that decide whether the length generalization problem can be solved or not for a reasoning task in a particular representation. Experiments are also conducted to verify the theoretical results.

Is This the Subspace You Are Looking for? An Interpretability Illusion for Subspace Activation Patching. (arXiv:2311.17030v2 [cs.LG] UPDATED)

Authors: Aleksandar Makelov, Georg Lange, Neel Nanda

Mechanistic interpretability aims to understand model behaviors in terms of specific, interpretable features, often hypothesized to manifest as low-dimensional subspaces of activations. Specifically, recent studies have explored subspace interventions (such as activation patching) as a way to simultaneously manipulate model behavior and attribute the features behind it to given subspaces.

In this work, we demonstrate that these two aims diverge, potentially leading to an illusory sense of interpretability. Counterintuitively, even if a subspace intervention makes the model's output behave as if the value of a feature was changed, this effect may be achieved by activating a dormant parallel pathway leveraging another subspace that is causally disconnected from model outputs. We demonstrate this phenomenon in a distilled mathematical example, in two real-world domains (the indirect object identification task and factual recall), and present evidence for its prevalence in practice. In the context of factual recall, we further show a link to rank-1 fact editing, providing a mechanistic explanation for previous work observing an inconsistency between fact editing performance and fact localization.

However, this does not imply that activation patching of subspaces is intrinsically unfit for interpretability. To contextualize our findings, we also show what a success case looks like in a task (indirect object identification) where prior manual circuit analysis informs an understanding of the location of a feature. We explore the additional evidence needed to argue that a patched subspace is faithful.

Consensus, dissensus and synergy between clinicians and specialist foundation models in radiology report generation. (arXiv:2311.18260v2 [eess.IV] UPDATED)

Authors: Ryutaro Tanno, David G.T. Barrett, Andrew Sellergren, Sumedh Ghaisas, Sumanth Dathathri, Abigail See, Johannes Welbl, Karan Singhal, Shekoofeh Azizi, Tao Tu, Mike Schaekermann, Rhys May, Roy Lee, SiWai Man, Zahra Ahmed, Sara Mahdavi, Danielle Belgrave, Vivek Natarajan, Shravya Shetty, Pushmeet Kohli, Po-Sen Huang, Alan Karthikesalingam, Ira Ktena

Radiology reports are an instrumental part of modern medicine, informing key clinical decisions such as diagnosis and treatment. The worldwide shortage of radiologists, however, restricts access to expert care and imposes heavy workloads, contributing to avoidable errors and delays in report delivery. While recent progress in automated report generation with vision-language models offer clear potential in ameliorating the situation, the path to real-world adoption has been stymied by the challenge of evaluating the clinical quality of AI-generated reports. In this study, we build a state-of-the-art report generation system for chest radiographs, \textit{Flamingo-CXR}, by fine-tuning a well-known vision-language foundation model on radiology data. To evaluate the quality of the AI-generated reports, a group of 16 certified radiologists provide detailed evaluations of AI-generated and human written reports for chest X-rays from an intensive care setting in the United States and an inpatient setting in India. At least one radiologist (out of two per case) preferred the AI report to the ground truth report in over 60$\%$ of cases for both datasets. Amongst the subset of AI-generated reports that contain errors, the most frequently cited reasons were related to the location and finding, whereas for human written reports, most mistakes were related to severity and finding. This disparity suggested potential complementarity between our AI system and human experts, prompting us to develop an assistive scenario in which \textit{Flamingo-CXR} generates a first-draft report, which is subsequently revised by a clinician. This is the first demonstration of clinician-AI collaboration for report writing, and the resultant reports are assessed to be equivalent or preferred by at least one radiologist to reports written by experts alone in 80$\%$ of in-patient cases and 60$\%$ of intensive care cases.

SpaCE: The Spatial Confounding Environment. (arXiv:2312.00710v2 [cs.LG] UPDATED)

Authors: Mauricio Tec, Ana Trisovic, Michelle Audirac, Sophie Woodward, Jie Kate Hu, Naeem Khoshnevis, Francesca Dominici

Spatial confounding poses a significant challenge in scientific studies involving spatial data, where unobserved spatial variables can influence both treatment and outcome, possibly leading to spurious associations. To address this problem, we introduce SpaCE: The Spatial Confounding Environment, the first toolkit to provide realistic benchmark datasets and tools for systematically evaluating causal inference methods designed to alleviate spatial confounding. Each dataset includes training data, true counterfactuals, a spatial graph with coordinates, and smoothness and confounding scores characterizing the effect of a missing spatial confounder. It also includes realistic semi-synthetic outcomes and counterfactuals, generated using state-of-the-art machine learning ensembles, following best practices for causal inference benchmarks. The datasets cover real treatment and covariates from diverse domains, including climate, health and social sciences. SpaCE facilitates an automated end-to-end pipeline, simplifying data loading, experimental setup, and evaluating machine learning and causal inference models. The SpaCE project provides several dozens of datasets of diverse sizes and spatial complexity. It is publicly available as a Python package, encouraging community feedback and contributions.

Nash Learning from Human Feedback. (arXiv:2312.00886v3 [stat.ML] UPDATED)

Authors: Rémi Munos, Michal Valko, Daniele Calandriello, Mohammad Gheshlaghi Azar, Mark Rowland, Zhaohan Daniel Guo, Yunhao Tang, Matthieu Geist, Thomas Mesnard, Andrea Michi, Marco Selvi, Sertan Girgin, Nikola Momchev, Olivier Bachem, Daniel J. Mankowitz, Doina Precup, Bilal Piot

Reinforcement learning from human feedback (RLHF) has emerged as the main paradigm for aligning large language models (LLMs) with human preferences. Typically, RLHF involves the initial step of learning a reward model from human feedback, often expressed as preferences between pairs of text generations produced by a pre-trained LLM. Subsequently, the LLM's policy is fine-tuned by optimizing it to maximize the reward model through a reinforcement learning algorithm. However, an inherent limitation of current reward models is their inability to fully represent the richness of human preferences and their dependency on the sampling distribution.

In this study, we introduce an alternative pipeline for the fine-tuning of LLMs using pairwise human feedback. Our approach entails the initial learning of a preference model, which is conditioned on two inputs given a prompt, followed by the pursuit of a policy that consistently generates responses preferred over those generated by any competing policy, thus defining the Nash equilibrium of this preference model. We term this approach Nash learning from human feedback (NLHF).

In the context of a tabular policy representation, we present a novel algorithmic solution, Nash-MD, founded on the principles of mirror descent. This algorithm produces a sequence of policies, with the last iteration converging to the regularized Nash equilibrium. Additionally, we explore parametric representations of policies and introduce gradient descent algorithms for deep-learning architectures. To demonstrate the effectiveness of our approach, we present experimental results involving the fine-tuning of a LLM for a text summarization task. We believe NLHF offers a compelling avenue for preference learning and policy optimization with the potential of advancing the field of aligning LLMs with human preferences.

When accurate prediction models yield harmful self-fulfilling prophecies. (arXiv:2312.01210v2 [stat.ME] UPDATED)

Authors: Wouter A.C. van Amsterdam, Nan van Geloven, Jesse H. Krijthe, Rajesh Ranganath, Giovanni Ciná

Prediction models are popular in medical research and practice. By predicting an outcome of interest for specific patients, these models may help inform difficult treatment decisions, and are often hailed as the poster children for personalized, data-driven healthcare.

We show however, that using prediction models for decision making can lead to harmful decisions, even when the predictions exhibit good discrimination after deployment. These models are harmful self-fulfilling prophecies: their deployment harms a group of patients but the worse outcome of these patients does not invalidate the predictive power of the model. Our main result is a formal characterization of a set of such prediction models. Next we show that models that are well calibrated before and after deployment are useless for decision making as they made no change in the data distribution. These results point to the need to revise standard practices for validation, deployment and evaluation of prediction models that are used in medical decisions.

D-Bot: Database Diagnosis System using Large Language Models. (arXiv:2312.01454v2 [cs.DB] UPDATED)

Authors: Xuanhe Zhou, Guoliang Li, Zhaoyan Sun, Zhiyuan Liu, Weize Chen, Jianming Wu, Jiesi Liu, Ruohang Feng, Guoyang Zeng

Database administrators (DBAs) play an important role in managing, maintaining and optimizing database systems. However, it is hard and tedious for DBAs to manage a large number of databases and give timely response (waiting for hours is intolerable in many online cases). In addition, existing empirical methods only support limited diagnosis scenarios, which are also labor-intensive to update the diagnosis rules for database version updates. Recently large language models (LLMs) have shown great potential in various fields. Thus, we propose D-Bot, an LLM-based database diagnosis system that can automatically acquire knowledge from diagnosis documents, and generate reasonable and well-founded diagnosis report (i.e., identifying the root causes and solutions) within acceptable time (e.g., under 10 minutes compared to hours by a DBA). The techniques in D-Bot include (i) offline knowledge extraction from documents, (ii) automatic prompt generation (e.g., knowledge matching, tool retrieval), (iii) root cause analysis using tree search algorithm, and (iv) collaborative mechanism for complex anomalies with multiple root causes. We verify D-Bot on real benchmarks (including 539 anomalies of six typical applications), and the results show that D-Bot can effectively analyze the root causes of unseen anomalies and significantly outperforms traditional methods and vanilla models like GPT-4.

Deep Set Neural Networks for forecasting asynchronous bioprocess timeseries. (arXiv:2312.02079v2 [cs.LG] UPDATED)

Authors: Maxim Borisyak, Stefan Born, Peter Neubauer, Mariano Nicolas Cruz-Bournazou

Cultivation experiments often produce sparse and irregular time series. Classical approaches based on mechanistic models, like Maximum Likelihood fitting or Monte-Carlo Markov chain sampling, can easily account for sparsity and time-grid irregularities, but most statistical and Machine Learning tools are not designed for handling sparse data out-of-the-box. Among popular approaches there are various schemes for filling missing values (imputation) and interpolation into a regular grid (alignment). However, such methods transfer the biases of the interpolation or imputation models to the target model. We show that Deep Set Neural Networks equipped with triplet encoding of the input data can successfully handle bio-process data without any need for imputation or alignment procedures. The method is agnostic to the particular nature of the time series and can be adapted for any task, for example, online monitoring, predictive control, design of experiments, etc. In this work, we focus on forecasting. We argue that such an approach is especially suitable for typical cultivation processes, demonstrate the performance of the method on several forecasting tasks using data generated from macrokinetic growth models under realistic conditions, and compare the method to a conventional fitting procedure and methods based on imputation and alignment.

TPPoet: Transformer-Based Persian Poem Generation using Minimal Data and Advanced Decoding Techniques. (arXiv:2312.02125v2 [cs.CL] UPDATED)

Authors: Amir Panahandeh, Hanie Asemi, Esmaeil Nourani

Recent advances in language models (LMs), have demonstrated significant efficacy in tasks related to the arts and humanities. While LMs have exhibited exceptional performance across a wide range of natural language processing tasks, there are notable challenges associated with their utilization on small datasets and their ability to replicate more creative human capacities. In this study, we aim to address these challenges by training a Persian classical poetry generation model using a transformer architecture on a specialized dataset with no pretraining. Additionally, we propose a novel decoding method to enhance coherence and meaningfulness in the generated poetry, effectively managing the tradeoff between diversity and quality. Furthermore, the results of our training approach and the proposed decoding method are evaluated through comprehensive set of automatic and human evaluations and showed its superior capability to generate coherent and meaningful poetry in compare to other decoding methods and an existing Persian large language model (LLM).

The SVHN Dataset Is Deceptive for Probabilistic Generative Models Due to a Distribution Mismatch. (arXiv:2312.02168v2 [cs.CV] UPDATED)

Authors: Tim Z. Xiao, Johannes Zenn, Robert Bamler

The Street View House Numbers (SVHN) dataset is a popular benchmark dataset in deep learning. Originally designed for digit classification tasks, the SVHN dataset has been widely used as a benchmark for various other tasks including generative modeling. However, with this work, we aim to warn the community about an issue of the SVHN dataset as a benchmark for generative modeling tasks: we discover that the official split into training set and test set of the SVHN dataset are not drawn from the same distribution. We empirically show that this distribution mismatch has little impact on the classification task (which may explain why this issue has not been detected before), but it severely affects the evaluation of probabilistic generative models, such as Variational Autoencoders and diffusion models. As a workaround, we propose to mix and re-split the official training and test set when SVHN is used for tasks other than classification. We publish a new split and the indices we used to create it at https://jzenn.github.io/svhn-remix/ .

Towards early diagnosis of Alzheimer's disease: Advances in immune-related blood biomarkers and computational modeling approaches. (arXiv:2312.02248v2 [q-bio.QM] UPDATED)

Authors: Sophia Krix, Ella Wilczynski, Neus Falgàs, Raquel Sánchez-Valle, Eti Yoles, Uri Nevo, Kuti Baruch, Holger Fröhlich

Alzheimer's disease has an increasing prevalence in the population world-wide, yet current diagnostic methods based on recommended biomarkers are only available in specialized clinics. Due to these circumstances, Alzheimer's disease is usually diagnosed late, which contrasts with the currently available treatment options that are only effective for patients at an early stage. Blood-based biomarkers could fill in the gap of easily accessible and low-cost methods for early diagnosis of the disease. In particular, immune-based blood-biomarkers might be a promising option, given the recently discovered cross-talk of immune cells of the central nervous system with those in the peripheral immune system. With the help of machine learning algorithms and mechanistic modeling approaches, such as agent-based modeling, an in-depth analysis of the simulation of cell dynamics is possible as well as of high-dimensional omics resources indicative of pathway signaling changes. Here, we give a background on advances in research on brain-immune system cross-talk in Alzheimer's disease and review recent machine learning and mechanistic modeling approaches which leverage modern omics technologies for blood-based immune system-related biomarker discovery.

PEFA: Parameter-Free Adapters for Large-scale Embedding-based Retrieval Models. (arXiv:2312.02429v2 [cs.IR] UPDATED)

Authors: Wei-Cheng Chang, Jyun-Yu Jiang, Jiong Zhang, Mutasem Al-Darabsah, Choon Hui Teo, Cho-Jui Hsieh, Hsiang-Fu Yu, S.V.N. Vishwanathan

Embedding-based Retrieval Models (ERMs) have emerged as a promising framework for large-scale text retrieval problems due to powerful large language models. Nevertheless, fine-tuning ERMs to reach state-of-the-art results can be expensive due to the extreme scale of data as well as the complexity of multi-stages pipelines (e.g., pre-training, fine-tuning, distillation). In this work, we propose the PEFA framework, namely ParamEter-Free Adapters, for fast tuning of ERMs without any backward pass in the optimization. At index building stage, PEFA equips the ERM with a non-parametric k-nearest neighbor (kNN) component. At inference stage, PEFA performs a convex combination of two scoring functions, one from the ERM and the other from the kNN. Based on the neighborhood definition, PEFA framework induces two realizations, namely PEFA-XL (i.e., extra large) using double ANN indices and PEFA-XS (i.e., extra small) using a single ANN index. Empirically, PEFA achieves significant improvement on two retrieval applications. For document retrieval, regarding Recall@100 metric, PEFA improves not only pre-trained ERMs on Trivia-QA by an average of 13.2%, but also fine-tuned ERMs on NQ-320K by an average of 5.5%, respectively. For product search, PEFA improves the Recall@100 of the fine-tuned ERMs by an average of 5.3% and 14.5%, for PEFA-XS and PEFA-XL, respectively. Our code is available at https://github.com/amzn/pecos/tree/mainline/examples/pefa-wsdm24.

A Kernel-Based Neural Network Test for High-dimensional Sequencing Data Analysis. (arXiv:2312.02850v2 [stat.ML] UPDATED)

Authors: Tingting Hou, Chang Jiang, Qing Lu

The recent development of artificial intelligence (AI) technology, especially the advance of deep neural network (DNN) technology, has revolutionized many fields. While DNN plays a central role in modern AI technology, it has been rarely used in sequencing data analysis due to challenges brought by high-dimensional sequencing data (e.g., overfitting). Moreover, due to the complexity of neural networks and their unknown limiting distributions, building association tests on neural networks for genetic association analysis remains a great challenge. To address these challenges and fill the important gap of using AI in high-dimensional sequencing data analysis, we introduce a new kernel-based neural network (KNN) test for complex association analysis of sequencing data. The test is built on our previously developed KNN framework, which uses random effects to model the overall effects of high-dimensional genetic data and adopts kernel-based neural network structures to model complex genotype-phenotype relationships. Based on KNN, a Wald-type test is then introduced to evaluate the joint association of high-dimensional genetic data with a disease phenotype of interest, considering non-linear and non-additive effects (e.g., interaction effects). Through simulations, we demonstrated that our proposed method attained higher power compared to the sequence kernel association test (SKAT), especially in the presence of non-linear and interaction effects. Finally, we apply the methods to the whole genome sequencing (WGS) dataset from the Alzheimer's Disease Neuroimaging Initiative (ADNI) study, investigating new genes associated with the hippocampal volume change over time.

Towards Causal Representations of Climate Model Data. (arXiv:2312.02858v2 [cs.LG] UPDATED)

Authors: Julien Boussard, Chandni Nagda, Julia Kaltenborn, Charlotte Emilie Elektra Lange, Philippe Brouillard, Yaniv Gurwicz, Peer Nowack, David Rolnick

Climate models, such as Earth system models (ESMs), are crucial for simulating future climate change based on projected Shared Socioeconomic Pathways (SSP) greenhouse gas emissions scenarios. While ESMs are sophisticated and invaluable, machine learning-based emulators trained on existing simulation data can project additional climate scenarios much faster and are computationally efficient. However, they often lack generalizability and interpretability. This work delves into the potential of causal representation learning, specifically the \emph{Causal Discovery with Single-parent Decoding} (CDSD) method, which could render climate model emulation efficient \textit{and} interpretable. We evaluate CDSD on multiple climate datasets, focusing on emissions, temperature, and precipitation. Our findings shed light on the challenges, limitations, and promise of using CDSD as a stepping stone towards more interpretable and robust climate model emulation.

$\textbf{A}^2\textbf{CiD}^2$: Accelerating Asynchronous Communication in Decentralized Deep Learning. (arXiv:2306.08289v2 [cs.LG] CROSS LISTED)

Authors: Adel Nabli (MLIA, Mila), Eugene Belilovsky (Mila), Edouard Oyallon (MLIA)

Distributed training of Deep Learning models has been critical to many recent successes in the field. Current standard methods primarily rely on synchronous centralized algorithms which induce major communication bottlenecks and synchronization locks at scale. Decentralized asynchronous algorithms are emerging as a potential alternative but their practical applicability still lags. In order to mitigate the increase in communication cost that naturally comes with scaling the number of workers, we introduce a principled asynchronous, randomized, gossip-based optimization algorithm which works thanks to a continuous local momentum named $\textbf{A}^2\textbf{CiD}^2$. Our method allows each worker to continuously process mini-batches without stopping, and run a peer-to-peer averaging routine in parallel, reducing idle time. In addition to inducing a significant communication acceleration at no cost other than adding a local momentum variable, minimal adaptation is required to incorporate $\textbf{A}^2\textbf{CiD}^2$ to standard asynchronous approaches. Our theoretical analysis proves accelerated rates compared to previous asynchronous decentralized baselines and we empirically show that using our $\textbf{A}^2\textbf{CiD}^2$ momentum significantly decrease communication costs in poorly connected networks. In particular, we show consistent improvement on the ImageNet dataset using up to 64 asynchronous workers (A100 GPUs) and various communication network topologies.

Zipformer: A faster and better encoder for automatic speech recognition. (arXiv:2310.11230v2 [eess.AS] CROSS LISTED)

Authors: Zengwei Yao, Liyong Guo, Xiaoyu Yang, Wei Kang, Fangjun Kuang, Yifan Yang, Zengrui Jin, Long Lin, Daniel Povey

The Conformer has become the most popular encoder model for automatic speech recognition (ASR). It adds convolution modules to a transformer to learn both local and global dependencies. In this work we describe a faster, more memory-efficient, and better-performing transformer, called Zipformer. Modeling changes include: 1) a U-Net-like encoder structure where middle stacks operate at lower frame rates; 2) reorganized block structure with more modules, within which we re-use attention weights for efficiency; 3) a modified form of LayerNorm called BiasNorm allows us to retain some length information; 4) new activation functions SwooshR and SwooshL work better than Swish. We also propose a new optimizer, called ScaledAdam, which scales the update by each tensor's current scale to keep the relative change about the same, and also explictly learns the parameter scale. It achieves faster convergence and better performance than Adam. Extensive experiments on LibriSpeech, Aishell-1, and WenetSpeech datasets demonstrate the effectiveness of our proposed Zipformer over other state-of-the-art ASR models. Our code is publicly available at https://github.com/k2-fsa/icefall.