Assessing Large Language Models in Mechanical Engineering Education: A Study on Mechanics-Focused Conceptual Understanding. (arXiv:2401.12983v1 [cs.CL])

Authors: Jie Tian, Jixin Hou, Zihao Wu, Peng Shu, Zhengliang Liu, Yujie Xiang, Beikang Gu, Nicholas Filla, Yiwei Li, Ning Liu, Xianyan Chen, Keke Tang, Tianming Liu, Xianqiao Wang

This study is a pioneering endeavor to investigate the capabilities of Large Language Models (LLMs) in addressing conceptual questions within the domain of mechanical engineering with a focus on mechanics. Our examination involves a manually crafted exam encompassing 126 multiple-choice questions, spanning various aspects of mechanics courses, including Fluid Mechanics, Mechanical Vibration, Engineering Statics and Dynamics, Mechanics of Materials, Theory of Elasticity, and Continuum Mechanics. Three LLMs, including ChatGPT (GPT-3.5), ChatGPT (GPT-4), and Claude (Claude-2.1), were subjected to evaluation against engineering faculties and students with or without mechanical engineering background. The findings reveal GPT-4's superior performance over the other two LLMs and human cohorts in answering questions across various mechanics topics, except for Continuum Mechanics. This signals the potential future improvements for GPT models in handling symbolic calculations and tensor analyses. The performances of LLMs were all significantly improved with explanations prompted prior to direct responses, underscoring the crucial role of prompt engineering. Interestingly, GPT-3.5 demonstrates improved performance with prompts covering a broader domain, while GPT-4 excels with prompts focusing on specific subjects. Finally, GPT-4 exhibits notable advancements in mitigating input bias, as evidenced by guessing preferences for humans. This study unveils the substantial potential of LLMs as highly knowledgeable assistants in both mechanical pedagogy and scientific research.

Crowdsourced Adaptive Surveys. (arXiv:2401.12986v1 [cs.CL])

Authors: Yamil Velez

Public opinion surveys are vital for informing democratic decision-making, but responding to rapidly changing information environments and measuring beliefs within niche communities can be challenging for traditional survey methods. This paper introduces a crowdsourced adaptive survey methodology (CSAS) that unites advances in natural language processing and adaptive algorithms to generate question banks that evolve with user input. The CSAS method converts open-ended text provided by participants into Likert-style items and applies a multi-armed bandit algorithm to determine user-provided questions that should be prioritized in the survey. The method's adaptive nature allows for the exploration of new survey questions, while imposing minimal costs in survey length. Applications in the domains of Latino information environments and issue importance showcase CSAS's ability to identify claims or issues that might otherwise be difficult to track using standard approaches. I conclude by discussing the method's potential for studying topics where participant-generated content might improve our understanding of public opinion.

Few-Shot Learning for Chronic Disease Management: Leveraging Large Language Models and Multi-Prompt Engineering with Medical Knowledge Injection. (arXiv:2401.12988v1 [cs.CL])

Authors: Haoxin Liu, Wenli Zhang, Jiaheng Xie, Buomsoo Kim, Zhu Zhang, Yidong Chai

This study harnesses state-of-the-art AI technology for chronic disease management, specifically in detecting various mental disorders through user-generated textual content. Existing studies typically rely on fully supervised machine learning, which presents challenges such as the labor-intensive manual process of annotating extensive training data for each disease and the need to design specialized deep learning architectures for each problem. To address such challenges, we propose a novel framework that leverages advanced AI techniques, including large language models and multi-prompt engineering. Specifically, we address two key technical challenges in data-driven chronic disease management: (1) developing personalized prompts to represent each user's uniqueness and (2) incorporating medical knowledge into prompts to provide context for chronic disease detection, instruct learning objectives, and operationalize prediction goals. We evaluate our method using four mental disorders, which are prevalent chronic diseases worldwide, as research cases. On the depression detection task, our method (F1 = 0.975~0.978) significantly outperforms traditional supervised learning paradigms, including feature engineering (F1 = 0.760) and architecture engineering (F1 = 0.756). Meanwhile, our approach demonstrates success in few-shot learning, i.e., requiring only a minimal number of training examples to detect chronic diseases based on user-generated textual content (i.e., only 2, 10, or 100 subjects). Moreover, our method can be generalized to other mental disorder detection tasks, including anorexia, pathological gambling, and self-harm (F1 = 0.919~0.978).

A Comparison of Veterans with Problematic Opioid Use Identified through Natural Language Processing of Clinical Notes versus Using Diagnostic Codes. (arXiv:2401.12996v1 [cs.CL])

Authors: Terri Elizabeth Workman, Joel Kupersmith, Phillip Ma, Christopher Spevak, Friedhelm Sandbrink, Yan Cheng Qing Zeng-Treitler

Background: Electronic health records (EHRs) are a data source for opioid research. Opioid use disorder is known to be under-coded as a diagnosis, yet problematic opioid use can be documented in clinical notes.

Objectives: Our goals were 1) to identify problematic opioid use from a full range of clinical notes; and 2) to compare the characteristics of patients identified as having problematic opioid use, exclusively documented in clinical notes, to those having documented ICD opioid use disorder diagnostic codes.

Materials and Methods: We developed and applied a natural language processing (NLP) tool to the clinical notes of a patient cohort (n=222,371) from two Veteran Affairs service regions to identify patients with problematic opioid use. We also used a set of ICD diagnostic codes to identify patients with opioid use disorder from the same cohort. We compared the demographic and clinical characteristics of patients identified only through NLP, to those of patients identified through ICD codes.

Results: NLP exclusively identified 57,331 patients; 6,997 patients had positive ICD code identifications. Patients exclusively identified through NLP were more likely to be women. Those identified through ICD codes were more likely to be male, younger, have concurrent benzodiazepine prescriptions, more comorbidities, more care encounters, and less likely to be married. Patients in the NLP and ICD groups had substantially elevated comorbidity levels compared to patients not documented as experiencing problematic opioid use.

Conclusions: NLP is a feasible approach for identifying problematic opioid use not otherwise recorded by ICD codes. Clinicians may be reluctant to code for opioid use disorder. It is therefore incumbent on the healthcare team to search for documentation of opioid concerns within clinical notes.

Evaluating and Enhancing Large Language Models Performance in Domain-specific Medicine: Osteoarthritis Management with DocOA. (arXiv:2401.12998v1 [cs.CL])

Authors: Xi Chen, MingKe You, Li Wang, WeiZhi Liu, Yu Fu, Jie Xu, Shaoting Zhang, Gang Chen, Kang Li, Jian Li

The efficacy of large language models (LLMs) in domain-specific medicine, particularly for managing complex diseases such as osteoarthritis (OA), remains largely unexplored. This study focused on evaluating and enhancing the clinical capabilities of LLMs in specific domains, using osteoarthritis (OA) management as a case study. A domain specific benchmark framework was developed, which evaluate LLMs across a spectrum from domain-specific knowledge to clinical applications in real-world clinical scenarios. DocOA, a specialized LLM tailored for OA management that integrates retrieval-augmented generation (RAG) and instruction prompts, was developed. The study compared the performance of GPT-3.5, GPT-4, and a specialized assistant, DocOA, using objective and human evaluations. Results showed that general LLMs like GPT-3.5 and GPT-4 were less effective in the specialized domain of OA management, particularly in providing personalized treatment recommendations. However, DocOA showed significant improvements. This study introduces a novel benchmark framework which assesses the domain-specific abilities of LLMs in multiple aspects, highlights the limitations of generalized LLMs in clinical contexts, and demonstrates the potential of tailored approaches for developing domain-specific medical LLMs.

Quantum-Inspired Machine Learning for Molecular Docking. (arXiv:2401.12999v1 [physics.chem-ph])

Authors: Runqiu Shu, Bowen Liu, Zhaoping Xiong, Xiaopeng Cui, Yunting Li, Wei Cui, Man-Hong Yung, Nan Qiao

Molecular docking is an important tool for structure-based drug design, accelerating the efficiency of drug development. Complex and dynamic binding processes between proteins and small molecules require searching and sampling over a wide spatial range. Traditional docking by searching for possible binding sites and conformations is computationally complex and results poorly under blind docking. Quantum-inspired algorithms combining quantum properties and annealing show great advantages in solving combinatorial optimization problems. Inspired by this, we achieve an improved in blind docking by using quantum-inspired combined with gradients learned by deep learning in the encoded molecular space. Numerical simulation shows that our method outperforms traditional docking algorithms and deep learning-based algorithms over 10\%. Compared to the current state-of-the-art deep learning-based docking algorithm DiffDock, the success rate of Top-1 (RMSD<2) achieves an improvement from 33\% to 35\% in our same setup. In particular, a 6\% improvement is realized in the high-precision region(RMSD<1) on molecules data unseen in DiffDock, which demonstrates the well-generalized of our method.

PatternPortrait: Draw Me Like One of Your Scribbles. (arXiv:2401.13001v1 [cs.GR])

Authors: Sabine Wieluch, Friedhelm Schwenker

This paper introduces a process for generating abstract portrait drawings from pictures. Their unique style is created by utilizing single freehand pattern sketches as references to generate unique patterns for shading. The method involves extracting facial and body features from images and transforming them into vector lines. A key aspect of the research is the development of a graph neural network architecture designed to learn sketch stroke representations in vector form, enabling the generation of diverse stroke variations. The combination of these two approaches creates joyful abstract drawings that are realized via a pen plotter. The presented process garnered positive feedback from an audience of approximately 280 participants.

Theorem Discovery Amongst Cyclic Polygons. (arXiv:2401.13002v1 [cs.CG])

Authors: Philip Todd (Saltire Software)

We examine a class of geometric theorems on cyclic 2n-gons. We prove that if we take n disjoint pairs of sides, each pair separated by an even number of polygon sides, then there is a linear combination of the angles between those sides which is constant. We present a formula for the linear combination, which provides a theorem statement in terms of those angles. We describe a program which uses this result to generate new geometry proof problems and their solutions.

CIMGEN: Controlled Image Manipulation by Finetuning Pretrained Generative Models on Limited Data. (arXiv:2401.13006v1 [cs.AI])

Authors: Chandrakanth Gudavalli, Erik Rosten, Lakshmanan Nataraj, Shivkumar Chandrasekaran, B. S. Manjunath

Content creation and image editing can benefit from flexible user controls. A common intermediate representation for conditional image generation is a semantic map, that has information of objects present in the image. When compared to raw RGB pixels, the modification of semantic map is much easier. One can take a semantic map and easily modify the map to selectively insert, remove, or replace objects in the map. The method proposed in this paper takes in the modified semantic map and alter the original image in accordance to the modified map. The method leverages traditional pre-trained image-to-image translation GANs, such as CycleGAN or Pix2Pix GAN, that are fine-tuned on a limited dataset of reference images associated with the semantic maps. We discuss the qualitative and quantitative performance of our technique to illustrate its capacity and possible applications in the fields of image forgery and image editing. We also demonstrate the effectiveness of the proposed image forgery technique in thwarting the numerous deep learning-based image forensic techniques, highlighting the urgent need to develop robust and generalizable image forensic tools in the fight against the spread of fake media.

Locality Sensitive Sparse Encoding for Learning World Models Online. (arXiv:2401.13034v1 [cs.LG])

Authors: Zichen Liu, Chao Du, Wee Sun Lee, Min Lin

Acquiring an accurate world model online for model-based reinforcement learning (MBRL) is challenging due to data nonstationarity, which typically causes catastrophic forgetting for neural networks (NNs). From the online learning perspective, a Follow-The-Leader (FTL) world model is desirable, which optimally fits all previous experiences at each round. Unfortunately, NN-based models need re-training on all accumulated data at every interaction step to achieve FTL, which is computationally expensive for lifelong agents. In this paper, we revisit models that can achieve FTL with incremental updates. Specifically, our world model is a linear regression model supported by nonlinear random features. The linear part ensures efficient FTL update while the nonlinear random feature empowers the fitting of complex environments. To best trade off model capacity and computation efficiency, we introduce a locality sensitive sparse encoding, which allows us to conduct efficient sparse updates even with very high dimensional nonlinear features. We validate the representation power of our encoding and verify that it allows efficient online learning under data covariate shift. We also show, in the Dyna MBRL setting, that our world models learned online using a single pass of trajectory data either surpass or match the performance of deep world models trained with replay and other continual learning methods.

CIS-UNet: Multi-Class Segmentation of the Aorta in Computed Tomography Angiography via Context-Aware Shifted Window Self-Attention. (arXiv:2401.13049v1 [eess.IV])

Authors: Muhammad Imran, Jonathan R Krebs, Veera Rajasekhar Reddy Gopu, Brian Fazzone, Vishal Balaji Sivaraman, Amarjeet Kumar, Chelsea Viscardi, Robert Evans Heithaus, Benjamin Shickel, Yuyin Zhou, Michol A Cooper, Wei Shao

Advancements in medical imaging and endovascular grafting have facilitated minimally invasive treatments for aortic diseases. Accurate 3D segmentation of the aorta and its branches is crucial for interventions, as inaccurate segmentation can lead to erroneous surgical planning and endograft construction. Previous methods simplified aortic segmentation as a binary image segmentation problem, overlooking the necessity of distinguishing between individual aortic branches. In this paper, we introduce Context Infused Swin-UNet (CIS-UNet), a deep learning model designed for multi-class segmentation of the aorta and thirteen aortic branches. Combining the strengths of Convolutional Neural Networks (CNNs) and Swin transformers, CIS-UNet adopts a hierarchical encoder-decoder structure comprising a CNN encoder, symmetric decoder, skip connections, and a novel Context-aware Shifted Window Self-Attention (CSW-SA) as the bottleneck block. Notably, CSW-SA introduces a unique utilization of the patch merging layer, distinct from conventional Swin transformers. It efficiently condenses the feature map, providing a global spatial context and enhancing performance when applied at the bottleneck layer, offering superior computational efficiency and segmentation accuracy compared to the Swin transformers. We trained our model on computed tomography (CT) scans from 44 patients and tested it on 15 patients. CIS-UNet outperformed the state-of-the-art SwinUNetR segmentation model, which is solely based on Swin transformers, by achieving a superior mean Dice coefficient of 0.713 compared to 0.697, and a mean surface distance of 2.78 mm compared to 3.39 mm. CIS-UNet's superior 3D aortic segmentation offers improved precision and optimization for planning endovascular treatments. Our dataset and code will be publicly available.

TCE at Qur'an QA 2023 Shared Task: Low Resource Enhanced Transformer-based Ensemble Approach for Qur'anic QA. (arXiv:2401.13060v1 [cs.CL])

Authors: Mohammed Alaa Elkomy, Amany Sarhan

In this paper, we present our approach to tackle Qur'an QA 2023 shared tasks A and B. To address the challenge of low-resourced training data, we rely on transfer learning together with a voting ensemble to improve prediction stability across multiple runs. Additionally, we employ different architectures and learning mechanisms for a range of Arabic pre-trained transformer-based models for both tasks. To identify unanswerable questions, we propose using a thresholding mechanism. Our top-performing systems greatly surpass the baseline performance on the hidden split, achieving a MAP score of 25.05% for task A and a partial Average Precision (pAP) of 57.11% for task B.

Local Background Estimation for Improved Gas Plume Identification in Hyperspectral Images. (arXiv:2401.13068v1 [cs.CV])

Authors: Scout Jarman, Zigfried Hampel-Arias, Adra Carr, Kevin R. Moon

Deep learning identification models have shown promise for identifying gas plumes in Longwave IR hyperspectral images of urban scenes, particularly when a large library of gases are being considered. Because many gases have similar spectral signatures, it is important to properly estimate the signal from a detected plume. Typically, a scene's global mean spectrum and covariance matrix are estimated to whiten the plume's signal, which removes the background's signature from the gas signature. However, urban scenes can have many different background materials that are spatially and spectrally heterogeneous. This can lead to poor identification performance when the global background estimate is not representative of a given local background material. We use image segmentation, along with an iterative background estimation algorithm, to create local estimates for the various background materials that reside underneath a gas plume. Our method outperforms global background estimation on a set of simulated and real gas plumes. This method shows promise in increasing deep learning identification confidence, while being simple and easy to tune when considering diverse plumes.

Free Form Medical Visual Question Answering in Radiology. (arXiv:2401.13081v1 [cs.CV])

Authors: Abhishek Narayanan, Rushabh Musthyala, Rahul Sankar, Anirudh Prasad Nistala, Pranav Singh, Jacopo Cirrone

Visual Question Answering (VQA) in the medical domain presents a unique, interdisciplinary challenge, combining fields such as Computer Vision, Natural Language Processing, and Knowledge Representation. Despite its importance, research in medical VQA has been scant, only gaining momentum since 2018. Addressing this gap, our research delves into the effective representation of radiology images and the joint learning of multimodal representations, surpassing existing methods. We innovatively augment the SLAKE dataset, enabling our model to respond to a more diverse array of questions, not limited to the immediate content of radiology or pathology images. Our model achieves a top-1 accuracy of 79.55\% with a less complex architecture, demonstrating comparable performance to current state-of-the-art models. This research not only advances medical VQA but also opens avenues for practical applications in diagnostic settings.

IndiText Boost: Text Augmentation for Low Resource India Languages. (arXiv:2401.13085v1 [cs.CL])

Authors: Onkar Litake, Niraj Yagnik, Shreyas Labhsetwar

Text Augmentation is an important task for low-resource languages. It helps deal with the problem of data scarcity. A data augmentation strategy is used to deal with the problem of data scarcity. Through the years, much work has been done on data augmentation for the English language. In contrast, very less work has been done on Indian languages. This is contrary to the fact that data augmentation is used to deal with data scarcity. In this work, we focus on implementing techniques like Easy Data Augmentation, Back Translation, Paraphrasing, Text Generation using LLMs, and Text Expansion using LLMs for text classification on different languages. We focus on 6 Indian languages namely: Sindhi, Marathi, Hindi, Gujarati, Telugu, and Sanskrit. According to our knowledge, no such work exists for text augmentation on Indian languages. We carry out binary as well as multi-class text classification to make our results more comparable. We get surprising results as basic data augmentation techniques surpass LLMs.

Towards Trustable Language Models: Investigating Information Quality of Large Language Models. (arXiv:2401.13086v1 [cs.CL])

Authors: Rick Rejeleene, Xiaowei Xu, John Talburt

Large language models (LLM) are generating information at a rapid pace, requiring users to increasingly rely and trust the data. Despite remarkable advances of LLM, Information generated by LLM is not completely trustworthy, due to challenges in information quality. Specifically, integrity of Information quality decreases due to unreliable, biased, tokenization during pre-training of LLM. Moreover, due to decreased information quality issues, has led towards hallucination, fabricated information. Unreliable information can lead towards flawed decisions in businesses, which impacts economic activity. In this work, we introduce novel mathematical information quality evaluation of LLM, we furthermore analyze and highlight information quality challenges, scaling laws to systematically scale language models.

Digital Divides in Scene Recognition: Uncovering Socioeconomic Biases in Deep Learning Systems. (arXiv:2401.13097v1 [cs.CV])

Authors: Michelle R. Greene, Mariam Josyula, Wentao Si, Jennifer A. Hart

Computer-based scene understanding has influenced fields ranging from urban planning to autonomous vehicle performance, yet little is known about how well these technologies work across social differences. We investigate the biases of deep convolutional neural networks (dCNNs) in scene classification, using nearly one million images from global and US sources, including user-submitted home photographs and Airbnb listings. We applied statistical models to quantify the impact of socioeconomic indicators such as family income, Human Development Index (HDI), and demographic factors from public data sources (CIA and US Census) on dCNN performance. Our analyses revealed significant socioeconomic bias, where pretrained dCNNs demonstrated lower classification accuracy, lower classification confidence, and a higher tendency to assign labels that could be offensive when applied to homes (e.g., "ruin", "slum"), especially in images from homes with lower socioeconomic status (SES). This trend is consistent across two datasets of international images and within the diverse economic and racial landscapes of the United States. This research contributes to understanding biases in computer vision, emphasizing the need for more inclusive and representative training datasets. By mitigating the bias in the computer vision pipelines, we can ensure fairer and more equitable outcomes for applied computer vision, including home valuation and smart home security systems. There is urgency in addressing these biases, which can significantly impact critical decisions in urban development and resource allocation. Our findings also motivate the development of AI systems that better understand and serve diverse communities, moving towards technology that equitably benefits all sectors of society.

Gravity-Informed Deep Learning Framework for Predicting Ship Traffic Flow and Invasion Risk of Non-Indigenous Species via Ballast Water Discharge. (arXiv:2401.13098v1 [cs.LG])

Authors: Ruixin Song, Gabriel Spadon, Sarah Bailey, Ronald Pelot, Stan Matwin, Amilcar Soares

Invasive species in water bodies pose a major threat to the environment and biodiversity globally. Due to increased transportation and trade, non-native species have been introduced to new environments, causing damage to ecosystems and leading to economic losses in agriculture, forestry, and fisheries. Therefore, there is a pressing need for risk assessment and management techniques to mitigate the impact of these invasions. This study aims to develop a new physics-inspired model to forecast maritime shipping traffic and thus inform risk assessment of invasive species spread through global transportation networks. Inspired by the gravity model for international trades, our model considers various factors that influence the likelihood and impact of vessel activities, such as shipping flux density, distance between ports, trade flow, and centrality measures of transportation hubs. Additionally, by analyzing the risk network of invasive species, we provide a comprehensive framework for assessing the invasion threat level given a pair of origin and destination. Accordingly, this paper introduces transformers to gravity models to rebuild the short- and long-term dependencies that make the risk analysis feasible. Thus, we introduce a physics-inspired framework that achieves an 89% segmentation accuracy for existing and non-existing trajectories and an 84.8% accuracy for the number of vessels flowing between key port areas, representing more than 10% improvement over the traditional deep-gravity model. Along these lines, this research contributes to a better understanding of invasive species risk assessment. It allows policymakers, conservationists, and stakeholders to prioritize management actions by identifying high-risk invasion pathways. Besides, our model is versatile and can include new data sources, making it suitable for assessing species invasion risks in a changing global landscape.

Sparse identification of nonlinear dynamics in the presence of library and system uncertainty. (arXiv:2401.13099v1 [cs.LG])

Authors: Andrew O'Brien

The SINDy algorithm has been successfully used to identify the governing equations of dynamical systems from time series data. However, SINDy assumes the user has prior knowledge of the variables in the system and of a function library that can act as a basis for the system. In this paper, we demonstrate on real world data how the Augmented SINDy algorithm outperforms SINDy in the presence of system variable uncertainty. We then show SINDy can be further augmented to perform robustly when both kinds of uncertainty are present.

XAI for All: Can Large Language Models Simplify Explainable AI?. (arXiv:2401.13110v1 [cs.AI])

Authors: Philip Mavrepis, Georgios Makridis, Georgios Fatouros, Vasileios Koukos, Maria Margarita Separdani, Dimosthenis Kyriazis

The field of Explainable Artificial Intelligence (XAI) often focuses on users with a strong technical background, making it challenging for non-experts to understand XAI methods. This paper presents "x-[plAIn]", a new approach to make XAI more accessible to a wider audience through a custom Large Language Model (LLM), developed using ChatGPT Builder. Our goal was to design a model that can generate clear, concise summaries of various XAI methods, tailored for different audiences, including business professionals and academics. The key feature of our model is its ability to adapt explanations to match each audience group's knowledge level and interests. Our approach still offers timely insights, facilitating the decision-making process by the end users. Results from our use-case studies show that our model is effective in providing easy-to-understand, audience-specific explanations, regardless of the XAI method used. This adaptability improves the accessibility of XAI, bridging the gap between complex AI technologies and their practical applications. Our findings indicate a promising direction for LLMs in making advanced AI concepts more accessible to a diverse range of users.

DISCOUNT: Distributional Counterfactual Explanation With Optimal Transport. (arXiv:2401.13112v1 [cs.AI])

Authors: Lei You, Lele Cao, Mattias Nilsson

Counterfactual Explanations (CE) is the de facto method for providing insight and interpretability in black-box decision-making models by identifying alternative input instances that lead to different outcomes. This paper extends the concept of CEs to a distributional context, broadening the scope from individual data points to entire input and output distributions, named Distributional Counterfactual Explanation (DCE). In DCE, our focus shifts to analyzing the distributional properties of the factual and counterfactual, drawing parallels to the classical approach of assessing individual instances and their resulting decisions. We leverage Optimal Transport (OT) to frame a chance-constrained optimization problem, aiming to derive a counterfactual distribution that closely aligns with its factual counterpart, substantiated by statistical confidence. Our proposed optimization method, DISCOUNT, strategically balances this confidence across both input and output distributions. This algorithm is accompanied by an analysis of its convergence rate. The efficacy of our proposed method is substantiated through a series of illustrative case studies, highlighting its potential in providing deep insights into decision-making models.

The Language Barrier: Dissecting Safety Challenges of LLMs in Multilingual Contexts. (arXiv:2401.13136v1 [cs.CL])

Authors: Lingfeng Shen, Weiting Tan, Sihao Chen, Yunmo Chen, Jingyu Zhang, Haoran Xu, Boyuan Zheng, Philipp Koehn, Daniel Khashabi

As the influence of large language models (LLMs) spans across global communities, their safety challenges in multilingual settings become paramount for alignment research. This paper examines the variations in safety challenges faced by LLMs across different languages and discusses approaches to alleviating such concerns. By comparing how state-of-the-art LLMs respond to the same set of malicious prompts written in higher- vs. lower-resource languages, we observe that (1) LLMs tend to generate unsafe responses much more often when a malicious prompt is written in a lower-resource language, and (2) LLMs tend to generate more irrelevant responses to malicious prompts in lower-resource languages. To understand where the discrepancy can be attributed, we study the effect of instruction tuning with reinforcement learning from human feedback (RLHF) or supervised finetuning (SFT) on the HH-RLHF dataset. Surprisingly, while training with high-resource languages improves model alignment, training in lower-resource languages yields minimal improvement. This suggests that the bottleneck of cross-lingual alignment is rooted in the pretraining stage. Our findings highlight the challenges in cross-lingual LLM safety, and we hope they inform future research in this direction.

Visibility into AI Agents. (arXiv:2401.13138v1 [cs.CY])

Authors: Alan Chan, Carson Ezell, Max Kaufmann, Kevin Wei, Lewis Hammond, Herbie Bradley, Emma Bluemke, Nitarshan Rajkumar, David Krueger, Noam Kolt, Lennart Heim, Markus Anderljung

Increased delegation of commercial, scientific, governmental, and personal activities to AI agents -- systems capable of pursuing complex goals with limited supervision -- may exacerbate existing societal risks and introduce new risks. Understanding and mitigating these risks involves critically evaluating existing governance structures, revising and adapting these structures where needed, and ensuring accountability of key stakeholders. Information about where, why, how, and by whom certain AI agents are used, which we refer to as \textbf{visibility}, is critical to these objectives. In this paper, we assess three categories of measures to increase visibility into AI agents: \textbf{agent identifiers}, \textbf{real-time monitoring}, and \textbf{activity logging}. For each, we outline potential implementations that vary in intrusiveness and informativeness. We analyze how the measures apply across a spectrum of centralized through decentralized deployment contexts, accounting for various actors in the supply chain including hardware and software service providers. Finally, we discuss the implications of our measures for privacy and concentration of power. Further work into understanding the measures and mitigating their negative impacts can help to build a foundation for the governance of AI agents.

Time-Aware Knowledge Representations of Dynamic Objects with Multidimensional Persistence. (arXiv:2401.13157v1 [cs.LG])

Authors: Baris Coskunuzer, Ignacio Segovia-Dominguez, Yuzhou Chen, Yulia R. Gel

Learning time-evolving objects such as multivariate time series and dynamic networks requires the development of novel knowledge representation mechanisms and neural network architectures, which allow for capturing implicit time-dependent information contained in the data. Such information is typically not directly observed but plays a key role in the learning task performance. In turn, lack of time dimension in knowledge encoding mechanisms for time-dependent data leads to frequent model updates, poor learning performance, and, as a result, subpar decision-making. Here we propose a new approach to a time-aware knowledge representation mechanism that notably focuses on implicit time-dependent topological information along multiple geometric dimensions. In particular, we propose a new approach, named \textit{Temporal MultiPersistence} (TMP), which produces multidimensional topological fingerprints of the data by using the existing single parameter topological summaries. The main idea behind TMP is to merge the two newest directions in topological representation learning, that is, multi-persistence which simultaneously describes data shape evolution along multiple key parameters, and zigzag persistence to enable us to extract the most salient data shape information over time. We derive theoretical guarantees of TMP vectorizations and show its utility, in application to forecasting on benchmark traffic flow, Ethereum blockchain, and electrocardiogram datasets, demonstrating the competitive performance, especially, in scenarios of limited data records. In addition, our TMP method improves the computational efficiency of the state-of-the-art multipersistence summaries up to 59.5 times.

Compositional Generative Inverse Design. (arXiv:2401.13171v1 [cs.LG])

Authors: Tailin Wu, Takashi Maruyama, Long Wei, Tao Zhang, Yilun Du, Gianluca Iaccarino, Jure Leskovec

Inverse design, where we seek to design input variables in order to optimize an underlying objective function, is an important problem that arises across fields such as mechanical engineering to aerospace engineering. Inverse design is typically formulated as an optimization problem, with recent works leveraging optimization across learned dynamics models. However, as models are optimized they tend to fall into adversarial modes, preventing effective sampling. We illustrate that by instead optimizing over the learned energy function captured by the diffusion model, we can avoid such adversarial examples and significantly improve design performance. We further illustrate how such a design system is compositional, enabling us to combine multiple different diffusion models representing subcomponents of our desired system to design systems with every specified component. In an N-body interaction task and a challenging 2D multi-airfoil design task, we demonstrate that by composing the learned diffusion model at test time, our method allows us to design initial states and boundary shapes that are more complex than those in the training data. Our method outperforms state-of-the-art neural inverse design method by an average of 41.5% in prediction MAE and 14.3% in design objective for the N-body dataset and discovers formation flying to minimize drag in the multi-airfoil design task. Project website and code can be found at https://github.com/AI4Science-WestlakeU/cindm.

AgentBoard: An Analytical Evaluation Board of Multi-turn LLM Agents. (arXiv:2401.13178v1 [cs.CL])

Authors: Chang Ma, Junlei Zhang, Zhihao Zhu, Cheng Yang, Yujiu Yang, Yaohui Jin, Zhenzhong Lan, Lingpeng Kong, Junxian He

Evaluating large language models (LLMs) as general-purpose agents is essential for understanding their capabilities and facilitating their integration into practical applications. However, the evaluation process presents substantial challenges. A primary obstacle is the benchmarking of agent performance across diverse scenarios within a unified framework, especially in maintaining partially-observable environments and ensuring multi-round interactions. Moreover, current evaluation frameworks mostly focus on the final success rate, revealing few insights during the process and failing to provide a deep understanding of the model abilities. To address these challenges, we introduce AgentBoard, a pioneering comprehensive benchmark and accompanied open-source evaluation framework tailored to analytical evaluation of LLM agents. AgentBoard offers a fine-grained progress rate metric that captures incremental advancements as well as a comprehensive evaluation toolkit that features easy assessment of agents for multi-faceted analysis through interactive visualization. This not only sheds light on the capabilities and limitations of LLM agents but also propels the interpretability of their performance to the forefront. Ultimately, AgentBoard serves as a significant step towards demystifying agent behaviors and accelerating the development of stronger LLM agents.

Generative Design of Crystal Structures by Point Cloud Representations and Diffusion Model. (arXiv:2401.13192v1 [cs.AI])

Authors: Zhelin Li, Rami Mrad, Runxian Jiao, Guan Huang, Jun Shan, Shibing Chu, Yuanping Chen

Efficiently generating energetically stable crystal structures has long been a challenge in material design, primarily due to the immense arrangement of atoms in a crystal lattice. To facilitate the discovery of stable material, we present a framework for the generation of synthesizable materials, leveraging a point cloud representation to encode intricate structural information. At the heart of this framework lies the introduction of a diffusion model as its foundational pillar. To gauge the efficacy of our approach, we employ it to reconstruct input structures from our training datasets, rigorously validating its high reconstruction performance. Furthermore, we demonstrate the profound potential of Point Cloud-Based Crystal Diffusion (PCCD) by generating entirely new materials, emphasizing their synthesizability. Our research stands as a noteworthy contribution to the advancement of materials design and synthesis through the cutting-edge avenue of generative design instead of the conventional substitution or experience-based discovery.

Catch-Up Mix: Catch-Up Class for Struggling Filters in CNN. (arXiv:2401.13193v1 [cs.CV])

Authors: Minsoo Kang, Minkoo Kang, Suhyun Kim

Deep learning has made significant advances in computer vision, particularly in image classification tasks. Despite their high accuracy on training data, deep learning models often face challenges related to complexity and overfitting. One notable concern is that the model often relies heavily on a limited subset of filters for making predictions. This dependency can result in compromised generalization and an increased vulnerability to minor variations. While regularization techniques like weight decay, dropout, and data augmentation are commonly used to address this issue, they may not directly tackle the reliance on specific filters. Our observations reveal that the heavy reliance problem gets severe when slow-learning filters are deprived of learning opportunities due to fast-learning filters. Drawing inspiration from image augmentation research that combats over-reliance on specific image regions by removing and replacing parts of images, our idea is to mitigate the problem of over-reliance on strong filters by substituting highly activated features. To this end, we present a novel method called Catch-up Mix, which provides learning opportunities to a wide range of filters during training, focusing on filters that may lag behind. By mixing activation maps with relatively lower norms, Catch-up Mix promotes the development of more diverse representations and reduces reliance on a small subset of filters. Experimental results demonstrate the superiority of our method in various vision classification datasets, providing enhanced robustness.

MLLMReID: Multimodal Large Language Model-based Person Re-identification. (arXiv:2401.13201v1 [cs.CV])

Authors: Shan Yang, Yongfei Zhang

Multimodal large language models (MLLM) have achieved satisfactory results in many tasks. However, their performance in the task of person re-identification (ReID) has not been explored to date. This paper will investigate how to adapt them for the task of ReID. An intuitive idea is to fine-tune MLLM with ReID image-text datasets, and then use their visual encoder as a backbone for ReID. However, there still exist two apparent issues: (1) Designing instructions for ReID, MLLMs may overfit specific instructions, and designing a variety of instructions will lead to higher costs. (2) Latent image feature vectors from LLMs are not involved in loss computation. Instructional learning, aligning image-text features, results in indirect optimization and a learning objective that inadequately utilizes features, limiting effectiveness in person feature learning. To address these problems, this paper proposes MLLMReID: Multimodal Large Language Model-based ReID. Firstly, we proposed Common Instruction, a simple approach that leverages the essence ability of LLMs to continue writing, avoiding complex and diverse instruction design. Secondly, we proposed DirectReID, which effectively employs the latent image feature vectors of images outputted by LLMs in ReID tasks. The experimental results demonstrate the superiority of our method. We will open-source the code on GitHub.

Boosting the Transferability of Adversarial Examples via Local Mixup and Adaptive Step Size. (arXiv:2401.13205v1 [cs.CV])

Authors: Junlin Liu, Xinchen Lyu

Adversarial examples are one critical security threat to various visual applications, where injected human-imperceptible perturbations can confuse the output.Generating transferable adversarial examples in the black-box setting is crucial but challenging in practice. Existing input-diversity-based methods adopt different image transformations, but may be inefficient due to insufficient input diversity and an identical perturbation step size. Motivated by the fact that different image regions have distinctive weights in classification, this paper proposes a black-box adversarial generative framework by jointly designing enhanced input diversity and adaptive step sizes. We design local mixup to randomly mix a group of transformed adversarial images, strengthening the input diversity. For precise adversarial generation, we project the perturbation into the $tanh$ space to relax the boundary constraint. Moreover, the step sizes of different regions can be dynamically adjusted by integrating a second-order momentum.Extensive experiments on ImageNet validate that our framework can achieve superior transferability compared to state-of-the-art baselines.

AdCorDA: Classifier Refinement via Adversarial Correction and Domain Adaptation. (arXiv:2401.13212v1 [cs.CV])

Authors: Lulan Shen, Ali Edalati, Brett Meyer, Warren Gross, James J. Clark

This paper describes a simple yet effective technique for refining a pretrained classifier network. The proposed AdCorDA method is based on modification of the training set and making use of the duality between network weights and layer inputs. We call this input space training. The method consists of two stages - adversarial correction followed by domain adaptation. Adversarial correction uses adversarial attacks to correct incorrect training-set classifications. The incorrectly classified samples of the training set are removed and replaced with the adversarially corrected samples to form a new training set, and then, in the second stage, domain adaptation is performed back to the original training set. Extensive experimental validations show significant accuracy boosts of over 5% on the CIFAR-100 dataset. The technique can be straightforwardly applied to refinement of weight-quantized neural networks, where experiments show substantial enhancement in performance over the baseline. The adversarial correction technique also results in enhanced robustness to adversarial attacks.

AMANet: Advancing SAR Ship Detection with Adaptive Multi-Hierarchical Attention Network. (arXiv:2401.13214v1 [cs.CV])

Authors: Xiaolin Ma, Junkai Cheng, Aihua Li, Yuhua Zhang, Zhilong Lin

Recently, methods based on deep learning have been successfully applied to ship detection for synthetic aperture radar (SAR) images. Despite the development of numerous ship detection methodologies, detecting small and coastal ships remains a significant challenge due to the limited features and clutter in coastal environments. For that, a novel adaptive multi-hierarchical attention module (AMAM) is proposed to learn multi-scale features and adaptively aggregate salient features from various feature layers, even in complex environments. Specifically, we first fuse information from adjacent feature layers to enhance the detection of smaller targets, thereby achieving multi-scale feature enhancement. Then, to filter out the adverse effects of complex backgrounds, we dissect the previously fused multi-level features on the channel, individually excavate the salient regions, and adaptively amalgamate features originating from different channels. Thirdly, we present a novel adaptive multi-hierarchical attention network (AMANet) by embedding the AMAM between the backbone network and the feature pyramid network (FPN). Besides, the AMAM can be readily inserted between different frameworks to improve object detection. Lastly, extensive experiments on two large-scale SAR ship detection datasets demonstrate that our AMANet method is superior to state-of-the-art methods.

TEPI: Taxonomy-aware Embedding and Pseudo-Imaging for Scarcely-labeled Zero-shot Genome Classification. (arXiv:2401.13219v1 [q-bio.GN])

Authors: Sathyanarayanan Aakur, Vishalini R. Laguduva, Priyadharsini Ramamurthy, Akhilesh Ramachandran

A species' genetic code or genome encodes valuable evolutionary, biological, and phylogenetic information that aids in species recognition, taxonomic classification, and understanding genetic predispositions like drug resistance and virulence. However, the vast number of potential species poses significant challenges in developing a general-purpose whole genome classification tool. Traditional bioinformatics tools have made notable progress but lack scalability and are computationally expensive. Machine learning-based frameworks show promise but must address the issue of large classification vocabularies with long-tail distributions. In this study, we propose addressing this problem through zero-shot learning using TEPI, Taxonomy-aware Embedding and Pseudo-Imaging. We represent each genome as pseudo-images and map them to a taxonomy-aware embedding space for reasoning and classification. This embedding space captures compositional and phylogenetic relationships of species, enabling predictions in extensive search spaces. We evaluate TEPI using two rigorous zero-shot settings and demonstrate its generalization capabilities qualitatively on curated, large-scale, publicly sourced data.

TAT-LLM: A Specialized Language Model for Discrete Reasoning over Tabular and Textual Data. (arXiv:2401.13223v1 [cs.CL])

Authors: Fengbin Zhu, Ziyang Liu, Fuli Feng, Chao Wang, Moxin Li, Tat-Seng Chua

In this work, we address question answering (QA) over a hybrid of tabular and textual data that are very common content on the Web (e.g. SEC filings), where discrete reasoning capabilities are often required. Recently, large language models (LLMs) like GPT-4 have demonstrated strong multi-step reasoning capabilities. We then consider harnessing the amazing power of LLMs to solve our task. We abstract a Step-wise Pipeline for tabular and textual QA, which consists of three key steps, including Extractor, Reasoner and Executor, and initially design an instruction to instantiate the pipeline and validate that GPT-4 outperforms all existing methods. However, utilizing an online LLM like GPT-4 holds various challenges in terms of cost, latency, and data security risk, which motivates us to specialize smaller LLMs in this task. We develop a TAT-LLM language model by fine-tuning LLaMA 2 with the training data generated automatically from existing expert-annotated datasets following the Step-wise Pipeline. The experimental results have verified that our TAT-LLM model can outperform all baseline models, including the previous best fine-tuned models and very large-scale LLMs like GPT-4 on FinQA, TAT-QA and TAT-DQA benchmarks. We hope our work can serve as a pioneering example of specializing smaller language models for specific tasks.

Scalable Link Prediction on Large-Scale Heterogeneous Graphs with Large Language Models. (arXiv:2401.13227v1 [cs.CL])

Authors: Baolong Bi, Shenghua Liu, Yiwei Wang, Lingrui Mei, Xueqi Chen

Exploring the application of large-scale language models to graph learning is a novel endeavor. However, the vast amount of information inherent in large graphs poses significant challenges to this process. This paper focuses on the link prediction task and introduces LPNL (Link Prediction via Natural Language), a framework based on a large language model designed for scalable link prediction on large-scale heterogeneous graphs.We design novel prompts for link prediction that articulate graph details in natural language. We propose a two-stage sampling pipeline to extract crucial information from large-scale heterogeneous graphs, and a divide-and-conquer strategy to control the input token count within predefined limits, addressing the challenge of overwhelming information. We fine-tune a T5 model based on our self-supervised learning designed for for link prediction. Extensive experiments on a large public heterogeneous graphs demonstrate that LPNL outperforms various advanced baselines, highlighting its remarkable performance in link prediction tasks on large-scale graphs.

From Random to Informed Data Selection: A Diversity-Based Approach to Optimize Human Annotation and Few-Shot Learning. (arXiv:2401.13229v1 [cs.CL])

Authors: Alexandre Alcoforado, Thomas Palmeira Ferraz, Lucas Hideki Okamura, Israel Campos Fama, Arnold Moya Lavado, Bárbara Dias Bueno, Bruno Veloso, Anna Helena Reali Costa

A major challenge in Natural Language Processing is obtaining annotated data for supervised learning. An option is the use of crowdsourcing platforms for data annotation. However, crowdsourcing introduces issues related to the annotator's experience, consistency, and biases. An alternative is to use zero-shot methods, which in turn have limitations compared to their few-shot or fully supervised counterparts. Recent advancements driven by large language models show potential, but struggle to adapt to specialized domains with severely limited data. The most common approaches therefore involve the human itself randomly annotating a set of datapoints to build initial datasets. But randomly sampling data to be annotated is often inefficient as it ignores the characteristics of the data and the specific needs of the model. The situation worsens when working with imbalanced datasets, as random sampling tends to heavily bias towards the majority classes, leading to excessive annotated data. To address these issues, this paper contributes an automatic and informed data selection architecture to build a small dataset for few-shot learning. Our proposal minimizes the quantity and maximizes diversity of data selected for human annotation, while improving model performance.

UniMS-RAG: A Unified Multi-source Retrieval-Augmented Generation for Personalized Dialogue Systems. (arXiv:2401.13256v1 [cs.CL])

Authors: Hongru Wang, Wenyu Huang, Yang Deng, Rui Wang, Zezhong Wang, Yufei Wang, Fei Mi, Jeff Z. Pan, Kam-Fai Wong

Large Language Models (LLMs) has shown exceptional capabilities in many natual language understanding and generation tasks. However, the personalization issue still remains a much-coveted property, especially when it comes to the multiple sources involved in the dialogue system. To better plan and incorporate the use of multiple sources in generating personalized response, we firstly decompose it into three sub-tasks: Knowledge Source Selection, Knowledge Retrieval, and Response Generation. We then propose a novel Unified Multi-Source Retrieval-Augmented Generation system (UniMS-RAG) Specifically, we unify these three sub-tasks with different formulations into the same sequence-to-sequence paradigm during the training, to adaptively retrieve evidences and evaluate the relevance on-demand using special tokens, called acting tokens and evaluation tokens. Enabling language models to generate acting tokens facilitates interaction with various knowledge sources, allowing them to adapt their behavior to diverse task requirements. Meanwhile, evaluation tokens gauge the relevance score between the dialogue context and the retrieved evidence. In addition, we carefully design a self-refinement mechanism to iteratively refine the generated response considering 1) the consistency scores between the generated response and retrieved evidence; and 2) the relevance scores. Experiments on two personalized datasets (DuLeMon and KBP) show that UniMS-RAG achieves state-of-the-art performance on the knowledge source selection and response generation task with itself as a retriever in a unified manner. Extensive analyses and discussions are provided for shedding some new perspectives for personalized dialogue systems.

Designing Redistribution Mechanisms for Reducing Transaction Fees in Blockchains. (arXiv:2401.13262v1 [cs.GT])

Authors: Sankarshan Damle, Manisha Padala, Sujit Gujar

Blockchains deploy Transaction Fee Mechanisms (TFMs) to determine which user transactions to include in blocks and determine their payments (i.e., transaction fees). Increasing demand and scarce block resources have led to high user transaction fees. As these blockchains are a public resource, it may be preferable to reduce these transaction fees. To this end, we introduce Transaction Fee Redistribution Mechanisms (TFRMs) -- redistributing VCG payments collected from such TFM as rebates to minimize transaction fees. Classic redistribution mechanisms (RMs) achieve this while ensuring Allocative Efficiency (AE) and User Incentive Compatibility (UIC). Our first result shows the non-triviality of applying RM in TFMs. More concretely, we prove that it is impossible to reduce transaction fees when (i) transactions that are not confirmed do not receive rebates and (ii) the miner can strategically manipulate the mechanism. Driven by this, we propose \emph{Robust} TFRM (\textsf{R-TFRM}): a mechanism that compromises on an honest miner's individual rationality to guarantee strictly positive rebates to the users. We then introduce \emph{robust} and \emph{rational} TFRM (\textsf{R}$^2$\textsf{-TFRM}) that uses trusted on-chain randomness that additionally guarantees miner's individual rationality (in expectation) and strictly positive rebates. Our results show that TFRMs provide a promising new direction for reducing transaction fees in public blockchains.

Audio-Infused Automatic Image Colorization by Exploiting Audio Scene Semantics. (arXiv:2401.13270v1 [cs.CV])

Authors: Pengcheng Zhao, Yanxiang Chen, Yang Zhao, Wei Jia, Zhao Zhang, Ronggang Wang, Richang Hong

Automatic image colorization is inherently an ill-posed problem with uncertainty, which requires an accurate semantic understanding of scenes to estimate reasonable colors for grayscale images. Although recent interaction-based methods have achieved impressive performance, it is still a very difficult task to infer realistic and accurate colors for automatic colorization. To reduce the difficulty of semantic understanding of grayscale scenes, this paper tries to utilize corresponding audio, which naturally contains extra semantic information about the same scene. Specifically, a novel audio-infused automatic image colorization (AIAIC) network is proposed, which consists of three stages. First, we take color image semantics as a bridge and pretrain a colorization network guided by color image semantics. Second, the natural co-occurrence of audio and video is utilized to learn the color semantic correlations between audio and visual scenes. Third, the implicit audio semantic representation is fed into the pretrained network to finally realize the audio-guided colorization. The whole process is trained in a self-supervised manner without human annotation. In addition, an audiovisual colorization dataset is established for training and testing. Experiments demonstrate that audio guidance can effectively improve the performance of automatic colorization, especially for some scenes that are difficult to understand only from visual modality.

Can AI Assistants Know What They Don't Know?. (arXiv:2401.13275v1 [cs.CL])

Authors: Qinyuan Cheng, Tianxiang Sun, Xiangyang Liu, Wenwei Zhang, Zhangyue Yin, Shimin Li, Linyang Li, Kai Chen, Xipeng Qiu

Recently, AI assistants based on large language models (LLMs) show surprising performance in many tasks, such as dialogue, solving math problems, writing code, and using tools. Although LLMs possess intensive world knowledge, they still make factual errors when facing some knowledge intensive tasks, like open-domain question answering. These untruthful responses from the AI assistant may cause significant risks in practical applications. We believe that an AI assistant's refusal to answer questions it does not know is a crucial method for reducing hallucinations and making the assistant truthful. Therefore, in this paper, we ask the question "Can AI assistants know what they don't know and express them through natural language?" To answer this question, we construct a model-specific "I don't know" (Idk) dataset for an assistant, which contains its known and unknown questions, based on existing open-domain question answering datasets. Then we align the assistant with its corresponding Idk dataset and observe whether it can refuse to answer its unknown questions after alignment. Experimental results show that after alignment with Idk datasets, the assistant can refuse to answer most its unknown questions. For questions they attempt to answer, the accuracy is significantly higher than before the alignment.

RefreshNet: Learning Multiscale Dynamics through Hierarchical Refreshing. (arXiv:2401.13282v1 [cs.LG])

Authors: Junaid Farooq, Danish Rafiq, Pantelis R. Vlachas, Mohammad Abid Bazaz

Forecasting complex system dynamics, particularly for long-term predictions, is persistently hindered by error accumulation and computational burdens. This study presents RefreshNet, a multiscale framework developed to overcome these challenges, delivering an unprecedented balance between computational efficiency and predictive accuracy. RefreshNet incorporates convolutional autoencoders to identify a reduced order latent space capturing essential features of the dynamics, and strategically employs multiple recurrent neural network (RNN) blocks operating at varying temporal resolutions within the latent space, thus allowing the capture of latent dynamics at multiple temporal scales. The unique "refreshing" mechanism in RefreshNet allows coarser blocks to reset inputs of finer blocks, effectively controlling and alleviating error accumulation. This design demonstrates superiority over existing techniques regarding computational efficiency and predictive accuracy, especially in long-term forecasting. The framework is validated using three benchmark applications: the FitzHugh-Nagumo system, the Reaction-Diffusion equation, and Kuramoto-Sivashinsky dynamics. RefreshNet significantly outperforms state-of-the-art methods in long-term forecasting accuracy and speed, marking a significant advancement in modeling complex systems and opening new avenues in understanding and predicting their behavior.

Towards Explainable Harmful Meme Detection through Multimodal Debate between Large Language Models. (arXiv:2401.13298v1 [cs.CL])

Authors: Hongzhan Lin, Ziyang Luo, Wei Gao, Jing Ma, Bo Wang, Ruichao Yang

The age of social media is flooded with Internet memes, necessitating a clear grasp and effective identification of harmful ones. This task presents a significant challenge due to the implicit meaning embedded in memes, which is not explicitly conveyed through the surface text and image. However, existing harmful meme detection methods do not present readable explanations that unveil such implicit meaning to support their detection decisions. In this paper, we propose an explainable approach to detect harmful memes, achieved through reasoning over conflicting rationales from both harmless and harmful positions. Specifically, inspired by the powerful capacity of Large Language Models (LLMs) on text generation and reasoning, we first elicit multimodal debate between LLMs to generate the explanations derived from the contradictory arguments. Then we propose to fine-tune a small language model as the debate judge for harmfulness inference, to facilitate multimodal fusion between the harmfulness rationales and the intrinsic multimodal information within memes. In this way, our model is empowered to perform dialectical reasoning over intricate and implicit harm-indicative patterns, utilizing multimodal explanations originating from both harmless and harmful arguments. Extensive experiments on three public meme datasets demonstrate that our harmful meme detection approach achieves much better performance than state-of-the-art methods and exhibits a superior capacity for explaining the meme harmfulness of the model predictions.

ConTextual: Evaluating Context-Sensitive Text-Rich Visual Reasoning in Large Multimodal Models. (arXiv:2401.13311v1 [cs.CV])

Authors: Rohan Wadhawan, Hritik Bansal, Kai-Wei Chang, Nanyun Peng

Recent advancements in AI have led to the development of large multimodal models (LMMs) capable of processing complex tasks involving joint reasoning over text and visual content in the image (e.g., navigating maps in public places). This paper introduces ConTextual, a novel benchmark comprising instructions designed explicitly to evaluate LMMs' ability to perform context-sensitive text-rich visual reasoning. ConTextual emphasizes diverse real-world scenarios (e.g., time-reading, navigation, shopping and more) demanding a deeper understanding of the interactions between textual and visual elements. Our findings reveal a significant performance gap of 30.8% between the best-performing LMM, GPT-4V(ision), and human capabilities using human evaluation indicating substantial room for improvement in context-sensitive text-rich visual reasoning. Notably, while GPT-4V excelled in abstract categories like meme and quote interpretation, its overall performance still lagged behind humans. In addition to human evaluations, we also employed automatic evaluation metrics using GPT-4, uncovering similar trends in performance disparities. We also perform a fine-grained evaluation across diverse visual contexts and provide qualitative analysis which provides a robust framework for future advancements in the LMM design. https://con-textual.github.io/

Deep Learning for Improved Polyp Detection from Synthetic Narrow-Band Imaging. (arXiv:2401.13315v1 [eess.IV])

Authors: Mathias Ramm Haugland, Hemin Ali Qadir, Ilangko Balasingham

To cope with the growing prevalence of colorectal cancer (CRC), screening programs for polyp detection and removal have proven their usefulness. Colonoscopy is considered the best-performing procedure for CRC screening. To ease the examination, deep learning based methods for automatic polyp detection have been developed for conventional white-light imaging (WLI). Compared with WLI, narrow-band imaging (NBI) can improve polyp classification during colonoscopy but requires special equipment. We propose a CycleGAN-based framework to convert images captured with regular WLI to synthetic NBI (SNBI) as a pre-processing method for improving object detection on WLI when NBI is unavailable. This paper first shows that better results for polyp detection can be achieved on NBI compared to a relatively similar dataset of WLI. Secondly, experimental results demonstrate that our proposed modality translation can achieve improved polyp detection on SNBI images generated from WLI compared to the original WLI. This is because our WLI-to-SNBI translation model can enhance the observation of polyp surface patterns in the generated SNBI images.

Information That Matters: Exploring Information Needs of People Affected by Algorithmic Decisions. (arXiv:2401.13324v1 [cs.HC])

Authors: Timothée Schmude, Laura Koesten, Torsten Möller, Sebastian Tschiatschek

Explanations of AI systems rarely address the information needs of people affected by algorithmic decision-making (ADM). This gap between conveyed information and information that matters to affected stakeholders can impede understanding and adherence to regulatory frameworks such as the AI Act. To address this gap, we present the "XAI Novice Question Bank": A catalog of affected stakeholders' information needs in two ADM use cases (employment prediction and health monitoring), covering the categories data, system context, system usage, and system specifications. Information needs were gathered in an interview study where participants received explanations in response to their inquiries. Participants further reported their understanding and decision confidence, showing that while confidence tended to increase after receiving explanations, participants also met understanding challenges, such as being unable to tell why their understanding felt incomplete. Explanations further influenced participants' perceptions of the systems' risks and benefits, which they confirmed or changed depending on the use case. When risks were perceived as high, participants expressed particular interest in explanations about intention, such as why and to what end a system was put in place. With this work, we aim to support the inclusion of affected stakeholders into explainability by contributing an overview of information and challenges relevant to them when deciding on the adoption of ADM systems. We close by summarizing our findings in a list of six key implications that inform the design of future explanations for affected stakeholder audiences.

Explainable Bayesian Optimization. (arXiv:2401.13334v1 [cs.LG])

Authors: Tanmay Chakraborty, Christin Seifert, Christian Wirth

In industry, Bayesian optimization (BO) is widely applied in the human-AI collaborative parameter tuning of cyber-physical systems. However, BO's solutions may deviate from human experts' actual goal due to approximation errors and simplified objectives, requiring subsequent tuning. The black-box nature of BO limits the collaborative tuning process because the expert does not trust the BO recommendations. Current explainable AI (XAI) methods are not tailored for optimization and thus fall short of addressing this gap. To bridge this gap, we propose TNTRules (TUNE-NOTUNE Rules), a post-hoc, rule-based explainability method that produces high quality explanations through multiobjective optimization. Our evaluation of benchmark optimization problems and real-world hyperparameter optimization tasks demonstrates TNTRules' superiority over state-of-the-art XAI methods in generating high quality explanations. This work contributes to the intersection of BO and XAI, providing interpretable optimization techniques for real-world applications.

Full Bayesian Significance Testing for Neural Networks. (arXiv:2401.13335v1 [stat.ML])

Authors: Zehua Liu, Zimeng Li, Jingyuan Wang, Yue He

Significance testing aims to determine whether a proposition about the population distribution is the truth or not given observations. However, traditional significance testing often needs to derive the distribution of the testing statistic, failing to deal with complex nonlinear relationships. In this paper, we propose to conduct Full Bayesian Significance Testing for neural networks, called \textit{n}FBST, to overcome the limitation in relationship characterization of traditional approaches. A Bayesian neural network is utilized to fit the nonlinear and multi-dimensional relationships with small errors and avoid hard theoretical derivation by computing the evidence value. Besides, \textit{n}FBST can test not only global significance but also local and instance-wise significance, which previous testing methods don't focus on. Moreover, \textit{n}FBST is a general framework that can be extended based on the measures selected, such as Grad-\textit{n}FBST, LRP-\textit{n}FBST, DeepLIFT-\textit{n}FBST, LIME-\textit{n}FBST. A range of experiments on both simulated and real data are conducted to show the advantages of our method.

Past, Present, Future: A Comprehensive Exploration of AI Use Cases in the UMBRELLA IoT Testbed. (arXiv:2401.13346v1 [cs.NI])

Authors: Peizheng Li, Ioannis Mavromatis, Aftab Khan

UMBRELLA is a large-scale, open-access Internet of Things (IoT) ecosystem incorporating over 200 multi-sensor multi-wireless nodes, 20 collaborative robots, and edge-intelligence-enabled devices. This paper provides a guide to the implemented and prospective artificial intelligence (AI) capabilities of UMBRELLA in real-world IoT systems. Four existing UMBRELLA applications are presented in detail: 1) An automated streetlight monitoring for detecting issues and triggering maintenance alerts; 2) A Digital twin of building environments providing enhanced air quality sensing with reduced cost; 3) A large-scale Federated Learning framework for reducing communication overhead; and 4) An intrusion detection for containerised applications identifying malicious activities. Additionally, the potential of UMBRELLA is outlined for future smart city and multi-robot crowdsensing applications enhanced by semantic communications and multi-agent planning. Finally, to realise the above use-cases we discuss the need for a tailored MLOps platform to automate UMBRELLA model pipelines and establish trust.

Causal Perception. (arXiv:2401.13408v1 [cs.AI])

Authors: Jose M. Alvarez, Salvatore Ruggieri

Perception occurs when two individuals interpret the same information differently. Despite being a known phenomenon with implications for bias in decision-making, as individuals' experience determines interpretation, perception remains largely overlooked in automated decision-making (ADM) systems. In particular, it can have considerable effects on the fairness or fair usage of an ADM system, as fairness itself is context-specific and its interpretation dependent on who is judging. In this work, we formalize perception under causal reasoning to capture the act of interpretation by an individual. We also formalize individual experience as additional causal knowledge that comes with and is used by an individual. Further, we define and discuss loaded attributes, which are attributes prone to evoke perception. Sensitive attributes, such as gender and race, are clear examples of loaded attributes. We define two kinds of causal perception, unfaithful and inconsistent, based on the causal properties of faithfulness and consistency. We illustrate our framework through a series of decision-making examples and discuss relevant fairness applications. The goal of this work is to position perception as a parameter of interest, useful for extending the standard, single interpretation ADM problem formulation.

Semi-Supervised Coupled Thin-Plate Spline Model for Rotation Correction and Beyond. (arXiv:2401.13432v1 [cs.CV])

Authors: Lang Nie, Chunyu Lin, Kang Liao, Shuaicheng Liu, Yao Zhao

Thin-plate spline (TPS) is a principal warp that allows for representing elastic, nonlinear transformation with control point motions. With the increase of control points, the warp becomes increasingly flexible but usually encounters a bottleneck caused by undesired issues, e.g., content distortion. In this paper, we explore generic applications of TPS in single-image-based warping tasks, such as rotation correction, rectangling, and portrait correction. To break this bottleneck, we propose the coupled thin-plate spline model (CoupledTPS), which iteratively couples multiple TPS with limited control points into a more flexible and powerful transformation. Concretely, we first design an iterative search to predict new control points according to the current latent condition. Then, we present the warping flow as a bridge for the coupling of different TPS transformations, effectively eliminating interpolation errors caused by multiple warps. Besides, in light of the laborious annotation cost, we develop a semi-supervised learning scheme to improve warping quality by exploiting unlabeled data. It is formulated through dual transformation between the searched control points of unlabeled data and its graphic augmentation, yielding an implicit correction consistency constraint. Finally, we collect massive unlabeled data to exhibit the benefit of our semi-supervised scheme in rotation correction. Extensive experiments demonstrate the superiority and universality of CoupledTPS over the existing state-of-the-art (SoTA) solutions for rotation correction and beyond. The code and data will be available at https://github.com/nie-lang/CoupledTPS.

Clue-Guided Path Exploration: An Efficient Knowledge Base Question-Answering Framework with Low Computational Resource Consumption. (arXiv:2401.13444v1 [cs.CL])

Authors: Dehao Tao, Feng Huang, Yongfeng Huang, Minghu Jiang

In recent times, large language models (LLMs) have showcased remarkable capabilities. However, updating their knowledge poses challenges, potentially leading to inaccuracies when confronted with unfamiliar queries. While integrating knowledge graphs with LLMs has been explored, existing approaches treat LLMs as primary decision-makers, imposing high demands on their capabilities. This is particularly unsuitable for LLMs with lower computational costs and relatively poorer performance. In this paper, we introduce a Clue-Guided Path Exploration framework (CGPE) that efficiently merges a knowledge base with an LLM, placing less stringent requirements on the model's capabilities. Inspired by the method humans use to manually retrieve knowledge, CGPE employs information from the question as clues to systematically explore the required knowledge path within the knowledge base. Experiments on open-source datasets reveal that CGPE outperforms previous methods and is highly applicable to LLMs with fewer parameters. In some instances, even ChatGLM3, with its 6 billion parameters, can rival the performance of GPT-4. Furthermore, the results indicate a minimal invocation frequency of CGPE on LLMs, suggesting reduced computational overhead. For organizations and individuals facing constraints in computational resources, our research offers significant practical value.

Multi-Agent Diagnostics for Robustness via Illuminated Diversity. (arXiv:2401.13460v1 [cs.LG])

Authors: Mikayel Samvelyan, Davide Paglieri, Minqi Jiang, Jack Parker-Holder, Tim Rocktäschel

In the rapidly advancing field of multi-agent systems, ensuring robustness in unfamiliar and adversarial settings is crucial. Notwithstanding their outstanding performance in familiar environments, these systems often falter in new situations due to overfitting during the training phase. This is especially pronounced in settings where both cooperative and competitive behaviours are present, encapsulating a dual nature of overfitting and generalisation challenges. To address this issue, we present Multi-Agent Diagnostics for Robustness via Illuminated Diversity (MADRID), a novel approach for generating diverse adversarial scenarios that expose strategic vulnerabilities in pre-trained multi-agent policies. Leveraging the concepts from open-ended learning, MADRID navigates the vast space of adversarial settings, employing a target policy's regret to gauge the vulnerabilities of these settings. We evaluate the effectiveness of MADRID on the 11vs11 version of Google Research Football, one of the most complex environments for multi-agent reinforcement learning. Specifically, we employ MADRID for generating a diverse array of adversarial settings for TiZero, the state-of-the-art approach which "masters" the game through 45 days of training on a large-scale distributed infrastructure. We expose key shortcomings in TiZero's tactical decision-making, underlining the crucial importance of rigorous evaluation in multi-agent systems.

Growing from Exploration: A self-exploring framework for robots based on foundation models. (arXiv:2401.13462v1 [cs.RO])

Authors: Shoujie Li, Ran Yu, Tong Wu, JunWen Zhong, Xiao-Ping Zhang, Wenbo Ding

Intelligent robot is the ultimate goal in the robotics field. Existing works leverage learning-based or optimization-based methods to accomplish human-defined tasks. However, the challenge of enabling robots to explore various environments autonomously remains unresolved. In this work, we propose a framework named GExp, which enables robots to explore and learn autonomously without human intervention. To achieve this goal, we devise modules including self-exploration, knowledge-base-building, and close-loop feedback based on foundation models. Inspired by the way that infants interact with the world, GExp encourages robots to understand and explore the environment with a series of self-generated tasks. During the process of exploration, the robot will acquire skills from beneficial experiences that are useful in the future. GExp provides robots with the ability to solve complex tasks through self-exploration. GExp work is independent of prior interactive knowledge and human intervention, allowing it to adapt directly to different scenarios, unlike previous studies that provided in-context examples as few-shot learning. In addition, we propose a workflow of deploying the real-world robot system with self-learned skills as an embodied assistant.

How AI Ideas Affect the Creativity, Diversity, and Evolution of Human Ideas: Evidence From a Large, Dynamic Experiment. (arXiv:2401.13481v1 [cs.CY])

Authors: Joshua Ashkinaze, Julia Mendelsohn, Li Qiwei, Ceren Budak, Eric Gilbert

Exposure to large language model output is rapidly increasing. How will seeing AI-generated ideas affect human ideas? We conducted an experiment (800+ participants, 40+ countries) where participants viewed creative ideas that were from ChatGPT or prior experimental participants and then brainstormed their own idea. We varied the number of AI-generated examples (none, low, or high exposure) and if the examples were labeled as 'AI' (disclosure). Our dynamic experiment design -- ideas from prior participants in an experimental condition are used as stimuli for future participants in the same experimental condition -- mimics the interdependent process of cultural creation: creative ideas are built upon prior ideas. Hence, we capture the compounding effects of having LLMs 'in the culture loop'. We find that high AI exposure (but not low AI exposure) did not affect the creativity of individual ideas but did increase the average amount and rate of change of collective idea diversity. AI made ideas different, not better. There were no main effects of disclosure. We also found that self-reported creative people were less influenced by knowing an idea was from AI, and that participants were more likely to knowingly adopt AI ideas when the task was difficult. Our findings suggest that introducing AI ideas into society may increase collective diversity but not individual creativity.

Separable Physics-Informed Neural Networks for the solution of elasticity problems. (arXiv:2401.13486v1 [math.NA])

Authors: Vasiliy A. Es'kin, Danil V. Davydov, Julia V. Gur'eva, Alexey O. Malkhanov, Mikhail E. Smorkalov

A method for solving elasticity problems based on separable physics-informed neural networks (SPINN) in conjunction with the deep energy method (DEM) is presented. Numerical experiments have been carried out for a number of problems showing that this method has a significantly higher convergence rate and accuracy than the vanilla physics-informed neural networks (PINN) and even SPINN based on a system of partial differential equations (PDEs). In addition, using the SPINN in the framework of DEM approach it is possible to solve problems of the linear theory of elasticity on complex geometries, which is unachievable with the help of PINNs in frames of partial differential equations. Considered problems are very close to the industrial problems in terms of geometry, loading, and material parameters.

Expressive Acoustic Guitar Sound Synthesis with an Instrument-Specific Input Representation and Diffusion Outpainting. (arXiv:2401.13498v1 [cs.SD])

Authors: Hounsu Kim, Soonbeom Choi, Juhan Nam

Synthesizing performing guitar sound is a highly challenging task due to the polyphony and high variability in expression. Recently, deep generative models have shown promising results in synthesizing expressive polyphonic instrument sounds from music scores, often using a generic MIDI input. In this work, we propose an expressive acoustic guitar sound synthesis model with a customized input representation to the instrument, which we call guitarroll. We implement the proposed approach using diffusion-based outpainting which can generate audio with long-term consistency. To overcome the lack of MIDI/audio-paired datasets, we used not only an existing guitar dataset but also collected data from a high quality sample-based guitar synthesizer. Through quantitative and qualitative evaluations, we show that our proposed model has higher audio quality than the baseline model and generates more realistic timbre sounds than the previous leading work.

Benchmarking the Fairness of Image Upsampling Methods. (arXiv:2401.13555v1 [cs.CV])

Authors: Mike Laszkiewicz, Imant Daunhawer, Julia E. Vogt, Asja Fischer, Johannes Lederer

Recent years have witnessed a rapid development of deep generative models for creating synthetic media, such as images and videos. While the practical applications of these models in everyday tasks are enticing, it is crucial to assess the inherent risks regarding their fairness. In this work, we introduce a comprehensive framework for benchmarking the performance and fairness of conditional generative models. We develop a set of metrics$\unicode{x2013}$inspired by their supervised fairness counterparts$\unicode{x2013}$to evaluate the models on their fairness and diversity. Focusing on the specific application of image upsampling, we create a benchmark covering a wide variety of modern upsampling methods. As part of the benchmark, we introduce UnfairFace, a subset of FairFace that replicates the racial distribution of common large-scale face datasets. Our empirical study highlights the importance of using an unbiased training set and reveals variations in how the algorithms respond to dataset imbalances. Alarmingly, we find that none of the considered methods produces statistically fair and diverse results.

Prompt Weight Experiments for LLM Instruction Fine-Tuning. (arXiv:2401.13586v1 [cs.LG])

Authors: Mathew Huerta-Enochian

We present a small study analyzing how prompt token classification loss weighting (PLW) affects the performance of 7B-size LLaMA models fine-tuned on instruction tasks. We recreated Stanford's Alpaca experiment with both LLaMA 1 and LLaMA 2 using multiple instruction datasets. We found that models fine-tuned on our short-completion dataset have a negative quadratic relationship with PLW while models fine-tuned on long-completion datasets were unaffected by PLW.

Evaluation of General Large Language Models in Contextually Assessing Semantic Concepts Extracted from Adult Critical Care Electronic Health Record Notes. (arXiv:2401.13588v1 [cs.CL])

Authors: Darren Liu, Cheng Ding, Delgersuren Bold, Monique Bouvier, Jiaying Lu, Benjamin Shickel, Craig S. Jabaley, Wenhui Zhang, Soojin Park, Michael J. Young, Mark S. Wainwright, Gilles Clermont, Parisa Rashidi, Eric S. Rosenthal, Laurie Dimisko, Ran Xiao, Joo Heung Yoon, Carl Yang, Xiao Hu

The field of healthcare has increasingly turned its focus towards Large Language Models (LLMs) due to their remarkable performance. However, their performance in actual clinical applications has been underexplored. Traditional evaluations based on question-answering tasks don't fully capture the nuanced contexts. This gap highlights the need for more in-depth and practical assessments of LLMs in real-world healthcare settings. Objective: We sought to evaluate the performance of LLMs in the complex clinical context of adult critical care medicine using systematic and comprehensible analytic methods, including clinician annotation and adjudication. Methods: We investigated the performance of three general LLMs in understanding and processing real-world clinical notes. Concepts from 150 clinical notes were identified by MetaMap and then labeled by 9 clinicians. Each LLM's proficiency was evaluated by identifying the temporality and negation of these concepts using different prompts for an in-depth analysis. Results: GPT-4 showed overall superior performance compared to other LLMs. In contrast, both GPT-3.5 and text-davinci-003 exhibit enhanced performance when the appropriate prompting strategies are employed. The GPT family models have demonstrated considerable efficiency, evidenced by their cost-effectiveness and time-saving capabilities. Conclusion: A comprehensive qualitative performance evaluation framework for LLMs is developed and operationalized. This framework goes beyond singular performance aspects. With expert annotations, this methodology not only validates LLMs' capabilities in processing complex medical data but also establishes a benchmark for future LLM evaluations across specialized domains.

Graph Guided Question Answer Generation for Procedural Question-Answering. (arXiv:2401.13594v1 [cs.CL])

Authors: Hai X. Pham, Isma Hadji, Xinnuo Xu, Ziedune Degutyte, Jay Rainey, Evangelos Kazakos, Afsaneh Fazly, Georgios Tzimiropoulos, Brais Martinez

In this paper, we focus on task-specific question answering (QA). To this end, we introduce a method for generating exhaustive and high-quality training data, which allows us to train compact (e.g., run on a mobile device), task-specific QA models that are competitive against GPT variants. The key technological enabler is a novel mechanism for automatic question-answer generation from procedural text which can ingest large amounts of textual instructions and produce exhaustive in-domain QA training data. While current QA data generation methods can produce well-formed and varied data, their non-exhaustive nature is sub-optimal for training a QA model. In contrast, we leverage the highly structured aspect of procedural text and represent each step and the overall flow of the procedure as graphs. We then condition on graph nodes to automatically generate QA pairs in an exhaustive and controllable manner. Comprehensive evaluations of our method show that: 1) small models trained with our data achieve excellent performance on the target QA task, even exceeding that of GPT3 and ChatGPT despite being several orders of magnitude smaller. 2) semantic coverage is the key indicator for downstream QA performance. Crucially, while large language models excel at syntactic diversity, this does not necessarily result in improvements on the end QA model. In contrast, the higher semantic coverage provided by our method is critical for QA performance.

Stream-based perception for cognitive agents in mobile ecosystems. (arXiv:2401.13604v1 [cs.AI])

Authors: Jeremias Dötterl, Ralf Bruns, Jürgen Dunkel, Sascha Ossowski

Cognitive agent abstractions can help to engineer intelligent systems across mobile devices. On smartphones, the data obtained from onboard sensors can give valuable insights into the user's current situation. Unfortunately, today's cognitive agent frameworks cannot cope well with the challenging characteristics of sensor data. Sensor data is located on a low abstraction level and the individual data elements are not meaningful when observed in isolation. In contrast, cognitive agents operate on high-level percepts and lack the means to effectively detect complex spatio-temporal patterns in sequences of multiple percepts. In this paper, we present a stream-based perception approach that enables the agents to perceive meaningful situations in low-level sensor data streams. We present a crowdshipping case study where autonomous, self-interested agents collaborate to deliver parcels to their destinations. We show how situations derived from smartphone sensor data can trigger and guide auctions, which the agents use to reach agreements. Experiments with real smartphone data demonstrate the benefits of stream-based agent perception.

Non-Intrusive Speech Intelligibility Prediction for Hearing-Impaired Users using Intermediate ASR Features and Human Memory Models. (arXiv:2401.13611v1 [cs.SD])

Authors: Rhiannon Mogridge, George Close, Robert Sutherland, Thomas Hain, Jon Barker, Stefan Goetze, Anton Ragni

Neural networks have been successfully used for non-intrusive speech intelligibility prediction. Recently, the use of feature representations sourced from intermediate layers of pre-trained self-supervised and weakly-supervised models has been found to be particularly useful for this task. This work combines the use of Whisper ASR decoder layer representations as neural network input features with an exemplar-based, psychologically motivated model of human memory to predict human intelligibility ratings for hearing-aid users. Substantial performance improvement over an established intrusive HASPI baseline system is found, including on enhancement systems and listeners unseen in the training data, with a root mean squared error of 25.3 compared with the baseline of 28.7.

Enhancing Image Retrieval : A Comprehensive Study on Photo Search using the CLIP Mode. (arXiv:2401.13613v1 [cs.CV])

Authors: Naresh Kumar Lahajal, Harini S

Photo search, the task of retrieving images based on textual queries, has witnessed significant advancements with the introduction of CLIP (Contrastive Language-Image Pretraining) model. CLIP leverages a vision-language pre training approach, wherein it learns a shared representation space for images and text, enabling cross-modal understanding. This model demonstrates the capability to understand the semantic relationships between diverse image and text pairs, allowing for efficient and accurate retrieval of images based on natural language queries. By training on a large-scale dataset containing images and their associated textual descriptions, CLIP achieves remarkable generalization, providing a powerful tool for tasks such as zero-shot learning and few-shot classification. This abstract summarizes the foundational principles of CLIP and highlights its potential impact on advancing the field of photo search, fostering a seamless integration of natural language understanding and computer vision for improved information retrieval in multimedia applications

How Good is ChatGPT at Face Biometrics? A First Look into Recognition, Soft Biometrics, and Explainability. (arXiv:2401.13641v1 [cs.CV])

Authors: Ivan DeAndres-Tame, Ruben Tolosana, Ruben Vera-Rodriguez, Aythami Morales, Julian Fierrez, Javier Ortega-Garcia

Large Language Models (LLMs) such as GPT developed by OpenAI, have already shown astonishing results, introducing quick changes in our society. This has been intensified by the release of ChatGPT which allows anyone to interact in a simple conversational way with LLMs, without any experience in the field needed. As a result, ChatGPT has been rapidly applied to many different tasks such as code- and song-writer, education, virtual assistants, etc., showing impressive results for tasks for which it was not trained (zero-shot learning).

The present study aims to explore the ability of ChatGPT, based on the recent GPT-4 multimodal LLM, for the task of face biometrics. In particular, we analyze the ability of ChatGPT to perform tasks such as face verification, soft-biometrics estimation, and explainability of the results. ChatGPT could be very valuable to further increase the explainability and transparency of the automatic decisions in human scenarios. Experiments are carried out in order to evaluate the performance and robustness of ChatGPT, using popular public benchmarks and comparing the results with state-of-the-art methods in the field. The results achieved in this study show the potential of LLMs such as ChatGPT for face biometrics, especially to enhance explainability. For reproducibility reasons, we release all the code in GitHub.

Graph-Informed Neural Networks for Sparse Grid-Based Discontinuity Detectors. (arXiv:2401.13652v1 [cs.LG])

Authors: Francesco Della Santa, Sandra Pieraccini

In this paper, we present a novel approach for detecting the discontinuity interfaces of a discontinuous function. This approach leverages Graph-Informed Neural Networks (GINNs) and sparse grids to address discontinuity detection also in domains of dimension larger than 3. GINNs, trained to identify troubled points on sparse grids, exploit graph structures built on the grids to achieve efficient and accurate discontinuity detection performances. We also introduce a recursive algorithm for general sparse grid-based detectors, characterized by convergence properties and easy applicability. Numerical experiments on functions with dimensions n = 2 and n = 4 demonstrate the efficiency and robust generalization of GINNs in detecting discontinuity interfaces. Notably, the trained GINNs offer portability and versatility, allowing integration into various algorithms and sharing among users.

Inadequacy of common stochastic neural networks for reliable clinical decision support. (arXiv:2401.13657v1 [cs.LG])

Authors: Adrian Lindenmeyer, Malte Blattmann, Stefan Franke, Thomas Neumuth, Daniel Schneider

Widespread adoption of AI for medical decision making is still hindered due to ethical and safety-related concerns. For AI-based decision support systems in healthcare settings it is paramount to be reliable and trustworthy. Common deep learning approaches, however, have the tendency towards overconfidence under data shift. Such inappropriate extrapolation beyond evidence-based scenarios may have dire consequences. This highlights the importance of reliable estimation of local uncertainty and its communication to the end user. While stochastic neural networks have been heralded as a potential solution to these issues, this study investigates their actual reliability in clinical applications. We centered our analysis on the exemplary use case of mortality prediction for ICU hospitalizations using EHR from MIMIC3 study. For predictions on the EHR time series, Encoder-Only Transformer models were employed. Stochasticity of model functions was achieved by incorporating common methods such as Bayesian neural network layers and model ensembles. Our models achieve state of the art performance in terms of discrimination performance (AUC ROC: 0.868+-0.011, AUC PR: 0.554+-0.034) and calibration on the mortality prediction benchmark. However, epistemic uncertainty is critically underestimated by the selected stochastic deep learning methods. A heuristic proof for the responsible collapse of the posterior distribution is provided. Our findings reveal the inadequacy of commonly used stochastic deep learning approaches to reliably recognize OoD samples. In both methods, unsubstantiated model confidence is not prevented due to strongly biased functional posteriors, rendering them inappropriate for reliable clinical decision support. This highlights the need for approaches with more strictly enforced or inherent distance-awareness to known data points, e.g., using kernel-based techniques.

The Definitive Guide to Policy Gradients in Deep Reinforcement Learning: Theory, Algorithms and Implementations. (arXiv:2401.13662v1 [cs.LG])

Authors: Matthias Lehmann

In recent years, various powerful policy gradient algorithms have been proposed in deep reinforcement learning. While all these algorithms build on the Policy Gradient Theorem, the specific design choices differ significantly across algorithms. We provide a holistic overview of on-policy policy gradient algorithms to facilitate the understanding of both their theoretical foundations and their practical implementations. In this overview, we include a detailed proof of the continuous version of the Policy Gradient Theorem, convergence results and a comprehensive discussion of practical algorithms. We compare the most prominent algorithms on continuous control environments and provide insights on the benefits of regularization. All code is available at https://github.com/Matt00n/PolicyGradientsJax.

A New Sentence Extraction Strategy for Unsupervised Extractive Summarization Methods. (arXiv:2112.03203v5 [cs.CL] UPDATED)

Authors: Dehao Tao, Yingzhu Xiong, Zhongliang Yang, Yongfeng Huang

In recent years, text summarization methods have attracted much attention again thanks to the researches on neural network models. Most of the current text summarization methods based on neural network models are supervised methods which need large-scale datasets. However, large-scale datasets are difficult to obtain in practical applications. In this paper, we model the task of extractive text summarization methods from the perspective of Information Theory, and then describe the unsupervised extractive methods with a uniform framework. To improve the feature distribution and to decrease the mutual information of summarization sentences, we propose a new sentence extraction strategy which can be applied to existing unsupervised extractive methods. Experiments are carried out on different datasets, and results show that our strategy is indeed effective and in line with expectations.

AI Ethics Principles in Practice: Perspectives of Designers and Developers. (arXiv:2112.07467v7 [cs.CY] UPDATED)

Authors: Conrad Sanderson, David Douglas, Qinghua Lu, Emma Schleiger, Jon Whittle, Justine Lacey, Glenn Newnham, Stefan Hajkowicz, Cathy Robinson, David Hansen

As consensus across the various published AI ethics principles is approached, a gap remains between high-level principles and practical techniques that can be readily adopted to design and develop responsible AI systems. We examine the practices and experiences of researchers and engineers from Australia's national scientific research agency (CSIRO), who are involved in designing and developing AI systems for many application areas. Semi-structured interviews were used to examine how the practices of the participants relate to and align with a set of high-level AI ethics principles proposed by the Australian Government. The principles comprise: (1) privacy protection and security, (2) reliability and safety, (3) transparency and explainability, (4) fairness, (5) contestability, (6) accountability, (7) human-centred values, (8) human, social and environmental wellbeing. Discussions on the gained insights from the interviews include various tensions and trade-offs between the principles, and provide suggestions for implementing each high-level principle. We also present suggestions aiming to enhance associated support mechanisms.

Multi-modal Misinformation Detection: Approaches, Challenges and Opportunities. (arXiv:2203.13883v5 [cs.LG] UPDATED)

Authors: Sara Abdali, Sina shaham, Bhaskar Krishnamachari

As social media platforms are evolving from text-based forums into multi-modal environments, the nature of misinformation in social media is also transforming accordingly. Taking advantage of the fact that visual modalities such as images and videos are more favorable and attractive to the users and textual contents are sometimes skimmed carelessly, misinformation spreaders have recently targeted contextual connections between the modalities e.g., text and image. Hence many researchers have developed automatic techniques for detecting possible cross-modal discordance in web-based content. We analyze, categorize and identify existing approaches in addition to challenges and shortcomings they face in order to unearth new research opportunities in the field of multi-modal misinformation detection.

Relative Policy-Transition Optimization for Fast Policy Transfer. (arXiv:2206.06009v3 [cs.LG] UPDATED)

Authors: Jiawei Xu, Cheng Zhou, Yizheng Zhang, Baoxiang Wang, Lei Han

We consider the problem of policy transfer between two Markov Decision Processes (MDPs). We introduce a lemma based on existing theoretical results in reinforcement learning to measure the relativity gap between two arbitrary MDPs, that is the difference between any two cumulative expected returns defined on different policies and environment dynamics. Based on this lemma, we propose two new algorithms referred to as Relative Policy Optimization (RPO) and Relative Transition Optimization (RTO), which offer fast policy transfer and dynamics modelling, respectively. RPO transfers the policy evaluated in one environment to maximize the return in another, while RTO updates the parameterized dynamics model to reduce the gap between the dynamics of the two environments. Integrating the two algorithms results in the complete Relative Policy-Transition Optimization (RPTO) algorithm, in which the policy interacts with the two environments simultaneously, such that data collections from two environments, policy and transition updates are completed in one closed loop to form a principled learning framework for policy transfer. We demonstrate the effectiveness of RPTO on a set of MuJoCo continuous control tasks by creating policy transfer problems via variant dynamics.

TE2Rules: Explaining Tree Ensembles using Rules. (arXiv:2206.14359v5 [cs.LG] UPDATED)

Authors: G Roshan Lal, Xiaotong Chen, Varun Mithal

Tree Ensemble (TE) models, such as Gradient Boosted Trees, often achieve optimal performance on tabular datasets, yet their lack of transparency poses challenges for comprehending their decision logic. This paper introduces TE2Rules (Tree Ensemble to Rules), a novel approach for explaining binary classification tree ensemble models through a list of rules, particularly focusing on explaining the minority class. Many state-of-the-art explainers struggle with minority class explanations, making TE2Rules valuable in such cases. The rules generated by TE2Rules closely approximate the original model, ensuring high fidelity, providing an accurate and interpretable means to understand decision-making. Experimental results demonstrate that TE2Rules scales effectively to tree ensembles with hundreds of trees, achieving higher fidelity within runtimes comparable to baselines. TE2Rules allows for a trade-off between runtime and fidelity, enhancing its practical applicability. The implementation is available here: https://github.com/linkedin/TE2Rules.

Adversarial Detection by Approximation of Ensemble Boundary. (arXiv:2211.10227v4 [cs.LG] UPDATED)

Authors: T. Windeatt

A new method of detecting adversarial attacks is proposed for an ensemble of Deep Neural Networks (DNNs) solving two-class pattern recognition problems. The ensemble is combined using Walsh coefficients which are capable of approximating Boolean functions and thereby controlling the complexity of the ensemble decision boundary. The hypothesis in this paper is that decision boundaries with high curvature allow adversarial perturbations to be found, but change the curvature of the decision boundary, which is then approximated in a different way by Walsh coefficients compared to the clean images. By observing the difference in Walsh coefficient approximation between clean and adversarial images, it is shown experimentally that transferability of attack may be used for detection. Furthermore, approximating the decision boundary may aid in understanding the learning and transferability properties of DNNs. While the experiments here use images, the proposed approach of modelling two-class ensemble decision boundaries could in principle be applied to any application area. Code for approximating Boolean functions using Walsh coefficients: https://doi.org/10.24433/CO.3695905.v1

Digital Over-the-Air Federated Learning in Multi-Antenna Systems. (arXiv:2302.14648v2 [cs.IT] UPDATED)

Authors: Sihua Wang, Mingzhe Chen, Cong Shen, Changchuan Yin, Christopher G. Brinton

In this paper, the performance optimization of federated learning (FL), when deployed over a realistic wireless multiple-input multiple-output (MIMO) communication system with digital modulation and over-the-air computation (AirComp) is studied. In particular, a MIMO system is considered in which edge devices transmit their local FL models (trained using their locally collected data) to a parameter server (PS) using beamforming to maximize the number of devices scheduled for transmission. The PS, acting as a central controller, generates a global FL model using the received local FL models and broadcasts it back to all devices. Due to the limited bandwidth in a wireless network, AirComp is adopted to enable efficient wireless data aggregation. However, fading of wireless channels can produce aggregate distortions in an AirComp-based FL scheme. To tackle this challenge, we propose a modified federated averaging (FedAvg) algorithm that combines digital modulation with AirComp to mitigate wireless fading while ensuring the communication efficiency. This is achieved by a joint transmit and receive beamforming design, which is formulated as an optimization problem to dynamically adjust the beamforming matrices based on current FL model parameters so as to minimize the transmitting error and ensure the FL performance. To achieve this goal, we first analytically characterize how the beamforming matrices affect the performance of the FedAvg in different iterations. Based on this relationship, an artificial neural network (ANN) is used to estimate the local FL models of all devices and adjust the beamforming matrices at the PS for future model transmission. The algorithmic advantages and improved performance of the proposed methodologies are demonstrated through extensive numerical experiments.

Toward Practical Entity Alignment Method Design: Insights from New Highly Heterogeneous Knowledge Graph Datasets. (arXiv:2304.03468v3 [cs.LG] UPDATED)

Authors: Xuhui Jiang, Chengjin Xu, Yinghan Shen, Yuanzhuo Wang, Fenglong Su, Fei Sun, Zixuan Li, Zhichao Shi, Jian Guo, Huawei Shen

The flourishing of knowledge graph applications has driven the need for entity alignment (EA) across KGs. However, the heterogeneity of practical KGs, characterized by differing scales, structures, and limited overlapping entities, greatly surpasses that of existing EA datasets. This discrepancy highlights an oversimplified heterogeneity in current EA datasets, which obstructs a full understanding of the advancements achieved by recent EA methods. In this paper, we study the performance of EA methods in practical settings, specifically focusing on the alignment of highly heterogeneous KGs (HHKGs). Firstly, we address the oversimplified heterogeneity settings of current datasets and propose two new HHKG datasets that closely mimic practical EA scenarios. Then, based on these datasets, we conduct extensive experiments to evaluate previous representative EA methods. Our findings reveal that, in aligning HHKGs, valuable structure information can hardly be exploited through message-passing and aggregation mechanisms. This phenomenon leads to inferior performance of existing EA methods, especially those based on GNNs. These findings shed light on the potential problems associated with the conventional application of GNN-based methods as a panacea for all EA datasets. Consequently, in light of these observations and to elucidate what EA methodology is genuinely beneficial in practical scenarios, we undertake an in-depth analysis by implementing a simple but effective approach: Simple-HHEA. This method adaptly integrates entity name, structure, and temporal information to navigate the challenges posed by HHKGs. Our experiment results conclude that the key to the future EA model design in practice lies in their adaptability and efficiency to varying information quality conditions, as well as their capability to capture patterns across HHKGs.

Learning DAGs from Data with Few Root Causes. (arXiv:2305.15936v2 [cs.LG] UPDATED)

Authors: Panagiotis Misiakos, Chris Wendler, Markus Püschel

We present a novel perspective and algorithm for learning directed acyclic graphs (DAGs) from data generated by a linear structural equation model (SEM). First, we show that a linear SEM can be viewed as a linear transform that, in prior work, computes the data from a dense input vector of random valued root causes (as we will call them) associated with the nodes. Instead, we consider the case of (approximately) few root causes and also introduce noise in the measurement of the data. Intuitively, this means that the DAG data is produced by few data-generating events whose effect percolates through the DAG. We prove identifiability in this new setting and show that the true DAG is the global minimizer of the $L^0$-norm of the vector of root causes. For data with few root causes, with and without noise, we show superior performance compared to prior DAG learning methods.

TopP&R: Robust Support Estimation Approach for Evaluating Fidelity and Diversity in Generative Models. (arXiv:2306.08013v6 [cs.LG] UPDATED)

Authors: Pum Jun Kim, Yoojin Jang, Jisu Kim, Jaejun Yoo

We propose a robust and reliable evaluation metric for generative models by introducing topological and statistical treatments for rigorous support estimation. Existing metrics, such as Inception Score (IS), Frechet Inception Distance (FID), and the variants of Precision and Recall (P&R), heavily rely on supports that are estimated from sample features. However, the reliability of their estimation has not been seriously discussed (and overlooked) even though the quality of the evaluation entirely depends on it. In this paper, we propose Topological Precision and Recall (TopP&R, pronounced 'topper'), which provides a systematic approach to estimating supports, retaining only topologically and statistically important features with a certain level of confidence. This not only makes TopP&R strong for noisy features, but also provides statistical consistency. Our theoretical and experimental results show that TopP&R is robust to outliers and non-independent and identically distributed (Non-IID) perturbations, while accurately capturing the true trend of change in samples. To the best of our knowledge, this is the first evaluation metric focused on the robust estimation of the support and provides its statistical consistency under noise.

Graph Neural Networks based Log Anomaly Detection and Explanation. (arXiv:2307.00527v3 [cs.SE] UPDATED)

Authors: Zhong Li, Jiayang Shi, Matthijs van Leeuwen

Event logs are widely used to record the status of high-tech systems, making log anomaly detection important for monitoring those systems. Most existing log anomaly detection methods take a log event count matrix or log event sequences as input, exploiting quantitative and/or sequential relationships between log events to detect anomalies. Unfortunately, only considering quantitative or sequential relationships may result in low detection accuracy. To alleviate this problem, we propose a graph-based method for unsupervised log anomaly detection, dubbed Logs2Graphs, which first converts event logs into attributed, directed, and weighted graphs, and then leverages graph neural networks to perform graph-level anomaly detection. Specifically, we introduce One-Class Digraph Inception Convolutional Networks, abbreviated as OCDiGCN, a novel graph neural network model for detecting graph-level anomalies in a collection of attributed, directed, and weighted graphs. By coupling the graph representation and anomaly detection steps, OCDiGCN can learn a representation that is especially suited for anomaly detection, resulting in a high detection accuracy. Importantly, for each identified anomaly, we additionally provide a small subset of nodes that play a crucial role in OCDiGCN's prediction as explanations, which can offer valuable cues for subsequent root cause diagnosis. Experiments on five benchmark datasets show that Logs2Graphs performs at least on par with state-of-the-art log anomaly detection methods on simple datasets while largely outperforming state-of-the-art log anomaly detection methods on complicated datasets.

Surge Routing: Event-informed Multiagent Reinforcement Learning for Autonomous Rideshare. (arXiv:2307.02637v2 [cs.AI] UPDATED)

Authors: Daniel Garces, Stephanie Gil

Large events such as conferences, concerts and sports games, often cause surges in demand for ride services that are not captured in average demand patterns, posing unique challenges for routing algorithms. We propose a learning framework for an autonomous fleet of taxis that leverages event data from the internet to predict demand surges and generate cooperative routing policies. We achieve this through a combination of two major components: (i) a demand prediction framework that uses textual event information in the form of events' descriptions and reviews to predict event-driven demand surges over street intersections, and (ii) a scalable multiagent reinforcement learning framework that leverages demand predictions and uses one-agent-at-a-time rollout combined with limited sampling certainty equivalence to learn intersection-level routing policies. For our experimental results we consider real NYC ride share data for the year 2022 and information for more than 2000 events across 300 unique venues in Manhattan. We test our approach with a fleet of 100 taxis on a map with 2235 street intersections. Our experimental results demonstrate that our method learns routing policies that reduce wait time overhead per serviced request by 25% to 75%, while picking up 1% to 4% more requests than other model-based RL frameworks and classical methods in operations research.

VELMA: Verbalization Embodiment of LLM Agents for Vision and Language Navigation in Street View. (arXiv:2307.06082v2 [cs.AI] UPDATED)

Authors: Raphael Schumann, Wanrong Zhu, Weixi Feng, Tsu-Jui Fu, Stefan Riezler, William Yang Wang

Incremental decision making in real-world environments is one of the most challenging tasks in embodied artificial intelligence. One particularly demanding scenario is Vision and Language Navigation~(VLN) which requires visual and natural language understanding as well as spatial and temporal reasoning capabilities. The embodied agent needs to ground its understanding of navigation instructions in observations of a real-world environment like Street View. Despite the impressive results of LLMs in other research areas, it is an ongoing problem of how to best connect them with an interactive visual environment. In this work, we propose VELMA, an embodied LLM agent that uses a verbalization of the trajectory and of visual environment observations as contextual prompt for the next action. Visual information is verbalized by a pipeline that extracts landmarks from the human written navigation instructions and uses CLIP to determine their visibility in the current panorama view. We show that VELMA is able to successfully follow navigation instructions in Street View with only two in-context examples. We further finetune the LLM agent on a few thousand examples and achieve 25%-30% relative improvement in task completion over the previous state-of-the-art for two datasets.

Knapsack: Connectedness, Path, and Shortest-Path. (arXiv:2307.12547v4 [cs.DS] UPDATED)

Authors: Palash Dey, Sudeshna Kolay, Sipra Singh

We study the knapsack problem with graph theoretic constraints. That is, we assume that there exists a graph structure on the set of items of knapsack and the solution also needs to satisfy certain graph theoretic properties on top of knapsack constraints. In particular, we need to compute in the connected knapsack problem a connected subset of items which has maximum value subject to the size of knapsack constraint. We show that this problem is strongly NP-complete even for graphs of maximum degree four and NP-complete even for star graphs. On the other hand, we develop an algorithm running in time $O\left(2^{tw\log tw}\cdot\text{poly}(\min\{s^2,d^2\})\right)$ where $tw,s,d$ are respectively treewidth of the graph, size, and target value of the knapsack. We further exhibit a $(1-\epsilon)$ factor approximation algorithm running in time $O\left(2^{tw\log tw}\cdot\text{poly}(n,1/\epsilon)\right)$ for every $\epsilon>0$. We show similar results for several other graph theoretic properties, namely path and shortest-path under the problem names path-knapsack and shortestpath-knapsack. Our results seems to indicate that connected-knapsack is computationally hardest followed by path-knapsack and shortestpath-knapsack.

Continuous-Time Distributed Dynamic Programming for Networked Multi-Agent Markov Decision Processes. (arXiv:2307.16706v5 [eess.SY] UPDATED)

Authors: Donghwan Lee, Han-Dong Lim, Do Wan Kim

The main goal of this paper is to investigate continuous-time distributed dynamic programming (DP) algorithms for networked multi-agent Markov decision problems (MAMDPs). In our study, we adopt a distributed multi-agent framework where individual agents have access only to their own rewards, lacking insights into the rewards of other agents. Moreover, each agent has the ability to share its parameters with neighboring agents through a communication network, represented by a graph. We first introduce a novel distributed DP, inspired by the distributed optimization method of Wang and Elia. Next, a new distributed DP is introduced through a decoupling process. The convergence of the DP algorithms is proved through systems and control perspectives. The study in this paper sets the stage for new distributed temporal different learning algorithms.

CALM : A Multi-task Benchmark for Comprehensive Assessment of Language Model Bias. (arXiv:2308.12539v2 [cs.CL] UPDATED)

Authors: Vipul Gupta, Pranav Narayanan Venkit, Hugo Laurençon, Shomir Wilson, Rebecca J. Passonneau

As language models (LMs) become increasingly powerful and widely used, it is important to quantify them for sociodemographic bias with potential for harm. Prior measures of bias are sensitive to perturbations in the templates designed to compare performance across social groups, due to factors such as low diversity or limited number of templates. Also, most previous work considers only one NLP task. We introduce Comprehensive Assessment of Language Models (CALM) for robust measurement of two types of universally relevant sociodemographic bias, gender and race. CALM integrates sixteen datasets for question-answering, sentiment analysis and natural language inference. Examples from each dataset are filtered to produce 224 templates with high diversity (e.g., length, vocabulary). We assemble 50 highly frequent person names for each of seven distinct demographic groups to generate 78,400 prompts covering the three NLP tasks. Our empirical evaluation shows that CALM bias scores are more robust and far less sensitive than previous bias measurements to perturbations in the templates, such as synonym substitution, or to random subset selection of templates. We apply CALM to 20 large language models, and find that for 2 language model series, larger parameter models tend to be more biased than smaller ones. The T0 series is the least biased model families, of the 20 LLMs investigated here. The code is available at https://github.com/vipulgupta1011/CALM.

Peering Through Preferences: Unraveling Feedback Acquisition for Aligning Large Language Models. (arXiv:2308.15812v2 [cs.LG] UPDATED)

Authors: Hritik Bansal, John Dang, Aditya Grover

Aligning large language models (LLMs) with human values and intents critically involves the use of human or AI feedback. While dense feedback annotations are expensive to acquire and integrate, sparse feedback presents a structural design choice between ratings (e.g., score Response A on a scale of 1-7) and rankings (e.g., is Response A better than Response B?). In this work, we analyze the effect of this design choice for the alignment and evaluation of LLMs. We uncover an inconsistency problem wherein the preferences inferred from ratings and rankings significantly disagree 60% for both human and AI annotators. Our subsequent analysis identifies various facets of annotator biases that explain this phenomena, such as human annotators would rate denser responses higher while preferring accuracy during pairwise judgments. To our surprise, we also observe that the choice of feedback protocol also has a significant effect on the evaluation of aligned LLMs. In particular, we find that LLMs that leverage rankings data for alignment (say model X) are preferred over those that leverage ratings data (say model Y), with a rank-based evaluation protocol (is X/Y's response better than reference response?) but not with a rating-based evaluation protocol (score Rank X/Y's response on a scale of 1-7). Our findings thus shed light on critical gaps in methods for evaluating the real-world utility of language models and their strong dependence on the feedback protocol used for alignment. Our code and data are available at https://github.com/Hritikbansal/sparse_feedback.

How Transferable are Attribute Controllers on Pretrained Multilingual Translation Models?. (arXiv:2309.08565v3 [cs.CL] UPDATED)

Authors: Danni Liu, Jan Niehues

Customizing machine translation models to comply with desired attributes (e.g., formality or grammatical gender) is a well-studied topic. However, most current approaches rely on (semi-)supervised data with attribute annotations. This data scarcity bottlenecks democratizing such customization possibilities to a wider range of languages, particularly lower-resource ones. This gap is out of sync with recent progress in pretrained massively multilingual translation models. In response, we transfer the attribute controlling capabilities to languages without attribute-annotated data with an NLLB-200 model as a foundation. Inspired by techniques from controllable generation, we employ a gradient-based inference-time controller to steer the pretrained model. The controller transfers well to zero-shot conditions, as it operates on pretrained multilingual representations and is attribute -- rather than language-specific. With a comprehensive comparison to finetuning-based control, we demonstrate that, despite finetuning's clear dominance in supervised settings, the gap to inference-time control closes when moving to zero-shot conditions, especially with new and distant target languages. The latter also shows stronger domain robustness. We further show that our inference-time control complements finetuning. A human evaluation on a real low-resource language, Bengali, confirms our findings. Our code is https://github.com/dannigt/attribute-controller-transfer

Revisiting Softmax Masking: Stop Gradient for Enhancing Stability in Replay-based Continual Learning. (arXiv:2309.14808v2 [cs.LG] UPDATED)

Authors: Hoyong Kim, Minchan Kwon, Kangil Kim

In replay-based methods for continual learning, replaying input samples in episodic memory has shown its effectiveness in alleviating catastrophic forgetting. However, the potential key factor of cross-entropy loss with softmax in causing catastrophic forgetting has been underexplored. In this paper, we analyze the effect of softmax and revisit softmax masking with negative infinity to shed light on its ability to mitigate catastrophic forgetting. Based on the analyses, it is found that negative infinity masked softmax is not always compatible with dark knowledge. To improve the compatibility, we propose a general masked softmax that controls the stability by adjusting the gradient scale to old and new classes. We demonstrate that utilizing our method on other replay-based methods results in better performance, primarily by enhancing model stability in continual learning benchmarks, even when the buffer size is set to an extremely small value.

Batch Calibration: Rethinking Calibration for In-Context Learning and Prompt Engineering. (arXiv:2309.17249v2 [cs.CL] UPDATED)

Authors: Han Zhou, Xingchen Wan, Lev Proleev, Diana Mincu, Jilin Chen, Katherine Heller, Subhrajit Roy

Prompting and in-context learning (ICL) have become efficient learning paradigms for large language models (LLMs). However, LLMs suffer from prompt brittleness and various bias factors in the prompt, including but not limited to the formatting, the choice verbalizers, and the ICL examples. To address this problem that results in unexpected performance degradation, calibration methods have been developed to mitigate the effects of these biases while recovering LLM performance. In this work, we first conduct a systematic analysis of the existing calibration methods, where we both provide a unified view and reveal the failure cases. Inspired by these analyses, we propose Batch Calibration (BC), a simple yet intuitive method that controls the contextual bias from the batched input, unifies various prior approaches, and effectively addresses the aforementioned issues. BC is zero-shot, inference-only, and incurs negligible additional costs. In the few-shot setup, we further extend BC to allow it to learn the contextual bias from labeled data. We validate the effectiveness of BC with PaLM 2-(S, M, L) and CLIP models and demonstrate state-of-the-art performance over previous calibration baselines across more than 10 natural language understanding and image classification tasks.

Formally Specifying the High-Level Behavior of LLM-Based Agents. (arXiv:2310.08535v3 [cs.AI] UPDATED)

Authors: Maxwell Crouse, Ibrahim Abdelaziz, Ramon Astudillo, Kinjal Basu, Soham Dan, Sadhana Kumaravel, Achille Fokoue, Pavan Kapanipathi, Salim Roukos, Luis Lastras

Autonomous, goal-driven agents powered by LLMs have recently emerged as promising tools for solving challenging problems without the need for task-specific finetuned models that can be expensive to procure. Currently, the design and implementation of such agents is ad hoc, as the wide variety of tasks that LLM-based agents may be applied to naturally means there can be no one-size-fits-all approach to agent design. In this work we aim to alleviate the difficulty of designing and implementing new agents by proposing a minimalistic generation framework that simplifies the process of building agents. The framework we introduce allows the user to define desired agent behaviors in a high-level, declarative specification that is then used to construct a decoding monitor which guarantees the LLM will produce an output exhibiting the desired behavior. Our declarative approach, in which the behavior is described without concern for how it should be implemented or enforced, enables rapid design, implementation, and experimentation with different LLM-based agents. We demonstrate how the proposed framework can be used to implement recent LLM-based agents (e.g., ReACT), and show how the flexibility of our approach can be leveraged to define a new agent with more complex behavior, the Plan-Act-Summarize-Solve (PASS) agent. Lastly, we demonstrate that our method outperforms other agents on multiple popular reasoning-centric question-answering benchmarks.

Applying Large Language Models to Power Systems: Potential Security Threats. (arXiv:2311.13361v2 [cs.AI] UPDATED)

Authors: Jiaqi Ruan, Gaoqi Liang, Huan Zhao, Guolong Liu, Xianzhuo Sun, Jing Qiu, Zhao Xu, Fushuan Wen, Zhao Yang Dong

Applying large language models (LLMs) to modern power systems presents a promising avenue for enhancing decision-making and operational efficiency. However, this action may also incur potential security threats, which have not been fully recognized so far. To this end, this article analyzes potential threats incurred by applying LLMs to power systems, emphasizing the need for urgent research and development of countermeasures.

Linear Log-Normal Attention with Unbiased Concentration. (arXiv:2311.13541v2 [cs.LG] UPDATED)

Authors: Yury Nahshan, Joseph Kampeas, Emir Haleva

Transformer models have achieved remarkable results in a wide range of applications. However, their scalability is hampered by the quadratic time and memory complexity of the self-attention mechanism concerning the sequence length. This limitation poses a substantial obstacle when dealing with long documents or high-resolution images. In this work, we study the self-attention mechanism by analyzing the distribution of the attention matrix and its concentration ability. Furthermore, we propose instruments to measure these quantities and introduce a novel self-attention mechanism, Linear Log-Normal Attention, designed to emulate the distribution and concentration behavior of the original self-attention. Our experimental results on popular natural language benchmarks reveal that our proposed Linear Log-Normal Attention outperforms other linearized attention alternatives, offering a promising avenue for enhancing the scalability of transformer models. Our code is available in supplementary materials.

Privacy Issues in Large Language Models: A Survey. (arXiv:2312.06717v2 [cs.AI] UPDATED)

Authors: Seth Neel, Peter Chang

This is the first survey of the active area of AI research that focuses on privacy issues in Large Language Models (LLMs). Specifically, we focus on work that red-teams models to highlight privacy risks, attempts to build privacy into the training or inference process, enables efficient data deletion from trained models to comply with existing privacy regulations, and tries to mitigate copyright issues. Our focus is on summarizing technical research that develops algorithms, proves theorems, and runs empirical evaluations. While there is an extensive body of legal and policy work addressing these challenges from a different angle, that is not the focus of our survey. Nevertheless, these works, along with recent legal developments do inform how these technical problems are formalized, and so we discuss them briefly in Section 1. While we have made our best effort to include all the relevant work, due to the fast moving nature of this research we may have missed some recent work. If we have missed some of your work please contact us, as we will attempt to keep this survey relatively up to date. We are maintaining a repository with the list of papers covered in this survey and any relevant code that was publicly available at https://github.com/safr-ml-lab/survey-llm.

An Incremental Unified Framework for Small Defect Inspection. (arXiv:2312.08917v2 [cs.CV] UPDATED)

Authors: Jiaqi Tang, Hao Lu, Xiaogang Xu, Ruizheng Wu, Sixing Hu, Tong Zhang, Tsz Wa Cheng, Ming Ge, Ying-Cong Chen, Fugee Tsung

Artificial Intelligence (AI)-driven defect inspection is pivotal in industrial manufacturing. Yet, many methods, tailored to specific pipelines, grapple with diverse product portfolios and evolving processes. Addressing this, we present the Incremental Unified Framework (IUF), which can reduce the feature conflict problem when continuously integrating new objects in the pipeline, making it advantageous in object-incremental learning scenarios. Employing a state-of-the-art transformer, we introduce Object-Aware Self-Attention (OASA) to delineate distinct semantic boundaries. Semantic Compression Loss (SCL) is integrated to optimize non-primary semantic space, enhancing network adaptability for novel objects. Additionally, we prioritize retaining the features of established objects during weight updates. Demonstrating prowess in both image and pixel-level defect inspection, our approach achieves state-of-the-art performance, proving indispensable for dynamic and scalable industrial inspections. Our code will be released at \url{https://github.com/jqtangust/IUF}.

A Compact LSTM-SVM Fusion Model for Long-Duration Cardiovascular Diseases Detection. (arXiv:2312.09442v2 [eess.SP] UPDATED)

Authors: Siyang Wu

Globally, cardiovascular diseases (CVDs) are the leading cause of mortality, accounting for an estimated 17.9 million deaths annually. One critical clinical objective is the early detection of CVDs using electrocardiogram (ECG) data, an area that has received significant attention from the research community. Recent advancements based on machine learning and deep learning have achieved great progress in this domain. However, existing methodologies exhibit inherent limitations, including inappropriate model evaluations and instances of data leakage. In this study, we present a streamlined workflow paradigm for preprocessing ECG signals into consistent 10-second durations, eliminating the need for manual feature extraction/beat detection. We also propose a hybrid model of Long Short-Term Memory (LSTM) with Support Vector Machine (SVM) for fraud detection. This architecture consists of two LSTM layers and an SVM classifier, which achieves a SOTA results with an Average precision score of 0.9402 on the MIT-BIH arrhythmia dataset and 0.9563 on the MIT-BIH atrial fibrillation dataset. Based on the results, we believe our method can significantly benefit the early detection and management of CVDs.

Proportional Representation in Metric Spaces and Low-Distortion Committee Selection. (arXiv:2312.10369v2 [cs.GT] UPDATED)

Authors: Yusuf Hakan Kalayci, David Kempe, Vikram Kher

We introduce a novel definition for a small set R of k points being "representative" of a larger set in a metric space. Given a set V (e.g., documents or voters) to represent, and a set C of possible representatives, our criterion requires that for any subset S comprising a theta fraction of V, the average distance of S to their best theta*k points in R should not be more than a factor gamma compared to their average distance to the best theta*k points among all of C. This definition is a strengthening of proportional fairness and core fairness, but - different from those notions - requires that large cohesive clusters be represented proportionally to their size.

Since there are instances for which - unless gamma is polynomially large - no solutions exist, we study this notion in a resource augmentation framework, implicitly stating the constraints for a set R of size k as though its size were only k/alpha, for alpha > 1. Furthermore, motivated by the application to elections, we mostly focus on the "ordinal" model, where the algorithm does not learn the actual distances; instead, it learns only for each point v in V and each candidate pairs c, c' which of c, c' is closer to v. Our main result is that the Expanding Approvals Rule (EAR) of Aziz and Lee is (alpha, gamma) representative with gamma <= 1 + 6.71 * (alpha)/(alpha-1).

Our results lead to three notable byproducts. First, we show that the EAR achieves constant proportional fairness in the ordinal model, giving the first positive result on metric proportional fairness with ordinal information. Second, we show that for the core fairness objective, the EAR achieves the same asymptotic tradeoff between resource augmentation and approximation as the recent results of Li et al., which used full knowledge of the metric. Finally, our results imply a very simple single-winner voting rule with metric distortion at most 44.

SAR-RARP50: Segmentation of surgical instrumentation and Action Recognition on Robot-Assisted Radical Prostatectomy Challenge. (arXiv:2401.00496v2 [cs.CV] UPDATED)

Authors: Dimitrios Psychogyios, Emanuele Colleoni, Beatrice Van Amsterdam, Chih-Yang Li, Shu-Yu Huang, Yuchong Li, Fucang Jia, Baosheng Zou, Guotai Wang, Yang Liu, Maxence Boels, Jiayu Huo, Rachel Sparks, Prokar Dasgupta, Alejandro Granados, Sebastien Ourselin, Mengya Xu, An Wang, Yanan Wu, Long Bai, Hongliang Ren, Atsushi Yamada, Yuriko Harai, Yuto Ishikawa, Kazuyuki Hayashi, Jente Simoens, Pieter DeBacker, Francesco Cisternino, Gabriele Furnari, Alex Mottrie, Federica Ferraguti, Satoshi Kondo, Satoshi Kasai, Kousuke Hirasawa, Soohee Kim, Seung Hyun Lee, Kyu Eun Lee, Hyoun-Joong Kong, Kui Fu, Chao Li, Shan An, Stefanie Krell, Sebastian Bodenstedt, Nicolas Ayobi, Alejandra Perez, Santiago Rodriguez, Juanita Puentes, Pablo Arbelaez, Omid Mohareri, Danail Stoyanov

Surgical tool segmentation and action recognition are fundamental building blocks in many computer-assisted intervention applications, ranging from surgical skills assessment to decision support systems. Nowadays, learning-based action recognition and segmentation approaches outperform classical methods, relying, however, on large, annotated datasets. Furthermore, action recognition and tool segmentation algorithms are often trained and make predictions in isolation from each other, without exploiting potential cross-task relationships. With the EndoVis 2022 SAR-RARP50 challenge, we release the first multimodal, publicly available, in-vivo, dataset for surgical action recognition and semantic instrumentation segmentation, containing 50 suturing video segments of Robotic Assisted Radical Prostatectomy (RARP). The aim of the challenge is twofold. First, to enable researchers to leverage the scale of the provided dataset and develop robust and highly accurate single-task action recognition and tool segmentation approaches in the surgical domain. Second, to further explore the potential of multitask-based learning approaches and determine their comparative advantage against their single-task counterparts. A total of 12 teams participated in the challenge, contributing 7 action recognition methods, 9 instrument segmentation techniques, and 4 multitask approaches that integrated both action recognition and instrument segmentation. The complete SAR-RARP50 dataset is available at: https://rdr.ucl.ac.uk/projects/SARRARP50_Segmentation_of_surgical_instrumentation_and_Action_Recognition_on_Robot-Assisted_Radical_Prostatectomy_Challenge/191091

Fine-tuning and Utilization Methods of Domain-specific LLMs. (arXiv:2401.02981v2 [cs.CL] UPDATED)

Authors: Cheonsu Jeong

Recent releases of pre-trained Large Language Models (LLMs) have gained considerable traction, yet research on fine-tuning and employing domain-specific LLMs remains scarce. This study investigates approaches for fine-tuning and leveraging domain-specific LLMs, highlighting trends in LLMs, foundational models, and methods for domain-specific pre-training. Focusing on the financial sector, it details dataset selection, preprocessing, model choice, and considerations crucial for LLM fine-tuning in finance. Addressing the unique characteristics of financial data, the study explores the construction of domain-specific vocabularies and considerations for security and regulatory compliance. In the practical application of LLM fine-tuning, the study outlines the procedure and implementation for generating domain-specific LLMs in finance. Various financial cases, including stock price prediction, sentiment analysis of financial news, automated document processing, research, information extraction, and customer service enhancement, are exemplified. The study explores the potential of LLMs in the financial domain, identifies limitations, and proposes directions for improvement, contributing valuable insights for future research. Ultimately, it advances natural language processing technology in business, suggesting proactive LLM utilization in financial services across industries.

Improving the Accuracy and Interpretability of Random Forests via Forest Pruning. (arXiv:2401.05535v2 [stat.ML] UPDATED)

Authors: Albert Dorador

Decades after their inception, random forests continue to provide state-of-the-art accuracy in a variety of learning problems, outperforming in this respect alternative machine learning algorithms such as decision trees or even neural networks. However, being an ensemble method, the one aspect where random forests tend to severely underperform decision trees is interpretability. In the present work, we propose a post-hoc approach that aims to have the best of both worlds: the accuracy of random forests and the interpretability of decision trees. To this end, we present two forest-pruning methods to find an optimal sub-forest within a given random forest, and then, when applicable, combine the selected trees into one. Our first method relies on constrained exhaustive search, while our second method is based on an adaptation of the LASSO methodology. Extensive experiments over synthetic and real world datasets show that, in the majority of scenarios, at least one of the two methods proposed is more accurate than the original random forest, while just using a small fraction of the trees, aiding result interpretability. Compared to current state-of-the-art forest pruning methods, namely sequential forward selection and (a variation of) sequential backward selection, our methods tend to outperform both of them, whether in terms of accuracy, number of trees employed, or both.

Online Differentiable Clustering for Intent Learning in Recommendation. (arXiv:2401.05975v2 [cs.IR] UPDATED)

Authors: Yue Liu, Shihao Zhu, Jun Xia, Yingwei Ma, Jian Ma, Wenliang Zhong, Guannan Zhang, Kejun Zhang, Xinwang Liu

Mining users' intents plays a crucial role in sequential recommendation. The recent approach, ICLRec, was introduced to extract underlying users' intents using contrastive learning and clustering. While it has shown effectiveness, the existing method suffers from complex and cumbersome alternating optimization, leading to two main issues. Firstly, the separation of representation learning and clustering optimization within a generalized expectation maximization (EM) framework often results in sub-optimal performance. Secondly, performing clustering on the entire dataset hampers scalability for large-scale industry data. To address these challenges, we propose a novel intent learning method called \underline{ODCRec}, which integrates representation learning into an \underline{O}nline \underline{D}ifferentiable \underline{C}lustering framework for \underline{Rec}ommendation. Specifically, we encode users' behavior sequences and initialize the cluster centers as differentiable network parameters. Additionally, we design a clustering loss that guides the networks to differentiate between different cluster centers and pull similar samples towards their respective cluster centers. This allows simultaneous optimization of recommendation and clustering using mini-batch data. Moreover, we leverage the learned cluster centers as self-supervision signals for representation learning, resulting in further enhancement of recommendation performance. Extensive experiments conducted on open benchmarks and industry data validate the superiority, effectiveness, and efficiency of our proposed ODCRec method. Code is available at: https://github.com/yueliu1999/ELCRec.

How Johnny Can Persuade LLMs to Jailbreak Them: Rethinking Persuasion to Challenge AI Safety by Humanizing LLMs. (arXiv:2401.06373v2 [cs.CL] UPDATED)

Authors: Yi Zeng, Hongpeng Lin, Jingwen Zhang, Diyi Yang, Ruoxi Jia, Weiyan Shi

Most traditional AI safety research has approached AI models as machines and centered on algorithm-focused attacks developed by security experts. As large language models (LLMs) become increasingly common and competent, non-expert users can also impose risks during daily interactions. This paper introduces a new perspective to jailbreak LLMs as human-like communicators, to explore this overlooked intersection between everyday language interaction and AI safety. Specifically, we study how to persuade LLMs to jailbreak them. First, we propose a persuasion taxonomy derived from decades of social science research. Then, we apply the taxonomy to automatically generate interpretable persuasive adversarial prompts (PAP) to jailbreak LLMs. Results show that persuasion significantly increases the jailbreak performance across all risk categories: PAP consistently achieves an attack success rate of over $92\%$ on Llama 2-7b Chat, GPT-3.5, and GPT-4 in $10$ trials, surpassing recent algorithm-focused attacks. On the defense side, we explore various mechanisms against PAP and, found a significant gap in existing defenses, and advocate for more fundamental mitigation for highly interactive LLMs

Between Lines of Code: Unraveling the Distinct Patterns of Machine and Human Programmers. (arXiv:2401.06461v2 [cs.SE] UPDATED)

Authors: Yuling Shi, Hongyu Zhang, Chengcheng Wan, Xiaodong Gu

Large language models have catalyzed an unprecedented wave in code generation. While achieving significant advances, they blur the distinctions between machine-and human-authored source code, causing integrity and authenticity issues of software artifacts. Previous methods such as DetectGPT have proven effective in discerning machine-generated texts, but they do not identify and harness the unique patterns of machine-generated code. Thus, its applicability falters when applied to code. In this paper, we carefully study the specific patterns that characterize machine and human-authored code. Through a rigorous analysis of code attributes such as length, lexical diversity, and naturalness, we expose unique pat-terns inherent to each source. We particularly notice that the structural segmentation of code is a critical factor in identifying its provenance. Based on our findings, we propose a novel machine-generated code detection method called DetectCodeGPT, which improves DetectGPT by capturing the distinct structural patterns of code. Diverging from conventional techniques that depend on external LLMs for perturbations, DetectCodeGPT perturbs the code corpus by strategically inserting spaces and newlines, ensuring both efficacy and efficiency. Experiment results show that our approach significantly outperforms state-of-the-art techniques in detecting machine-generated code.

Formal Logic Enabled Personalized Federated Learning Through Property Inference. (arXiv:2401.07448v2 [cs.AI] UPDATED)

Authors: Ziyan An, Taylor T. Johnson, Meiyi Ma

Recent advancements in federated learning (FL) have greatly facilitated the development of decentralized collaborative applications, particularly in the domain of Artificial Intelligence of Things (AIoT). However, a critical aspect missing from the current research landscape is the ability to enable data-driven client models with symbolic reasoning capabilities. Specifically, the inherent heterogeneity of participating client devices poses a significant challenge, as each client exhibits unique logic reasoning properties. Failing to consider these device-specific specifications can result in critical properties being missed in the client predictions, leading to suboptimal performance. In this work, we propose a new training paradigm that leverages temporal logic reasoning to address this issue. Our approach involves enhancing the training process by incorporating mechanically generated logic expressions for each FL client. Additionally, we introduce the concept of aggregation clusters and develop a partitioning algorithm to effectively group clients based on the alignment of their temporal reasoning properties. We evaluate the proposed method on two tasks: a real-world traffic volume prediction task consisting of sensory data from fifteen states and a smart city multi-task prediction utilizing synthetic data. The evaluation results exhibit clear improvements, with performance accuracy improved by up to 54% across all sequential prediction models.

Hidden Flaws Behind Expert-Level Accuracy of GPT-4 Vision in Medicine. (arXiv:2401.08396v2 [cs.CV] UPDATED)

Authors: Qiao Jin, Fangyuan Chen, Yiliang Zhou, Ziyang Xu, Justin M. Cheung, Robert Chen, Ronald M. Summers, Justin F. Rousseau, Peiyun Ni, Marc J Landsman, Sally L. Baxter, Subhi J. Al'Aref, Yijia Li, Michael F. Chiang, Yifan Peng, Zhiyong Lu

Recent studies indicate that Generative Pre-trained Transformer 4 with Vision (GPT-4V) outperforms human physicians in medical challenge tasks. However, these evaluations primarily focused on the accuracy of multi-choice questions alone. Our study extends the current scope by conducting a comprehensive analysis of GPT-4V's rationales of image comprehension, recall of medical knowledge, and step-by-step multimodal reasoning when solving New England Journal of Medicine (NEJM) Image Challenges - an imaging quiz designed to test the knowledge and diagnostic capabilities of medical professionals. Evaluation results confirmed that GPT-4V outperforms human physicians regarding multi-choice accuracy (88.0% vs. 77.0%, p=0.034). GPT-4V also performs well in cases where physicians incorrectly answer, with over 80% accuracy. However, we discovered that GPT-4V frequently presents flawed rationales in cases where it makes the correct final choices (27.3%), most prominent in image comprehension (21.6%). Regardless of GPT-4V's high accuracy in multi-choice questions, our findings emphasize the necessity for further in-depth evaluations of its rationales before integrating such models into clinical workflows.

Supporting Student Decisions on Learning Recommendations: An LLM-Based Chatbot with Knowledge Graph Contextualization for Conversational Explainability and Mentoring. (arXiv:2401.08517v3 [cs.AI] UPDATED)

Authors: Hasan Abu-Rasheed, Mohamad Hussam Abdulsalam, Christian Weber, Madjid Fathi

Student commitment towards a learning recommendation is not separable from their understanding of the reasons it was recommended to them; and their ability to modify it based on that understanding. Among explainability approaches, chatbots offer the potential to engage the student in a conversation, similar to a discussion with a peer or a mentor. The capabilities of chatbots, however, are still not sufficient to replace a human mentor, despite the advancements of generative AI (GenAI) and large language models (LLM). Therefore, we propose an approach to utilize chatbots as mediators of the conversation and sources of limited and controlled generation of explanations, to harvest the potential of LLMs while reducing their potential risks at the same time. The proposed LLM-based chatbot supports students in understanding learning-paths recommendations. We use a knowledge graph (KG) as a human-curated source of information, to regulate the LLM's output through defining its prompt's context. A group chat approach is developed to connect students with human mentors, either on demand or in cases that exceed the chatbot's pre-defined tasks. We evaluate the chatbot with a user study, to provide a proof-of-concept and highlight the potential requirements and limitations of utilizing chatbots in conversational explainability.

DiConStruct: Causal Concept-based Explanations through Black-Box Distillation. (arXiv:2401.08534v2 [cs.LG] UPDATED)

Authors: Ricardo Moreira, Jacopo Bono, Mário Cardoso, Pedro Saleiro, Mário A. T. Figueiredo, Pedro Bizarro

Model interpretability plays a central role in human-AI decision-making systems. Ideally, explanations should be expressed using human-interpretable semantic concepts. Moreover, the causal relations between these concepts should be captured by the explainer to allow for reasoning about the explanations. Lastly, explanation methods should be efficient and not compromise the performance of the predictive task. Despite the rapid advances in AI explainability in recent years, as far as we know to date, no method fulfills these three properties. Indeed, mainstream methods for local concept explainability do not produce causal explanations and incur a trade-off between explainability and prediction performance. We present DiConStruct, an explanation method that is both concept-based and causal, with the goal of creating more interpretable local explanations in the form of structural causal models and concept attributions. Our explainer works as a distillation model to any black-box machine learning model by approximating its predictions while producing the respective explanations. Because of this, DiConStruct generates explanations efficiently while not impacting the black-box prediction task. We validate our method on an image dataset and a tabular dataset, showing that DiConStruct approximates the black-box models with higher fidelity than other concept explainability baselines, while providing explanations that include the causal relations between the concepts.

Using LLMs to discover emerging coded antisemitic hate-speech in extremist social media. (arXiv:2401.10841v2 [cs.CL] UPDATED)

Authors: Dhanush Kikkisetti, Raza Ul Mustafa, Wendy Melillo, Roberto Corizzo, Zois Boukouvalas, Jeff Gill, Nathalie Japkowicz

Online hate speech proliferation has created a difficult problem for social media platforms. A particular challenge relates to the use of coded language by groups interested in both creating a sense of belonging for its users and evading detection. Coded language evolves quickly and its use varies over time. This paper proposes a methodology for detecting emerging coded hate-laden terminology. The methodology is tested in the context of online antisemitic discourse. The approach considers posts scraped from social media platforms, often used by extremist users. The posts are scraped using seed expressions related to previously known discourse of hatred towards Jews. The method begins by identifying the expressions most representative of each post and calculating their frequency in the whole corpus. It filters out grammatically incoherent expressions as well as previously encountered ones so as to focus on emergent well-formed terminology. This is followed by an assessment of semantic similarity to known antisemitic terminology using a fine-tuned large language model, and subsequent filtering out of the expressions that are too distant from known expressions of hatred. Emergent antisemitic expressions containing terms clearly relating to Jewish topics are then removed to return only coded expressions of hatred.

Enhancing Large Language Models for Clinical Decision Support by Incorporating Clinical Practice Guidelines. (arXiv:2401.11120v2 [cs.CL] UPDATED)

Authors: David Oniani, Xizhi Wu, Shyam Visweswaran, Sumit Kapoor, Shravan Kooragayalu, Katelyn Polanska, Yanshan Wang

Background Large Language Models (LLMs), enhanced with Clinical Practice Guidelines (CPGs), can significantly improve Clinical Decision Support (CDS). However, methods for incorporating CPGs into LLMs are not well studied. Methods We develop three distinct methods for incorporating CPGs into LLMs: Binary Decision Tree (BDT), Program-Aided Graph Construction (PAGC), and Chain-of-Thought-Few-Shot Prompting (CoT-FSP). To evaluate the effectiveness of the proposed methods, we create a set of synthetic patient descriptions and conduct both automatic and human evaluation of the responses generated by four LLMs: GPT-4, GPT-3.5 Turbo, LLaMA, and PaLM 2. Zero-Shot Prompting (ZSP) was used as the baseline method. We focus on CDS for COVID-19 outpatient treatment as the case study. Results All four LLMs exhibit improved performance when enhanced with CPGs compared to the baseline ZSP. BDT outperformed both CoT-FSP and PAGC in automatic evaluation. All of the proposed methods demonstrated high performance in human evaluation. Conclusion LLMs enhanced with CPGs demonstrate superior performance, as compared to plain LLMs with ZSP, in providing accurate recommendations for COVID-19 outpatient treatment, which also highlights the potential for broader applications beyond the case study.

Next Visit Diagnosis Prediction via Medical Code-Centric Multimodal Contrastive EHR Modelling with Hierarchical Regularisation. (arXiv:2401.11648v2 [cs.LG] UPDATED)

Authors: Heejoon Koo

Predicting next visit diagnosis using Electronic Health Records (EHR) is an essential task in healthcare, critical for devising proactive future plans for both healthcare providers and patients. Nonetheless, many preceding studies have not sufficiently addressed the heterogeneous and hierarchical characteristics inherent in EHR data, inevitably leading to sub-optimal performance. To this end, we propose NECHO, a novel medical code-centric multimodal contrastive EHR learning framework with hierarchical regularisation. First, we integrate multifaceted information encompassing medical codes, demographics, and clinical notes using a tailored network design and a pair of bimodal contrastive losses, all of which pivot around a medical code representation. We also regularise modality-specific encoders using a parental level information in medical ontology to learn hierarchical structure of EHR data. A series of experiments on MIMIC-III data demonstrates effectiveness of our approach.

Safe and Generalized end-to-end Autonomous Driving System with Reinforcement Learning and Demonstrations. (arXiv:2401.11792v3 [cs.RO] UPDATED)

Authors: Zuojin Tang, Xiaoyu Chen, YongQiang Li, Jianyu Chen

An intelligent driving system should be capable of dynamically formulating appropriate driving strategies based on the current environment and vehicle status, while ensuring the security and reliability of the system. However, existing methods based on reinforcement learning and imitation learning suffer from low safety, poor generalization, and inefficient sampling. Additionally, they cannot accurately predict future driving trajectories, and the accurate prediction of future driving trajectories is a precondition for making optimal decisions. To solve these problems, in this paper, we introduce a Safe and Generalized end-to-end Autonomous Driving System (SGADS) for complex and various scenarios. Our SGADS incorporates variational inference with normalizing flows, enabling the intelligent vehicle to accurately predict future driving trajectories. Moreover, we propose the formulation of robust safety constraints. Furthermore, we combine reinforcement learning with demonstrations to augment search process of the agent. The experimental results demonstrate that our SGADS can significantly improve safety performance, exhibit strong generalization, and enhance the training efficiency of intelligent vehicles in complex urban scenarios compared to existing methods.

Knowledge Distillation on Spatial-Temporal Graph Convolutional Network for Traffic Prediction. (arXiv:2401.11798v2 [cs.LG] UPDATED)

Authors: Mohammad Izadi, Mehran Safayani, Abdolreza Mirzaei

Efficient real-time traffic prediction is crucial for reducing transportation time. To predict traffic conditions, we employ a spatio-temporal graph neural network (ST-GNN) to model our real-time traffic data as temporal graphs. Despite its capabilities, it often encounters challenges in delivering efficient real-time predictions for real-world traffic data. Recognizing the significance of timely prediction due to the dynamic nature of real-time data, we employ knowledge distillation (KD) as a solution to enhance the execution time of ST-GNNs for traffic prediction. In this paper, We introduce a cost function designed to train a network with fewer parameters (the student) using distilled data from a complex network (the teacher) while maintaining its accuracy close to that of the teacher. We use knowledge distillation, incorporating spatial-temporal correlations from the teacher network to enable the student to learn the complex patterns perceived by the teacher. However, a challenge arises in determining the student network architecture rather than considering it inadvertently. To address this challenge, we propose an algorithm that utilizes the cost function to calculate pruning scores, addressing small network architecture search issues, and jointly fine-tunes the network resulting from each pruning stage using KD. Ultimately, we evaluate our proposed ideas on two real-world datasets, PeMSD7 and PeMSD8. The results indicate that our method can maintain the student's accuracy close to that of the teacher, even with the retention of only $3\%$ of network parameters.

Quantitative Analysis of Molecular Transport in the Extracellular Space Using Physics-Informed Neural Network. (arXiv:2401.12435v2 [cs.AI] UPDATED)

Authors: Jiayi Xie, Hongfeng Li, Jin Cheng, Qingrui Cai, Hanbo Tan, Lingyun Zu, Xiaobo Qu, Hongbin Han

The brain extracellular space (ECS), an irregular, extremely tortuous nanoscale space located between cells or between cells and blood vessels, is crucial for nerve cell survival. It plays a pivotal role in high-level brain functions such as memory, emotion, and sensation. However, the specific form of molecular transport within the ECS remain elusive. To address this challenge, this paper proposes a novel approach to quantitatively analyze the molecular transport within the ECS by solving an inverse problem derived from the advection-diffusion equation (ADE) using a physics-informed neural network (PINN). PINN provides a streamlined solution to the ADE without the need for intricate mathematical formulations or grid settings. Additionally, the optimization of PINN facilitates the automatic computation of the diffusion coefficient governing long-term molecule transport and the velocity of molecules driven by advection. Consequently, the proposed method allows for the quantitative analysis and identification of the specific pattern of molecular transport within the ECS through the calculation of the Peclet number. Experimental validation on two datasets of magnetic resonance images (MRIs) captured at different time points showcases the effectiveness of the proposed method. Notably, our simulations reveal identical molecular transport patterns between datasets representing rats with tracer injected into the same brain region. These findings highlight the potential of PINN as a promising tool for comprehensively exploring molecular transport within the ECS.