Authors: Ali Ghiasvand Mohammadkhani
Abstract: Recently, various encoder-only and encoder-decoder pre-trained models like BERT and T5 have been applied to automatic essay scoring (AES) as small language models. However, existing studies have primarily treated this task akin to a classification problem, focusing solely on outputting scores in the target text without offering interpretations for the generated scores. Departing from the approaches, we introduce Reasoning Distillation-Based Evaluation (RDBE), which integrates interpretability to elucidate the rationale behind model scores while enhancing performance through initial reasoning. This interpretive capability is acquired during training by leveraging generated reasoning from a large language model (LLM) to distill a small language model (SLM). Our experimental results demonstrate the efficacy of RDBE across all scoring rubrics considered in the dataset. RDBE outperforms both zero-shot LLM generation and generation from a baseline fine-tuned model, establishing itself as state-of-the-art in the corresponding dataset. This highlights its practical interpretative output and enhanced performance.
Authors: Emman Haider, Daniel Perez-Becker, Thomas Portet, Piyush Madan, Amit Garg, David Majercak, Wen Wen, Dongwoo Kim, Ziyi Yang, Jianwen Zhang, Hiteshi Sharma, Blake Bullwinkel, Martin Pouliot, Amanda Minnich, Shiven Chawla, Solianna Herrera, Shahed Warreth, Maggie Engler, Gary Lopez, Nina Chikanov, Raja Sekhar Rao Dheekonda, Bolor-Erdene Jagdagdorj, Roman Lutz, Richard Lundeen, Tori Westerhoff, Pete Bryan, Christian Seifert, Ram Shankar Siva Kumar, Andrew Berkley, Alex Kessler
Abstract: Recent innovations in language model training have demonstrated that it is possible to create highly performant models that are small enough to run on a smartphone. As these models are deployed in an increasing number of domains, it is critical to ensure that they are aligned with human preferences and safety considerations. In this report, we present our methodology for safety aligning the Phi-3 series of language models. We utilized a "break-fix" cycle, performing multiple rounds of dataset curation, safety post-training, benchmarking, red teaming, and vulnerability identification to cover a variety of harm areas in both single and multi-turn scenarios. Our results indicate that this approach iteratively improved the performance of the Phi-3 models across a wide range of responsible AI benchmarks.
Authors: Vaskar Nath, Dylan Slack, Jeff Da, Yuntao Ma, Hugh Zhang, Spencer Whitehead, Sean Hendryx
Abstract: Techniques that learn improved representations via offline data or self-supervised objectives have shown impressive results in traditional reinforcement learning (RL). Nevertheless, it is unclear how improved representation learning can benefit reinforcement learning from human feedback (RLHF) on language models (LMs). In this work, we propose training reward models (RMs) in a contrastive, $\textit{goal-conditioned}$ fashion by increasing the representation similarity of future states along sampled preferred trajectories and decreasing the similarity along randomly sampled dispreferred trajectories. This objective significantly improves RM performance by up to 0.09 AUROC across challenging benchmarks, such as MATH and GSM8k. These findings extend to general alignment as well -- on the Helpful-Harmless dataset, we observe $2.3\%$ increase in accuracy. Beyond improving reward model performance, we show this way of training RM representations enables improved $\textit{steerability}$ because it allows us to evaluate the likelihood of an action achieving a particular goal-state (e.g., whether a solution is correct or helpful). Leveraging this insight, we find that we can filter up to $55\%$ of generated tokens during majority voting by discarding trajectories likely to end up in an "incorrect" state, which leads to significant cost savings. We additionally find that these representations can perform fine-grained control by conditioning on desired future goal-states. For example, we show that steering a Llama 3 model towards helpful generations with our approach improves helpfulness by $9.6\%$ over a supervised-fine-tuning trained baseline. Similarly, steering the model towards complex generations improves complexity by $21.6\%$ over the baseline. Overall, we find that training RMs in this contrastive, goal-conditioned fashion significantly improves performance and enables model steerability.
Authors: Hubert Plisiecki, Pawe{\l} Lenartowicz, Maria Flakus, Artur Pokropek
Abstract: This paper investigates the presence of political bias in emotion inference models used for sentiment analysis (SA) in social science research. Machine learning models often reflect biases in their training data, impacting the validity of their outcomes. While previous research has highlighted gender and race biases, our study focuses on political bias - an underexplored yet pervasive issue that can skew the interpretation of text data across a wide array of studies. We conducted a bias audit on a Polish sentiment analysis model developed in our lab. By analyzing valence predictions for names and sentences involving Polish politicians, we uncovered systematic differences influenced by political affiliations. Our findings indicate that annotations by human raters propagate political biases into the model's predictions. To mitigate this, we pruned the training dataset of texts mentioning these politicians and observed a reduction in bias, though not its complete elimination. Given the significant implications of political bias in SA, our study emphasizes caution in employing these models for social science research. We recommend a critical examination of SA results and propose using lexicon-based systems as a more ideologically neutral alternative. This paper underscores the necessity for ongoing scrutiny and methodological adjustments to ensure the reliability and impartiality of the use of machine learning in academic and applied contexts.
Authors: Michael Oliver, Guan Wang
Abstract: This paper addresses the challenges of efficiently fine-tuning large language models (LLMs) by exploring data efficiency and hyperparameter optimization. We investigate the minimum data required for effective fine-tuning and propose a novel hyperparameter optimization method that leverages early-stage model performance. Our experiments demonstrate that fine-tuning with as few as 200 samples can improve model accuracy from 70\% to 88\% in a product attribute extraction task. We identify a saturation point of approximately 6,500 samples, beyond which additional data yields diminishing returns. Our proposed bayesian hyperparameter optimization method, which evaluates models at 20\% of total training time, correlates strongly with final model performance, with 4 out of 5 top early-stage models remaining in the top 5 at completion. This approach led to a 2\% improvement in accuracy over baseline models when evaluated on an independent test set. These findings offer actionable insights for practitioners, potentially reducing computational load and dependency on extensive datasets while enhancing overall performance of fine-tuned LLMs.
Authors: Ahmed Allam
Abstract: Large Language Models (LLMs) have become pivotal in advancing natural language processing, yet their potential to perpetuate biases poses significant concerns. This paper introduces a new framework employing Direct Preference Optimization (DPO) to mitigate gender, racial, and religious biases in LLM-generated English text. By developing a loss function that favors less biased over biased completions, our approach cultivates a preference for respectful and non-discriminatory language in LLMs. We also contribute a manually designed dataset for training LLMs to recognize and correct biases. This dataset encompasses a diverse range of prompts paired with both biased and unbiased completions. Implementing this approach on the Microsoft Phi-2 model, we demonstrate substantial reductions in biased outputs as our model outperforms the baseline model on almost all bias benchmarks. Our model also achieves better performance compared to other open-source models on most benchmarks. By reducing biases in the language generated by the model, our study marks a significant step towards developing more ethical and socially responsible LLMs. We publicly release BiasDPO dataset on HuggingFace.
Authors: Suma Bailis, Jane Friedhoff, Feiyang Chen
Abstract: This paper introduces Werewolf Arena, a novel framework for evaluating large language models (LLMs) through the lens of the classic social deduction game, Werewolf. In Werewolf Arena, LLMs compete against each other, navigating the game's complex dynamics of deception, deduction, and persuasion. The framework introduces a dynamic turn-taking system based on bidding, mirroring real-world discussions where individuals strategically choose when to speak. We demonstrate the framework's utility through an arena-style tournament featuring Gemini and GPT models. Our results reveal distinct strengths and weaknesses in the models' strategic reasoning and communication. These findings highlight Werewolf Arena's potential as a challenging and scalable LLM benchmark.
Authors: Zhuoer Wang, Leonardo F. R. Ribeiro, Alexandros Papangelis, Rohan Mukherjee, Tzu-Yen Wang, Xinyan Zhao, Arijit Biswas, James Caverlee, Angeliki Metallinou
Abstract: API call generation is the cornerstone of large language models' tool-using ability that provides access to the larger world. However, existing supervised and in-context learning approaches suffer from high training costs, poor data efficiency, and generated API calls that can be unfaithful to the API documentation and the user's request. To address these limitations, we propose an output-side optimization approach called FANTASE. Two of the unique contributions of FANTASE are its State-Tracked Constrained Decoding (SCD) and Reranking components. SCD dynamically incorporates appropriate API constraints in the form of Token Search Trie for efficient and guaranteed generation faithfulness with respect to the API documentation. The Reranking component efficiently brings in the supervised signal by leveraging a lightweight model as the discriminator to rerank the beam-searched candidate generations of the large language model. We demonstrate the superior performance of FANTASE in API call generation accuracy, inference efficiency, and context efficiency with DSTC8 and API Bank datasets.
Authors: Changye Li, Trevor Cohen, Serguei Pakhomov
Abstract: Automatic speech recognition (ASR) models trained on large amounts of audio data are now widely used to convert speech to written text in a variety of applications from video captioning to automated assistants used in healthcare and other domains. As such, it is important that ASR models and their use is fair and equitable. Prior work examining the performance of commercial ASR systems on the Corpus of Regional African American Language (CORAAL) demonstrated significantly worse ASR performance on African American English (AAE). The current study seeks to understand the factors underlying this disparity by examining the performance of the current state-of-the-art neural network based ASR system (Whisper, OpenAI) on the CORAAL dataset. Two key findings have been identified as a result of the current study. The first confirms prior findings of significant dialectal variation even across neighboring communities, and worse ASR performance on AAE that can be improved to some extent with fine-tuning of ASR models. The second is a novel finding not discussed in prior work on CORAAL: differences in audio recording practices within the dataset have a significant impact on ASR accuracy resulting in a ``confounding by provenance'' effect in which both language use and recording quality differ by study location. These findings highlight the need for further systematic investigation to disentangle the effects of recording quality and inherent linguistic diversity when examining the fairness and bias present in neural ASR models, as any bias in ASR accuracy may have negative downstream effects on disparities in various domains of life in which ASR technology is used.
Authors: Rujun Han, Yuhao Zhang, Peng Qi, Yumo Xu, Jenyuan Wang, Lan Liu, William Yang Wang, Bonan Min, Vittorio Castelli
Abstract: Question answering based on retrieval augmented generation (RAG-QA) is an important research topic in NLP and has a wide range of real-world applications. However, most existing datasets for this task are either constructed using a single source corpus or consist of short extractive answers, which fall short of evaluating large language model (LLM) based RAG-QA systems on cross-domain generalization. To address these limitations, we create Long-form RobustQA (LFRQA), a new dataset comprising human-written long-form answers that integrate short extractive answers from multiple documents into a single, coherent narrative, covering 26K queries and large corpora across seven different domains. We further propose RAG-QA Arena by directly comparing model-generated answers against LFRQA's answers using LLMs as evaluators. We show via extensive experiments that RAG-QA Arena and human judgments on answer quality are highly correlated. Moreover, only 41.3% of the most competitive LLM's answers are preferred to LFRQA's answers, demonstrating RAG-QA Arena as a challenging evaluation platform for future research.
Authors: Yuchen Lian, Tessa Verhoef, Arianna Bisazza
Abstract: Recent advances in computational linguistics include simulating the emergence of human-like languages with interacting neural network agents, starting from sets of random symbols. The recently introduced NeLLCom framework (Lian et al., 2023) allows agents to first learn an artificial language and then use it to communicate, with the aim of studying the emergence of specific linguistics properties. We extend this framework (NeLLCom-X) by introducing more realistic role-alternating agents and group communication in order to investigate the interplay between language learnability, communication pressures, and group size effects. We validate NeLLCom-X by replicating key findings from prior research simulating the emergence of a word-order/case-marking trade-off. Next, we investigate how interaction affects linguistic convergence and emergence of the trade-off. The novel framework facilitates future simulations of diverse linguistic aspects, emphasizing the importance of interaction and group dynamics in language evolution.
Authors: Prerana Sanjay Kulkarni, Muskaan Jain, Disha Sheshanarayana, Srinivasan Parthiban
Abstract: Despite advancements in drug development strategies, 90% of clinical trials fail. This suggests overlooked aspects in target validation and drug optimization. In order to address this, we introduce HeCiX-KG, Hetionet-Clinicaltrials neXus Knowledge Graph, a novel fusion of data from ClinicalTrials.gov and Hetionet in a single knowledge graph. HeCiX-KG combines data on previously conducted clinical trials from ClinicalTrials.gov, and domain expertise on diseases and genes from Hetionet. This offers a thorough resource for clinical researchers. Further, we introduce HeCiX, a system that uses LangChain to integrate HeCiX-KG with GPT-4, and increase its usability. HeCiX shows high performance during evaluation against a range of clinically relevant issues, proving this model to be promising for enhancing the effectiveness of clinical research. Thus, this approach provides a more holistic view of clinical trials and existing biological data.
Authors: Pradyumna Saligram, Andrew Lanpouthakoun
Abstract: We explore advanced fine-tuning techniques to boost BERT's performance in sentiment analysis, paraphrase detection, and semantic textual similarity. Our approach leverages SMART regularization to combat overfitting, improves hyperparameter choices, employs a cross-embedding Siamese architecture for improved sentence embeddings, and introduces innovative early exiting methods. Our fine-tuning findings currently reveal substantial improvements in model efficiency and effectiveness when combining multiple fine-tuning architectures, achieving a state-of-the-art performance score of on the test set, surpassing current benchmarks and highlighting BERT's adaptability in multifaceted linguistic tasks.
Authors: Siddhant Waghjale, Vishruth Veerendranath, Zora Zhiruo Wang, Daniel Fried
Abstract: Although large language models (LLMs) have been largely successful in generating functionally correct programs, conditioning models to produce efficient solutions while ensuring correctness remains a challenge. Further, unreliability in benchmarking code efficiency is a hurdle across varying hardware specifications for popular interpreted languages such as Python. In this paper, we present ECCO, a reproducible benchmark for evaluating program efficiency via two paradigms: natural language (NL) based code generation and history-based code editing. On ECCO, we adapt and thoroughly investigate the three most promising existing LLM-based approaches: in-context learning, iterative refinement with execution or NL feedback, and fine-tuning conditioned on execution and editing history. While most methods degrade functional correctness and moderately increase program efficiency, we find that adding execution information often helps maintain functional correctness, and NL feedback enhances more on efficiency. We release our benchmark to support future work on LLM-based generation of efficient code.
Authors: An Quang Tang, Xiuzhen Zhang, Minh Ngoc Dinh, Erik Cambria
Abstract: Key Point Analysis (KPA) aims for quantitative summarization that provides key points (KPs) as succinct textual summaries and quantities measuring their prevalence. KPA studies for arguments and reviews have been reported in the literature. A majority of KPA studies for reviews adopt supervised learning to extract short sentences as KPs before matching KPs to review comments for quantification of KP prevalence. Recent abstractive approaches still generate KPs based on sentences, often leading to KPs with overlapping and hallucinated opinions, and inaccurate quantification. In this paper, we propose Prompted Aspect Key Point Analysis (PAKPA) for quantitative review summarization. PAKPA employs aspect sentiment analysis and prompted in-context learning with Large Language Models (LLMs) to generate and quantify KPs grounded in aspects for business entities, which achieves faithful KPs with accurate quantification, and removes the need for large amounts of annotated data for supervised training. Experiments on the popular review dataset Yelp and the aspect-oriented review summarization dataset SPACE show that our framework achieves state-of-the-art performance. Source code and data are available at: https://github.com/antangrocket1312/PAKPA
Authors: Praveen Srinivasa Varadhan, Ashwin Sankar, Giri Raju, Mitesh M. Khapra
Abstract: We release Rasa, the first multilingual expressive TTS dataset for any Indian language, which contains 10 hours of neutral speech and 1-3 hours of expressive speech for each of the 6 Ekman emotions covering 3 languages: Assamese, Bengali, & Tamil. Our ablation studies reveal that just 1 hour of neutral and 30 minutes of expressive data can yield a Fair system as indicated by MUSHRA scores. Increasing neutral data to 10 hours, with minimal expressive data, significantly enhances expressiveness. This offers a practical recipe for resource-constrained languages, prioritizing easily obtainable neutral data alongside smaller amounts of expressive data. We show the importance of syllabically balanced data and pooling emotions to enhance expressiveness. We also highlight challenges in generating specific emotions, e.g., fear and surprise.
Authors: Qichen Fu, Minsik Cho, Thomas Merth, Sachin Mehta, Mohammad Rastegari, Mahyar Najibi
Abstract: The inference of transformer-based large language models consists of two sequential stages: 1) a prefilling stage to compute the KV cache of prompts and generate the first token, and 2) a decoding stage to generate subsequent tokens. For long prompts, the KV cache must be computed for all tokens during the prefilling stage, which can significantly increase the time needed to generate the first token. Consequently, the prefilling stage may become a bottleneck in the generation process. An open question remains whether all prompt tokens are essential for generating the first token. To answer this, we introduce a novel method, LazyLLM, that selectively computes the KV for tokens important for the next token prediction in both the prefilling and decoding stages. Contrary to static pruning approaches that prune the prompt at once, LazyLLM allows language models to dynamically select different subsets of tokens from the context in different generation steps, even though they might be pruned in previous steps. Extensive experiments on standard datasets across various tasks demonstrate that LazyLLM is a generic method that can be seamlessly integrated with existing language models to significantly accelerate the generation without fine-tuning. For instance, in the multi-document question-answering task, LazyLLM accelerates the prefilling stage of the LLama 2 7B model by 2.34x while maintaining accuracy.
Authors: Stephen Meisenbacher, Tim Schopf, Weixin Yan, Patrick Holl, Florian Matthes
Abstract: The task of $\textit{keyword extraction}$ is often an important initial step in unsupervised information extraction, forming the basis for tasks such as topic modeling or document classification. While recent methods have proven to be quite effective in the extraction of keywords, the identification of $\textit{class-specific}$ keywords, or only those pertaining to a predefined class, remains challenging. In this work, we propose an improved method for class-specific keyword extraction, which builds upon the popular $\textbf{KeyBERT}$ library to identify only keywords related to a class described by $\textit{seed keywords}$. We test this method using a dataset of German business registry entries, where the goal is to classify each business according to an economic sector. Our results reveal that our method greatly improves upon previous approaches, setting a new standard for $\textit{class-specific}$ keyword extraction.
Authors: Joy Mahapatra, Utpal Garain
Abstract: Data-to-text (D2T) generation aims to generate human-readable text from semi-structured data, such as tables and graphs. The recent success of D2T is largely attributed to advancements in LLMs. Despite the success of LLMs, no research has been conducted to illustrate the impact of model size on the performance of fine-tuned LLMs for D2T tasks. D2T model performance is typically assessed based on three key qualities: \textit{readability} (indicates fluency and coherence), \textit{informativeness} (measures content similarity), and \textit{faithfulness} (assesses consistency of factual information). It is currently uncertain whether increasing the size of LLMs effectively improves performance in D2T tasks across these three qualities. The objective of this study is to investigate the performance of fine-tuned LLMs in D2T tasks in terms of model size. Through extensive comparative analysis, we aim to elucidate both the advantages and limitations of scaling model sizes across five widely used D2T datasets (E2E, ViGGo, WikiTableText, DART, and WebNLG) and twelve state-of-the-art LLMs with varying sizes from five different LLM families (T5, BART, OPT, BLOOM, and Llama 2). To comprehensively cover all the three essential qualities of D2T models, we incorporate six widely recognized automatic metrics -- \textsc{BLEU}, \textsc{METEOR}, \textsc{BERTScore}, \textsc{MoverScore}, \textsc{Parent}, and \textsc{BARTScore}. We also provide an in-depth analysis of LLM performance concerning model size in the presence of source-reference divergence, a critical aspect of D2T tasks. Our investigation reveals that increasing LLM size enhances \textit{readability} and \textit{informativeness} in D2T tasks, but larger (in terms of size) LLMs may sacrifice \textit{faithfulness}. Moreover, small-sized LLMs show more resilience than larger ones when source-reference divergence is present.
Authors: Zaiqiao Meng, Hao Zhou, Yifang Chen
Abstract: Visual Language Models (VLMs) are essential for various tasks, particularly visual reasoning tasks, due to their robust multi-modal information integration, visual reasoning capabilities, and contextual awareness. However, existing \VLMs{}' visual spatial reasoning capabilities are often inadequate, struggling even with basic tasks such as distinguishing left from right. To address this, we propose the \ours{} model, designed to enhance the visual spatial reasoning abilities of VLMS. ZeroVLM employs Zero-1-to-3, a 3D reconstruction model for obtaining different views of the input images and incorporates a prompting mechanism to further improve visual spatial reasoning. Experimental results on four visual spatial reasoning datasets show that our \ours{} achieves up to 19.48% accuracy improvement, which indicates the effectiveness of the 3D reconstruction and prompting mechanisms of our ZeroVLM.
Authors: Valentin Pelloin, Lena Dodson, \'Emile Chapuis, Nicolas Herv\'e, David Doukhan
Abstract: This paper introduces a computational framework designed to delineate gender distribution biases in topics covered by French TV and radio news. We transcribe a dataset of 11.7k hours, broadcasted in 2023 on 21 French channels. A Large Language Model (LLM) is used in few-shot conversation mode to obtain a topic classification on those transcriptions. Using the generated LLM annotations, we explore the finetuning of a specialized smaller classification model, to reduce the computational cost. To evaluate the performances of these models, we construct and annotate a dataset of 804 dialogues. This dataset is made available free of charge for research purposes. We show that women are notably underrepresented in subjects such as sports, politics and conflicts. Conversely, on topics such as weather, commercials and health, women have more speaking time than their overall average across all subjects. We also observe representations differences between private and public service channels.
Authors: Changyue Wang, Weihang Su, Hu Yiran, Qingyao Ai, Yueyue Wu, Cheng Luo, Yiqun Liu, Min Zhang, Shaoping Ma
Abstract: Recent advances in Large Language Models (LLMs) have significantly shaped the applications of AI in multiple fields, including the studies of legal intelligence. Trained on extensive legal texts, including statutes and legal documents, the legal LLMs can capture important legal knowledge/concepts effectively and provide important support for downstream legal applications such as legal consultancy. Yet, the dynamic nature of legal statutes and interpretations also poses new challenges to the use of LLMs in legal applications. Particularly, how to update the legal knowledge of LLMs effectively and efficiently has become an important research problem in practice. Existing benchmarks for evaluating knowledge update methods are mostly designed for the open domain and cannot address the specific challenges of the legal domain, such as the nuanced application of new legal knowledge, the complexity and lengthiness of legal regulations, and the intricate nature of legal reasoning. To address this gap, we introduce the Legal Knowledge Update BEnchmark, i.e. LeKUBE, which evaluates knowledge update methods for legal LLMs across five dimensions. Specifically, we categorize the needs of knowledge updates in the legal domain with the help of legal professionals, and then hire annotators from law schools to create synthetic updates to the Chinese Criminal and Civil Code as well as sets of questions of which the answers would change after the updates. Through a comprehensive evaluation of state-of-the-art knowledge update methods, we reveal a notable gap between existing knowledge update methods and the unique needs of the legal domain, emphasizing the need for further research and development of knowledge update mechanisms tailored for legal LLMs.
Authors: Irene Siragusa, Roberto Pirrone
Abstract: This paper illustrates the architecture and training of Unipa-GPT, a chatbot relying on a Large Language Model, developed for assisting students in choosing a bachelor/master degree course at the University of Palermo. Unipa-GPT relies on gpt-3.5-turbo, it was presented in the context of the European Researchers' Night (SHARPER night). In our experiments we adopted both the Retrieval Augmented Generation (RAG) approach and fine-tuning to develop the system. The whole architecture of Unipa-GPT is presented, both the RAG and the fine-tuned systems are compared, and a brief discussion on their performance is reported. Further comparison with other Large Language Models and the experimental results during the SHARPER night are illustrated.
Authors: Nikolas Vitsakis, Amit Parekh, Ioannis Konstas
Abstract: Language models have been shown to reproduce underlying biases existing in their training data, which is the majority perspective by default. Proposed solutions aim to capture minority perspectives by either modelling annotator disagreements or grouping annotators based on shared metadata, both of which face significant challenges. We propose a framework that trains models without encoding annotator metadata, extracts latent embeddings informed by annotator behaviour, and creates clusters of similar opinions, that we refer to as voices. Resulting clusters are validated post-hoc via internal and external quantitative metrics, as well a qualitative analysis to identify the type of voice that each cluster represents. Our results demonstrate the strong generalisation capability of our framework, indicated by resulting clusters being adequately robust, while also capturing minority perspectives based on different demographic factors throughout two distinct datasets.
Authors: Kurando Iida, Kenjiro Mimura, Nobuo Ito
Abstract: This study introduces a groundbreaking approach to simultaneous interpretation by directly leveraging the predictive capabilities of Large Language Models (LLMs). We present a novel algorithm that generates real-time translations by predicting speaker utterances and expanding multiple possibilities in a tree-like structure. This method demonstrates unprecedented flexibility and adaptability, potentially overcoming the structural differences between languages more effectively than existing systems. Our theoretical analysis, supported by illustrative examples, suggests that this approach could lead to more natural and fluent translations with minimal latency. The primary purpose of this paper is to share this innovative concept with the academic community, stimulating further research and development in this field. We discuss the theoretical foundations, potential advantages, and implementation challenges of this technique, positioning it as a significant step towards democratizing multilingual communication.
Authors: Yeeun Kang
Abstract: Multilingual code-switching research is often hindered by the lack and linguistically biased status of available datasets. To expand language representation, we synthesize code-switching data by replacing intonation units detected through PSST, a speech segmentation model fine-tuned from OpenAI's Whisper, using a speech-to-text translation dataset, CoVoST 2. With our dataset, CoVoSwitch, spanning 13 languages, we evaluate the code-switching translation performance of two multilingual translation models, M2M-100 418M and NLLB-200 600M. We reveal that the inclusion of code-switching units results in higher translation performance than monolingual settings and that models are better at code-switching translation into English than non-English. Further, low-resource languages gain most from integration of code-switched units when translating into English but much less when translating into non-English. Translations into low-resource languages also perform worse than even raw code-switched inputs. We find that systems excel at copying English tokens but struggle with non-English tokens, that the off-target problem in monolingual settings is also relevant in code-switching settings, and that models hallucinate in code-switching translation by introducing words absent in both of the original source sentences. CoVoSwitch and code are available at https://github.com/sophiayk20/covoswitch.
Authors: Peng Cui, Vil\'em Zouhar, Xiaoyu Zhang, Mrinmaya Sachan
Abstract: Using questions in written text is an effective strategy to enhance readability. However, what makes an active reading question good, what the linguistic role of these questions is, and what is their impact on human reading remains understudied. We introduce GuidingQ, a dataset of 10K in-text questions from textbooks and scientific articles. By analyzing the dataset, we present a comprehensive understanding of the use, distribution, and linguistic characteristics of these questions. Then, we explore various approaches to generate such questions using language models. Our results highlight the importance of capturing inter-question relationships and the challenge of question position identification in generating these questions. Finally, we conduct a human study to understand the implication of such questions on reading comprehension. We find that the generated questions are of high quality and are almost as effective as human-written questions in terms of improving readers' memorization and comprehension.
Authors: Sahar Tahmasebi, Eric M\"uller-Budack, Ralph Ewerth
Abstract: The increasing proliferation of misinformation and its alarming impact have motivated both industry and academia to develop approaches for misinformation detection and fact checking. Recent advances on large language models (LLMs) have shown remarkable performance in various tasks, but whether and how LLMs could help with misinformation detection remains relatively underexplored. Most of existing state-of-the-art approaches either do not consider evidence and solely focus on claim related features or assume the evidence to be provided. Few approaches consider evidence retrieval as part of the misinformation detection but rely on fine-tuning models. In this paper, we investigate the potential of LLMs for misinformation detection in a zero-shot setting. We incorporate an evidence retrieval component into the process as it is crucial to gather pertinent information from various sources to detect the veracity of claims. To this end, we propose a novel re-ranking approach for multimodal evidence retrieval using both LLMs and large vision-language models (LVLM). The retrieved evidence samples (images and texts) serve as the input for an LVLM-based approach for multimodal fact verification (LVLM4FV). To enable a fair evaluation, we address the issue of incomplete ground truth for evidence samples in an existing evidence retrieval dataset by annotating a more complete set of evidence samples for both image and text retrieval. Our experimental results on two datasets demonstrate the superiority of the proposed approach in both evidence retrieval and fact verification tasks and also better generalization capability across dataset compared to the supervised baseline.
Authors: Raphael Hernandes
Abstract: This research investigates whether OpenAI's GPT-4, a state-of-the-art large language model, can accurately classify the political bias of news sources based solely on their URLs. Given the subjective nature of political labels, third-party bias ratings like those from Ad Fontes Media, AllSides, and Media Bias/Fact Check (MBFC) are often used in research to analyze news source diversity. This study aims to determine if GPT-4 can replicate these human ratings on a seven-degree scale ("far-left" to "far-right"). The analysis compares GPT-4's classifications against MBFC's, and controls for website popularity using Open PageRank scores. Findings reveal a high correlation ($\text{Spearman's } \rho = .89$, $n = 5,877$, $p < 0.001$) between GPT-4's and MBFC's ratings, indicating the model's potential reliability. However, GPT-4 abstained from classifying approximately $\frac{2}{3}$ of the dataset, particularly less popular and less biased sources. The study also identifies a slight leftward skew in GPT-4's classifications compared to MBFC's. The analysis suggests that while GPT-4 can be a scalable, cost-effective tool for political bias classification of news websites, but its use should complement human judgment to mitigate biases. Further research is recommended to explore the model's performance across different settings, languages, and additional datasets.
Authors: Vadim Borisov, Richard H. Schreiber
Abstract: The tremendous success of chat-based AI systems like ChatGPT, Claude, and Gemini stems from Large Language Models (LLMs) trained on vast amount of datasets. However, acquiring high-quality, diverse, and ethically sourced training data remains a significant challenge. We introduce the Open Artificial Knowledge (OAK) dataset, a large-scale resource of over 500 million tokens (at the moment of writing) designed to address this issue. OAK leverages an ensemble of state-of-the-art LLMs, including GPT4o, LLaMa3-70B, LLaMa3-8B, Mixtral-8x7B, Gemma-7B, and Gemma-2-9B , to generate high-quality text across diverse domains, guided by Wikipedia's main categories. Our methodology ensures broad knowledge coverage while maintaining coherence and factual accuracy. The OAK dataset aims to foster the development of more capable and aligned language models while addressing critical issues of data scarcity and privacy in LLM training, and it is freely available on www.oakdataset.org.
Authors: Jayr Pereira, Roberto Lotufo
Abstract: Evaluating the quality of text generated by large language models (LLMs) remains a significant challenge. Traditional metrics often fail to align well with human judgments, particularly in tasks requiring creativity and nuance. In this paper, we propose Check-Eval, a novel evaluation framework leveraging LLMs to assess the quality of generated text through a checklist-based approach. Check-Eval can be employed as both a reference-free and reference-dependent evaluation method, providing a structured and interpretable assessment of text quality. The framework consists of two main stages: checklist generation and checklist evaluation. We validate Check-Eval on two benchmark datasets: Portuguese Legal Semantic Textual Similarity and SummEval. Our results demonstrate that Check-Eval achieves higher correlations with human judgments compared to existing metrics, such as G-Eval and GPTScore, underscoring its potential as a more reliable and effective evaluation framework for natural language generation tasks. The code for our experiments is available at https://anonymous.4open.science/r/check-eval-0DB4.
Authors: Peng Xu, Wei Ping, Xianchao Wu, Zihan Liu, Mohammad Shoeybi, Bryan Catanzaro
Abstract: In this work, we introduce ChatQA 2, a Llama3-based model designed to bridge the gap between open-access LLMs and leading proprietary models (e.g., GPT-4-Turbo) in long-context understanding and retrieval-augmented generation (RAG) capabilities. These two capabilities are essential for LLMs to process large volumes of information that cannot fit into a single prompt and are complementary to each other, depending on the downstream tasks and computational budgets. We present a detailed continued training recipe to extend the context window of Llama3-70B-base from 8K to 128K tokens, along with a three-stage instruction tuning process to enhance the model's instruction-following, RAG performance, and long-context understanding capabilities. Our results demonstrate that the Llama3-ChatQA-2-70B model achieves accuracy comparable to GPT-4-Turbo-2024-0409 on many long-context understanding tasks and surpasses it on the RAG benchmark. Interestingly, we find that the state-of-the-art long-context retriever can alleviate the top-k context fragmentation issue in RAG, further improving RAG-based results for long-context understanding tasks. We also provide extensive comparisons between RAG and long-context solutions using state-of-the-art long-context LLMs.
Authors: Korbinian Randl, John Pavlopoulos, Aron Henriksson, Tony Lindgren
Abstract: This paper investigates the reliability of explanations generated by large language models (LLMs) when prompted to explain their previous output. We evaluate two kinds of such self-explanations - extractive and counterfactual - using three state-of-the-art LLMs (2B to 8B parameters) on two different classification tasks (objective and subjective). Our findings reveal, that, while these self-explanations can correlate with human judgement, they do not fully and accurately follow the model's decision process, indicating a gap between perceived and actual model reasoning. We show that this gap can be bridged because prompting LLMs for counterfactual explanations can produce faithful, informative, and easy-to-verify results. These counterfactuals offer a promising alternative to traditional explainability methods (e.g. SHAP, LIME), provided that prompts are tailored to specific tasks and checked for validity.
Authors: Xun Liang, Shichao Song, Zifan Zheng, Hanyu Wang, Qingchen Yu, Xunkai Li, Rong-Hua Li, Feiyu Xiong, Zhiyu Li
Abstract: Large language models (LLMs) are expected to respond accurately but often exhibit deficient reasoning or generate hallucinatory content. To address these, studies prefixed with ``Self-'' such as Self-Consistency, Self-Improve, and Self-Refine have been initiated. They share a commonality: involving LLMs evaluating and updating itself to mitigate the issues. Nonetheless, these efforts lack a unified perspective on summarization, as existing surveys predominantly focus on categorization without examining the motivations behind these works. In this paper, we summarize a theoretical framework, termed Internal Consistency, which offers unified explanations for phenomena such as the lack of reasoning and the presence of hallucinations. Internal Consistency assesses the coherence among LLMs' latent layer, decoding layer, and response layer based on sampling methodologies. Expanding upon the Internal Consistency framework, we introduce a streamlined yet effective theoretical framework capable of mining Internal Consistency, named Self-Feedback. The Self-Feedback framework consists of two modules: Self-Evaluation and Self-Update. This framework has been employed in numerous studies. We systematically classify these studies by tasks and lines of work; summarize relevant evaluation methods and benchmarks; and delve into the concern, ``Does Self-Feedback Really Work?'' We propose several critical viewpoints, including the ``Hourglass Evolution of Internal Consistency'', ``Consistency Is (Almost) Correctness'' hypothesis, and ``The Paradox of Latent and Explicit Reasoning''. Furthermore, we outline promising directions for future research. We have open-sourced the experimental code, reference list, and statistical data, available at \url{https://github.com/IAAR-Shanghai/ICSFSurvey}.
Authors: Ulrich A. Mbou Sob, Qiulin Li, Miguel Arbes\'u, Oliver Bent, Andries P. Smit, Arnu Pretorius
Abstract: A specific challenge with deep learning approaches for molecule generation is generating both syntactically valid and chemically plausible molecular string representations. To address this, we propose a novel generative latent-variable transformer model for small molecules that leverages a recently proposed molecular string representation called SAFE. We introduce a modification to SAFE to reduce the number of invalid fragmented molecules generated during training and use this to train our model. Our experiments show that our model can generate novel molecules with a validity rate > 90% and a fragmentation rate < 1% by sampling from a latent space. By fine-tuning the model using reinforcement learning to improve molecular docking, we significantly increase the number of hit candidates for five specific protein targets compared to the pre-trained model, nearly doubling this number for certain targets. Additionally, our top 5% mean docking scores are comparable to the current state-of-the-art (SOTA), and we marginally outperform SOTA on three of the five targets.
Authors: Keisuke Sato
Abstract: This study investigates the influence of Japanese honorifics on the responses of large language models (LLMs) when explaining the law of conservation of momentum. We analyzed the outputs of six state-of-the-art AI models, including variations of ChatGPT, Coral, and Gemini, using 14 different honorific forms. Our findings reveal that honorifics significantly affect the quality, consistency, and formality of AI-generated responses, demonstrating LLMs' ability to interpret and adapt to social context cues embedded in language. Notable variations were observed across different models, with some emphasizing historical context and derivations, while others focused on intuitive explanations. The study highlights the potential for using honorifics to adjust the depth and complexity of AI-generated explanations in educational contexts. Furthermore, the responsiveness of AI models to cultural linguistic elements underscores the importance of considering cultural factors in AI development for educational applications. These results open new avenues for research in AI-assisted education and cultural adaptation in AI systems, with significant implications for personalizing learning experiences and developing culturally sensitive AI tools for global education.
Authors: Zihao Xu, Yi Liu, Gelei Deng, Kailong Wang, Yuekang Li, Ling Shi, Stjepan Picek
Abstract: Security concerns for large language models (LLMs) have recently escalated, focusing on thwarting jailbreaking attempts in discrete prompts. However, the exploration of jailbreak vulnerabilities arising from continuous embeddings has been limited, as prior approaches primarily involved appending discrete or continuous suffixes to inputs. Our study presents a novel channel for conducting direct attacks on LLM inputs, eliminating the need for suffix addition or specific questions provided that the desired output is predefined. We additionally observe that extensive iterations often lead to overfitting, characterized by repetition in the output. To counteract this, we propose a simple yet effective strategy named CLIP. Our experiments show that for an input length of 40 at iteration 1000, applying CLIP improves the ASR from 62% to 83%
Authors: Duy C. Hoang, Hung T. Q. Le, Rui Chu, Ping Li, Weijie Zhao, Yingjie Lao, Khoa D. Doan
Abstract: With the widespread adoption of Large Language Models (LLMs), concerns about potential misuse have emerged. To this end, watermarking has been adapted to LLM, enabling a simple and effective way to detect and monitor generated text. However, while the existing methods can differentiate between watermarked and unwatermarked text with high accuracy, they often face a trade-off between the quality of the generated text and the effectiveness of the watermarking process. In this work, we present a novel type of LLM watermark, Sparse Watermark, which aims to mitigate this trade-off by applying watermarks to a small subset of generated tokens distributed across the text. The key strategy involves anchoring watermarked tokens to words that have specific Part-of-Speech (POS) tags. Our experimental results demonstrate that the proposed watermarking scheme achieves high detectability while generating text that outperforms previous LLM watermarking methods in quality across various tasks
Authors: Kyumin Park, Myung Jae Baik, YeongJun Hwang, Yen Shin, HoJae Lee, Ruda Lee, Sang Min Lee, Je Young Hannah Sun, Ah Rah Lee, Si Yeun Yoon, Dong-ho Lee, Jihyung Moon, JinYeong Bak, Kyunghyun Cho, Jong-Woo Paik, Sungjoon Park
Abstract: Harmful suicide content on the Internet is a significant risk factor inducing suicidal thoughts and behaviors among vulnerable populations. Despite global efforts, existing resources are insufficient, specifically in high-risk regions like the Republic of Korea. Current research mainly focuses on understanding negative effects of such content or suicide risk in individuals, rather than on automatically detecting the harmfulness of content. To fill this gap, we introduce a harmful suicide content detection task for classifying online suicide content into five harmfulness levels. We develop a multi-modal benchmark and a task description document in collaboration with medical professionals, and leverage large language models (LLMs) to explore efficient methods for moderating such content. Our contributions include proposing a novel detection task, a multi-modal Korean benchmark with expert annotations, and suggesting strategies using LLMs to detect illegal and harmful content. Owing to the potential harm involved, we publicize our implementations and benchmark, incorporating an ethical verification process.
Authors: Md Sultan Al Nahian, Ramakanth Kavuluru
Abstract: Extractive question answering over clinical text is a crucial need to help deal with the deluge of clinical text generated in hospitals. While encoder models (e.g., BERT) have been popular for this reading comprehension task, recently encoder-decoder models (e.g., T5) are on the rise. There is also the emergence of preference optimization techniques to align decoder-only LLMs with human preferences. In this paper, we combine encoder-decoder models with the direct preference optimization (DPO) method to improve over prior state of the art for the RadQA radiology question answering task by 12-15 F1 points. To the best of our knowledge, this effort is the first to show that DPO method also works for reading comprehension via novel heuristics to generate preference data without human inputs.
Authors: Tobias Kerner
Abstract: There are many cases where LLMs are used for specific tasks in a single domain. These usually require less general, but more domain-specific knowledge. Highly capable, general-purpose state-of-the-art language models like GPT-4 or Claude-3-opus can often be used for such tasks, but they are very large and cannot be run locally, even if they were not proprietary. This can be a problem when working with sensitive data. This paper focuses on domain-specific and mixed-domain pretraining as potentially more efficient methods than general pretraining for specialized language models. We will take a look at work related to domain-specific pretraining, specifically in the medical area, and compare benchmark results of specialized language models to general-purpose language models.
Authors: Yangde Wang, Haozhang Li, Weidong Qiu, Shujun Li, Peng Tang
Abstract: Textual passwords are still the most widely used user authentication mechanism. Due to the close connections between textual passwords and natural languages, advanced technologies in natural language processing (NLP) and machine learning (ML) could be used to model passwords for different purposes such as studying human password-creation behaviors and developing more advanced password cracking methods for informing better defence mechanisms. In this paper, we propose PassTSL (modeling human-created Passwords through Two-Stage Learning), inspired by the popular pretraining-finetuning framework in NLP and deep learning (DL). We report how different pretraining settings affected PassTSL and proved its effectiveness by applying it to six large leaked password databases. Experimental results showed that it outperforms five state-of-the-art (SOTA) password cracking methods on password guessing by a significant margin ranging from 4.11% to 64.69% at the maximum point. Based on PassTSL, we also implemented a password strength meter (PSM), and our experiments showed that it was able to estimate password strength more accurately, causing fewer unsafe errors (overestimating the password strength) than two other SOTA PSMs when they produce the same rate of safe errors (underestimating the password strength): a neural-network based method and zxcvbn. Furthermore, we explored multiple finetuning settings, and our evaluations showed that, even a small amount of additional training data, e.g., only 0.1% of the pretrained data, can lead to over 3% improvement in password guessing on average. We also proposed a heuristic approach to selecting finetuning passwords based on JS (Jensen-Shannon) divergence and experimental results validated its usefulness. In summary, our contributions demonstrate the potential and feasibility of applying advanced NLP and ML methods to password modeling and cracking.
Authors: Chun Xu, En-Wei Sun
Abstract: An increasing number of Chinese people are troubled by different degrees of visual impairment, which has made the modal conversion between a single image or video frame in the visual field and the audio expressing the same information a research hotspot. Deep learning technologies such as OCR+Vocoder and Im2Wav enable English audio synthesis or image-to-sound matching in a self-supervised manner. However, the audio data used for training is limited and English is not universal for visually impaired people with different educational levels. Therefore, for the sake of solving the problems of data volume and language applicability to improve the reading efficiency of visually impaired people, a set of image-to-speech framework CLIP-KNN-Fastspeech2 based on the Chinese context was constructed. The framework integrates multiple basic models and adopts the strategy of independent pre-training and joint fine-tuning. First, the Chinese CLIP and Fastspeech2 text-to-speech models were pre-trained on two public datasets, MUGE and Baker, respectively, and their convergence was verified. Subsequently, joint fine-tuning was performed using a self-built Braille image dataset. Experimental results on multiple public datasets such as VGGSound, Flickr8k, ImageHear, and the self-built Braille dataset BIT-DP show that the model has improved objective indicators such as BLEU4,FAD(Fr\'echet Audio Distance), WER(Word Error Ratio), and even inference speed. This verifies that the constructed model still has the ability to synthesize high-quality speech under limited data, and also proves the effectiveness of the joint training strategy that integrates multiple basic models.
Authors: Suvajit Patra, Arkadip Maitra, Megha Tiwari, K. Kumaran, Swathy Prabhu, Swami Punyeshwarananda, Soumitra Samanta
Abstract: Automatic Sign Language (SL) recognition is an important task in the computer vision community. To build a robust SL recognition system, we need a considerable amount of data which is lacking particularly in Indian sign language (ISL). In this paper, we propose a large-scale isolated ISL dataset and a novel SL recognition model based on skeleton graph structure. The dataset covers 2,002 daily used common words in the deaf community recorded by 20 (10 male and 10 female) deaf adult signers (contains 40033 videos). We propose a SL recognition model namely Hierarchical Windowed Graph Attention Network (HWGAT) by utilizing the human upper body skeleton graph structure. The HWGAT tries to capture distinctive motions by giving attention to different body parts induced by the human skeleton graph structure. The utility of the proposed dataset and the usefulness of our model are evaluated through extensive experiments. We pre-trained the proposed model on the proposed dataset and fine-tuned it across different sign language datasets further boosting the performance of 1.10, 0.46, 0.78, and 6.84 percentage points on INCLUDE, LSA64, AUTSL and WLASL respectively compared to the existing state-of-the-art skeleton-based models.
Authors: Hossein Naderi, Alireza Shojaei
Abstract: Automating activities through robots in unstructured environments, such as construction sites, has been a long-standing desire. However, the high degree of unpredictable events in these settings has resulted in far less adoption compared to more structured settings, such as manufacturing, where robots can be hard-coded or trained on narrowly defined datasets. Recently, pretrained foundation models, such as Large Language Models (LLMs), have demonstrated superior generalization capabilities by providing zero-shot solutions for problems do not present in the training data, proposing them as a potential solution for introducing robots to unstructured environments. To this end, this study investigates potential opportunities and challenges of pretrained foundation models from a multi-dimensional perspective. The study systematically reviews application of foundation models in two field of robotic and unstructured environment and then synthesized them with deliberative acting theory. Findings showed that linguistic capabilities of LLMs have been utilized more than other features for improving perception in human-robot interactions. On the other hand, findings showed that the use of LLMs demonstrated more applications in project management and safety in construction, and natural hazard detection in disaster management. Synthesizing these findings, we located the current state-of-the-art in this field on a five-level scale of automation, placing them at conditional automation. This assessment was then used to envision future scenarios, challenges, and solutions toward autonomous safe unstructured environments. Our study can be seen as a benchmark to track our progress toward that future.
Authors: Akash Kumar Mohankumar, Gururaj K, Gagan Madan, Amit Singh
Abstract: Accurately retrieving relevant bid keywords for user queries is critical in Sponsored Search but remains challenging, particularly for short, ambiguous queries. Existing dense and generative retrieval models often fail to capture nuanced user intent in these cases. To address this, we propose an approach to enhance query understanding by augmenting queries with rich contextual signals derived from web search results and large language models, stored in an online cache. Specifically, we use web search titles and snippets to ground queries in real-world information and utilize GPT-4 to generate query rewrites and explanations that clarify user intent. These signals are efficiently integrated through a Fusion-in-Decoder based Unity architecture, enabling both dense and generative retrieval with serving costs on par with traditional context-free models. To address scenarios where context is unavailable in the cache, we introduce context glancing, a curriculum learning strategy that improves model robustness and performance even without contextual signals during inference. Extensive offline experiments demonstrate that our context-aware approach substantially outperforms context-free models. Furthermore, online A/B testing on a prominent search engine across 160+ countries shows significant improvements in user engagement and revenue.
Authors: Zhiyang Zhang, Fangkai Yang, Xiaoting Qin, Jue Zhang, Qingwei Lin, Gong Cheng, Dongmei Zhang, Saravan Rajmohan, Qi Zhang
Abstract: The Vision of Autonomic Computing (ACV), proposed over two decades ago, envisions computing systems that self-manage akin to biological organisms, adapting seamlessly to changing environments. Despite decades of research, achieving ACV remains challenging due to the dynamic and complex nature of modern computing systems. Recent advancements in Large Language Models (LLMs) offer promising solutions to these challenges by leveraging their extensive knowledge, language understanding, and task automation capabilities. This paper explores the feasibility of realizing ACV through an LLM-based multi-agent framework for microservice management. We introduce a five-level taxonomy for autonomous service maintenance and present an online evaluation benchmark based on the Sock Shop microservice demo project to assess our framework's performance. Our findings demonstrate significant progress towards achieving Level 3 autonomy, highlighting the effectiveness of LLMs in detecting and resolving issues within microservice architectures. This study contributes to advancing autonomic computing by pioneering the integration of LLMs into microservice management frameworks, paving the way for more adaptive and self-managing computing systems. The code will be made available at https://aka.ms/ACV-LLM.
URLs: https://aka.ms/ACV-LLM.
Authors: Swarnadeep Saha, Archiki Prasad, Justin Chih-Yao Chen, Peter Hase, Elias Stengel-Eskin, Mohit Bansal
Abstract: Language models can be used to solve long-horizon planning problems in two distinct modes: a fast 'System-1' mode, directly generating plans without any explicit search or backtracking, and a slow 'System-2' mode, planning step-by-step by explicitly searching over possible actions. While System-2 is typically more effective, it is also more computationally expensive, making it infeasible for long plans or large action spaces. Moreover, isolated System-1 or 2 ignores the user's end goals, failing to provide ways to control the model's behavior. To this end, we propose the System-1.x Planner, a controllable planning framework with LLMs that is capable of generating hybrid plans and balancing between the two planning modes based on the difficulty of the problem at hand. System-1.x consists of (i) a controller, (ii) a System-1 Planner, and (iii) a System-2 Planner. Based on a user-specified hybridization factor (x) governing the mixture between System-1 and 2, the controller decomposes a problem into sub-goals, and classifies them as easy or hard to be solved by either System-1 or 2, respectively. We fine-tune all three components on top of a single base LLM, requiring only search traces as supervision. Experiments with two diverse planning tasks -- Maze Navigation and Blocksworld -- show that our System-1.x Planner outperforms a System-1 Planner, a System-2 Planner trained to approximate A* search, and also a symbolic planner (A*). We demonstrate the following key properties of our planner: (1) controllability: increasing the hybridization factor (e.g., System-1.75 vs 1.5) performs more search, improving performance, (2) flexibility: by building a neuro-symbolic variant with a neural System-1 and a symbolic System-2, we can use existing symbolic methods, and (3) generalizability: by being able to learn from different search algorithms, our method is robust to the choice of search algorithm.
Authors: Varun Reddy, Zhiyuan Wang, Emma Toner, Max Larrazabal, Mehdi Boukhechba, Bethany A. Teachman, Laura E. Barnes
Abstract: During social interactions, understanding the intricacies of the context can be vital, particularly for socially anxious individuals. While previous research has found that the presence of a social interaction can be detected from ambient audio, the nuances within social contexts, which influence how anxiety provoking interactions are, remain largely unexplored. As an alternative to traditional, burdensome methods like self-report, this study presents a novel approach that harnesses ambient audio segments to detect social threat contexts. We focus on two key dimensions: number of interaction partners (dyadic vs. group) and degree of evaluative threat (explicitly evaluative vs. not explicitly evaluative). Building on data from a Zoom-based social interaction study (N=52 college students, of whom the majority N=45 are socially anxious), we employ deep learning methods to achieve strong detection performance. Under sample-wide 5-fold Cross Validation (CV), our model distinguished dyadic from group interactions with 90\% accuracy and detected evaluative threat at 83\%. Using a leave-one-group-out CV, accuracies were 82\% and 77\%, respectively. While our data are based on virtual interactions due to pandemic constraints, our method has the potential to extend to diverse real-world settings. This research underscores the potential of passive sensing and AI to differentiate intricate social contexts, and may ultimately advance the ability of context-aware digital interventions to offer personalized mental health support.
Authors: Wan-Cyuan Fan, Yen-Chun Chen, Mengchen Liu, Lu Yuan, Leonid Sigal
Abstract: Recent studies customizing Multimodal Large Language Models (MLLMs) for domain-specific tasks have yielded promising results, especially in the field of scientific chart comprehension. These studies generally utilize visual instruction tuning with specialized datasets to enhance question and answer (QA) accuracy within the chart domain. However, they often neglect the fundamental discrepancy between natural image-caption pre-training data and digital chart image-QA data, particularly in the models' capacity to extract underlying numeric values from charts. This paper tackles this oversight by exploring the training processes necessary to improve MLLMs' comprehension of charts. We present three key findings: (1) Incorporating raw data values in alignment pre-training markedly improves comprehension of chart data. (2) Replacing images with their textual representation randomly during end-to-end fine-tuning transfer the language reasoning capability to chart interpretation skills. (3) Requiring the model to first extract the underlying chart data and then answer the question in the fine-tuning can further improve the accuracy. Consequently, we introduce CHOPINLLM, an MLLM tailored for in-depth chart comprehension. CHOPINLLM effectively interprets various types of charts, including unannotated ones, while maintaining robust reasoning abilities. Furthermore, we establish a new benchmark to evaluate MLLMs' understanding of different chart types across various comprehension levels. Experimental results show that CHOPINLLM exhibits strong performance in understanding both annotated and unannotated charts across a wide range of types.
Authors: Kateryna Lutsai, Christoph H. Lampert
Abstract: This research is aimed to solve the tweet/user geolocation prediction task and provide a flexible methodology for the geotagging of textual big data. The suggested approach implements neural networks for natural language processing (NLP) to estimate the location as coordinate pairs (longitude, latitude) and two-dimensional Gaussian Mixture Models (GMMs). The scope of proposed models has been finetuned on a Twitter dataset using pretrained Bidirectional Encoder Representations from Transformers (BERT) as base models. Performance metrics show a median error of fewer than 30 km on a worldwide-level, and fewer than 15 km on the US-level datasets for the models trained and evaluated on text features of tweets' content and metadata context. Our source code and data are available at https://github.com/K4TEL/geo-twitter.git
Authors: Xuan-Phi Nguyen, Sharifah Mahani Aljunied, Shafiq Joty, Lidong Bing
Abstract: Large language models (LLMs) are known to effectively perform tasks by simply observing few exemplars. However, in low-resource languages, obtaining such hand-picked exemplars can still be challenging, where unsupervised techniques may be necessary. Moreover, competent generative capabilities of LLMs are observed only in high-resource languages, while their performances among under-represented languages fall behind due to pre-training data imbalance. To elicit LLMs' ability onto low-resource languages without any supervised data, we propose to assemble synthetic exemplars from a diverse set of high-resource languages to prompt the LLMs to translate from any language into English. These prompts are then used to create intra-lingual exemplars to perform tasks in the target languages. Our unsupervised prompting method performs on par with supervised few-shot learning in LLMs of different sizes for translations between English and 13 Indic and 21 African low-resource languages. We also show that fine-tuning a 7B model on data generated from our method helps it perform competitively with a 175B model. In non-English translation tasks, our method even outperforms supervised prompting by up to 3 chrF++ in many low-resource languages. When evaluated on zero-shot multilingual summarization, our method surpasses other English-pivoting baselines by up to 4 ROUGE-L and is also favored by GPT-4.
Authors: Longshen Ou, Xichu Ma, Ye Wang
Abstract: Despite previous efforts in melody-to-lyric generation research, there is still a significant compatibility gap between generated lyrics and melodies, negatively impacting the singability of the outputs. This paper bridges the singability gap with a novel approach to generating singable lyrics by jointly Learning wOrding And Formatting during Melody-to-Lyric training. After general-domain pretraining, our proposed model acquires length awareness first from a large text-only lyric corpus. Then, we introduce a new objective informed by musicological research on the relationship between melody and lyrics during melody-to-lyric training, which enables the model to learn the fine-grained format requirements of the melody. Our model achieves 3.75% and 21.44% absolute accuracy gains in the outputs' number-of-line and syllable-per-line requirements compared to naive fine-tuning, without sacrificing text fluency. Furthermore, our model demonstrates a 63.92% and 74.18% relative improvement of music-lyric compatibility and overall quality in the subjective evaluation, compared to the state-of-the-art melody-to-lyric generation model, highlighting the significance of formatting learning.
Authors: Zouying Cao, Yifei Yang, Hai Zhao
Abstract: While Large language models (LLMs) have garnered widespread applications across various domains due to their powerful language understanding and generation capabilities, the detection of non-factual or hallucinatory content generated by LLMs remains scarce. Currently, one significant challenge in hallucination detection is the laborious task of time-consuming and expensive manual annotation of the hallucinatory generation. To address this issue, this paper first introduces a method for automatically constructing model-specific hallucination datasets based on existing fact-checking datasets called AutoHall. Furthermore, we propose a zero-resource and black-box hallucination detection method based on self-contradiction. We conduct experiments towards prevalent open-/closed-source LLMs, achieving superior hallucination detection performance compared to extant baselines. Moreover, our experiments reveal variations in hallucination proportions and types among different models.
Authors: Michael Lan, Philip Torr, Fazl Barez
Abstract: While transformer models exhibit strong capabilities on linguistic tasks, their complex architectures make them difficult to interpret. Recent work has aimed to reverse engineer transformer models into human-readable representations called circuits that implement algorithmic functions. We extend this research by analyzing and comparing circuits for similar sequence continuation tasks, which include increasing sequences of Arabic numerals, number words, and months. By applying circuit interpretability analysis, we identify a key sub-circuit in both GPT-2 Small and Llama-2-7B responsible for detecting sequence members and for predicting the next member in a sequence. Our analysis reveals that semantically related sequences rely on shared circuit subgraphs with analogous roles. Additionally, we show that this sub-circuit has effects on various math-related prompts, such as on intervaled circuits, Spanish number word and months continuation, and natural language word problems. Overall, documenting shared computational structures enables better model behavior predictions, identification of errors, and safer editing procedures. This mechanistic understanding of transformers is a critical step towards building more robust, aligned, and interpretable language models.
Authors: Stefano Bann\`o, Rao Ma, Mengjie Qian, Kate M. Knill, Mark J. F. Gales
Abstract: Grammatical feedback is crucial for L2 learners, teachers, and testers. Spoken grammatical error correction (GEC) aims to supply feedback to L2 learners on their use of grammar when speaking. This process usually relies on a cascaded pipeline comprising an ASR system, disfluency removal, and GEC, with the associated concern of propagating errors between these individual modules. In this paper, we introduce an alternative "end-to-end" approach to spoken GEC, exploiting a speech recognition foundation model, Whisper. This foundation model can be used to replace the whole framework or part of it, e.g., ASR and disfluency removal. These end-to-end approaches are compared to more standard cascaded approaches on the data obtained from a free-speaking spoken language assessment test, Linguaskill. Results demonstrate that end-to-end spoken GEC is possible within this architecture, but the lack of available data limits current performance compared to a system using large quantities of text-based GEC data. Conversely, end-to-end disfluency detection and removal, which is easier for the attention-based Whisper to learn, does outperform cascaded approaches. Additionally, the paper discusses the challenges of providing feedback to candidates when using end-to-end systems for spoken GEC.
Authors: Nikita Soni, Niranjan Balasubramanian, H. Andrew Schwartz, Dirk Hovy
Abstract: Pre-trained language models consider the context of neighboring words and documents but lack any author context of the human generating the text. However, language depends on the author's states, traits, social, situational, and environmental attributes, collectively referred to as human context (Soni et al., 2024). Human-centered natural language processing requires incorporating human context into language models. Currently, two methods exist: pre-training with 1) group-wise attributes (e.g., over-45-year-olds) or 2) individual traits. Group attributes are simple but coarse -- not all 45-year-olds write the same way -- while individual traits allow for more personalized representations, but require more complex modeling and data. It is unclear which approach benefits what tasks. We compare pre-training models with human context via 1) group attributes, 2) individual users, and 3) a combined approach on five user- and document-level tasks. Our results show that there is no best approach, but that human-centered language modeling holds avenues for different methods.
Authors: Zihao Wang, Chirag Nagpal, Jonathan Berant, Jacob Eisenstein, Alex D'Amour, Sanmi Koyejo, Victor Veitch
Abstract: A common approach for aligning language models to human preferences is to first learn a reward model from preference data, and then use this reward model to update the language model. We study two closely related problems that arise in this approach. First, any monotone transformation of the reward model preserves preference ranking; is there a choice that is ``better'' than others? Second, we often wish to align language models to multiple properties: how should we combine multiple reward models? Using a probabilistic interpretation of the alignment procedure, we identify a natural choice for transformation for (the common case of) rewards learned from Bradley-Terry preference models. The derived transformation is straightforward: we apply a log-sigmoid function to the centered rewards, a method we term ``LSC-transformation'' (log-sigmoid-centered transformation). This transformation has two important properties. First, it emphasizes improving poorly-performing outputs, rather than outputs that already score well. This mitigates both underfitting (where some prompts are not improved) and reward hacking (where the model learns to exploit misspecification of the reward model). Second, it enables principled aggregation of rewards by linking summation to logical conjunction: the sum of transformed rewards corresponds to the probability that the output is ``good'' in all measured properties, in a sense we make precise. Experiments aligning language models to be both helpful and harmless using RLHF show substantial improvements over the baseline (non-transformed) approach.
Authors: Jiwon Song, Kyungseok Oh, Taesu Kim, Hyungjun Kim, Yulhwa Kim, Jae-Joon Kim
Abstract: Large language models (LLMs) have proven to be highly effective across various natural language processing tasks. However, their large number of parameters poses significant challenges for practical deployment. Pruning, a technique aimed at reducing the size and complexity of LLMs, offers a potential solution by removing redundant components from the network. Despite the promise of pruning, existing methods often struggle to achieve substantial end-to-end LLM inference speedup. In this paper, we introduce SLEB, a novel approach designed to streamline LLMs by eliminating redundant transformer blocks. We choose the transformer block as the fundamental unit for pruning, because LLMs exhibit block-level redundancy with high similarity between the outputs of neighboring blocks. This choice allows us to effectively enhance the processing speed of LLMs. Our experimental results demonstrate that SLEB outperforms previous LLM pruning methods in accelerating LLM inference while also maintaining superior perplexity and accuracy, making SLEB as a promising technique for enhancing the efficiency of LLMs. The code is available at: https://github.com/jiwonsong-dev/SLEB.
Authors: Guanming Xiong, Junwei Bao, Wen Zhao
Abstract: This study explores the realm of knowledge base question answering (KBQA). KBQA is considered a challenging task, particularly in parsing intricate questions into executable logical forms. Traditional semantic parsing (SP)-based methods require extensive data annotations, which result in significant costs. Recently, the advent of few-shot in-context learning, powered by large language models (LLMs), has showcased promising capabilities. However, fully leveraging LLMs to parse questions into logical forms in low-resource scenarios poses a substantial challenge. To tackle these hurdles, we introduce Interactive-KBQA, a framework designed to generate logical forms through direct interaction with knowledge bases (KBs). Within this framework, we have developed three generic APIs for KB interaction. For each category of complex question, we devised exemplars to guide LLMs through the reasoning processes. Our method achieves competitive results on the WebQuestionsSP, ComplexWebQuestions, KQA Pro, and MetaQA datasets with a minimal number of examples (shots). Importantly, our approach supports manual intervention, allowing for the iterative refinement of LLM outputs. By annotating a dataset with step-wise reasoning processes, we showcase our model's adaptability and highlight its potential for contributing significant enhancements to the field.
Authors: Md Tahmid Rahman Laskar, Elena Khasanova, Xue-Yong Fu, Cheng Chen, Shashi Bhushan TN
Abstract: This work focuses on the task of query-based meeting summarization in which the summary of a context (meeting transcript) is generated in response to a specific query. When using Large Language Models (LLMs) for this task, usually a new call to the LLM inference endpoint/API is triggered for each new query, even if the context stays the same. However, repeated calls to the LLM inference endpoints would significantly increase the costs of using them in production, making LLMs impractical for many real-world use cases. To address this problem, in this paper, we investigate whether combining the queries for the same input context in a single prompt to minimize repeated calls can be successfully used in meeting summarization. In this regard, we conduct extensive experiments by comparing the performance of various popular LLMs: GPT-4, Gemini, Claude-3, LLaMA-2, Mistral, Phi-3, and Qwen-2 in single-query and multi-query settings. We observe that 100% reliability in generating the response in the expected format is usually limited to certain closed-source LLMs, with most open-source LLMs lagging behind (except a few 7B parameters LLMs like Mistral and Phi-3). We conclude that multi-query prompting could be useful to significantly optimize the inference costs in meeting summarization.
Authors: Yu Wang, Wen Qu
Abstract: Given that natural language serves as the primary conduit for expressing thoughts and emotions, text analysis has become a key technique in psychological research. It enables the extraction of valuable insights from natural language, facilitating endeavors like personality traits assessment, mental health monitoring, and sentiment analysis in interpersonal communications. In text analysis, existing studies often resort to either human coding, which is time-consuming, using pre-built dictionaries, which often fails to cover all possible scenarios, or training models from scratch, which requires large amounts of labeled data. In this tutorial, we introduce the pretrain-finetune paradigm. The pretrain-finetune paradigm represents a transformative approach in text analysis and natural language processing. This paradigm distinguishes itself through the use of large pretrained language models, demonstrating remarkable efficiency in finetuning tasks, even with limited training data. This efficiency is especially beneficial for research in social sciences, where the number of annotated samples is often quite limited. Our tutorial offers a comprehensive introduction to the pretrain-finetune paradigm. We first delve into the fundamental concepts of pretraining and finetuning, followed by practical exercises using real-world applications. We demonstrate the application of the paradigm across various tasks, including multi-class classification and regression. Emphasizing its efficacy and user-friendliness, the tutorial aims to encourage broader adoption of this paradigm. To this end, we have provided open access to all our code and datasets. The tutorial is highly beneficial across various psychology disciplines, providing a comprehensive guide to employing text analysis in diverse research settings.
Authors: Vjosa Preniqi, Iacopo Ghinassi, Julia Ive, Charalampos Saitis, Kyriaki Kalimeri
Abstract: Moral values play a fundamental role in how we evaluate information, make decisions, and form judgements around important social issues. Controversial topics, including vaccination, abortion, racism, and sexual orientation, often elicit opinions and attitudes that are not solely based on evidence but rather reflect moral worldviews. Recent advances in Natural Language Processing (NLP) show that moral values can be gauged in human-generated textual content. Building on the Moral Foundations Theory (MFT), this paper introduces MoralBERT, a range of language representation models fine-tuned to capture moral sentiment in social discourse. We describe a framework for both aggregated and domain-adversarial training on multiple heterogeneous MFT human-annotated datasets sourced from Twitter (now X), Reddit, and Facebook that broaden textual content diversity in terms of social media audience interests, content presentation and style, and spreading patterns. We show that the proposed framework achieves an average F1 score that is between 11% and 32% higher than lexicon-based approaches, Word2Vec embeddings, and zero-shot classification with large language models such as GPT-4 for in-domain inference. Domain-adversarial training yields better out-of domain predictions than aggregate training while achieving comparable performance to zero-shot learning. Our approach contributes to annotation-free and effective morality learning, and provides useful insights towards a more comprehensive understanding of moral narratives in controversial social debates using NLP.
Authors: Thomas Merth, Qichen Fu, Mohammad Rastegari, Mahyar Najibi
Abstract: Despite the successes of large language models (LLMs), they exhibit significant drawbacks, particularly when processing long contexts. Their inference cost scales quadratically with respect to sequence length, making it expensive for deployment in some real-world text processing applications, such as retrieval-augmented generation (RAG). Additionally, LLMs also exhibit the "distraction phenomenon", where irrelevant context in the prompt degrades output quality. To address these drawbacks, we propose a novel RAG prompting methodology, *superposition prompting*, which can be directly applied to pre-trained transformer-based LLMs *without the need for fine-tuning*. At a high level, superposition prompting allows the LLM to process input documents in parallel *prompt paths*, discarding paths once they are deemed irrelevant. We demonstrate the capability of our method to simultaneously enhance time efficiency across a variety of question-answering benchmarks using multiple pre-trained LLMs. Furthermore, our technique significantly improves accuracy when the retrieved context is large relative the context the model was trained on. For example, our approach facilitates a 93x reduction in compute time while *improving* accuracy by 43% on the NaturalQuestions-Open dataset with the MPT-7B instruction-tuned model over naive RAG.
Authors: Zixuan Zhou, Xuefei Ning, Ke Hong, Tianyu Fu, Jiaming Xu, Shiyao Li, Yuming Lou, Luning Wang, Zhihang Yuan, Xiuhong Li, Shengen Yan, Guohao Dai, Xiao-Ping Zhang, Yuhan Dong, Yu Wang
Abstract: Large Language Models (LLMs) have attracted extensive attention due to their remarkable performance across various tasks. However, the substantial computational and memory requirements of LLM inference pose challenges for deployment in resource-constrained scenarios. Efforts within the field have been directed towards developing techniques aimed at enhancing the efficiency of LLM inference. This paper presents a comprehensive survey of the existing literature on efficient LLM inference. We start by analyzing the primary causes of the inefficient LLM inference, i.e., the large model size, the quadratic-complexity attention operation, and the auto-regressive decoding approach. Then, we introduce a comprehensive taxonomy that organizes the current literature into data-level, model-level, and system-level optimization. Moreover, the paper includes comparative experiments on representative methods within critical sub-fields to provide quantitative insights. Last but not least, we provide some knowledge summary and discuss future research directions.
Authors: Tuo Zhang, Jinyue Yuan, Salman Avestimehr
Abstract: Numerous recent works aim to enhance the efficacy of Large Language Models (LLMs) through strategic prompting. In particular, the Optimization by PROmpting (OPRO) approach provides state-of-the-art performance by leveraging LLMs as optimizers where the optimization task is to find instructions that maximize the task accuracy. In this paper, we revisit OPRO for automated prompting with relatively small-scale LLMs, such as LLaMa-2 family and Mistral 7B. Our investigation reveals that OPRO shows limited effectiveness in small-scale LLMs, with limited inference capabilities constraining optimization ability. We suggest future automatic prompting engineering to consider both model capabilities and computational costs. Additionally, for small-scale LLMs, we recommend direct instructions that clearly outline objectives and methodologies as robust prompt baselines, ensuring efficient and effective prompt engineering in ongoing research.
Authors: Siva Uday Sampreeth Chebolu, Franck Dernoncourt, Nedim Lipka, Thamar Solorio
Abstract: Aspect-Based Sentiment Analysis (ABSA) has experienced tremendous expansion and diversity due to various shared tasks spanning several languages and fields and organized via SemEval workshops and Germeval. Nonetheless, a few shortcomings still need to be addressed, such as the lack of low-resource language evaluations and the emphasis on sentence-level analysis. To thoroughly assess ABSA techniques in the context of complete reviews, this research presents a novel task, Review-Level Opinion Aspect Sentiment Target (ROAST). ROAST seeks to close the gap between sentence-level and text-level ABSA by identifying every ABSA constituent at the review level. We extend the available datasets to enable ROAST, addressing the drawbacks noted in previous research by incorporating low-resource languages, numerous languages, and a variety of topics. Through this effort, ABSA research will be able to cover more ground and get a deeper comprehension of the task and its practical application in a variety of languages and domains (https://github.com/RiTUAL-UH/ROAST-ABSA).
Authors: Chih-Kai Yang, Kuan-Po Huang, Hung-yi Lee
Abstract: This research explores how the information of prompts interacts with the high-performing speech recognition model, Whisper. We compare its performances when prompted by prompts with correct information and those corrupted with incorrect information. Our results unexpectedly show that Whisper may not understand the textual prompts in a human-expected way. Additionally, we find that performance improvement is not guaranteed even with stronger adherence to the topic information in textual prompts. It is also noted that English prompts generally outperform Mandarin ones on datasets of both languages, likely due to differences in training data distributions for these languages despite the mismatch with pre-training scenarios. Conversely, we discover that Whisper exhibits awareness of misleading information in language tokens by ignoring incorrect language tokens and focusing on the correct ones. In sum, We raise insightful questions about Whisper's prompt understanding and reveal its counter-intuitive behaviors. We encourage further studies.
Authors: Bangxin Li, Hengrui Xing, Chao Huang, Jin Qian, Huangqing Xiao, Linfeng Feng, Cong Tian
Abstract: Large Language Models (LLMs) are widely used in natural language processing but face the risk of jailbreak attacks that maliciously induce them to generate harmful content. Existing jailbreak attacks, including character-level and context-level attacks, mainly focus on the prompt of the plain text without specifically exploring the significant influence of its structure. In this paper, we focus on studying how prompt structure contributes to the jailbreak attack. We introduce a novel structure-level attack method based on tail structures that are rarely used during LLM training, which we refer to as Uncommon Text-Encoded Structure (UTES). We extensively study 12 UTESs templates and 6 obfuscation methods to build an effective automated jailbreak tool named StructuralSleight that contains three escalating attack strategies: Structural Attack, Structural and Character/Context Obfuscation Attack, and Fully Obfuscated Structural Attack. Extensive experiments on existing LLMs show that StructuralSleight significantly outperforms baseline methods. In particular, the attack success rate reaches 94.62\% on GPT-4o, which has not been addressed by state-of-the-art techniques.
Authors: Marzena Karpinska, Katherine Thai, Kyle Lo, Tanya Goyal, Mohit Iyyer
Abstract: Synthetic long-context LLM benchmarks (e.g., "needle-in-the-haystack") test only surface-level retrieval capabilities, but how well can long-context LLMs retrieve, synthesize, and reason over information across book-length inputs? We address this question by creating NoCha, a dataset of 1,001 minimally different pairs of true and false claims about 67 recently-published English fictional books, written by human readers of those books. In contrast to existing long-context benchmarks, our annotators confirm that the largest share of pairs in NoCha require global reasoning over the entire book to verify. Our experiments show that while human readers easily perform this task, it is enormously challenging for all ten long-context LLMs that we evaluate: no open-weight model performs above random chance (despite their strong performance on synthetic benchmarks), while GPT-4o achieves the highest accuracy at 55.8%. Further analysis reveals that (1) on average, models perform much better on pairs that require only sentence-level retrieval vs. global reasoning; (2) model-generated explanations for their decisions are often inaccurate even for correctly-labeled claims; and (3) models perform substantially worse on speculative fiction books that contain extensive world-building. The methodology proposed in NoCha allows for the evolution of the benchmark dataset and the easy analysis of future models.
Authors: Aditya Kalyanpur, Kailash Karthik Saravanakumar, Victor Barres, Jennifer Chu-Carroll, David Melville, David Ferrucci
Abstract: We introduce LLM-ARC, a neuro-symbolic framework designed to enhance the logical reasoning capabilities of Large Language Models (LLMs), by combining them with an Automated Reasoning Critic (ARC). LLM-ARC employs an Actor-Critic method where the LLM Actor generates declarative logic programs along with tests for semantic correctness, while the Automated Reasoning Critic evaluates the code, runs the tests and provides feedback on test failures for iterative refinement. Implemented using Answer Set Programming (ASP), LLM-ARC achieves a new state-of-the-art accuracy of 88.32% on the FOLIO benchmark which tests complex logical reasoning capabilities. Our experiments demonstrate significant improvements over LLM-only baselines, highlighting the importance of logic test generation and iterative self-refinement. We achieve our best result using a fully automated self-supervised training loop where the Actor is trained on end-to-end dialog traces with Critic feedback. We discuss potential enhancements and provide a detailed error analysis, showcasing the robustness and efficacy of LLM-ARC for complex natural language reasoning tasks.
Authors: Jingbo Shang, Zai Zheng, Xiang Ying, Felix Tao, Mindverse Team
Abstract: Large language models (LLMs) have demonstrated the world with the sparks of artificial general intelligence (AGI). One opinion, especially from some startups working on LLMs, argues that an LLM with nearly unlimited context length can realize AGI. However, they might be too optimistic about the long-context capability of (existing) LLMs -- (1) Recent literature has shown that their effective context length is significantly smaller than their claimed context length; and (2) Our reasoning-in-a-haystack experiments further demonstrate that simultaneously finding the relevant information from a long context and conducting (simple) reasoning is nearly impossible. In this paper, we envision a pathway from LLMs to AGI through the integration of \emph{memory}. We believe that AGI should be a system where LLMs serve as core processors. In addition to raw data, the memory in this system would store a large number of important conclusions derived from reasoning processes. Compared with retrieval-augmented generation (RAG) that merely processing raw data, this approach not only connects semantically related information closer, but also simplifies complex inferences at the time of querying. As an intermediate stage, the memory will likely be in the form of natural language descriptions, which can be directly consumed by users too. Ultimately, every agent/person should have its own large personal model, a deep neural network model (thus \emph{AI-native}) that parameterizes and compresses all types of memory, even the ones cannot be described by natural languages. Finally, we discuss the significant potential of AI-native memory as the transformative infrastructure for (proactive) engagement, personalization, distribution, and social in the AGI era, as well as the incurred privacy and security challenges with preliminary solutions.
Authors: Thomas Mongaillard, Samson Lasaulce, Othman Hicheur, Chao Zhang, Lina Bariah, Vineeth S. Varma, Hang Zou, Qiyang Zhao, Merouane Debbah
Abstract: While traditional optimization and scheduling schemes are designed to meet fixed, predefined system requirements, future systems are moving toward user-driven approaches and personalized services, aiming to achieve high quality-of-experience (QoE) and flexibility. This challenge is particularly pronounced in wireless and digitalized energy networks, where users' requirements have largely not been taken into consideration due to the lack of a common language between users and machines. The emergence of powerful large language models (LLMs) marks a radical departure from traditional system-centric methods into more advanced user-centric approaches by providing a natural communication interface between users and devices. In this paper, for the first time, we introduce a novel architecture for resource scheduling problems by constructing three LLM agents to convert an arbitrary user's voice request (VRQ) into a resource allocation vector. Specifically, we design an LLM intent recognition agent to translate the request into an optimization problem (OP), an LLM OP parameter identification agent, and an LLM OP solving agent. To evaluate system performance, we construct a database of typical VRQs in the context of electric vehicle (EV) charging. As a proof of concept, we primarily use Llama 3 8B. Through testing with different prompt engineering scenarios, the obtained results demonstrate the efficiency of the proposed architecture. The conducted performance analysis allows key insights to be extracted. For instance, having a larger set of candidate OPs to model the real-world problem might degrade the final performance because of a higher recognition/OP classification noise level. All results and codes are open source.
Authors: Lu\'isa Shimabucoro, Sebastian Ruder, Julia Kreutzer, Marzieh Fadaee, Sara Hooker
Abstract: The widespread adoption of synthetic data raises new questions about how models generating the data can influence other large language models (LLMs) via distilled data. To start, our work exhaustively characterizes the impact of passive inheritance of model properties by systematically studying the consequences of synthetic data integration. We provide one of the most comprehensive studies to-date of how the source of synthetic data shapes models' internal biases, calibration and generations' textual attributes and preferences. We find that models are surprisingly sensitive towards certain attributes even when the synthetic data prompts appear "neutral". which invites the question whether this sensitivity can be exploited for good. Our findings invite the question can we explicitly steer the models towards the properties we want at test time by exploiting the data generation process? This would have historically been considered infeasible due to the cost of collecting data with a specific characteristic or objective in mind. However, improvement in the quality of synthetic data, as well as a shift towards general-purpose models designed to follow a diverse way of instructions, means this question is timely. We propose active inheritance as a term to describe intentionally constraining synthetic data according to a non-differentiable objective. We demonstrate how active inheritance can steer the generation profiles of models towards desirable non-differentiable attributes, e.g. high lexical diversity or low toxicity.
Authors: Mokhaiber Dandash, Masoud Asadpour
Abstract: Social media is heading toward personalization more and more, where individuals reveal their beliefs, interests, habits, and activities, simply offering glimpses into their personality traits. This study, explores the correlation between the use of Arabic language on twitter, personality traits and its impact on sentiment analysis. We indicated the personality traits of users based on the information extracted from their profile activities, and the content of their tweets. Our analysis incorporated linguistic features, profile statistics (including gender, age, bio, etc.), as well as additional features like emoticons. To obtain personality data, we crawled the timelines and profiles of users who took the 16personalities test in Arabic on 16personalities.com. Our dataset "AraPers" comprised 3,250 users who shared their personality results on twitter. We implemented various machine learning techniques, to reveal personality traits and developed a dedicated model for this purpose, achieving a 74.86% accuracy rate with BERT, analysis of this dataset proved that linguistic features, profile features and derived model can be used to differentiate between different personality traits. Furthermore, our findings demonstrated that personality affect sentiment in social media. This research contributes to the ongoing efforts in developing robust understanding of the relation between human behaviour on social media and personality features for real-world applications, such as political discourse analysis, and public opinion tracking.
Authors: Omid Rohanian, Mohammadmahdi Nouriborji, Olena Seminog, Rodrigo Furst, Thomas Mendy, Shanthi Levanita, Zaharat Kadri-Alabi, Nusrat Jabin, Daniela Toale, Georgina Humphreys, Emilia Antonio, Adrian Bucher, Alice Norton, David A. Clifton
Abstract: This paper introduces the Pandemic PACT Advanced Categorisation Engine (PPACE) along with its associated dataset. PPACE is a fine-tuned model developed to automatically classify research abstracts from funded biomedical projects according to WHO-aligned research priorities. This task is crucial for monitoring research trends and identifying gaps in global health preparedness and response. Our approach builds on human-annotated projects, which are allocated one or more categories from a predefined list. A large language model is then used to generate `rationales' explaining the reasoning behind these annotations. This augmented data, comprising expert annotations and rationales, is subsequently used to fine-tune a smaller, more efficient model. Developed as part of the Pandemic PACT project, which aims to track and analyse research funding and clinical evidence for a wide range of diseases with outbreak potential, PPACE supports informed decision-making by research funders, policymakers, and independent researchers. We introduce and release both the trained model and the instruction-based dataset used for its training. Our evaluation shows that PPACE significantly outperforms its baselines. The release of PPACE and its associated dataset offers valuable resources for researchers in multilabel biomedical document classification and supports advancements in aligning biomedical research with key global health priorities.
Authors: Jessica Foo, Shaun Khoo
Abstract: As large language models (LLMs) become increasingly prevalent in a wide variety of applications, concerns about the safety of their outputs have become more significant. Most efforts at safety-tuning or moderation today take on a predominantly Western-centric view of safety, especially for toxic, hateful, or violent speech. In this paper, we describe LionGuard, a Singapore-contextualized moderation classifier that can serve as guardrails against unsafe LLM outputs. When assessed on Singlish data, LionGuard outperforms existing widely-used moderation APIs, which are not finetuned for the Singapore context, by 14% (binary) and up to 51% (multi-label). Our work highlights the benefits of localization for moderation classifiers and presents a practical and scalable approach for low-resource languages.
Authors: Qingcheng Zeng, Mingyu Jin, Qinkai Yu, Zhenting Wang, Wenyue Hua, Zihao Zhou, Guangyan Sun, Yanda Meng, Shiqing Ma, Qifan Wang, Felix Juefei-Xu, Kaize Ding, Fan Yang, Ruixiang Tang, Yongfeng Zhang
Abstract: Large Language Models (LLMs) are employed across various high-stakes domains, where the reliability of their outputs is crucial. One commonly used method to assess the reliability of LLMs' responses is uncertainty estimation, which gauges the likelihood of their answers being correct. While many studies focus on improving the accuracy of uncertainty estimations for LLMs, our research investigates the fragility of uncertainty estimation and explores potential attacks. We demonstrate that an attacker can embed a backdoor in LLMs, which, when activated by a specific trigger in the input, manipulates the model's uncertainty without affecting the final output. Specifically, the proposed backdoor attack method can alter an LLM's output probability distribution, causing the probability distribution to converge towards an attacker-predefined distribution while ensuring that the top-1 prediction remains unchanged. Our experimental results demonstrate that this attack effectively undermines the model's self-evaluation reliability in multiple-choice questions. For instance, we achieved a 100 attack success rate (ASR) across three different triggering strategies in four models. Further, we investigate whether this manipulation generalizes across different prompts and domains. This work highlights a significant threat to the reliability of LLMs and underscores the need for future defenses against such attacks. The code is available at https://github.com/qcznlp/uncertainty_attack.
Authors: Maksym Andriushchenko, Nicolas Flammarion
Abstract: Refusal training is widely used to prevent LLMs from generating harmful, undesirable, or illegal outputs. We reveal a curious generalization gap in the current refusal training approaches: simply reformulating a harmful request in the past tense (e.g., "How to make a Molotov cocktail?" to "How did people make a Molotov cocktail?") is often sufficient to jailbreak many state-of-the-art LLMs. We systematically evaluate this method on Llama-3 8B, Claude-3.5 Sonnet, GPT-3.5 Turbo, Gemma-2 9B, Phi-3-Mini, GPT-4o mini, GPT-4o, and R2D2 models using GPT-3.5 Turbo as a reformulation model. For example, the success rate of this simple attack on GPT-4o increases from 1% using direct requests to 88% using 20 past tense reformulation attempts on harmful requests from JailbreakBench with GPT-4 as a jailbreak judge. Interestingly, we also find that reformulations in the future tense are less effective, suggesting that refusal guardrails tend to consider past historical questions more benign than hypothetical future questions. Moreover, our experiments on fine-tuning GPT-3.5 Turbo show that defending against past reformulations is feasible when past tense examples are explicitly included in the fine-tuning data. Overall, our findings highlight that the widely used alignment techniques -- such as SFT, RLHF, and adversarial training -- employed to align the studied models can be brittle and do not always generalize as intended. We provide code and jailbreak artifacts at https://github.com/tml-epfl/llm-past-tense.
Authors: Aditya Makkar, Divya Makkar, Aarav Patel, Liam Hebert
Abstract: The lack of fluency in sign language remains a barrier to seamless communication for hearing and speech-impaired communities. In this work, we propose a low-cost, real-time ASL-to-speech translation glove and an exhaustive training dataset of sign language patterns. We then benchmarked this dataset with supervised learning models, such as LSTMs, GRUs and Transformers, where our best model achieved 92% accuracy. The SignSpeak dataset has 7200 samples encompassing 36 classes (A-Z, 1-10) and aims to capture realistic signing patterns by using five low-cost flex sensors to measure finger positions at each time step at 36 Hz. Our open-source dataset, models and glove designs, provide an accurate and efficient ASL translator while maintaining cost-effectiveness, establishing a framework for future work to build on.
Authors: Youmin Ko, Hyemin Yang, Taeuk Kim, Hyunjoon Kim
Abstract: Fine-tuning pre-trained language models (PLMs) has recently shown a potential to improve knowledge graph completion (KGC). However, most PLM-based methods encode only textual information, neglecting various topological structures of knowledge graphs (KGs). In this paper, we empirically validate the significant relations between the structural properties of KGs and the performance of the PLM-based methods. To leverage the structural knowledge, we propose a Subgraph-Aware Training framework for KGC (SATKGC) that combines (i) subgraph-aware mini-batching to encourage hard negative sampling, and (ii) a new contrastive learning method to focus more on harder entities and harder negative triples in terms of the structural properties. To the best of our knowledge, this is the first study to comprehensively incorporate the structural inductive bias of the subgraphs into fine-tuning PLMs. Extensive experiments on four KGC benchmarks demonstrate the superiority of SATKGC. Our code is available.
Authors: Jiaxin Qin, Zixuan Zhang, Chi Han, Manling Li, Pengfei Yu, Heng Ji
Abstract: Extensive previous research has focused on post-training knowledge editing (KE) for language models (LMs) to ensure that knowledge remains accurate and up-to-date. One desired property and open question in KE is to let edited LMs correctly handle ripple effects, where LM is expected to answer its logically related knowledge accurately. In this paper, we answer the question of why most KE methods still create messy ripple effects. We conduct extensive analysis and identify a salient indicator, GradSim, that effectively reveals when and why updated knowledge ripples in LMs. GradSim is computed by the cosine similarity between gradients of the original fact and its related knowledge. We observe a strong positive correlation between ripple effect performance and GradSim across different LMs, KE methods, and evaluation metrics. Further investigations into three counter-intuitive failure cases (Negation, Over-Ripple, Multi-Lingual) of ripple effects demonstrate that these failures are often associated with very low GradSim. This finding validates that GradSim is an effective indicator of when knowledge ripples in LMs.
Authors: Irina Abdullaeva, Andrei Filatov, Mikhail Orlov, Ivan Karpukhin, Viacheslav Vasilev, Denis Dimitrov, Andrey Kuznetsov, Ivan Kireev, Andrey Savchenko
Abstract: Event sequences (ESs) arise in many practical domains including finance, retail, social networks, and healthcare. In the context of machine learning, event sequences can be seen as a special type of tabular data with annotated timestamps. Despite the importance of ESs modeling and analysis, little effort was made in adapting large language models (LLMs) to the ESs domain. In this paper, we highlight the common difficulties of ESs processing and propose a novel solution capable of solving multiple downstream tasks with little or no finetuning. In particular, we solve the problem of working with long sequences and improve time and numeric features processing. The resulting method, called ESQA, effectively utilizes the power of LLMs and, according to extensive experiments, achieves state-of-the-art results in the ESs domain.
Authors: Tony Montes, Laura Manrique-G\'omez, Rub\'en Manrique
Abstract: This paper explores the evolution of word meanings in 19th-century Spanish texts, with an emphasis on Latin American Spanish, using computational linguistics techniques. It addresses the Semantic Shift Detection (SSD) task, which is crucial for understanding linguistic evolution, particularly in historical contexts. The study focuses on analyzing a set of Spanish target words. To achieve this, a 19th-century Spanish corpus is constructed, and a customizable pipeline for SSD tasks is developed. This pipeline helps find the senses of a word and measure their semantic change between two corpora using fine-tuned BERT-like models with old Spanish texts for both Latin American and general Spanish cases. The results provide valuable insights into the cultural and societal shifts reflected in language changes over time.
Authors: Naama Rozen, Gal Elidan, Amir Globerson, Ella Daniel
Abstract: Values are a basic driving force underlying human behavior. Large Language Models (LLM) technology is constantly improving towards human-like dialogue. However, little research has been done to study the values exhibited in text generated by LLMs. Here we study this question by turning to the rich literature on value structure in psychology. We ask whether LLMs exhibit the same value structure that has been demonstrated in humans, including the ranking of values, and correlation between values. We show that the results of this analysis strongly depend on how the LLM is prompted, and that under a particular prompting strategy (referred to as 'Value Anchoring') the agreement with human data is quite compelling. Our results serve both to improve our understanding of values in LLMs, as well as introduce novel methods for assessing consistency in LLM responses.
Authors: Shangyu Wu, Ying Xiong, Yufei Cui, Haolun Wu, Can Chen, Ye Yuan, Lianming Huang, Xue Liu, Tei-Wei Kuo, Nan Guan, Chun Jason Xue
Abstract: Large language models (LLMs) have demonstrated great success in various fields, benefiting from their huge amount of parameters that store knowledge. However, LLMs still suffer from several key issues, such as hallucination problems, knowledge update issues, and lacking domain-specific expertise. The appearance of retrieval-augmented generation (RAG), which leverages an external knowledge database to augment LLMs, makes up those drawbacks of LLMs. This paper reviews all significant techniques of RAG, especially in the retriever and the retrieval fusions. Besides, tutorial codes are provided for implementing the representative techniques in RAG. This paper further discusses the RAG training, including RAG with/without datastore update. Then, we introduce the application of RAG in representative natural language processing tasks and industrial scenarios. Finally, this paper discusses the future directions and challenges of RAG for promoting its development.
Authors: Hanrui Wang, Zhekai Zhang, Song Han
Abstract: The attention mechanism is becoming increasingly popular in Natural Language Processing (NLP) applications, showing superior performance than convolutional and recurrent architectures. However, attention becomes the compution bottleneck because of its quadratic computational complexity to input length, complicated data movement and low arithmetic intensity. Moreover, existing NN accelerators mainly focus on optimizing convolutional or recurrent models, and cannot efficiently support attention. In this paper, we present SpAtten, an efficient algorithm-architecture co-design that leverages token sparsity, head sparsity, and quantization opportunities to reduce the attention computation and memory access. Inspired by the high redundancy of human languages, we propose the novel cascade token pruning to prune away unimportant tokens in the sentence. We also propose cascade head pruning to remove unessential heads. Cascade pruning is fundamentally different from weight pruning since there is no trainable weight in the attention mechanism, and the pruned tokens and heads are selected on the fly. To efficiently support them on hardware, we design a novel top-k engine to rank token and head importance scores with high throughput. Furthermore, we propose progressive quantization that first fetches MSBs only and performs the computation; if the confidence is low, it fetches LSBs and recomputes the attention outputs, trading computation for memory reduction. Extensive experiments on 30 benchmarks show that, on average, SpAtten reduces DRAM access by 10.0x with no accuracy loss, and achieves 1.6x, 3.0x, 162x, 347x speedup, and 1,4x, 3.2x, 1193x, 4059x energy savings over A3 accelerator, MNNFast accelerator, TITAN Xp GPU, Xeon CPU, respectively.
Authors: Xinhao Mei, Chutong Meng, Haohe Liu, Qiuqiang Kong, Tom Ko, Chengqi Zhao, Mark D. Plumbley, Yuexian Zou, Wenwu Wang
Abstract: The advancement of audio-language (AL) multimodal learning tasks has been significant in recent years. However, researchers face challenges due to the costly and time-consuming collection process of existing audio-language datasets, which are limited in size. To address this data scarcity issue, we introduce WavCaps, the first large-scale weakly-labelled audio captioning dataset, comprising approximately 400k audio clips with paired captions. We sourced audio clips and their raw descriptions from web sources and a sound event detection dataset. However, the online-harvested raw descriptions are highly noisy and unsuitable for direct use in tasks such as automated audio captioning. To overcome this issue, we propose a three-stage processing pipeline for filtering noisy data and generating high-quality captions, where ChatGPT, a large language model, is leveraged to filter and transform raw descriptions automatically. We conduct a comprehensive analysis of the characteristics of WavCaps dataset and evaluate it on multiple downstream audio-language multimodal learning tasks. The systems trained on WavCaps outperform previous state-of-the-art (SOTA) models by a significant margin. Our aspiration is for the WavCaps dataset we have proposed to facilitate research in audio-language multimodal learning and demonstrate the potential of utilizing ChatGPT to enhance academic research. Our dataset and codes are available at https://github.com/XinhaoMei/WavCaps.
Authors: Jessica Echterhoff, Yao Liu, Abeer Alessa, Julian McAuley, Zexue He
Abstract: Large language models (LLMs) offer significant potential as tools to support an expanding range of decision-making tasks. Given their training on human (created) data, LLMs have been shown to inherit societal biases against protected groups, as well as be subject to bias functionally resembling cognitive bias. Human-like bias can impede fair and explainable decisions made with LLM assistance. Our work introduces BiasBuster, a framework designed to uncover, evaluate, and mitigate cognitive bias in LLMs, particularly in high-stakes decision-making tasks. Inspired by prior research in psychology and cognitive science, we develop a dataset containing 16,800 prompts to evaluate different cognitive biases (e.g., prompt-induced, sequential, inherent). We test various bias mitigation strategies, amidst proposing a novel method utilising LLMs to debias their own prompts. Our analysis provides a comprehensive picture of the presence and effects of cognitive bias across commercial and open-source models. We demonstrate that our self-help debiasing effectively mitigates model answers that display patterns akin to human cognitive bias without having to manually craft examples for each bias.
Authors: Tim Salzmann, Markus Ryll, Alex Bewley, Matthias Minderer
Abstract: Visual relationship detection aims to identify objects and their relationships in images. Prior methods approach this task by adding separate relationship modules or decoders to existing object detection architectures. This separation increases complexity and hinders end-to-end training, which limits performance. We propose a simple and highly efficient decoder-free architecture for open-vocabulary visual relationship detection. Our model consists of a Transformer-based image encoder that represents objects as tokens and models their relationships implicitly. To extract relationship information, we introduce an attention mechanism that selects object pairs likely to form a relationship. We provide a single-stage recipe to train this model on a mixture of object and relationship detection data. Our approach achieves state-of-the-art relationship detection performance on Visual Genome and on the large-vocabulary GQA benchmark at real-time inference speeds. We provide ablations, real-world qualitative examples, and analyses of zero-shot performance.
Authors: Sahar Abdelnabi, Aideen Fay, Giovanni Cherubin, Ahmed Salem, Mario Fritz, Andrew Paverd
Abstract: Large Language Models (LLMs) are routinely used in retrieval-augmented applications to orchestrate tasks and process inputs from users and other sources. These inputs, even in a single LLM interaction, can come from a variety of sources, of varying trustworthiness and provenance. This opens the door to prompt injection attacks, where the LLM receives and acts upon instructions from supposedly data-only sources, thus deviating from the user's original instructions. We define this as task drift, and we propose to catch it by scanning and analyzing the LLM's activations. We compare the LLM's activations before and after processing the external input in order to detect whether this input caused instruction drift. We develop two probing methods and find that simply using a linear classifier can detect drift with near perfect ROC AUC on an out-of-distribution test set. We show that this approach generalizes surprisingly well to unseen task domains, such as prompt injections, jailbreaks, and malicious instructions, without being trained on any of these attacks. Our setup does not require any modification of the LLM (e.g., fine-tuning) or any text generation, thus maximizing deployability and cost efficiency and avoiding reliance on unreliable model output. To foster future research on activation-based task inspection, decoding, and interpretability, we will release our large-scale TaskTracker toolkit, comprising a dataset of over 500K instances, representations from 5 SoTA language models, and inspection tools.
Authors: Ruizhe Huang, Xiaohui Zhang, Zhaoheng Ni, Li Sun, Moto Hira, Jeff Hwang, Vimal Manohar, Vineel Pratap, Matthew Wiesner, Shinji Watanabe, Daniel Povey, Sanjeev Khudanpur
Abstract: Connectionist temporal classification (CTC) models are known to have peaky output distributions. Such behavior is not a problem for automatic speech recognition (ASR), but it can cause inaccurate forced alignments (FA), especially at finer granularity, e.g., phoneme level. This paper aims at alleviating the peaky behavior for CTC and improve its suitability for forced alignment generation, by leveraging label priors, so that the scores of alignment paths containing fewer blanks are boosted and maximized during training. As a result, our CTC model produces less peaky posteriors and is able to more accurately predict the offset of the tokens besides their onset. It outperforms the standard CTC model and a heuristics-based approach for obtaining CTC's token offset timestamps by 12-40% in phoneme and word boundary errors (PBE and WBE) measured on the Buckeye and TIMIT data. Compared with the most widely used FA toolkit Montreal Forced Aligner (MFA), our method performs similarly on PBE/WBE on Buckeye, yet falls behind MFA on TIMIT. Nevertheless, our method has a much simpler training pipeline and better runtime efficiency. Our training recipe and pretrained model are released in TorchAudio.
Authors: Shuai Zhao, Meihuizi Jia, Zhongliang Guo, Leilei Gan, Xiaoyu Xu, Jie Fu, Yichao Feng, Fengjun Pan, Luu Anh Tuan
Abstract: The large language models (LLMs), which bridge the gap between human language understanding and complex problem-solving, achieve state-of-the-art performance on several NLP tasks, particularly in few-shot and zero-shot settings. Despite the demonstrable efficacy of LMMs, due to constraints on computational resources, users have to engage with open-source language models or outsource the entire training process to third-party platforms. However, research has demonstrated that language models are susceptible to potential security vulnerabilities, particularly in backdoor attacks. Backdoor attacks are designed to introduce targeted vulnerabilities into language models by poisoning training samples or model weights, allowing attackers to manipulate model responses through malicious triggers. While existing surveys on backdoor attacks provide a comprehensive overview, they lack an in-depth examination of backdoor attacks specifically targeting LLMs. To bridge this gap and grasp the latest trends in the field, this paper presents a novel perspective on backdoor attacks for LLMs by focusing on fine-tuning methods. Specifically, we systematically classify backdoor attacks into three categories: full-parameter fine-tuning, parameter-efficient fine-tuning, and attacks without fine-tuning. Based on insights from a substantial review, we also discuss crucial issues for future research on backdoor attacks, such as further exploring attack algorithms that do not require fine-tuning, or developing more covert attack algorithms.
Authors: Mengjie Qian, Siyuan Tang, Rao Ma, Kate M. Knill, Mark J. F. Gales
Abstract: Foundation ASR models often support many languages, e.g. 100 languages in Whisper. However, there has been limited work on integrating an additional, typically low-resource, language, while maintaining performance on the original language set. Fine-tuning, while simple, may degrade the accuracy of the original set. We compare three approaches that exploit adaptation parameters: soft language code tuning, train only the language code; soft prompt tuning, train prepended tokens; and LoRA where a small set of additional parameters are optimised. Elastic Weight Consolidation (EWC) offers an alternative compromise with the potential to maintain performance in specific target languages. Results show that direct fine-tuning yields the best performance for the new language but degrades existing language capabilities. EWC can address this issue for specific languages. If only adaptation parameters are used, the language capabilities are maintained but at the cost of performance in the new language.