new Physics-guided machine learning predicts the planet-scale performance of solar farms with sparse, heterogeneous, public data

Authors: Jabir Bin Jahangir, Muhammad Ashraful Alam

Abstract: The photovoltaics (PV) technology landscape is evolving rapidly. To predict the potential and scalability of emerging PV technologies, a global understanding of these systems' performance is essential. Traditionally, experimental and computational studies at large national research facilities have focused on PV performance in specific regional climates. However, synthesizing these regional studies to understand the worldwide performance potential has proven difficult. Given the expense of obtaining experimental data, the challenge of coordinating experiments at national labs across a politically-divided world, and the data-privacy concerns of large commercial operators, however, a fundamentally different, data-efficient approach is desired. Here, we present a physics-guided machine learning (PGML) scheme to demonstrate that: (a) The world can be divided into a few PV-specific climate zones, called PVZones, illustrating that the relevant meteorological conditions are shared across continents; (b) by exploiting the climatic similarities, high-quality monthly energy yield data from as few as five locations can accurately predict yearly energy yield potential with high spatial resolution and a root mean square error of less than 8 kWhm$^{2}$, and (c) even with noisy, heterogeneous public PV performance data, the global energy yield can be predicted with less than 6% relative error compared to physics-based simulations provided that the dataset is representative. This PGML scheme is agnostic to PV technology and farm topology, making it adaptable to new PV technologies or farm configurations. The results encourage physics-guided, data-driven collaboration among national policymakers and research organizations to build efficient decision support systems for accelerated PV qualification and deployment across the world.

new CavDetect: A DBSCAN Algorithm based Novel Cavity Detection Model on Protein Structure

Authors: Swati Adhikari (The University of Burdwan), Parthajit Roy (The University of Burdwan)

Abstract: Cavities on the structures of proteins are formed due to interaction between proteins and some small molecules, known as ligands. These are basically the locations where ligands bind with proteins. Actual detection of such locations is all-important to succeed in the entire drug design process. This study proposes a Voronoi Tessellation based novel cavity detection model that is used to detect cavities on the structure of proteins. As the atom space of protein structure is dense and of large volumes and the DBSCAN (Density Based Spatial Clustering of Applications with Noise) algorithm can handle such type of data very well as well as it is not mandatory to have knowledge about the numbers of clusters (cavities) in data as priori in this algorithm, this study proposes to implement the proposed algorithm with the DBSCAN algorithm.

new AMA-LSTM: Pioneering Robust and Fair Financial Audio Analysis for Stock Volatility Prediction

Authors: Shengkun Wang, Taoran Ji, Jianfeng He, Mariam Almutairi, Dan Wang, Linhan Wang, Min Zhang, Chang-Tien Lu

Abstract: Stock volatility prediction is an important task in the financial industry. Recent advancements in multimodal methodologies, which integrate both textual and auditory data, have demonstrated significant improvements in this domain, such as earnings calls (Earnings calls are public available and often involve the management team of a public company and interested parties to discuss the company's earnings). However, these multimodal methods have faced two drawbacks. First, they often fail to yield reliable models and overfit the data due to their absorption of stochastic information from the stock market. Moreover, using multimodal models to predict stock volatility suffers from gender bias and lacks an efficient way to eliminate such bias. To address these aforementioned problems, we use adversarial training to generate perturbations that simulate the inherent stochasticity and bias, by creating areas resistant to random information around the input space to improve model robustness and fairness. Our comprehensive experiments on two real-world financial audio datasets reveal that this method exceeds the performance of current state-of-the-art solution. This confirms the value of adversarial training in reducing stochasticity and bias for stock volatility prediction tasks.

new Introducing {\delta}-XAI: a novel sensitivity-based method for local AI explanations

Authors: Alessandro De Carlo, Enea Parimbelli, Nicola Melillo, Giovanna Nicora

Abstract: Explainable Artificial Intelligence (XAI) is central to the debate on integrating Artificial Intelligence (AI) and Machine Learning (ML) algorithms into clinical practice. High-performing AI/ML models, such as ensemble learners and deep neural networks, often lack interpretability, hampering clinicians' trust in their predictions. To address this, XAI techniques are being developed to describe AI/ML predictions in human-understandable terms. One promising direction is the adaptation of sensitivity analysis (SA) and global sensitivity analysis (GSA), which inherently rank model inputs by their impact on predictions. Here, we introduce a novel delta-XAI method that provides local explanations of ML model predictions by extending the delta index, a GSA metric. The delta-XAI index assesses the impact of each feature's value on the predicted output for individual instances in both regression and classification problems. We formalize the delta-XAI index and provide code for its implementation. The delta-XAI method was evaluated on simulated scenarios using linear regression models, with Shapley values serving as a benchmark. Results showed that the delta-XAI index is generally consistent with Shapley values, with notable discrepancies in models with highly impactful or extreme feature values. The delta-XAI index demonstrated higher sensitivity in detecting dominant features and handling extreme feature values. Qualitatively, the delta-XAI provides intuitive explanations by leveraging probability density functions, making feature rankings clearer and more explainable for practitioners. Overall, the delta-XAI method appears promising for robustly obtaining local explanations of ML model predictions. Further investigations in real-world clinical settings will be conducted to evaluate its impact on AI-assisted clinical workflows.

new Generative AI like ChatGPT in Blockchain Federated Learning: use cases, opportunities and future

Authors: Sai Puppala, Ismail Hossain, Md Jahangir Alam, Sajedul Talukder, Jannatul Ferdaus, Mahedi Hasan, Sameera Pisupati, Shanmukh Mathukumilli

Abstract: Federated learning has become a significant approach for training machine learning models using decentralized data without necessitating the sharing of this data. Recently, the incorporation of generative artificial intelligence (AI) methods has provided new possibilities for improving privacy, augmenting data, and customizing models. This research explores potential integrations of generative AI in federated learning, revealing various opportunities to enhance privacy, data efficiency, and model performance. It particularly emphasizes the importance of generative models like generative adversarial networks (GANs) and variational autoencoders (VAEs) in creating synthetic data that replicates the distribution of real data. Generating synthetic data helps federated learning address challenges related to limited data availability and supports robust model development. Additionally, we examine various applications of generative AI in federated learning that enable more personalized solutions.

new FADAS: Towards Federated Adaptive Asynchronous Optimization

Authors: Yujia Wang, Shiqiang Wang, Songtao Lu, Jinghui Chen

Abstract: Federated learning (FL) has emerged as a widely adopted training paradigm for privacy-preserving machine learning. While the SGD-based FL algorithms have demonstrated considerable success in the past, there is a growing trend towards adopting adaptive federated optimization methods, particularly for training large-scale models. However, the conventional synchronous aggregation design poses a significant challenge to the practical deployment of those adaptive federated optimization methods, particularly in the presence of straggler clients. To fill this research gap, this paper introduces federated adaptive asynchronous optimization, named FADAS, a novel method that incorporates asynchronous updates into adaptive federated optimization with provable guarantees. To further enhance the efficiency and resilience of our proposed method in scenarios with significant asynchronous delays, we also extend FADAS with a delay-adaptive learning adjustment strategy. We rigorously establish the convergence rate of the proposed algorithms and empirical results demonstrate the superior performance of FADAS over other asynchronous FL baselines.

new Trust or Escalate: LLM Judges with Provable Guarantees for Human Agreement

Authors: Jaehun Jung, Faeze Brahman, Yejin Choi

Abstract: We present a principled approach to provide LLM-based evaluation with a rigorous guarantee of human agreement. We first propose that a reliable evaluation method should not uncritically rely on model preferences for pairwise evaluation, but rather assess the confidence of judge models and selectively decide when to trust its judgement. We then show that under this selective evaluation framework, human agreement can be provably guaranteed -- such that the model evaluation aligns with that of humans to a user-specified agreement level. As part of our framework, we also introduce Simulated Annotators, a novel confidence estimation method that significantly improves judge calibration and thus enables high coverage of evaluated instances. Finally, we propose Cascaded Selective Evaluation, where we use cheaper models as initial judges and escalate to stronger models only when necessary -- again, while still providing a provable guarantee of human agreement. Experimental results show that Cascaded Selective Evaluation guarantees strong alignment with humans, far beyond what LLM judges could achieve without selective evaluation. For example, on a subset of Chatbot Arena where GPT-4 almost never achieves 80% human agreement, our method, even while employing substantially cost-effective models such as Mistral-7B, guarantees over 80% human agreement with almost 80% test coverage.

new Physics Informed Kolmogorov-Arnold Neural Networks for Dynamical Analysis via Efficent-KAN and WAV-KAN

Authors: Subhajit Patra, Sonali Panda, Bikram Keshari Parida, Mahima Arya, Kurt Jacobs, Denys I. Bondar, Abhijit Sen

Abstract: Physics-informed neural networks have proven to be a powerful tool for solving differential equations, leveraging the principles of physics to inform the learning process. However, traditional deep neural networks often face challenges in achieving high accuracy without incurring significant computational costs. In this work, we implement the Physics-Informed Kolmogorov-Arnold Neural Networks (PIKAN) through efficient-KAN and WAV-KAN, which utilize the Kolmogorov-Arnold representation theorem. PIKAN demonstrates superior performance compared to conventional deep neural networks, achieving the same level of accuracy with fewer layers and reduced computational overhead. We explore both B-spline and wavelet-based implementations of PIKAN and benchmark their performance across various ordinary and partial differential equations using unsupervised (data-free) and supervised (data-driven) techniques. For certain differential equations, the data-free approach suffices to find accurate solutions, while in more complex scenarios, the data-driven method enhances the PIKAN's ability to converge to the correct solution. We validate our results against numerical solutions and achieve $99 \%$ accuracy in most scenarios.

new Mathematical theory of deep learning

Authors: Philipp Petersen, Jakob Zech

Abstract: This book provides an introduction to the mathematical analysis of deep learning. It covers fundamental results in approximation theory, optimization theory, and statistical learning theory, which are the three main pillars of deep neural network theory. Serving as a guide for students and researchers in mathematics and related fields, the book aims to equip readers with foundational knowledge on the topic. It prioritizes simplicity over generality, and presents rigorous yet accessible results to help build an understanding of the essential mathematical concepts underpinning deep learning.

new Gaussian Process Kolmogorov-Arnold Networks

Authors: Andrew Siyuan Chen

Abstract: In this paper, we introduce a probabilistic extension to Kolmogorov Arnold Networks (KANs) by incorporating Gaussian Process (GP) as non-linear neurons, which we refer to as GP-KAN. A fully analytical approach to handling the output distribution of one GP as an input to another GP is achieved by considering the function inner product of a GP function sample with the input distribution. These GP neurons exhibit robust non-linear modelling capabilities while using few parameters and can be easily and fully integrated in a feed-forward network structure. They provide inherent uncertainty estimates to the model prediction and can be trained directly on the log-likelihood objective function, without needing variational lower bounds or approximations. In the context of MNIST classification, a model based on GP-KAN of 80 thousand parameters achieved 98.5% prediction accuracy, compared to current state-of-the-art models with 1.5 million parameters.

new The seismic purifier: An unsupervised approach to seismic signal detection via representation learning

Authors: Onur Efe, Arkadas Ozakin

Abstract: In this paper, we develop an unsupervised learning approach to earthquake detection. We train a specific class of deep auto-encoders that learn to reproduce the input waveforms after a data-compressive bottleneck, and then use a simple triggering algorithm at the bottleneck to label waveforms as noise or signal. Our approach is motivated by the intuition that efficient compression of data should represent signals differently from noise, and is facilitated by a time-axis-preserving approach to auto-encoding and intuitively-motivated choices on the architecture and triggering. We demonstrate that the detection performance of the unsupervised approach is comparable to, and in some cases better than, some of the state-of-the-art supervised methods. Moreover, it has strong \emph{cross-dataset generalization}. By experimenting with various modifications, we demonstrate that the detection performance is insensitive to various technical choices made in the algorithm. Our approach has the potential to be useful for other signal detection problems with time series data.

new Large Language Model Integrated Healthcare Cyber-Physical Systems Architecture

Authors: Malithi Wanniarachchi Kankanamge, Syed Mhamudul Hasan, Abdur R. Shahid, Ning Yang

Abstract: Cyber-physical systems have become an essential part of the modern healthcare industry. The healthcare cyber-physical systems (HCPS) combine physical and cyber components to improve the healthcare industry. While HCPS has many advantages, it also has some drawbacks, such as a lengthy data entry process, a lack of real-time processing, and limited real-time patient visualization. To overcome these issues, this paper represents an innovative approach to integrating large language model (LLM) to enhance the efficiency of the healthcare system. By incorporating LLM at various layers, HCPS can leverage advanced AI capabilities to improve patient outcomes, advance data processing, and enhance decision-making.

new Adversarial Robust Decision Transformer: Enhancing Robustness of RvS via Minimax Returns-to-go

Authors: Xiaohang Tang, Afonso Marques, Parameswaran Kamalaruban, Ilija Bogunovic

Abstract: Decision Transformer (DT), as one of the representative Reinforcement Learning via Supervised Learning (RvS) methods, has achieved strong performance in offline learning tasks by leveraging the powerful Transformer architecture for sequential decision-making. However, in adversarial environments, these methods can be non-robust, since the return is dependent on the strategies of both the decision-maker and adversary. Training a probabilistic model conditioned on observed return to predict action can fail to generalize, as the trajectories that achieve a return in the dataset might have done so due to a weak and suboptimal behavior adversary. To address this, we propose a worst-case-aware RvS algorithm, the Adversarial Robust Decision Transformer (ARDT), which learns and conditions the policy on in-sample minimax returns-to-go. ARDT aligns the target return with the worst-case return learned through minimax expectile regression, thereby enhancing robustness against powerful test-time adversaries. In experiments conducted on sequential games with full data coverage, ARDT can generate a maximin (Nash Equilibrium) strategy, the solution with the largest adversarial robustness. In large-scale sequential games and continuous adversarial RL environments with partial data coverage, ARDT demonstrates significantly superior robustness to powerful test-time adversaries and attains higher worst-case returns compared to contemporary DT methods.

new HDL-GPT: High-Quality HDL is All You Need

Authors: Bhuvnesh Kumar, Saurav Nanda, Ganapathy Parthasarathy, Pawan Patil, Austin Tsai, Parivesh Choudhary

Abstract: This paper presents Hardware Description Language Generative Pre-trained Transformers (HDL-GPT), a novel approach that leverages the vast repository of open-source High Definition Language (HDL) codes to train superior quality large code models. The core premise of this paper is the hypothesis that high-quality HDL is all you need to create models with exceptional performance and broad zero-shot generalization abilities. The paper elucidates the methods employed for the curation and augmentation of large corpora from open-source HDL code, transforming highly variable quality data into high-quality data through careful prompting and context maintenance. We demonstrate that the careful selection, filtering, and augmentation of data across HDLs can yield powerful models that surpass current state-of-the-art models. We also explore the impact of different fine-tuning methods on the quality of results. We describe experimental results across a range of fine-tuned SOTA LLMs, substantiating our claims. We demonstrate improvements of 50% to 200% over SOTA HDL models on current benchmarks in tasks ranging from HDL circuit explanations, code generation, formal and simulation testbench creation, triaging bugs, and fixing them. HDL-GPT opens new avenues for the development of advanced model training techniques for circuit design tasks.

new Weighted Risk Invariance: Domain Generalization under Invariant Feature Shift

Authors: Gina Wong, Joshua Gleason, Rama Chellappa, Yoav Wald, Anqi Liu

Abstract: Learning models whose predictions are invariant under multiple environments is a promising approach for out-of-distribution generalization. Such models are trained to extract features $X_{\text{inv}}$ where the conditional distribution $Y \mid X_{\text{inv}}$ of the label given the extracted features does not change across environments. Invariant models are also supposed to generalize to shifts in the marginal distribution $p(X_{\text{inv}})$ of the extracted features $X_{\text{inv}}$, a type of shift we call an $\textit{invariant covariate shift}$. However, we show that proposed methods for learning invariant models underperform under invariant covariate shift, either failing to learn invariant models$\unicode{x2014}$even for data generated from simple and well-studied linear-Gaussian models$\unicode{x2014}$or having poor finite-sample performance. To alleviate these problems, we propose $\textit{weighted risk invariance}$ (WRI). Our framework is based on imposing invariance of the loss across environments subject to appropriate reweightings of the training examples. We show that WRI provably learns invariant models, i.e. discards spurious correlations, in linear-Gaussian settings. We propose a practical algorithm to implement WRI by learning the density $p(X_{\text{inv}})$ and the model parameters simultaneously, and we demonstrate empirically that WRI outperforms previous invariant learning methods under invariant covariate shift.

new Investigating the Privacy Risk of Using Robot Vacuum Cleaners in Smart Environments

Authors: Benjamin Ulsmaag, Jia-Chun Lin, Ming-Chang Lee

Abstract: Robot vacuum cleaners have become increasingly popular and are widely used in various smart environments. To improve user convenience, manufacturers also introduced smartphone applications that enable users to customize cleaning settings or access information about their robot vacuum cleaners. While this integration enhances the interaction between users and their robot vacuum cleaners, it results in potential privacy concerns because users' personal information may be exposed. To address these concerns, end-to-end encryption is implemented between the application, cloud service, and robot vacuum cleaners to secure the exchanged information. Nevertheless, network header metadata remains unencrypted and it is still vulnerable to network eavesdropping. In this paper, we investigate the potential risk of private information exposure through such metadata. A popular robot vacuum cleaner was deployed in a real smart environment where passive network eavesdropping was conducted during several selected cleaning events. Our extensive analysis, based on Association Rule Learning, demonstrates that it is feasible to identify certain events using only the captured Internet traffic metadata, thereby potentially exposing private user information and raising privacy concerns.

new A Model for Combinatorial Dictionary Learning and Inference

Authors: Avrim Blum, Kavya Ravichandran

Abstract: We are often interested in decomposing complex, structured data into simple components that explain the data. The linear version of this problem is well-studied as dictionary learning and factor analysis. In this work, we propose a combinatorial model in which to study this question, motivated by the way objects occlude each other in a scene to form an image. First, we identify a property we call "well-structuredness" of a set of low-dimensional components which ensures that no two components in the set are too similar. We show how well-structuredness is sufficient for learning the set of latent components comprising a set of sample instances. We then consider the problem: given a set of components and an instance generated from some unknown subset of them, identify which parts of the instance arise from which components. We consider two variants: (1) determine the minimal number of components required to explain the instance; (2) determine the correct explanation for as many locations as possible. For the latter goal, we also devise a version that is robust to adversarial corruptions, with just a slightly stronger assumption on the components. Finally, we show that the learning problem is computationally infeasible in the absence of any assumptions.

new Impact of Recurrent Neural Networks and Deep Learning Frameworks on Real-time Lightweight Time Series Anomaly Detection

Authors: Ming-Chang Lee, Jia-Chun Lin, Sokratis Katsikas

Abstract: Real-time lightweight time series anomaly detection has become increasingly crucial in cybersecurity and many other domains. Its ability to adapt to unforeseen pattern changes and swiftly identify anomalies enables prompt responses and critical decision-making. While several such anomaly detection approaches have been introduced in recent years, they primarily utilize a single type of recurrent neural networks (RNNs) and have been implemented in only one deep learning framework. It is unclear how the use of different types of RNNs available in various deep learning frameworks affects the performance of these anomaly detection approaches due to the absence of comprehensive evaluations. Arbitrarily choosing a RNN variant and a deep learning framework to implement an anomaly detection approach may not reflect its true performance and could potentially mislead users into favoring one approach over another. In this paper, we aim to study the influence of various types of RNNs available in popular deep learning frameworks on real-time lightweight time series anomaly detection. We reviewed several state-of-the-art approaches and implemented a representative anomaly detection approach using well-known RNN variants supported by three widely recognized deep learning frameworks. A comprehensive evaluation is then conducted to analyze the performance of each implementation across real-world, open-source time series datasets. The evaluation results provide valuable guidance for selecting the appropriate RNN variant and deep learning framework for real-time, lightweight time series anomaly detection.

new MistralBSM: Leveraging Mistral-7B for Vehicular Networks Misbehavior Detection

Authors: Wissal Hamhoum, Soumaya Cherkaoui

Abstract: Vehicular networks are exposed to various threats resulting from malicious attacks. These threats compromise the security and reliability of communications among road users, thereby jeopardizing road and traffic safety. One of the main vectors of these attacks within vehicular networks is misbehaving vehicles. To address this challenge, we propose deploying a pretrained Large Language Model (LLM)-empowered Misbehavior Detection System (MDS) within an edge-cloud detection framework. Specifically, we fine-tune Mistral-7B, a state-of-the-art LLM, as the edge component to enable real-time detection, whereas a larger LLM deployed in the cloud can conduct a more comprehensive analysis. Our experiments conducted on the extended VeReMi dataset demonstrate Mistral-7B's superior performance, achieving 98\% accuracy compared to other LLMs such as LLAMA2-7B and RoBERTa. Additionally, we investigate the impact of window size on computational costs to optimize deployment efficiency. Leveraging LLMs in MDS shows interesting results in improving the detection of vehicle misbehavior, consequently strengthening vehicular network security to ensure the safety of road users.

new Machine Unlearning using a Multi-GAN based Model

Authors: Amartya Hatua, Trung T. Nguyen, Andrew H. Sung

Abstract: This article presents a new machine unlearning approach that utilizes multiple Generative Adversarial Network (GAN) based models. The proposed method comprises two phases: i) data reorganization in which synthetic data using the GAN model is introduced with inverted class labels of the forget datasets, and ii) fine-tuning the pre-trained model. The GAN models consist of two pairs of generators and discriminators. The generator discriminator pairs generate synthetic data for the retain and forget datasets. Then, a pre-trained model is utilized to get the class labels of the synthetic datasets. The class labels of synthetic and original forget datasets are inverted. Finally, all combined datasets are used to fine-tune the pre-trained model to get the unlearned model. We have performed the experiments on the CIFAR-10 dataset and tested the unlearned models using Membership Inference Attacks (MIA). The inverted class labels procedure and synthetically generated data help to acquire valuable information that enables the model to outperform state-of-the-art models and other standard unlearning classifiers.

new Diffusion-Driven Semantic Communication for Generative Models with Bandwidth Constraints

Authors: Lei Guo, Wei Chen, Yuxuan Sun, Bo Ai, Nikolaos Pappas, Tony Quek

Abstract: Diffusion models have been extensively utilized in AI-generated content (AIGC) in recent years, thanks to the superior generation capabilities. Combining with semantic communications, diffusion models are used for tasks such as denoising, data reconstruction, and content generation. However, existing diffusion-based generative models do not consider the stringent bandwidth limitation, which limits its application in wireless communication. This paper introduces a diffusion-driven semantic communication framework with advanced VAE-based compression for bandwidth-constrained generative model. Our designed architecture utilizes the diffusion model, where the signal transmission process through the wireless channel acts as the forward process in diffusion. To reduce bandwidth requirements, we incorporate a downsampling module and a paired upsampling module based on a variational auto-encoder with reparameterization at the receiver to ensure that the recovered features conform to the Gaussian distribution. Furthermore, we derive the loss function for our proposed system and evaluate its performance through comprehensive experiments. Our experimental results demonstrate significant improvements in pixel-level metrics such as peak signal to noise ratio (PSNR) and semantic metrics like learned perceptual image patch similarity (LPIPS). These enhancements are more profound regarding the compression rates and SNR compared to deep joint source-channel coding (DJSCC).

new Scalable Graph Compressed Convolutions

Authors: Junshu Sun, Chenxue Yang, Shuhui Wang, Qingming Huang

Abstract: Designing effective graph neural networks (GNNs) with message passing has two fundamental challenges, i.e., determining optimal message-passing pathways and designing local aggregators. Previous methods of designing optimal pathways are limited with information loss on the input features. On the other hand, existing local aggregators generally fail to extract multi-scale features and approximate diverse operators under limited parameter scales. In contrast to these methods, Euclidean convolution has been proven as an expressive aggregator, making it a perfect candidate for GNN construction. However, the challenges of generalizing Euclidean convolution to graphs arise from the irregular structure of graphs. To bridge the gap between Euclidean space and graph topology, we propose a differentiable method that applies permutations to calibrate input graphs for Euclidean convolution. The permutations constrain all nodes in a row regardless of their input order and therefore enable the flexible generalization of Euclidean convolution to graphs. Based on the graph calibration, we propose the Compressed Convolution Network (CoCN) for hierarchical graph representation learning. CoCN follows local feature-learning and global parameter-sharing mechanisms of convolution neural networks. The whole model can be trained end-to-end, with compressed convolution applied to learn individual node features and their corresponding structure features. CoCN can further borrow successful practices from Euclidean convolution, including residual connection and inception mechanism. We validate CoCN on both node-level and graph-level benchmarks. CoCN achieves superior performance over competitive GNN baselines. Codes are available at https://github.com/sunjss/CoCN.

URLs: https://github.com/sunjss/CoCN.

new Practical Attribution Guidance for Rashomon Sets

Authors: Sichao Li, Amanda S. Barnard, Quanling Deng

Abstract: Different prediction models might perform equally well (Rashomon set) in the same task, but offer conflicting interpretations and conclusions about the data. The Rashomon effect in the context of Explainable AI (XAI) has been recognized as a critical factor. Although the Rashomon set has been introduced and studied in various contexts, its practical application is at its infancy stage and lacks adequate guidance and evaluation. We study the problem of the Rashomon set sampling from a practical viewpoint and identify two fundamental axioms - generalizability and implementation sparsity that exploring methods ought to satisfy in practical usage. These two axioms are not satisfied by most known attribution methods, which we consider to be a fundamental weakness. We use the norms to guide the design of an $\epsilon$-subgradient-based sampling method. We apply this method to a fundamental mathematical problem as a proof of concept and to a set of practical datasets to demonstrate its ability compared with existing sampling methods.

new Conversational Dueling Bandits in Generalized Linear Models

Authors: Shuhua Yang, Hui Yuan, Xiaoying Zhang, Mengdi Wang, Hong Zhang, Huazheng Wang

Abstract: Conversational recommendation systems elicit user preferences by interacting with users to obtain their feedback on recommended commodities. Such systems utilize a multi-armed bandit framework to learn user preferences in an online manner and have received great success in recent years. However, existing conversational bandit methods have several limitations. First, they only enable users to provide explicit binary feedback on the recommended items or categories, leading to ambiguity in interpretation. In practice, users are usually faced with more than one choice. Relative feedback, known for its informativeness, has gained increasing popularity in recommendation system design. Moreover, current contextual bandit methods mainly work under linear reward assumptions, ignoring practical non-linear reward structures in generalized linear models. Therefore, in this paper, we introduce relative feedback-based conversations into conversational recommendation systems through the integration of dueling bandits in generalized linear models (GLM) and propose a novel conversational dueling bandit algorithm called ConDuel. Theoretical analyses of regret upper bounds and empirical validations on synthetic and real-world data underscore ConDuel's efficacy. We also demonstrate the potential to extend our algorithm to multinomial logit bandits with theoretical and experimental guarantees, which further proves the applicability of the proposed framework.

new WorkR: Occupation Inference for Intelligent Task Assistance

Authors: Yonchanok Khaokaew, Hao Xue, Mohammad Saiedur Rahaman, Flora D. Salim

Abstract: Occupation information can be utilized by digital assistants to provide occupation-specific personalized task support, including interruption management, task planning, and recommendations. Prior research in the digital workplace assistant domain requires users to input their occupation information for effective support. However, as many individuals switch between multiple occupations daily, current solutions falter without continuous user input. To address this, this study introduces WorkR, a framework that leverages passive sensing to capture pervasive signals from various task activities, addressing three challenges: the lack of a passive sensing architecture, personalization of occupation characteristics, and discovering latent relationships among occupation variables. We argue that signals from application usage, movements, social interactions, and the environment can inform a user's occupation. WorkR uses a Variational Autoencoder (VAE) to derive latent features for training models to infer occupations. Our experiments with an anonymized, context-rich activity and task log dataset demonstrate that our models can accurately infer occupations with more than 91% accuracy across six ISO occupation categories.

new TCGPN: Temporal-Correlation Graph Pre-trained Network for Stock Forecasting

Authors: Wenbo Yan, Ying Tan

Abstract: Recently, the incorporation of both temporal features and the correlation across time series has become an effective approach in time series prediction. Spatio-Temporal Graph Neural Networks (STGNNs) demonstrate good performance on many Temporal-correlation Forecasting Problem. However, when applied to tasks lacking periodicity, such as stock data prediction, the effectiveness and robustness of STGNNs are found to be unsatisfactory. And STGNNs are limited by memory savings so that cannot handle problems with a large number of nodes. In this paper, we propose a novel approach called the Temporal-Correlation Graph Pre-trained Network (TCGPN) to address these limitations. TCGPN utilize Temporal-correlation fusion encoder to get a mixed representation and pre-training method with carefully designed temporal and correlation pre-training tasks. Entire structure is independent of the number and order of nodes, so better results can be obtained through various data enhancements. And memory consumption during training can be significantly reduced through multiple sampling. Experiments are conducted on real stock market data sets CSI300 and CSI500 that exhibit minimal periodicity. We fine-tune a simple MLP in downstream tasks and achieve state-of-the-art results, validating the capability to capture more robust temporal correlation patterns.

new DTFormer: A Transformer-Based Method for Discrete-Time Dynamic Graph Representation Learning

Authors: Xi Chen, Yun Xiong, Siwei Zhang, Jiawei Zhang, Yao Zhang, Shiyang Zhou, Xixi Wu, Mingyang Zhang, Tengfei Liu, Weiqiang Wang

Abstract: Discrete-Time Dynamic Graphs (DTDGs), which are prevalent in real-world implementations and notable for their ease of data acquisition, have garnered considerable attention from both academic researchers and industry practitioners. The representation learning of DTDGs has been extensively applied to model the dynamics of temporally changing entities and their evolving connections. Currently, DTDG representation learning predominantly relies on GNN+RNN architectures, which manifest the inherent limitations of both Graph Neural Networks (GNNs) and Recurrent Neural Networks (RNNs). GNNs suffer from the over-smoothing issue as the models architecture goes deeper, while RNNs struggle to capture long-term dependencies effectively. GNN+RNN architectures also grapple with scaling to large graph sizes and long sequences. Additionally, these methods often compute node representations separately and focus solely on individual node characteristics, thereby overlooking the behavior intersections between the two nodes whose link is being predicted, such as instances where the two nodes appear together in the same context or share common neighbors. This paper introduces a novel representation learning method DTFormer for DTDGs, pivoting from the traditional GNN+RNN framework to a Transformer-based architecture. Our approach exploits the attention mechanism to concurrently process topological information within the graph at each timestamp and temporal dynamics of graphs along the timestamps, circumventing the aforementioned fundamental weakness of both GNNs and RNNs. Moreover, we enhance the model's expressive capability by incorporating the intersection relationships among nodes and integrating a multi-patching module. Extensive experiments conducted on six public dynamic graph benchmark datasets confirm our model's efficacy, achieving the SOTA performance.

new Constructing Enhanced Mutual Information for Online Class-Incremental Learning

Authors: Huan Zhang, Fan Lyu, Shenghua Fan, Yujin Zheng, Dingwen Wang

Abstract: Online Class-Incremental continual Learning (OCIL) addresses the challenge of continuously learning from a single-channel data stream, adapting to new tasks while mitigating catastrophic forgetting. Recently, Mutual Information (MI)-based methods have shown promising performance in OCIL. However, existing MI-based methods treat various knowledge components in isolation, ignoring the knowledge confusion across tasks. This narrow focus on simple MI knowledge alignment may lead to old tasks being easily forgotten with the introduction of new tasks, risking the loss of common parts between past and present knowledge.To address this, we analyze the MI relationships from the perspectives of diversity, representativeness, and separability, and propose an Enhanced Mutual Information (EMI) method based on knwoledge decoupling. EMI consists of Diversity Mutual Information (DMI), Representativeness Mutual Information (RMI) and Separability Mutual Information (SMI). DMI diversifies intra-class sample features by considering the similarity relationships among inter-class sample features to enable the network to learn more general knowledge. RMI summarizes representative features for each category and aligns sample features with these representative features, making the intra-class sample distribution more compact. SMI establishes MI relationships for inter-class representative features, enhancing the stability of representative features while increasing the distinction between inter-class representative features, thus creating clear boundaries between class. Extensive experimental results on widely used benchmark datasets demonstrate the superior performance of EMI over state-of-the-art baseline methods.

new Utilising Explainable Techniques for Quality Prediction in a Complex Textiles Manufacturing Use Case

Authors: Briony Forsberg, Dr Henry Williams, Prof Bruce MacDonald, Tracy Chen, Dr Reza Hamzeh, Dr Kirstine Hulse

Abstract: This paper develops an approach to classify instances of product failure in a complex textiles manufacturing dataset using explainable techniques. The dataset used in this study was obtained from a New Zealand manufacturer of woollen carpets and rugs. In investigating the trade-off between accuracy and explainability, three different tree-based classification algorithms were evaluated: a Decision Tree and two ensemble methods, Random Forest and XGBoost. Additionally, three feature selection methods were also evaluated: the SelectKBest method, using chi-squared as the scoring function, the Pearson Correlation Coefficient, and the Boruta algorithm. Not surprisingly, the ensemble methods typically produced better results than the Decision Tree model. The Random Forest model yielded the best results overall when combined with the Boruta feature selection technique. Finally, a tree ensemble explaining technique was used to extract rule lists to capture necessary and sufficient conditions for classification by a trained model that could be easily interpreted by a human. Notably, several features that were in the extracted rule lists were statistical features and calculated features that were added to the original dataset. This demonstrates the influence that bringing in additional information during the data preprocessing stages can have on the ultimate model performance.

new Look Globally and Reason: Two-stage Path Reasoning over Sparse Knowledge Graphs

Authors: Saiping Guan, Jiyao Wei, Xiaolong Jin, Jiafeng Guo, Xueqi Cheng

Abstract: Sparse Knowledge Graphs (KGs), frequently encountered in real-world applications, contain fewer facts in the form of (head entity, relation, tail entity) compared to more populated KGs. The sparse KG completion task, which reasons answers for given queries in the form of (head entity, relation, ?) for sparse KGs, is particularly challenging due to the necessity of reasoning missing facts based on limited facts. Path-based models, known for excellent explainability, are often employed for this task. However, existing path-based models typically rely on external models to fill in missing facts and subsequently perform path reasoning. This approach introduces unexplainable factors or necessitates meticulous rule design. In light of this, this paper proposes an alternative approach by looking inward instead of seeking external assistance. We introduce a two-stage path reasoning model called LoGRe (Look Globally and Reason) over sparse KGs. LoGRe constructs a relation-path reasoning schema by globally analyzing the training data to alleviate the sparseness problem. Based on this schema, LoGRe then aggregates paths to reason out answers. Experimental results on five benchmark sparse KG datasets demonstrate the effectiveness of the proposed LoGRe model.

new Unveiling Privacy Vulnerabilities: Investigating the Role of Structure in Graph Data

Authors: Hanyang Yuan, Jiarong Xu, Cong Wang, Ziqi Yang, Chunping Wang, Keting Yin, Yang Yang

Abstract: The public sharing of user information opens the door for adversaries to infer private data, leading to privacy breaches and facilitating malicious activities. While numerous studies have concentrated on privacy leakage via public user attributes, the threats associated with the exposure of user relationships, particularly through network structure, are often neglected. This study aims to fill this critical gap by advancing the understanding and protection against privacy risks emanating from network structure, moving beyond direct connections with neighbors to include the broader implications of indirect network structural patterns. To achieve this, we first investigate the problem of Graph Privacy Leakage via Structure (GPS), and introduce a novel measure, the Generalized Homophily Ratio, to quantify the various mechanisms contributing to privacy breach risks in GPS. Based on this insight, we develop a novel graph private attribute inference attack, which acts as a pivotal tool for evaluating the potential for privacy leakage through network structures under worst-case scenarios. To protect users' private data from such vulnerabilities, we propose a graph data publishing method incorporating a learnable graph sampling technique, effectively transforming the original graph into a privacy-preserving version. Extensive experiments demonstrate that our attack model poses a significant threat to user privacy, and our graph data publishing method successfully achieves the optimal privacy-utility trade-off compared to baselines.

new Reinforcement Learning for Sustainable Energy: A Survey

Authors: Koen Ponse, Felix Kleuker, M\'arton Fej\'er, \'Alvaro Serra-G\'omez, Aske Plaat, Thomas Moerland

Abstract: The transition to sustainable energy is a key challenge of our time, requiring modifications in the entire pipeline of energy production, storage, transmission, and consumption. At every stage, new sequential decision-making challenges emerge, ranging from the operation of wind farms to the management of electrical grids or the scheduling of electric vehicle charging stations. All such problems are well suited for reinforcement learning, the branch of machine learning that learns behavior from data. Therefore, numerous studies have explored the use of reinforcement learning for sustainable energy. This paper surveys this literature with the intention of bridging both the underlying research communities: energy and machine learning. After a brief introduction of both fields, we systematically list relevant sustainability challenges, how they can be modeled as a reinforcement learning problem, and what solution approaches currently exist in the literature. Afterwards, we zoom out and identify overarching reinforcement learning themes that appear throughout sustainability, such as multi-agent, offline, and safe reinforcement learning. Lastly, we also cover standardization of environments, which will be crucial for connecting both research fields, and highlight potential directions for future work. In summary, this survey provides an extensive overview of reinforcement learning methods for sustainable energy, which may play a vital role in the energy transition.

new Climbing the Complexity Ladder with Expressive Attention

Authors: Claudius Gros

Abstract: Attention involves comparing query and key vectors in terms of a scalar product, $\mathbf{Q}^T\mathbf{K}$, together with a subsequent softmax normalization. Classicaly, parallel/orthogonal/antiparallel queries and keys lead to large/intermediate/small attention weights. Here we study expressive attention (EA), which is based on $(\mathbf{Q}^T\mathbf{K})^2$, the squared dot product. In this case attention is enhanced when query and key are either parallel or antiparallel, and suppressed for orthogonal configurations. For a series of autoregressive prediction tasks, we find that EA performs at least as well as the standard mechanism, dot-product attention (DPA). Increasing task complexity, EA is observed to outperform DPA with increasing margins, which also holds for multi-task settings. For a given model size, EA manages to achieve 100\% performance for a range of complexity levels not accessible to DPA.

new A data balancing approach designing of an expert system for Heart Disease Prediction

Authors: Rahul Karmakar, Udita Ghosh, Arpita Pal, Sattwiki Dey, Debraj Malik, Priyabrata Sain

Abstract: Heart disease is a major global health concern that results in millions of deaths annually. Prevention and effective treatment of heart-related problems depend heavily on early detection and accurate prediction. It was previously predicted accurately with machine learning methods. This innovative development in healthcare has the power to transform preventative care and save a great deal of lives. The study starts with a thorough assessment of the literature that covers a wide range of topics, including pre-processing techniques, performance evaluation measures, datasets used in heart disease research, predictive modeling strategies, diagnostic methodologies, and current issues in the field. Building on these fundamental understandings, the background section describes the particular actions conducted in this investigation, such as the description of the dataset, data pre-treatment techniques, label encoding, feature selection methodology, algorithm selection tactics, and stringent performance evaluation techniques.The results indicate that ensemble methods, particularly random forests, outperformed individual classifiers in predicting heart disease. Key predictors identified included hypertension, cholesterol levels, smoking status, and physical inactivity. The Decision Tree and Random Forest model achieved an accuracy of 99.83%. This work demonstrates how machine learning models, particularly ensemble approaches, can increase the precision of heart disease prediction. In comparison to conventional techniques, the models offer a more reliable risk assessment since they integrate a wide range of variables and sophisticated algorithms. The results open the door to tailored healthcare treatments that facilitate early identification and treatment of cardiac disease.

new Denoising L\'evy Probabilistic Models

Authors: Dario Shariatian, Umut Simsekli, Alain Durmus

Abstract: Investigating noise distribution beyond Gaussian in diffusion generative models is an open problem. The Gaussian case has seen success experimentally and theoretically, fitting a unified SDE framework for score-based and denoising formulations. Recent studies suggest heavy-tailed noise distributions can address mode collapse and manage datasets with class imbalance, heavy tails, or outliers. Yoon et al. (NeurIPS 2023) introduced the L\'evy-Ito model (LIM), extending the SDE framework to heavy-tailed SDEs with $\alpha$-stable noise. Despite its theoretical elegance and performance gains, LIM's complex mathematics may limit its accessibility and broader adoption. This study takes a simpler approach by extending the denoising diffusion probabilistic model (DDPM) with $\alpha$-stable noise, creating the denoising L\'evy probabilistic model (DLPM). Using elementary proof techniques, we show DLPM reduces to running vanilla DDPM with minimal changes, allowing the use of existing implementations with minimal changes. DLPM and LIM have different training algorithms and, unlike the Gaussian case, they admit different backward processes and sampling algorithms. Our experiments demonstrate that DLPM achieves better coverage of data distribution tail, improved generation of unbalanced datasets, and faster computation times with fewer backward steps.

new Dual-Decoupling Learning and Metric-Adaptive Thresholding for Semi-Supervised Multi-Label Learning

Authors: Jia-Hao Xiao, Ming-Kun Xie, Heng-Bo Fan, Gang Niu, Masashi Sugiyama, Sheng-Jun Huang

Abstract: Semi-supervised multi-label learning (SSMLL) is a powerful framework for leveraging unlabeled data to reduce the expensive cost of collecting precise multi-label annotations. Unlike semi-supervised learning, one cannot select the most probable label as the pseudo-label in SSMLL due to multiple semantics contained in an instance. To solve this problem, the mainstream method developed an effective thresholding strategy to generate accurate pseudo-labels. Unfortunately, the method neglected the quality of model predictions and its potential impact on pseudo-labeling performance. In this paper, we propose a dual-perspective method to generate high-quality pseudo-labels. To improve the quality of model predictions, we perform dual-decoupling to boost the learning of correlative and discriminative features, while refining the generation and utilization of pseudo-labels. To obtain proper class-wise thresholds, we propose the metric-adaptive thresholding strategy to estimate the thresholds, which maximize the pseudo-label performance for a given metric on labeled data. Experiments on multiple benchmark datasets show the proposed method can achieve the state-of-the-art performance and outperform the comparative methods with a significant margin.

new Multi-Agent Deep Reinforcement Learning for Energy Efficient Multi-Hop STAR-RIS-Assisted Transmissions

Authors: Pei-Hsiang Liao, Li-Hsiang Shen, Po-Chen Wu, Kai-Ten Feng

Abstract: Simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) provides a promising way to expand coverage in wireless communications. However, limitation of single STAR-RIS inspire us to integrate the concept of multi-hop transmissions, as focused on RIS in existing research. Therefore, we propose the novel architecture of multi-hop STAR-RISs to achieve a wider range of full-plane service coverage. In this paper, we intend to solve active beamforming of the base station and passive beamforming of STAR-RISs, aiming for maximizing the energy efficiency constrained by hardware limitation of STAR-RISs. Furthermore, we investigate the impact of the on-off state of STAR-RIS elements on energy efficiency. To tackle the complex problem, a Multi-Agent Global and locAl deep Reinforcement learning (MAGAR) algorithm is designed. The global agent elevates the collaboration among local agents, which focus on individual learning. In numerical results, we observe the significant improvement of MAGAR compared to the other benchmarks, including Q-learning, multi-agent deep Q network (DQN) with golbal reward, and multi-agent DQN with local rewards. Moreover, the proposed architecture of multi-hop STAR-RISs achieves the highest energy efficiency compared to mode switching based STAR-RISs, conventional RISs and deployment without RISs or STAR-RISs.

new Robust VAEs via Generating Process of Noise Augmented Data

Authors: Hiroo Irobe, Wataru Aoki, Kimihiro Yamazaki, Yuhui Zhang, Takumi Nakagawa, Hiroki Waida, Yuichiro Wada, Takafumi Kanamori

Abstract: Advancing defensive mechanisms against adversarial attacks in generative models is a critical research topic in machine learning. Our study focuses on a specific type of generative models - Variational Auto-Encoders (VAEs). Contrary to common beliefs and existing literature which suggest that noise injection towards training data can make models more robust, our preliminary experiments revealed that naive usage of noise augmentation technique did not substantially improve VAE robustness. In fact, it even degraded the quality of learned representations, making VAEs more susceptible to adversarial perturbations. This paper introduces a novel framework that enhances robustness by regularizing the latent space divergence between original and noise-augmented data. Through incorporating a paired probabilistic prior into the standard variational lower bound, our method significantly boosts defense against adversarial attacks. Our empirical evaluations demonstrate that this approach, termed Robust Augmented Variational Auto-ENcoder (RAVEN), yields superior performance in resisting adversarial inputs on widely-recognized benchmark datasets.

new Contrastive Learning of Asset Embeddings from Financial Time Series

Authors: Rian Dolphin, Barry Smyth, Ruihai Dong

Abstract: Representation learning has emerged as a powerful paradigm for extracting valuable latent features from complex, high-dimensional data. In financial domains, learning informative representations for assets can be used for tasks like sector classification, and risk management. However, the complex and stochastic nature of financial markets poses unique challenges. We propose a novel contrastive learning framework to generate asset embeddings from financial time series data. Our approach leverages the similarity of asset returns over many subwindows to generate informative positive and negative samples, using a statistical sampling strategy based on hypothesis testing to address the noisy nature of financial data. We explore various contrastive loss functions that capture the relationships between assets in different ways to learn a discriminative representation space. Experiments on real-world datasets demonstrate the effectiveness of the learned asset embeddings on benchmark industry classification and portfolio optimization tasks. In each case our novel approaches significantly outperform existing baselines highlighting the potential for contrastive learning to capture meaningful and actionable relationships in financial data.

new Aspects of importance sampling in parameter selection for neural networks using ridgelet transform

Authors: Hikaru Homma, Jun Ohkubo

Abstract: The choice of parameters in neural networks is crucial in the performance, and an oracle distribution derived from the ridgelet transform enables us to obtain suitable initial parameters. In other words, the distribution of parameters is connected to the integral representation of target functions. The oracle distribution allows us to avoid the conventional backpropagation learning process; only a linear regression is enough to construct the neural network in simple cases. This study provides a new look at the oracle distributions and ridgelet transforms, i.e., an aspect of importance sampling. In addition, we propose extensions of the parameter sampling methods. We demonstrate the aspect of importance sampling and the proposed sampling algorithms via one-dimensional and high-dimensional examples; the results imply that the magnitude of weight parameters could be more crucial than the intercept parameters.

new A dual ensemble classifier used to recognise contaminated multi-channel EMG and MMG signals in the control of upper limb bioprosthesis

Authors: Pawel Trajdos, Marek Kurzynski

Abstract: Myopotential pattern recognition to decode the intent of the user is the most advanced approach to controlling a powered bioprosthesis. Unfortunately, many factors make this a difficult problem and achieving acceptable recognition quality in real-word conditions is a serious challenge. The aim of the paper is to develop a recognition system that will mitigate factors related to multimodality and multichannel recording of biosignals and their high susceptibility to contamination. The proposed method involves the use of two co-operating multiclassifier systems. The first system is composed of one-class classifiers related to individual electromyographic (EMG) and mechanomyographic (MMG) biosignal recording channels, and its task is to recognise contaminated channels. The role of the second system is to recognise the class of movement resulting from the patient's intention. The ensemble system consists of base classifiers using the representation (extracted features) of biosignals from different channels. The system uses a dynamic selection mechanism, eliminating those base classifiers that are associated with biosignal channels that are recognised by the one-class ensemble system as being contaminated. Experimental studies were conducted using signals from an able-bodied person with simulation of amputation. The results obtained allow us to reject the null hypothesis that the application of the dual ensemble foes not lead to improved classification quality.

new Right Now, Wrong Then: Non-Stationary Direct Preference Optimization under Preference Drift

Authors: Seongho Son, William Bankes, Sayak Ray Chowdhury, Brooks Paige, Ilija Bogunovic

Abstract: Reinforcement learning from human feedback (RLHF) aligns Large Language Models (LLMs) with human preferences. However, these preferences can often change over time due to external factors (e.g. environment change and societal influence). Consequently, what was wrong then might be right now. Current preference optimization algorithms do not account for temporal preference drift in their modeling, which can lead to severe misalignment. To address this limitation, we use a Dynamic Bradley-Terry model that models preferences via time-dependent reward functions, and propose Non-Stationary Direct Preference Optimisation (NS-DPO). By introducing a discount parameter in the loss function, NS-DPO applies exponential weighting, which proportionally focuses learning on more time-relevant datapoints. We theoretically analyse the convergence of NS-DPO in the offline setting, providing upper bounds on the estimation error caused by non-stationary preferences. Finally, we demonstrate the effectiveness of NS-DPO1 for fine-tuning LLMs in scenarios with drifting preferences. By simulating preference drift using renowned reward models and modifying popular LLM datasets accordingly, we show that NS-DPO fine-tuned LLMs remain robust under non-stationarity, significantly outperforming baseline algorithms that ignore temporal preference changes, without sacrificing performance in stationary cases.

new Graph Neural Networks for Virtual Sensing in Complex Systems: Addressing Heterogeneous Temporal Dynamics

Authors: Mengjie Zhao, Cees Taal, Stephan Baggerohr, Olga Fink

Abstract: Real-time condition monitoring is crucial for the reliable and efficient operation of complex systems. However, relying solely on physical sensors can be limited due to their cost, placement constraints, or inability to directly measure certain critical parameters. Virtual sensing addresses these limitations by leveraging readily available sensor data and system knowledge to estimate inaccessible parameters or infer system states. The increasing complexity of industrial systems necessitates deployments of sensors with diverse modalities to provide a comprehensive understanding of system states. These sensors capture data at varying frequencies to monitor both rapid and slowly varying system dynamics, as well as local and global state evolutions of the systems. This leads to heterogeneous temporal dynamics, which, particularly under varying operational end environmental conditions, pose a significant challenge for accurate virtual sensing. To address this, we propose a Heterogeneous Temporal Graph Neural Network (HTGNN) framework. HTGNN explicitly models signals from diverse sensors and integrates operating conditions into the model architecture. We evaluate HTGNN using two newly released datasets: a bearing dataset with diverse load conditions for bearing load prediction and a year-long simulated dataset for predicting bridge live loads. Our results demonstrate that HTGNN significantly outperforms established baseline methods in both tasks, particularly under highly varying operating conditions. These results highlight HTGNN's potential as a robust and accurate virtual sensing approach for complex systems, paving the way for improved monitoring, predictive maintenance, and enhanced system performance.

new Deep learning for predicting the occurrence of tipping points

Authors: Chengzuo Zhuge, Jiawei Li, Wei Chen

Abstract: Tipping points occur in many real-world systems, at which the system shifts suddenly from one state to another. The ability to predict the occurrence of tipping points from time series data remains an outstanding challenge and a major interest in a broad range of research fields. Particularly, the widely used methods based on bifurcation theory are neither reliable in prediction accuracy nor applicable for irregularly-sampled time series which are commonly observed from real-world systems. Here we address this challenge by developing a deep learning algorithm for predicting the occurrence of tipping points in untrained systems, by exploiting information about normal forms. Our algorithm not only outperforms traditional methods for regularly-sampled model time series but also achieves accurate predictions for irregularly-sampled model time series and empirical time series. Our ability to predict tipping points for complex systems paves the way for mitigation risks, prevention of catastrophic failures, and restoration of degraded systems, with broad applications in social science, engineering, and biology.

new Finite Neural Networks as Mixtures of Gaussian Processes: From Provable Error Bounds to Prior Selection

Authors: Steven Adams, Patan\`e, Morteza Lahijanian, Luca Laurenti

Abstract: Infinitely wide or deep neural networks (NNs) with independent and identically distributed (i.i.d.) parameters have been shown to be equivalent to Gaussian processes. Because of the favorable properties of Gaussian processes, this equivalence is commonly employed to analyze neural networks and has led to various breakthroughs over the years. However, neural networks and Gaussian processes are equivalent only in the limit; in the finite case there are currently no methods available to approximate a trained neural network with a Gaussian model with bounds on the approximation error. In this work, we present an algorithmic framework to approximate a neural network of finite width and depth, and with not necessarily i.i.d. parameters, with a mixture of Gaussian processes with error bounds on the approximation error. In particular, we consider the Wasserstein distance to quantify the closeness between probabilistic models and, by relying on tools from optimal transport and Gaussian processes, we iteratively approximate the output distribution of each layer of the neural network as a mixture of Gaussian processes. Crucially, for any NN and $\epsilon >0$ our approach is able to return a mixture of Gaussian processes that is $\epsilon$-close to the NN at a finite set of input points. Furthermore, we rely on the differentiability of the resulting error bound to show how our approach can be employed to tune the parameters of a NN to mimic the functional behavior of a given Gaussian process, e.g., for prior selection in the context of Bayesian inference. We empirically investigate the effectiveness of our results on both regression and classification problems with various neural network architectures. Our experiments highlight how our results can represent an important step towards understanding neural network predictions and formally quantifying their uncertainty.

new LLASP: Fine-tuning Large Language Models for Answer Set Programming

Authors: Erica Coppolillo, Francesco Calimeri, Giuseppe Manco, Simona Perri, Francesco Ricca

Abstract: Recently, Large Language Models (LLMs) have showcased their potential in various natural language processing tasks, including code generation. However, while significant progress has been made in adapting LLMs to generate code for several imperative programming languages and tasks, there remains a notable gap in their application to declarative formalisms, such as Answer Set Programming (ASP). In this paper, we move a step towards exploring the capabilities of LLMs for ASP code generation. First, we perform a systematic evaluation of several state-of-the-art LLMs. Despite their power in terms of number of parameters, training data and computational resources, empirical results demonstrate inadequate performances in generating correct ASP programs. Therefore, we propose LLASP, a fine-tuned lightweight model specifically trained to encode fundamental ASP program patterns. To this aim, we create an ad-hoc dataset covering a wide variety of fundamental problem specifications that can be encoded in ASP. Our experiments demonstrate that the quality of ASP programs generated by LLASP is remarkable. This holds true not only when compared to the non-fine-tuned counterpart but also when compared to the majority of eager LLM candidates, particularly from a semantic perspective. All the code and data used to perform the experiments are publicly available at https://anonymous.4open.science/r/LLASP-D86C/.

URLs: https://anonymous.4open.science/r/LLASP-D86C/.

new AutoRDF2GML: Facilitating RDF Integration in Graph Machine Learning

Authors: Michael F\"arber, David Lamprecht, Yuni Susanti

Abstract: In this paper, we introduce AutoRDF2GML, a framework designed to convert RDF data into data representations tailored for graph machine learning tasks. AutoRDF2GML enables, for the first time, the creation of both content-based features -- i.e., features based on RDF datatype properties -- and topology-based features -- i.e., features based on RDF object properties. Characterized by automated feature extraction, AutoRDF2GML makes it possible even for users less familiar with RDF and SPARQL to generate data representations ready for graph machine learning tasks, such as link prediction, node classification, and graph classification. Furthermore, we present four new benchmark datasets for graph machine learning, created from large RDF knowledge graphs using our framework. These datasets serve as valuable resources for evaluating graph machine learning approaches, such as graph neural networks. Overall, our framework effectively bridges the gap between the Graph Machine Learning and Semantic Web communities, paving the way for RDF-based machine learning applications.

new FairAIED: Navigating Fairness, Bias, and Ethics in Educational AI Applications

Authors: Sribala Vidyadhari Chinta, Zichong Wang, Zhipeng Yin, Nhat Hoang, Matthew Gonzalez, Tai Le Quy, Wenbin Zhang

Abstract: The integration of Artificial Intelligence (AI) into education has transformative potential, providing tailored learning experiences and creative instructional approaches. However, the inherent biases in AI algorithms hinder this improvement by unintentionally perpetuating prejudice against specific demographics, especially in human-centered applications like education. This survey delves deeply into the developing topic of algorithmic fairness in educational contexts, providing a comprehensive evaluation of the diverse literature on fairness, bias, and ethics in AI-driven educational applications. It identifies the common forms of biases, such as data-related, algorithmic, and user-interaction, that fundamentally undermine the accomplishment of fairness in AI teaching aids. By outlining existing techniques for mitigating these biases, ranging from varied data gathering to algorithmic fairness interventions, the survey emphasizes the critical role of ethical considerations and legal frameworks in shaping a more equitable educational environment. Furthermore, it guides readers through the complexities of fairness measurements, methods, and datasets, shedding light on the way to bias reduction. Despite these gains, this survey highlights long-standing issues, such as achieving a balance between fairness and accuracy, as well as the need for diverse datasets. Overcoming these challenges and ensuring the ethical and fair use of AI's promise in education call for a collaborative, interdisciplinary approach.

new FLUE: Federated Learning with Un-Encrypted model weights

Authors: Elie Atallah

Abstract: Federated Learning enables diverse devices to collaboratively train a shared model while keeping training data locally stored, avoiding the need for centralized cloud storage. Despite existing privacy measures, concerns arise from potential reverse engineering of gradients, even with added noise, revealing private data. To address this, recent research emphasizes using encrypted model parameters during training. This paper introduces a novel federated learning algorithm, leveraging coded local gradients without encryption, exchanging coded proxies for model parameters, and injecting surplus noise for enhanced privacy. Two algorithm variants are presented, showcasing convergence and learning rates adaptable to coding schemes and raw data characteristics. Two encryption-free implementations with fixed and random coding matrices are provided, demonstrating promising simulation results from both federated optimization and machine learning perspectives.

new Unsupervised Reservoir Computing for Multivariate Denoising of Severely Contaminated Signals

Authors: Jaesung Choi, Pilwon Kim

Abstract: The interdependence and high dimensionality of multivariate signals present significant challenges for denoising, as conventional univariate methods often struggle to capture the complex interactions between variables. A successful approach must consider not only the multivariate dependencies of the desired signal but also the multivariate dependencies of the interfering noise. In our previous research, we introduced a method using machine learning to extract the maximum portion of ``predictable information" from univariate signal. We extend this approach to multivariate signals, with the key idea being to properly incorporate the interdependencies of the noise back into the interdependent reconstruction of the signal. The method works successfully for various multivariate signals, including chaotic signals and highly oscillating sinusoidal signals which are corrupted by spatially correlated intensive noise. It consistently outperforms other existing multivariate denoising methods across a wide range of scenarios.

new Learning production functions for supply chains with graph neural networks

Authors: Serina Chang, Zhiyin Lin, Benjamin Yan, Swapnil Bembde, Qi Xiu, Chi Heem Wong, Yu Qin, Frank Kloster, Alex Luo, Raj Palleti, Jure Leskovec

Abstract: The global economy relies on the flow of goods over supply chain networks, with nodes as firms and edges as transactions between firms. While we may observe these external transactions, they are governed by unseen production functions, which determine how firms internally transform the input products they receive into output products that they sell. In this setting, it can be extremely valuable to infer these production functions, to better understand and improve supply chains, and to forecast future transactions more accurately. However, existing graph neural networks (GNNs) cannot capture these hidden relationships between nodes' inputs and outputs. Here, we introduce a new class of models for this setting, by combining temporal GNNs with a novel inventory module, which learns production functions via attention weights and a special loss function. We evaluate our models extensively on real supply chains data, along with data generated from our new open-source simulator, SupplySim. Our models successfully infer production functions, with a 6-50% improvement over baselines, and forecast future transactions on real and synthetic data, outperforming baselines by 11-62%.

new Robust Learning in Bayesian Parallel Branching Graph Neural Networks: The Narrow Width Limit

Authors: Zechen Zhang, Haim Sompolinsky

Abstract: The infinite width limit of random neural networks is known to result in Neural Networks as Gaussian Process (NNGP) (Lee et al. [2018]), characterized by task-independent kernels. It is widely accepted that larger network widths contribute to improved generalization (Park et al. [2019]). However, this work challenges this notion by investigating the narrow width limit of the Bayesian Parallel Branching Graph Neural Network (BPB-GNN), an architecture that resembles residual networks. We demonstrate that when the width of a BPB-GNN is significantly smaller compared to the number of training examples, each branch exhibits more robust learning due to a symmetry breaking of branches in kernel renormalization. Surprisingly, the performance of a BPB-GNN in the narrow width limit is generally superior or comparable to that achieved in the wide width limit in bias-limited scenarios. Furthermore, the readout norms of each branch in the narrow width limit are mostly independent of the architectural hyperparameters but generally reflective of the nature of the data. Our results characterize a newly defined narrow-width regime for parallel branching networks in general.

new Online Planning in POMDPs with State-Requests

Authors: Raphael Avalos, Eugenio Bargiacchi, Ann Now\'e, Diederik M. Roijers, Frans A. Oliehoek

Abstract: In key real-world problems, full state information is sometimes available but only at a high cost, like activating precise yet energy-intensive sensors or consulting humans, thereby compelling the agent to operate under partial observability. For this scenario, we propose AEMS-SR (Anytime Error Minimization Search with State Requests), a principled online planning algorithm tailored for POMDPs with state requests. By representing the search space as a graph instead of a tree, AEMS-SR avoids the exponential growth of the search space originating from state requests. Theoretical analysis demonstrates AEMS-SR's $\varepsilon$-optimality, ensuring solution quality, while empirical evaluations illustrate its effectiveness compared with AEMS and POMCP, two SOTA online planning algorithms. AEMS-SR enables efficient planning in domains characterized by partial observability and costly state requests offering practical benefits across various applications.

new The Cross-environment Hyperparameter Setting Benchmark for Reinforcement Learning

Authors: Andrew Patterson, Samuel Neumann, Raksha Kumaraswamy, Martha White, Adam White

Abstract: This paper introduces a new empirical methodology, the Cross-environment Hyperparameter Setting Benchmark, that compares RL algorithms across environments using a single hyperparameter setting, encouraging algorithmic development which is insensitive to hyperparameters. We demonstrate that this benchmark is robust to statistical noise and obtains qualitatively similar results across repeated applications, even when using few samples. This robustness makes the benchmark computationally cheap to apply, allowing statistically sound insights at low cost. We demonstrate two example instantiations of the CHS, on a set of six small control environments (SC-CHS) and on the entire DM Control suite of 28 environments (DMC-CHS). Finally, to illustrate the applicability of the CHS to modern RL algorithms on challenging environments, we conduct a novel empirical study of an open question in the continuous control literature. We show, with high confidence, that there is no meaningful difference in performance between Ornstein-Uhlenbeck noise and uncorrelated Gaussian noise for exploration with the DDPG algorithm on the DMC-CHS.

new QT-TDM: Planning with Transformer Dynamics Model and Autoregressive Q-Learning

Authors: Mostafa Kotb, Cornelius Weber, Muhammad Burhan Hafez, Stefan Wermter

Abstract: Inspired by the success of the Transformer architecture in natural language processing and computer vision, we investigate the use of Transformers in Reinforcement Learning (RL), specifically in modeling the environment's dynamics using Transformer Dynamics Models (TDMs). We evaluate the capabilities of TDMs for continuous control in real-time planning scenarios with Model Predictive Control (MPC). While Transformers excel in long-horizon prediction, their tokenization mechanism and autoregressive nature lead to costly planning over long horizons, especially as the environment's dimensionality increases. To alleviate this issue, we use a TDM for short-term planning, and learn an autoregressive discrete Q-function using a separate Q-Transformer (QT) model to estimate a long-term return beyond the short-horizon planning. Our proposed method, QT-TDM, integrates the robust predictive capabilities of Transformers as dynamics models with the efficacy of a model-free Q-Transformer to mitigate the computational burden associated with real-time planning. Experiments in diverse state-based continuous control tasks show that QT-TDM is superior in performance and sample efficiency compared to existing Transformer-based RL models while achieving fast and computationally efficient inference.

new Enhancing material property prediction with ensemble deep graph convolutional networks

Authors: Chowdhury Mohammad Abid Rahman, Ghadendra Bhandari, Nasser M Nasrabadi, Aldo H. Romero, Prashnna K. Gyawali

Abstract: Machine learning (ML) models have emerged as powerful tools for accelerating materials discovery and design by enabling accurate predictions of properties from compositional and structural data. These capabilities are vital for developing advanced technologies across fields such as energy, electronics, and biomedicine, potentially reducing the time and resources needed for new material exploration and promoting rapid innovation cycles. Recent efforts have focused on employing advanced ML algorithms, including deep learning - based graph neural network, for property prediction. Additionally, ensemble models have proven to enhance the generalizability and robustness of ML and DL. However, the use of such ensemble strategies in deep graph networks for material property prediction remains underexplored. Our research provides an in-depth evaluation of ensemble strategies in deep learning - based graph neural network, specifically targeting material property prediction tasks. By testing the Crystal Graph Convolutional Neural Network (CGCNN) and its multitask version, MT-CGCNN, we demonstrated that ensemble techniques, especially prediction averaging, substantially improve precision beyond traditional metrics for key properties like formation energy per atom ($\Delta E^{f}$), band gap ($E_{g}$) and density ($\rho$) in 33,990 stable inorganic materials. These findings support the broader application of ensemble methods to enhance predictive accuracy in the field.

new Downlink CCM Estimation via Representation Learning with Graph Regularization

Authors: Melih Can Zerin, Elif Vural, Ali \"Ozg\"ur Y{\i}lmaz

Abstract: In this paper, we propose an algorithm for downlink (DL) channel covariance matrix (CCM) estimation for frequency division duplexing (FDD) massive multiple-input multiple-output (MIMO) communication systems with base station (BS) possessing a uniform linear array (ULA) antenna structure. We make use of the inherent similarity between the uplink (UL) CCM and the DL CCM due to angular reciprocity. We consider a setting where the UL CCM is mapped to DL CCM by a mapping function. We first present a theoretical error analysis of learning a nonlinear embedding by constructing a mapping function, which points to the importance of the Lipschitz regularity of the mapping function for achieving high estimation performance. Then, based on the theoretical ground, we propose a representation learning algorithm as a solution for the estimation problem, where Gaussian RBF kernel interpolators are chosen to map UL CCMs to their DL counterparts. The proposed algorithm is based on the optimization of an objective function that fits a regression model between the DL CCM and UL CCM samples in the training dataset and preserves the local geometric structure of the data in the UL CCM space, while explicitly regulating the Lipschitz continuity of the mapping function in light of our theoretical findings. The proposed algorithm surpasses benchmark methods in terms of three error metrics as shown by simulations.

new Generative Adversarial Networks for Imputing Sparse Learning Performance

Authors: Liang Zhang, Mohammed Yeasin, Jionghao Lin, Felix Havugimana, Xiangen Hu

Abstract: Learning performance data, such as correct or incorrect responses to questions in Intelligent Tutoring Systems (ITSs) is crucial for tracking and assessing the learners' progress and mastery of knowledge. However, the issue of data sparsity, characterized by unexplored questions and missing attempts, hampers accurate assessment and the provision of tailored, personalized instruction within ITSs. This paper proposes using the Generative Adversarial Imputation Networks (GAIN) framework to impute sparse learning performance data, reconstructed into a three-dimensional (3D) tensor representation across the dimensions of learners, questions and attempts. Our customized GAIN-based method computational process imputes sparse data in a 3D tensor space, significantly enhanced by convolutional neural networks for its input and output layers. This adaptation also includes the use of a least squares loss function for optimization and aligns the shapes of the input and output with the dimensions of the questions-attempts matrices along the learners' dimension. Through extensive experiments on six datasets from various ITSs, including AutoTutor, ASSISTments and MATHia, we demonstrate that the GAIN approach generally outperforms existing methods such as tensor factorization and other generative adversarial network (GAN) based approaches in terms of imputation accuracy. This finding enhances comprehensive learning data modeling and analytics in AI-based education.

new An Accelerated Multi-level Monte Carlo Approach for Average Reward Reinforcement Learning with General Policy Parametrization

Authors: Swetha Ganesh, Vaneet Aggarwal

Abstract: In our study, we delve into average-reward reinforcement learning with general policy parametrization. Within this domain, current guarantees either fall short with suboptimal guarantees or demand prior knowledge of mixing time. To address these issues, we introduce Randomized Accelerated Natural Actor Critic, a method that integrates Multi-level Monte-Carlo and Natural Actor Critic. Our approach is the first to achieve global convergence rate of $\tilde{\mathcal{O}}(1/\sqrt{T})$ without requiring knowledge of mixing time, significantly surpassing the state-of-the-art bound of $\tilde{\mathcal{O}}(1/T^{1/4})$.

new Embedding And Clustering Your Data Can Improve Contrastive Pretraining

Authors: Luke Merrick

Abstract: Recent studies of large-scale contrastive pretraining in the text embedding domain show that using single-source minibatches, rather than mixed-source minibatches, can substantially improve overall model accuracy. In this work, we explore extending training data stratification beyond source granularity by leveraging a pretrained text embedding model and the classic k-means clustering algorithm to further split training data apart by the semantic clusters within each source. Experimentally, we observe a notable increase in NDCG@10 when pretraining a BERT-based text embedding model on query-passage pairs from the MSMARCO passage retrieval dataset. Additionally, we conceptually connect our clustering approach to both the Topic Aware Sampling (TAS) aspect of the TAS-B methodology and the nearest-neighbor-based hard-negative mining aspect of the ANCE methodology and discuss how this unified view motivates future lines of research on the organization of contrastive pretraining data.

new Small Molecule Optimization with Large Language Models

Authors: Philipp Guevorguian, Menua Bedrosian, Tigran Fahradyan, Gayane Chilingaryan, Hrant Khachatrian, Armen Aghajanyan

Abstract: Recent advancements in large language models have opened new possibilities for generative molecular drug design. We present Chemlactica and Chemma, two language models fine-tuned on a novel corpus of 110M molecules with computed properties, totaling 40B tokens. These models demonstrate strong performance in generating molecules with specified properties and predicting new molecular characteristics from limited samples. We introduce a novel optimization algorithm that leverages our language models to optimize molecules for arbitrary properties given limited access to a black box oracle. Our approach combines ideas from genetic algorithms, rejection sampling, and prompt optimization. It achieves state-of-the-art performance on multiple molecular optimization benchmarks, including an 8% improvement on Practical Molecular Optimization compared to previous methods. We publicly release the training corpus, the language models and the optimization algorithm.

new Wolf: Captioning Everything with a World Summarization Framework

Authors: Boyi Li, Ligeng Zhu, Ran Tian, Shuhan Tan, Yuxiao Chen, Yao Lu, Yin Cui, Sushant Veer, Max Ehrlich, Jonah Philion, Xinshuo Weng, Fuzhao Xue, Andrew Tao, Ming-Yu Liu, Sanja Fidler, Boris Ivanovic, Trevor Darrell, Jitendra Malik, Song Han, Marco Pavone

Abstract: We propose Wolf, a WOrLd summarization Framework for accurate video captioning. Wolf is an automated captioning framework that adopts a mixture-of-experts approach, leveraging complementary strengths of Vision Language Models (VLMs). By utilizing both image and video models, our framework captures different levels of information and summarizes them efficiently. Our approach can be applied to enhance video understanding, auto-labeling, and captioning. To evaluate caption quality, we introduce CapScore, an LLM-based metric to assess the similarity and quality of generated captions compared to the ground truth captions. We further build four human-annotated datasets in three domains: autonomous driving, general scenes, and robotics, to facilitate comprehensive comparisons. We show that Wolf achieves superior captioning performance compared to state-of-the-art approaches from the research community (VILA1.5, CogAgent) and commercial solutions (Gemini-Pro-1.5, GPT-4V). For instance, in comparison with GPT-4V, Wolf improves CapScore both quality-wise by 55.6% and similarity-wise by 77.4% on challenging driving videos. Finally, we establish a benchmark for video captioning and introduce a leaderboard, aiming to accelerate advancements in video understanding, captioning, and data alignment. Leaderboard: https://wolfv0.github.io/leaderboard.html.

URLs: https://wolfv0.github.io/leaderboard.html.

new Do We Really Need Graph Convolution During Training? Light Post-Training Graph-ODE for Efficient Recommendation

Authors: Weizhi Zhang, Liangwei Yang, Zihe Song, Henry Peng Zou, Ke Xu, Henry Peng Zou, Liancheng Fang, Philip S. Yu

Abstract: The efficiency and scalability of graph convolution networks (GCNs) in training recommender systems (RecSys) have been persistent concerns, hindering their deployment in real-world applications. This paper presents a critical examination of the necessity of graph convolutions during the training phase and introduces an innovative alternative: the Light Post-Training Graph Ordinary-Differential-Equation (LightGODE). Our investigation reveals that the benefits of GCNs are more pronounced during testing rather than training. Motivated by this, LightGODE utilizes a novel post-training graph convolution method that bypasses the computation-intensive message passing of GCNs and employs a non-parametric continuous graph ordinary-differential-equation (ODE) to dynamically model node representations. This approach drastically reduces training time while achieving fine-grained post-training graph convolution to avoid the distortion of the original training embedding space, termed the embedding discrepancy issue. We validate our model across several real-world datasets of different scales, demonstrating that LightGODE not only outperforms GCN-based models in terms of efficiency and effectiveness but also significantly mitigates the embedding discrepancy commonly associated with deeper graph convolution layers. Our LightGODE challenges the prevailing paradigms in RecSys training and suggests re-evaluating the role of graph convolutions, potentially guiding future developments of efficient large-scale graph-based RecSys.

new SOAP-RL: Sequential Option Advantage Propagation for Reinforcement Learning in POMDP Environments

Authors: Shu Ishida, Jo\~ao F. Henriques

Abstract: This work compares ways of extending Reinforcement Learning algorithms to Partially Observed Markov Decision Processes (POMDPs) with options. One view of options is as temporally extended action, which can be realized as a memory that allows the agent to retain historical information beyond the policy's context window. While option assignment could be handled using heuristics and hand-crafted objectives, learning temporally consistent options and associated sub-policies without explicit supervision is a challenge. Two algorithms, PPOEM and SOAP, are proposed and studied in depth to address this problem. PPOEM applies the forward-backward algorithm (for Hidden Markov Models) to optimize the expected returns for an option-augmented policy. However, this learning approach is unstable during on-policy rollouts. It is also unsuited for learning causal policies without the knowledge of future trajectories, since option assignments are optimized for offline sequences where the entire episode is available. As an alternative approach, SOAP evaluates the policy gradient for an optimal option assignment. It extends the concept of the generalized advantage estimation (GAE) to propagate option advantages through time, which is an analytical equivalent to performing temporal back-propagation of option policy gradients. This option policy is only conditional on the history of the agent, not future actions. Evaluated against competing baselines, SOAP exhibited the most robust performance, correctly discovering options for POMDP corridor environments, as well as on standard benchmarks including Atari and MuJoCo, outperforming PPOEM, as well as LSTM and Option-Critic baselines. The open-sourced code is available at https://github.com/shuishida/SoapRL.

URLs: https://github.com/shuishida/SoapRL.

cross CORN: Contact-based Object Representation for Nonprehensile Manipulation of General Unseen Objects

Authors: Yoonyoung Cho, Junhyek Han, Yoontae Cho, Beomjoon Kim

Abstract: Nonprehensile manipulation is essential for manipulating objects that are too thin, large, or otherwise ungraspable in the wild. To sidestep the difficulty of contact modeling in conventional modeling-based approaches, reinforcement learning (RL) has recently emerged as a promising alternative. However, previous RL approaches either lack the ability to generalize over diverse object shapes, or use simple action primitives that limit the diversity of robot motions. Furthermore, using RL over diverse object geometry is challenging due to the high cost of training a policy that takes in high-dimensional sensory inputs. We propose a novel contact-based object representation and pretraining pipeline to tackle this. To enable massively parallel training, we leverage a lightweight patch-based transformer architecture for our encoder that processes point clouds, thus scaling our training across thousands of environments. Compared to learning from scratch, or other shape representation baselines, our representation facilitates both time- and data-efficient learning. We validate the efficacy of our overall system by zero-shot transferring the trained policy to novel real-world objects. Code and videos are available at https://sites.google.com/view/contact-non-prehensile.

URLs: https://sites.google.com/view/contact-non-prehensile.

cross Explaining the Model, Protecting Your Data: Revealing and Mitigating the Data Privacy Risks of Post-Hoc Model Explanations via Membership Inference

Authors: Catherine Huang, Martin Pawelczyk, Himabindu Lakkaraju

Abstract: Predictive machine learning models are becoming increasingly deployed in high-stakes contexts involving sensitive personal data; in these contexts, there is a trade-off between model explainability and data privacy. In this work, we push the boundaries of this trade-off: with a focus on foundation models for image classification fine-tuning, we reveal unforeseen privacy risks of post-hoc model explanations and subsequently offer mitigation strategies for such risks. First, we construct VAR-LRT and L1/L2-LRT, two new membership inference attacks based on feature attribution explanations that are significantly more successful than existing explanation-leveraging attacks, particularly in the low false-positive rate regime that allows an adversary to identify specific training set members with confidence. Second, we find empirically that optimized differentially private fine-tuning substantially diminishes the success of the aforementioned attacks, while maintaining high model accuracy. We carry out a systematic empirical investigation of our 2 new attacks with 5 vision transformer architectures, 5 benchmark datasets, 4 state-of-the-art post-hoc explanation methods, and 4 privacy strength settings.

cross MCU-MixQ: A HW/SW Co-optimized Mixed-precision Neural Network Design Framework for MCUs

Authors: Junfeng Gong, Cheng Liu, Long Cheng, Huawei Li, Xiaowei Li

Abstract: Mixed-precision neural network (MPNN) that utilizes just enough data width for the neural network processing is an effective approach to meet the stringent resources constraints including memory and computing of MCUs. Nevertheless, there is still a lack of sub-byte and mixed-precision SIMD operations in MCU-class ISA and the limited computing capability of MCUs remains underutilized, which further aggravates the computing bound encountered in neural network processing. As a result, the benefits of MPNNs cannot be fully unleashed. In this work, we propose to pack multiple low-bitwidth arithmetic operations within a single instruction multiple data (SIMD) instructions in typical MCUs, and then develop an efficient convolution operator by exploring both the data parallelism and computing parallelism in convolution along with the proposed SIMD packing. Finally, we further leverage Neural Architecture Search (NAS) to build a HW/SW co-designed MPNN design framework, namely MCU-MixQ. This framework can optimize both the MPNN quantization and MPNN implementation efficiency, striking an optimized balance between neural network performance and accuracy. According to our experiment results, MCU-MixQ achieves 2.1$\times$ and 1.4$\times$ speedup over CMix-NN and MCUNet respectively under the same resource constraints.

cross LaMAGIC: Language-Model-based Topology Generation for Analog Integrated Circuits

Authors: Chen-Chia Chang, Yikang Shan, Shaoze Fan, Jing Li, Shun Zhang, Ningyuan Cao, Yiran Chen, Xin Zhang

Abstract: In the realm of electronic and electrical engineering, automation of analog circuit is increasingly vital given the complexity and customized requirements of modern applications. However, existing methods only develop search-based algorithms that require many simulation iterations to design a custom circuit topology, which is usually a time-consuming process. To this end, we introduce LaMAGIC, a pioneering language model-based topology generation model that leverages supervised finetuning for automated analog circuit design. LaMAGIC can efficiently generate an optimized circuit design from the custom specification in a single pass. Our approach involves a meticulous development and analysis of various input and output formulations for circuit. These formulations can ensure canonical representations of circuits and align with the autoregressive nature of LMs to effectively addressing the challenges of representing analog circuits as graphs. The experimental results show that LaMAGIC achieves a success rate of up to 96\% under a strict tolerance of 0.01. We also examine the scalability and adaptability of LaMAGIC, specifically testing its performance on more complex circuits. Our findings reveal the enhanced effectiveness of our adjacency matrix-based circuit formulation with floating-point input, suggesting its suitability for handling intricate circuit designs. This research not only demonstrates the potential of language models in graph generation, but also builds a foundational framework for future explorations in automated analog circuit design.

cross AICircuit: A Multi-Level Dataset and Benchmark for AI-Driven Analog Integrated Circuit Design

Authors: Asal Mehradfar, Xuzhe Zhao, Yue Niu, Sara Babakniya, Mahdi Alesheikh, Hamidreza Aghasi, Salman Avestimehr

Abstract: Analog and radio-frequency circuit design requires extensive exploration of both circuit topology and parameters to meet specific design criteria like power consumption and bandwidth. Designers must review state-of-the-art topology configurations in the literature and sweep various circuit parameters within each configuration. This design process is highly specialized and time-intensive, particularly as the number of circuit parameters increases and the circuit becomes more complex. Prior research has explored the potential of machine learning to enhance circuit design procedures. However, these studies primarily focus on simple circuits, overlooking the more practical and complex analog and radio-frequency systems. A major obstacle for bearing the power of machine learning in circuit design is the availability of a generic and diverse dataset, along with robust metrics, which are essential for thoroughly evaluating and improving machine learning algorithms in the analog and radio-frequency circuit domain. We present AICircuit, a comprehensive multi-level dataset and benchmark for developing and evaluating ML algorithms in analog and radio-frequency circuit design. AICircuit comprises seven commonly used basic circuits and two complex wireless transceiver systems composed of multiple circuit blocks, encompassing a wide array of design scenarios encountered in real-world applications. We extensively evaluate various ML algorithms on the dataset, revealing the potential of ML algorithms in learning the mapping from the design specifications to the desired circuit parameters.

cross Online Social Network Data-Driven Early Detection on Short-Form Video Addiction

Authors: Fang-Yu Kuo

Abstract: Short-form video (SFV) has become a globally popular form of entertainment in recent years, appearing on major social media platforms. However, current research indicate that short video addiction can lead to numerous negative effects on both physical and psychological health, such as decreased attention span and reduced motivation to learn. Additionally, Short-form Video Addiction (SFVA) has been linked to other issues such as a lack of psychological support in real life, family or academic pressure, and social anxiety. Currently, the detection of SFVA typically occurs only after users experience negative consequences. Therefore, we aim to construct a short video addiction dataset based on social network behavior and design an early detection framework for SFVA. Previous mental health detection research on online social media has mostly focused on detecting depression and suicidal tendency. In this study, we propose the first early detection framework for SFVA EarlySD. We first introduce large language models (LLMs) to address the common issues of sparsity and missing data in graph datasets. Meanwhile, we categorize social network behavior data into different modalities and design a heterogeneous social network structure as the primary basis for detecting SFVA. We conduct a series of quantitative analysis on short video addicts using our self-constructed dataset, and perform extensive experiments to validate the effectiveness of our method EarlySD, using social data and heterogeneous social graphs in the detection of short video addiction.

cross Estimating the number of clusters of a Block Markov Chain

Authors: Thomas van Vuren, Thomas Cronk, Jaron Sanders

Abstract: Clustering algorithms frequently require the number of clusters to be chosen in advance, but it is usually not clear how to do this. To tackle this challenge when clustering within sequential data, we present a method for estimating the number of clusters when the data is a trajectory of a Block Markov Chain. Block Markov Chains are Markov Chains that exhibit a block structure in their transition matrix. The method considers a matrix that counts the number of transitions between different states within the trajectory, and transforms this into a spectral embedding whose dimension is set via singular value thresholding. The number of clusters is subsequently estimated via density-based clustering of this spectral embedding, an approach inspired by literature on the Stochastic Block Model. By leveraging and augmenting recent results on the spectral concentration of random matrices with Markovian dependence, we show that the method is asymptotically consistent - in spite of the dependencies between the count matrix's entries, and even when the count matrix is sparse. We also present a numerical evaluation of our method, and compare it to alternatives.

cross The Need for Guardrails with Large Language Models in Medical Safety-Critical Settings: An Artificial Intelligence Application in the Pharmacovigilance Ecosystem

Authors: Joe B Hakim, Jeffery L Painter, Darmendra Ramcharran, Vijay Kara, Greg Powell, Paulina Sobczak, Chiho Sato, Andrew Bate, Andrew Beam

Abstract: Large language models (LLMs) are useful tools with the capacity for performing specific types of knowledge work at an effective scale. However, LLM deployments in high-risk and safety-critical domains pose unique challenges, notably the issue of ``hallucination,'' where LLMs can generate fabricated information. This is particularly concerning in settings such as drug safety, where inaccuracies could lead to patient harm. To mitigate these risks, we have developed and demonstrated a proof of concept suite of guardrails specifically designed to mitigate certain types of hallucinations and errors for drug safety, and potentially applicable to other medical safety-critical contexts. These guardrails include mechanisms to detect anomalous documents to prevent the ingestion of inappropriate data, identify incorrect drug names or adverse event terms, and convey uncertainty in generated content. We integrated these guardrails with an LLM fine-tuned for a text-to-text task, which involves converting both structured and unstructured data within adverse event reports into natural language. This method was applied to translate individual case safety reports, demonstrating effective application in a pharmacovigilance processing task. Our guardrail framework offers a set of tools with broad applicability across various domains, ensuring LLMs can be safely used in high-risk situations by eliminating the occurrence of key errors, including the generation of incorrect pharmacovigilance-related terms, thus adhering to stringent regulatory and quality standards in medical safety-critical environments.

cross Analyzing Speech Unit Selection for Textless Speech-to-Speech Translation

Authors: Jarod Duret (LIA), Yannick Est\`eve (LIA), Titouan Parcollet (CAM)

Abstract: Recent advancements in textless speech-to-speech translation systems have been driven by the adoption of self-supervised learning techniques. Although most state-of-the-art systems adopt a similar architecture to transform source language speech into sequences of discrete representations in the target language, the criteria for selecting these target speech units remains an open question. This work explores the selection process through a study of downstream tasks such as automatic speech recognition, speech synthesis, speaker recognition, and emotion recognition. Interestingly, our findings reveal a discrepancy in the optimization of discrete speech units: units that perform well in resynthesis performance do not necessarily correlate with those that enhance translation efficacy. This discrepancy underscores the nuanced complexity of target feature selection and its impact on the overall performance of speech-to-speech translation systems.

cross A Comprehensive Analysis of Machine Learning Models for Algorithmic Trading of Bitcoin

Authors: Abdul Jabbar, Syed Qaisar Jalil

Abstract: This study evaluates the performance of 41 machine learning models, including 21 classifiers and 20 regressors, in predicting Bitcoin prices for algorithmic trading. By examining these models under various market conditions, we highlight their accuracy, robustness, and adaptability to the volatile cryptocurrency market. Our comprehensive analysis reveals the strengths and limitations of each model, providing critical insights for developing effective trading strategies. We employ both machine learning metrics (e.g., Mean Absolute Error, Root Mean Squared Error) and trading metrics (e.g., Profit and Loss percentage, Sharpe Ratio) to assess model performance. Our evaluation includes backtesting on historical data, forward testing on recent unseen data, and real-world trading scenarios, ensuring the robustness and practical applicability of our models. Key findings demonstrate that certain models, such as Random Forest and Stochastic Gradient Descent, outperform others in terms of profit and risk management. These insights offer valuable guidance for traders and researchers aiming to leverage machine learning for cryptocurrency trading.

cross Privacy-Preserving Model-Distributed Inference at the Edge

Authors: Fatemeh Jafarian Dehkordi, Yasaman Keshtkarjahromi, Hulya Seferoglu

Abstract: This paper focuses on designing a privacy-preserving Machine Learning (ML) inference protocol for a hierarchical setup, where clients own/generate data, model owners (cloud servers) have a pre-trained ML model, and edge servers perform ML inference on clients' data using the cloud server's ML model. Our goal is to speed up ML inference while providing privacy to both data and the ML model. Our approach (i) uses model-distributed inference (model parallelization) at the edge servers and (ii) reduces the amount of communication to/from the cloud server. Our privacy-preserving hierarchical model-distributed inference, privateMDI design uses additive secret sharing and linearly homomorphic encryption to handle linear calculations in the ML inference, and garbled circuit and a novel three-party oblivious transfer are used to handle non-linear functions. privateMDI consists of offline and online phases. We designed these phases in a way that most of the data exchange is done in the offline phase while the communication overhead of the online phase is reduced. In particular, there is no communication to/from the cloud server in the online phase, and the amount of communication between the client and edge servers is minimized. The experimental results demonstrate that privateMDI significantly reduces the ML inference time as compared to the baselines.

cross Retinal IPA: Iterative KeyPoints Alignment for Multimodal Retinal Imaging

Authors: Jiacheng Wang, Hao Li, Dewei Hu, Rui Xu, Xing Yao, Yuankai K. Tao, Ipek Oguz

Abstract: We propose a novel framework for retinal feature point alignment, designed for learning cross-modality features to enhance matching and registration across multi-modality retinal images. Our model draws on the success of previous learning-based feature detection and description methods. To better leverage unlabeled data and constrain the model to reproduce relevant keypoints, we integrate a keypoint-based segmentation task. It is trained in a self-supervised manner by enforcing segmentation consistency between different augmentations of the same image. By incorporating a keypoint augmented self-supervised layer, we achieve robust feature extraction across modalities. Extensive evaluation on two public datasets and one in-house dataset demonstrates significant improvements in performance for modality-agnostic retinal feature alignment. Our code and model weights are publicly available at \url{https://github.com/MedICL-VU/RetinaIPA}.

URLs: https://github.com/MedICL-VU/RetinaIPA

cross Thermodynamics-Consistent Graph Neural Networks

Authors: Jan G. Rittig, Alexander Mitsos

Abstract: We propose excess Gibbs free energy graph neural networks (GE-GNNs) for predicting composition-dependent activity coefficients of binary mixtures. The GE-GNN architecture ensures thermodynamic consistency by predicting the molar excess Gibbs free energy and using thermodynamic relations to obtain activity coefficients. As these are differential, automatic differentiation is applied to learn the activity coefficients in an end-to-end manner. Since the architecture is based on fundamental thermodynamics, we do not require additional loss terms to learn thermodynamic consistency. As the output is a fundamental property, we neither impose thermodynamic modeling limitations and assumptions. We demonstrate high accuracy and thermodynamic consistency of the activity coefficient predictions.

cross SCALE: Self-regulated Clustered federAted LEarning in a Homogeneous Environment

Authors: Sai Puppala, Ismail Hossain, Md Jahangir Alam, Sajedul Talukder, Zahidur Talukder, Syed Bahauddin

Abstract: Federated Learning (FL) has emerged as a transformative approach for enabling distributed machine learning while preserving user privacy, yet it faces challenges like communication inefficiencies and reliance on centralized infrastructures, leading to increased latency and costs. This paper presents a novel FL methodology that overcomes these limitations by eliminating the dependency on edge servers, employing a server-assisted Proximity Evaluation for dynamic cluster formation based on data similarity, performance indices, and geographical proximity. Our integrated approach enhances operational efficiency and scalability through a Hybrid Decentralized Aggregation Protocol, which merges local model training with peer-to-peer weight exchange and a centralized final aggregation managed by a dynamically elected driver node, significantly curtailing global communication overhead. Additionally, the methodology includes Decentralized Driver Selection, Check-pointing to reduce network traffic, and a Health Status Verification Mechanism for system robustness. Validated using the breast cancer dataset, our architecture not only demonstrates a nearly tenfold reduction in communication overhead but also shows remarkable improvements in reducing training latency and energy consumption while maintaining high learning performance, offering a scalable, efficient, and privacy-preserving solution for the future of federated learning ecosystems.

cross Simulation of Neural Responses to Classical Music Using Organoid Intelligence Methods

Authors: Daniel Szelogowski

Abstract: Music is a complex auditory stimulus capable of eliciting significant changes in brain activity, influencing cognitive processes such as memory, attention, and emotional regulation. However, the underlying mechanisms of music-induced cognitive processes remain largely unknown. Organoid intelligence and deep learning models show promise for simulating and analyzing these neural responses to classical music, an area significantly unexplored in computational neuroscience. Hence, we present the PyOrganoid library, an innovative tool that facilitates the simulation of organoid learning models, integrating sophisticated machine learning techniques with biologically inspired organoid simulations. Our study features the development of the Pianoid model, a "deep organoid learning" model that utilizes a Bidirectional LSTM network to predict EEG responses based on audio features from classical music recordings. This model demonstrates the feasibility of using computational methods to replicate complex neural processes, providing valuable insights into music perception and cognition. Likewise, our findings emphasize the utility of synthetic models in neuroscience research and highlight the PyOrganoid library's potential as a versatile tool for advancing studies in neuroscience and artificial intelligence.

cross PersonaGym: Evaluating Persona Agents and LLMs

Authors: Vinay Samuel, Henry Peng Zou, Yue Zhou, Shreyas Chaudhari, Ashwin Kalyan, Tanmay Rajpurohit, Ameet Deshpande, Karthik Narasimhan, Vishvak Murahari

Abstract: Persona agents, which are LLM agents that act according to an assigned persona, have demonstrated impressive contextual response capabilities across various applications. These persona agents offer significant enhancements across diverse sectors, such as education, healthcare, and entertainment, where model developers can align agent responses to different user requirements thereby broadening the scope of agent applications. However, evaluating persona agent performance is incredibly challenging due to the complexity of assessing persona adherence in free-form interactions across various environments that are relevant to each persona agent. We introduce PersonaGym, the first dynamic evaluation framework for assessing persona agents, and PersonaScore, the first automated human-aligned metric grounded in decision theory for comprehensive large-scale evaluation of persona agents. Our evaluation of 6 open and closed-source LLMs, using a benchmark encompassing 200 personas and 10,000 questions, reveals significant opportunities for advancement in persona agent capabilities across state-of-the-art models. For example, Claude 3.5 Sonnet only has a 2.97% relative improvement in PersonaScore than GPT 3.5 despite being a much more advanced model. Importantly, we find that increased model size and complexity do not necessarily imply enhanced persona agent capabilities thereby highlighting the pressing need for algorithmic and architectural invention towards faithful and performant persona agents.

cross Self-Directed Synthetic Dialogues and Revisions Technical Report

Authors: Nathan Lambert, Hailey Schoelkopf, Aaron Gokaslan, Luca Soldaini, Valentina Pyatkin, Louis Castricato

Abstract: Synthetic data has become an important tool in the fine-tuning of language models to follow instructions and solve complex problems. Nevertheless, the majority of open data to date is often lacking multi-turn data and collected on closed models, limiting progress on advancing open fine-tuning methods. We introduce Self Directed Synthetic Dialogues (SDSD), an experimental dataset consisting of guided conversations of language models talking to themselves. The dataset consists of multi-turn conversations generated with DBRX, Llama 2 70B, and Mistral Large, all instructed to follow a conversation plan generated prior to the conversation. We also explore including principles from Constitutional AI and other related works to create synthetic preference data via revisions to the final conversation turn. We hope this work encourages further exploration in multi-turn data and the use of open models for expanding the impact of synthetic data.

cross Model-driven Heart Rate Estimation and Heart Murmur Detection based on Phonocardiogram

Authors: Jingping Nie, Ran Liu, Behrooz Mahasseni, Erdrin Azemi, Vikramjit Mitra

Abstract: Acoustic signals are crucial for health monitoring, particularly heart sounds which provide essential data like heart rate and detect cardiac anomalies such as murmurs. This study utilizes a publicly available phonocardiogram (PCG) dataset to estimate heart rate using model-driven methods and extends the best-performing model to a multi-task learning (MTL) framework for simultaneous heart rate estimation and murmur detection. Heart rate estimates are derived using a sliding window technique on heart sound snippets, analyzed with a combination of acoustic features (Mel spectrogram, cepstral coefficients, power spectral density, root mean square energy). Our findings indicate that a 2D convolutional neural network (\textbf{\texttt{2dCNN}}) is most effective for heart rate estimation, achieving a mean absolute error (MAE) of 1.312 bpm. We systematically investigate the impact of different feature combinations and find that utilizing all four features yields the best results. The MTL model (\textbf{\texttt{2dCNN-MTL}}) achieves accuracy over 95% in murmur detection, surpassing existing models, while maintaining an MAE of 1.636 bpm in heart rate estimation, satisfying the requirements stated by Association for the Advancement of Medical Instrumentation (AAMI).

cross Diffusion-based subsurface multiphysics monitoring and forecasting

Authors: Xinquan Huang, Fu Wang, Tariq Alkhalifah

Abstract: Carbon capture and storage (CCS) plays a crucial role in mitigating greenhouse gas emissions, particularly from industrial outputs. Using seismic monitoring can aid in an accurate and robust monitoring system to ensure the effectiveness of CCS and mitigate associated risks. However, conventional seismic wave equation-based approaches are computationally demanding, which hinders real-time applications. In addition to efficiency, forecasting and uncertainty analysis are not easy to handle using such numerical-simulation-based approaches. To this end, we propose a novel subsurface multiphysics monitoring and forecasting framework utilizing video diffusion models. This approach can generate high-quality representations of CO$2$ evolution and associated changes in subsurface elastic properties. With reconstruction guidance, forecasting and inversion can be achieved conditioned on historical frames and/or observational data. Meanwhile, due to the generative nature of the approach, we can quantify uncertainty in the prediction. Tests based on the Compass model show that the proposed method successfully captured the inherently complex physical phenomena associated with CO$_2$ monitoring, and it can predict and invert the subsurface elastic properties and CO$_2$ saturation with consistency in their evolution.

cross Towards A Generalizable Pathology Foundation Model via Unified Knowledge Distillation

Authors: Jiabo Ma, Zhengrui Guo, Fengtao Zhou, Yihui Wang, Yingxue Xu, Yu Cai, Zhengjie Zhu, Cheng Jin, Yi Lin Xinrui Jiang, Anjia Han, Li Liang, Ronald Cheong Kin Chan, Jiguang Wang, Kwang-Ting Cheng, Hao Chen

Abstract: Foundation models pretrained on large-scale datasets are revolutionizing the field of computational pathology (CPath). The generalization ability of foundation models is crucial for the success in various downstream clinical tasks. However, current foundation models have only been evaluated on a limited type and number of tasks, leaving their generalization ability and overall performance unclear. To address this gap, we established a most comprehensive benchmark to evaluate the performance of off-the-shelf foundation models across six distinct clinical task types, encompassing a total of 39 specific tasks. Our findings reveal that existing foundation models excel at certain task types but struggle to effectively handle the full breadth of clinical tasks. To improve the generalization of pathology foundation models, we propose a unified knowledge distillation framework consisting of both expert and self knowledge distillation, where the former allows the model to learn from the knowledge of multiple expert models, while the latter leverages self-distillation to enable image representation learning via local-global alignment. Based on this framework, a Generalizable Pathology Foundation Model (GPFM) is pretrained on a large-scale dataset consisting of 190 million images from around 86,000 public H\&E whole slides across 34 major tissue types. Evaluated on the established benchmark, GPFM achieves an impressive average rank of 1.36, with 29 tasks ranked 1st, while the the second-best model, UNI, attains an average rank of 2.96, with only 4 tasks ranked 1st. The superior generalization of GPFM demonstrates its exceptional modeling capabilities across a wide range of clinical tasks, positioning it as a new cornerstone for feature representation in CPath.

cross Textile Anomaly Detection: Evaluation of the State-of-the-Art for Automated Quality Inspection of Carpet

Authors: Briony Forsberg, Dr Henry Williams, Prof Bruce MacDonald, Tracy Chen, Dr Kirstine Hulse

Abstract: In this study, state-of-the-art unsupervised detection models were evaluated for the purpose of automated anomaly inspection of wool carpets. A custom dataset of four unique types of carpet textures was created to thoroughly test the models and their robustness in detecting subtle anomalies in complex textures. Due to the requirements of an inline inspection system in a manufacturing use case, the metrics of importance in this study were accuracy in detecting anomalous areas, the number of false detections, and the inference times of each model for real-time performance. Of the evaluated models, the student-teacher network based methods were found on average to yield the highest detection accuracy and lowest false detection rates. When trained on a multi-class dataset the models were found to yield comparable if not better results than single-class training. Finally, in terms of detection speed, with exception to the generative model, all other evaluated models were found to have comparable inference times on a GPU, with an average of 0.16s per image. On a CPU, most of these models typically produced results between 1.5 to 2 times the respective GPU inference times.

cross Fairness Definitions in Language Models Explained

Authors: Thang Viet Doan, Zhibo Chu, Zichong Wang, Wenbin Zhang

Abstract: Language Models (LMs) have demonstrated exceptional performance across various Natural Language Processing (NLP) tasks. Despite these advancements, LMs can inherit and amplify societal biases related to sensitive attributes such as gender and race, limiting their adoption in real-world applications. Therefore, fairness has been extensively explored in LMs, leading to the proposal of various fairness notions. However, the lack of clear agreement on which fairness definition to apply in specific contexts (\textit{e.g.,} medium-sized LMs versus large-sized LMs) and the complexity of understanding the distinctions between these definitions can create confusion and impede further progress. To this end, this paper proposes a systematic survey that clarifies the definitions of fairness as they apply to LMs. Specifically, we begin with a brief introduction to LMs and fairness in LMs, followed by a comprehensive, up-to-date overview of existing fairness notions in LMs and the introduction of a novel taxonomy that categorizes these concepts based on their foundational principles and operational distinctions. We further illustrate each definition through experiments, showcasing their practical implications and outcomes. Finally, we discuss current research challenges and open questions, aiming to foster innovative ideas and advance the field. The implementation and additional resources are publicly available at https://github.com/LavinWong/Fairness-in-Large-Language-Models/tree/main/definitions.

URLs: https://github.com/LavinWong/Fairness-in-Large-Language-Models/tree/main/definitions.

cross Constructing the CORD-19 Vaccine Dataset

Authors: Manisha Singh, Divy Sharma, Alonso Ma, Bridget Tyree, Margaret Mitchell

Abstract: We introduce new dataset 'CORD-19-Vaccination' to cater to scientists specifically looking into COVID-19 vaccine-related research. This dataset is extracted from CORD-19 dataset [Wang et al., 2020] and augmented with new columns for language detail, author demography, keywords, and topic per paper. Facebook's fastText model is used to identify languages [Joulin et al., 2016]. To establish author demography (author affiliation, lab/institution location, and lab/institution country columns) we processed the JSON file for each paper and then further enhanced using Google's search API to determine country values. 'Yake' was used to extract keywords from the title, abstract, and body of each paper and the LDA (Latent Dirichlet Allocation) algorithm was used to add topic information [Campos et al., 2020, 2018a,b]. To evaluate the dataset, we demonstrate a question-answering task like the one used in the CORD-19 Kaggle challenge [Goldbloom et al., 2022]. For further evaluation, sequential sentence classification was performed on each paper's abstract using the model from Dernoncourt et al. [2016]. We partially hand annotated the training dataset and used a pre-trained BERT-PubMed layer. 'CORD- 19-Vaccination' contains 30k research papers and can be immensely valuable for NLP research such as text mining, information extraction, and question answering, specific to the domain of COVID-19 vaccine research.

cross FedUD: Exploiting Unaligned Data for Cross-Platform Federated Click-Through Rate Prediction

Authors: Wentao Ouyang, Rui Dong, Ri Tao, Xiangzheng Liu

Abstract: Click-through rate (CTR) prediction plays an important role in online advertising platforms. Most existing methods use data from the advertising platform itself for CTR prediction. As user behaviors also exist on many other platforms, e.g., media platforms, it is beneficial to further exploit such complementary information for better modeling user interest and for improving CTR prediction performance. However, due to privacy concerns, data from different platforms cannot be uploaded to a server for centralized model training. Vertical federated learning (VFL) provides a possible solution which is able to keep the raw data on respective participating parties and learn a collaborative model in a privacy-preserving way. However, traditional VFL methods only utilize aligned data with common keys across parties, which strongly restricts their application scope. In this paper, we propose FedUD, which is able to exploit unaligned data, in addition to aligned data, for more accurate federated CTR prediction. FedUD contains two steps. In the first step, FedUD utilizes aligned data across parties like traditional VFL, but it additionally includes a knowledge distillation module. This module distills useful knowledge from the guest party's high-level representations and guides the learning of a representation transfer network. In the second step, FedUD applies the learned knowledge to enrich the representations of the host party's unaligned data such that both aligned and unaligned data can contribute to federated model training. Experiments on two real-world datasets demonstrate the superior performance of FedUD for federated CTR prediction.

cross Towards More Accurate Prediction of Human Empathy and Emotion in Text and Multi-turn Conversations by Combining Advanced NLP, Transformers-based Networks, and Linguistic Methodologies

Authors: Manisha Singh, Divy Sharma, Alonso Ma, Nora Goldfine

Abstract: Based on the WASSA 2022 Shared Task on Empathy Detection and Emotion Classification, we predict the level of empathic concern and personal distress displayed in essays. For the first stage of this project we implemented a Feed-Forward Neural Network using sentence-level embeddings as features. We experimented with four different embedding models for generating the inputs to the neural network. The subsequent stage builds upon the previous work and we have implemented three types of revisions. The first revision focuses on the enhancements to the model architecture and the training approach. The second revision focuses on handling class imbalance using stratified data sampling. The third revision focuses on leveraging lexical resources, where we apply four different resources to enrich the features associated with the dataset. During the final stage of this project, we have created the final end-to-end system for the primary task using an ensemble of models to revise primary task performance. Additionally, as part of the final stage, these approaches have been adapted to the WASSA 2023 Shared Task on Empathy Emotion and Personality Detection in Interactions, in which the empathic concern, emotion polarity, and emotion intensity in dyadic text conversations are predicted.

cross The formation of perceptual space in early phonetic acquisition: a cross-linguistic modeling approach

Authors: Frank Lihui Tan, Youngah Do

Abstract: This study investigates how learners organize perceptual space in early phonetic acquisition by advancing previous studies in two key aspects. Firstly, it examines the shape of the learned hidden representation as well as its ability to categorize phonetic categories. Secondly, it explores the impact of training models on context-free acoustic information, without involving contextual cues, on phonetic acquisition, closely mimicking the early language learning stage. Using a cross-linguistic modeling approach, autoencoder models are trained on English and Mandarin and evaluated in both native and non-native conditions, following experimental conditions used in infant language perception studies. The results demonstrate that unsupervised bottom-up training on context-free acoustic information leads to comparable learned representations of perceptual space between native and non-native conditions for both English and Mandarin, resembling the early stage of universal listening in infants. These findings provide insights into the organization of perceptual space during early phonetic acquisition and contribute to our understanding of the formation and representation of phonetic categories.

cross Is larger always better? Evaluating and prompting large language models for non-generative medical tasks

Authors: Yinghao Zhu, Junyi Gao, Zixiang Wang, Weibin Liao, Xiaochen Zheng, Lifang Liang, Yasha Wang, Chengwei Pan, Ewen M. Harrison, Liantao Ma

Abstract: The use of Large Language Models (LLMs) in medicine is growing, but their ability to handle both structured Electronic Health Record (EHR) data and unstructured clinical notes is not well-studied. This study benchmarks various models, including GPT-based LLMs, BERT-based models, and traditional clinical predictive models, for non-generative medical tasks utilizing renowned datasets. We assessed 14 language models (9 GPT-based and 5 BERT-based) and 7 traditional predictive models using the MIMIC dataset (ICU patient records) and the TJH dataset (early COVID-19 EHR data), focusing on tasks such as mortality and readmission prediction, disease hierarchy reconstruction, and biomedical sentence matching, comparing both zero-shot and finetuned performance. Results indicated that LLMs exhibited robust zero-shot predictive capabilities on structured EHR data when using well-designed prompting strategies, frequently surpassing traditional models. However, for unstructured medical texts, LLMs did not outperform finetuned BERT models, which excelled in both supervised and unsupervised tasks. Consequently, while LLMs are effective for zero-shot learning on structured data, finetuned BERT models are more suitable for unstructured texts, underscoring the importance of selecting models based on specific task requirements and data characteristics to optimize the application of NLP technology in healthcare.

cross Multimodal Emotion Recognition using Audio-Video Transformer Fusion with Cross Attention

Authors: Joe Dhanith P R, Shravan Venkatraman, Vigya Sharma, Santhosh Malarvannan

Abstract: Understanding emotions is a fundamental aspect of human communication. Integrating audio and video signals offers a more comprehensive understanding of emotional states compared to traditional methods that rely on a single data source, such as speech or facial expressions. Despite its potential, multimodal emotion recognition faces significant challenges, particularly in synchronization, feature extraction, and fusion of diverse data sources. To address these issues, this paper introduces a novel transformer-based model named Audio-Video Transformer Fusion with Cross Attention (AVT-CA). The AVT-CA model employs a transformer fusion approach to effectively capture and synchronize interlinked features from both audio and video inputs, thereby resolving synchronization problems. Additionally, the Cross Attention mechanism within AVT-CA selectively extracts and emphasizes critical features while discarding irrelevant ones from both modalities, addressing feature extraction and fusion challenges. Extensive experimental analysis conducted on the CMU-MOSEI, RAVDESS and CREMA-D datasets demonstrates the efficacy of the proposed model. The results underscore the importance of AVT-CA in developing precise and reliable multimodal emotion recognition systems for practical applications.

cross PP-TIL: Personalized Planning for Autonomous Driving with Instance-based Transfer Imitation Learning

Authors: Fangze Lin, Ying He, Fei Yu

Abstract: Personalized motion planning holds significant importance within urban automated driving, catering to the unique requirements of individual users. Nevertheless, prior endeavors have frequently encountered difficulties in simultaneously addressing two crucial aspects: personalized planning within intricate urban settings and enhancing planning performance through data utilization. The challenge arises from the expensive and limited nature of user data, coupled with the scene state space tending towards infinity. These factors contribute to overfitting and poor generalization problems during model training. Henceforth, we propose an instance-based transfer imitation learning approach. This method facilitates knowledge transfer from extensive expert domain data to the user domain, presenting a fundamental resolution to these issues. We initially train a pre-trained model using large-scale expert data. Subsequently, during the fine-tuning phase, we feed the batch data, which comprises expert and user data. Employing the inverse reinforcement learning technique, we extract the style feature distribution from user demonstrations, constructing the regularization term for the approximation of user style. In our experiments, we conducted extensive evaluations of the proposed method. Compared to the baseline methods, our approach mitigates the overfitting issue caused by sparse user data. Furthermore, we discovered that integrating the driving model with a differentiable nonlinear optimizer as a safety protection layer for end-to-end personalized fine-tuning results in superior planning performance.

cross Using GPT-4 to guide causal machine learning

Authors: Anthony C. Constantinou, Neville K. Kitson, Alessio Zanga

Abstract: Since its introduction to the public, ChatGPT has had an unprecedented impact. While some experts praised AI advancements and highlighted their potential risks, others have been critical about the accuracy and usefulness of Large Language Models (LLMs). In this paper, we are interested in the ability of LLMs to identify causal relationships. We focus on the well-established GPT-4 (Turbo) and evaluate its performance under the most restrictive conditions, by isolating its ability to infer causal relationships based solely on the variable labels without being given any context, demonstrating the minimum level of effectiveness one can expect when it is provided with label-only information. We show that questionnaire participants judge the GPT-4 graphs as the most accurate in the evaluated categories, closely followed by knowledge graphs constructed by domain experts, with causal Machine Learning (ML) far behind. We use these results to highlight the important limitation of causal ML, which often produces causal graphs that violate common sense, affecting trust in them. However, we show that pairing GPT-4 with causal ML overcomes this limitation, resulting in graphical structures learnt from real data that align more closely with those identified by domain experts, compared to structures learnt by causal ML alone. Overall, our findings suggest that despite GPT-4 not being explicitly designed to reason causally, it can still be a valuable tool for causal representation, as it improves the causal discovery process of causal ML algorithms that are designed to do just that.

cross CardioLab: Laboratory Values Estimation from Electrocardiogram Features -- An Exploratory Study

Authors: Juan Miguel Lopez Alcaraz, Nils Strodthoff

Abstract: Introduction: Laboratory value represents a cornerstone of medical diagnostics, but suffers from slow turnaround times, and high costs and only provides information about a single point in time. The continuous estimation of laboratory values from non-invasive data such as electrocardiogram (ECG) would therefore mark a significant frontier in healthcare monitoring. Despite its transformative potential, this domain remains relatively underexplored within the medical community. Methods: In this preliminary study, we used a publicly available dataset (MIMIC-IV-ECG) to investigate the feasibility of inferring laboratory values from ECG features and patient demographics using tree-based models (XGBoost). We define the prediction task as a binary prediction problem of predicting whether the lab value falls into low or high abnormalities. The model performance can then be assessed using AUROC. Results: Our findings demonstrate promising results in the estimation of laboratory values related to different organ systems based on a small yet comprehensive set of features. While further research and validation are warranted to fully assess the clinical utility and generalizability of ECG-based estimation in healthcare monitoring, our findings lay the groundwork for future investigations into approaches to laboratory value estimation using ECG data. Such advancements hold promise for revolutionizing predictive healthcare applications, offering faster, non-invasive, and more affordable means of patient monitoring.

cross Vulnerability Detection in Ethereum Smart Contracts via Machine Learning: A Qualitative Analysis

Authors: Dalila Ressi, Alvise Span\`o, Lorenzo Benetollo, Carla Piazza, Michele Bugliesi, Sabina Rossi

Abstract: Smart contracts are central to a myriad of critical blockchain applications, from financial transactions to supply chain management. However, their adoption is hindered by security vulnerabilities that can result in significant financial losses. Most vulnerability detection tools and methods available nowadays leverage either static analysis methods or machine learning. Unfortunately, as valuable as they are, both approaches suffer from limitations that make them only partially effective. In this survey, we analyze the state of the art in machine-learning vulnerability detection for Ethereum smart contracts, by categorizing existing tools and methodologies, evaluating them, and highlighting their limitations. Our critical assessment unveils issues such as restricted vulnerability coverage and dataset construction flaws, providing us with new metrics to overcome the difficulties that restrain a sound comparison of existing solutions. Driven by our findings, we discuss best practices to enhance the accuracy, scope, and efficiency of vulnerability detection in smart contracts. Our guidelines address the known flaws while at the same time opening new avenues for research and development. By shedding light on current challenges and offering novel directions for improvement, we contribute to the advancement of secure smart contract development and blockchain technology as a whole.

cross Fast and Reliable Probabilistic Reflectometry Inversion with Prior-Amortized Neural Posterior Estimation

Authors: Vladimir Starostin, Maximilian Dax, Alexander Gerlach, Alexander Hinderhofer, \'Alvaro Tejero-Cantero, Frank Schreiber

Abstract: Reconstructing the structure of thin films and multilayers from measurements of scattered X-rays or neutrons is key to progress in physics, chemistry, and biology. However, finding all structures compatible with reflectometry data is computationally prohibitive for standard algorithms, which typically results in unreliable analysis with only a single potential solution identified. We address this lack of reliability with a probabilistic deep learning method that identifies all realistic structures in seconds, setting new standards in reflectometry. Our method, Prior-Amortized Neural Posterior Estimation (PANPE), combines simulation-based inference with novel adaptive priors that inform the inference network about known structural properties and controllable experimental conditions. PANPE networks support key scenarios such as high-throughput sample characterization, real-time monitoring of evolving structures, or the co-refinement of several experimental data sets, and can be adapted to provide fast, reliable, and flexible inference across many other inverse problems.

cross Achieving interpretable machine learning by functional decomposition of black-box models into explainable predictor effects

Authors: David K\"ohler (Institute for Medical Biometry, Informatics and Epidemiology, University of Bonn), David R\"ugamer (Department of Statistics, LMU Munich, Munich Center for Machine Learning), Matthias Schmid (Institute for Medical Biometry, Informatics and Epidemiology, University of Bonn)

Abstract: Machine learning (ML) has seen significant growth in both popularity and importance. The high prediction accuracy of ML models is often achieved through complex black-box architectures that are difficult to interpret. This interpretability problem has been hindering the use of ML in fields like medicine, ecology and insurance, where an understanding of the inner workings of the model is paramount to ensure user acceptance and fairness. The need for interpretable ML models has boosted research in the field of interpretable machine learning (IML). Here we propose a novel approach for the functional decomposition of black-box predictions, which is considered a core concept of IML. The idea of our method is to replace the prediction function by a surrogate model consisting of simpler subfunctions. Similar to additive regression models, these functions provide insights into the direction and strength of the main feature contributions and their interactions. Our method is based on a novel concept termed stacked orthogonality, which ensures that the main effects capture as much functional behavior as possible and do not contain information explained by higher-order interactions. Unlike earlier functional IML approaches, it is neither affected by extrapolation nor by hidden feature interactions. To compute the subfunctions, we propose an algorithm based on neural additive modeling and an efficient post-hoc orthogonalization procedure.

cross Adversarial Robustification via Text-to-Image Diffusion Models

Authors: Daewon Choi, Jongheon Jeong, Huiwon Jang, Jinwoo Shin

Abstract: Adversarial robustness has been conventionally believed as a challenging property to encode for neural networks, requiring plenty of training data. In the recent paradigm of adopting off-the-shelf models, however, access to their training data is often infeasible or not practical, while most of such models are not originally trained concerning adversarial robustness. In this paper, we develop a scalable and model-agnostic solution to achieve adversarial robustness without using any data. Our intuition is to view recent text-to-image diffusion models as "adaptable" denoisers that can be optimized to specify target tasks. Based on this, we propose: (a) to initiate a denoise-and-classify pipeline that offers provable guarantees against adversarial attacks, and (b) to leverage a few synthetic reference images generated from the text-to-image model that enables novel adaptation schemes. Our experiments show that our data-free scheme applied to the pre-trained CLIP could improve the (provable) adversarial robustness of its diverse zero-shot classification derivatives (while maintaining their accuracy), significantly surpassing prior approaches that utilize the full training data. Not only for CLIP, we also demonstrate that our framework is easily applicable for robustifying other visual classifiers efficiently.

cross A Survey on Cell Nuclei Instance Segmentation and Classification: Leveraging Context and Attention

Authors: Jo\~ao D. Nunes, Diana Montezuma, Domingos Oliveira, Tania Pereira, Jaime S. Cardoso

Abstract: Manually annotating nuclei from the gigapixel Hematoxylin and Eosin (H&E)-stained Whole Slide Images (WSIs) is a laborious and costly task, meaning automated algorithms for cell nuclei instance segmentation and classification could alleviate the workload of pathologists and clinical researchers and at the same time facilitate the automatic extraction of clinically interpretable features. But due to high intra- and inter-class variability of nuclei morphological and chromatic features, as well as H&E-stains susceptibility to artefacts, state-of-the-art algorithms cannot correctly detect and classify instances with the necessary performance. In this work, we hypothesise context and attention inductive biases in artificial neural networks (ANNs) could increase the generalization of algorithms for cell nuclei instance segmentation and classification. We conduct a thorough survey on context and attention methods for cell nuclei instance segmentation and classification from H&E-stained microscopy imaging, while providing a comprehensive discussion of the challenges being tackled with context and attention. Besides, we illustrate some limitations of current approaches and present ideas for future research. As a case study, we extend both a general instance segmentation and classification method (Mask-RCNN) and a tailored cell nuclei instance segmentation and classification model (HoVer-Net) with context- and attention-based mechanisms, and do a comparative analysis on a multi-centre colon nuclei identification and counting dataset. Although pathologists rely on context at multiple levels while paying attention to specific Regions of Interest (RoIs) when analysing and annotating WSIs, our findings suggest translating that domain knowledge into algorithm design is no trivial task, but to fully exploit these mechanisms, the scientific understanding of these methods should be addressed.

cross Rapid Object Annotation

Authors: Misha Denil

Abstract: In this report we consider the problem of rapidly annotating a video with bounding boxes for a novel object. We describe a UI and associated workflow designed to make this process fast for an arbitrary novel target.

cross Adaptive Contrastive Search: Uncertainty-Guided Decoding for Open-Ended Text Generation

Authors: Esteban Garces Arias, Julian Rodemann, Meimingwei Li, Christian Heumann, Matthias A{\ss}enmacher

Abstract: Decoding from the output distributions of large language models to produce high-quality text is a complex challenge in language modeling. Various approaches, such as beam search, sampling with temperature, $k-$sampling, nucleus $p-$sampling, typical decoding, contrastive decoding, and contrastive search, have been proposed to address this problem, aiming to improve coherence, diversity, as well as resemblance to human-generated text. In this study, we introduce adaptive contrastive search, a novel decoding strategy extending contrastive search by incorporating an adaptive degeneration penalty, guided by the estimated uncertainty of the model at each generation step. This strategy is designed to enhance both the creativity and diversity of the language modeling process while at the same time producing coherent and high-quality generated text output. Our findings indicate performance enhancement in both aspects, across different model architectures and datasets, underscoring the effectiveness of our method in text generation tasks. Our code base, datasets, and models are publicly available.

cross Cluster-norm for Unsupervised Probing of Knowledge

Authors: Walter Laurito (Ho Wan), Sharan Maiya (Ho Wan), Gr\'egoire Dhimo\"ila (Ho Wan), Owen (Ho Wan), Yeung, Kaarel H\"anni

Abstract: The deployment of language models brings challenges in generating reliable information, especially when these models are fine-tuned using human preferences. To extract encoded knowledge without (potentially) biased human labels, unsupervised probing techniques like Contrast-Consistent Search (CCS) have been developed (Burns et al., 2022). However, salient but unrelated features in a given dataset can mislead these probes (Farquhar et al., 2023). Addressing this, we propose a cluster normalization method to minimize the impact of such features by clustering and normalizing activations of contrast pairs before applying unsupervised probing techniques. While this approach does not address the issue of differentiating between knowledge in general and simulated knowledge - a major issue in the literature of latent knowledge elicitation (Christiano et al., 2021) - it significantly improves the ability of unsupervised probes to identify the intended knowledge amidst distractions.

cross A Physics-Informed Neural Network-Based Approach for the Spatial Upsampling of Spherical Microphone Arrays

Authors: Federico Miotello, Ferdinando Terminiello, Mirco Pezzoli, Alberto Bernardini, Fabio Antonacci, Augusto Sarti

Abstract: Spherical microphone arrays are convenient tools for capturing the spatial characteristics of a sound field. However, achieving superior spatial resolution requires arrays with numerous capsules, consequently leading to expensive devices. To address this issue, we present a method for spatially upsampling spherical microphone arrays with a limited number of capsules. Our approach exploits a physics-informed neural network with Rowdy activation functions, leveraging physical constraints to provide high-order microphone array signals, starting from low-order devices. Results show that, within its domain of application, our approach outperforms a state of the art method based on signal processing for spherical microphone arrays upsampling.

cross Benchmarking Dependence Measures to Prevent Shortcut Learning in Medical Imaging

Authors: Sarah M\"uller, Louisa Fay, Lisa M. Koch, Sergios Gatidis, Thomas K\"ustner, Philipp Berens

Abstract: Medical imaging cohorts are often confounded by factors such as acquisition devices, hospital sites, patient backgrounds, and many more. As a result, deep learning models tend to learn spurious correlations instead of causally related features, limiting their generalizability to new and unseen data. This problem can be addressed by minimizing dependence measures between intermediate representations of task-related and non-task-related variables. These measures include mutual information, distance correlation, and the performance of adversarial classifiers. Here, we benchmark such dependence measures for the task of preventing shortcut learning. We study a simplified setting using Morpho-MNIST and a medical imaging task with CheXpert chest radiographs. Our results provide insights into how to mitigate confounding factors in medical imaging.

cross Predicting 3D Rigid Body Dynamics with Deep Residual Network

Authors: Abiodun Finbarrs Oketunji

Abstract: This study investigates the application of deep residual networks for predicting the dynamics of interacting three-dimensional rigid bodies. We present a framework combining a 3D physics simulator implemented in C++ with a deep learning model constructed using PyTorch. The simulator generates training data encompassing linear and angular motion, elastic collisions, fluid friction, gravitational effects, and damping. Our deep residual network, consisting of an input layer, multiple residual blocks, and an output layer, is designed to handle the complexities of 3D dynamics. We evaluate the network's performance using a datasetof 10,000 simulated scenarios, each involving 3-5 interacting rigid bodies. The model achieves a mean squared error of 0.015 for position predictions and 0.022 for orientation predictions, representing a 25% improvement over baseline methods. Our results demonstrate the network's ability to capture intricate physical interactions, with particular success in predicting elastic collisions and rotational dynamics. This work significantly contributes to physics-informed machine learning by showcasing the immense potential of deep residual networks in modeling complex 3D physical systems. We discuss our approach's limitations and propose future directions for improving generalization to more diverse object shapes and materials.

cross Log-Concave Coupling for Sampling Neural Net Posteriors

Authors: Curtis McDonald, Andrew R Barron

Abstract: In this work, we present a sampling algorithm for single hidden layer neural networks. This algorithm is built upon a recursive series of Bayesian posteriors using a method we call Greedy Bayes. Sampling of the Bayesian posterior for neuron weight vectors $w$ of dimension $d$ is challenging because of its multimodality. Our algorithm to tackle this problem is based on a coupling of the posterior density for $w$ with an auxiliary random variable $\xi$. The resulting reverse conditional $w|\xi$ of neuron weights given auxiliary random variable is shown to be log concave. In the construction of the posterior distributions we provide some freedom in the choice of the prior. In particular, for Gaussian priors on $w$ with suitably small variance, the resulting marginal density of the auxiliary variable $\xi$ is proven to be strictly log concave for all dimensions $d$. For a uniform prior on the unit $\ell_1$ ball, evidence is given that the density of $\xi$ is again strictly log concave for sufficiently large $d$. The score of the marginal density of the auxiliary random variable $\xi$ is determined by an expectation over $w|\xi$ and thus can be computed by various rapidly mixing Markov Chain Monte Carlo methods. Moreover, the computation of the score of $\xi$ permits methods of sampling $\xi$ by a stochastic diffusion (Langevin dynamics) with drift function built from this score. With such dynamics, information-theoretic methods pioneered by Bakry and Emery show that accurate sampling of $\xi$ is obtained rapidly when its density is indeed strictly log-concave. After which, one more draw from $w|\xi$, produces neuron weights $w$ whose marginal distribution is from the desired posterior.

cross Learning Chaotic Systems and Long-Term Predictions with Neural Jump ODEs

Authors: Florian Krach, Josef Teichmann

Abstract: The Path-dependent Neural Jump ODE (PD-NJ-ODE) is a model for online prediction of generic (possibly non-Markovian) stochastic processes with irregular (in time) and potentially incomplete (with respect to coordinates) observations. It is a model for which convergence to the $L^2$-optimal predictor, which is given by the conditional expectation, is established theoretically. Thereby, the training of the model is solely based on a dataset of realizations of the underlying stochastic process, without the need of knowledge of the law of the process. In the case where the underlying process is deterministic, the conditional expectation coincides with the process itself. Therefore, this framework can equivalently be used to learn the dynamics of ODE or PDE systems solely from realizations of the dynamical system with different initial conditions. We showcase the potential of our method by applying it to the chaotic system of a double pendulum. When training the standard PD-NJ-ODE method, we see that the prediction starts to diverge from the true path after about half of the evaluation time. In this work we enhance the model with two novel ideas, which independently of each other improve the performance of our modelling setup. The resulting dynamics match the true dynamics of the chaotic system very closely. The same enhancements can be used to provably enable the PD-NJ-ODE to learn long-term predictions for general stochastic datasets, where the standard model fails. This is verified in several experiments.

cross Interpreting artificial neural networks to detect genome-wide association signals for complex traits

Authors: Burak Yelmen, Maris Alver, Estonian Biobank Research Team, Flora Jay, Lili Milani

Abstract: Investigating the genetic architecture of complex diseases is challenging due to the highly polygenic and interactive landscape of genetic and environmental factors. Although genome-wide association studies (GWAS) have identified thousands of variants for multiple complex phenotypes, conventional statistical approaches can be limited by simplified assumptions such as linearity and lack of epistasis models. In this work, we trained artificial neural networks for predicting complex traits using both simulated and real genotype/phenotype datasets. We extracted feature importance scores via different post hoc interpretability methods to identify potentially associated loci (PAL) for the target phenotype. Simulations we performed with various parameters demonstrated that associated loci can be detected with good precision using strict selection criteria, but downstream analyses are required for fine-mapping the exact variants due to linkage disequilibrium, similarly to conventional GWAS. By applying our approach to the schizophrenia cohort in the Estonian Biobank, we were able to detect multiple PAL related to this highly polygenic and heritable disorder. We also performed enrichment analyses with PAL in genic regions, which predominantly identified terms associated with brain morphology. With further improvements in model optimization and confidence measures, artificial neural networks can enhance the identification of genomic loci associated with complex diseases, providing a more comprehensive approach for GWAS and serving as initial screening tools for subsequent functional studies. Keywords: Deep learning, interpretability, genome-wide association studies, complex diseases

cross Deep Companion Learning: Enhancing Generalization Through Historical Consistency

Authors: Ruizhao Zhu, Venkatesh Saligrama

Abstract: We propose Deep Companion Learning (DCL), a novel training method for Deep Neural Networks (DNNs) that enhances generalization by penalizing inconsistent model predictions compared to its historical performance. To achieve this, we train a deep-companion model (DCM), by using previous versions of the model to provide forecasts on new inputs. This companion model deciphers a meaningful latent semantic structure within the data, thereby providing targeted supervision that encourages the primary model to address the scenarios it finds most challenging. We validate our approach through both theoretical analysis and extensive experimentation, including ablation studies, on a variety of benchmark datasets (CIFAR-100, Tiny-ImageNet, ImageNet-1K) using diverse architectural models (ShuffleNetV2, ResNet, Vision Transformer, etc.), demonstrating state-of-the-art performance.

cross The Role of Temporal Hierarchy in Spiking Neural Networks

Authors: Filippo Moro, Pau Vilimelis Aceituno, Laura Kriener, Melika Payvand

Abstract: Spiking Neural Networks (SNNs) have the potential for rich spatio-temporal signal processing thanks to exploiting both spatial and temporal parameters. The temporal dynamics such as time constants of the synapses and neurons and delays have been recently shown to have computational benefits that help reduce the overall number of parameters required in the network and increase the accuracy of the SNNs in solving temporal tasks. Optimizing such temporal parameters, for example, through gradient descent, gives rise to a temporal architecture for different problems. As has been shown in machine learning, to reduce the cost of optimization, architectural biases can be applied, in this case in the temporal domain. Such inductive biases in temporal parameters have been found in neuroscience studies, highlighting a hierarchy of temporal structure and input representation in different layers of the cortex. Motivated by this, we propose to impose a hierarchy of temporal representation in the hidden layers of SNNs, highlighting that such an inductive bias improves their performance. We demonstrate the positive effects of temporal hierarchy in the time constants of feed-forward SNNs applied to temporal tasks (Multi-Time-Scale XOR and Keyword Spotting, with a benefit of up to 4.1% in classification accuracy). Moreover, we show that such architectural biases, i.e. hierarchy of time constants, naturally emerge when optimizing the time constants through gradient descent, initialized as homogeneous values. We further pursue this proposal in temporal convolutional SNNs, by introducing the hierarchical bias in the size and dilation of temporal kernels, giving rise to competitive results in popular temporal spike-based datasets.

cross Utilizing TTS Synthesized Data for Efficient Development of Keyword Spotting Model

Authors: Hyun Jin Park, Dhruuv Agarwal, Neng Chen, Rentao Sun, Kurt Partridge, Justin Chen, Harry Zhang, Pai Zhu, Jacob Bartel, Kyle Kastner, Gary Wang, Andrew Rosenberg, Quan Wang

Abstract: This paper explores the use of TTS synthesized training data for KWS (keyword spotting) task while minimizing development cost and time. Keyword spotting models require a huge amount of training data to be accurate, and obtaining such training data can be costly. In the current state of the art, TTS models can generate large amounts of natural-sounding data, which can help reducing cost and time for KWS model development. Still, TTS generated data can be lacking diversity compared to real data. To pursue maximizing KWS model accuracy under the constraint of limited resources and current TTS capability, we explored various strategies to mix TTS data and real human speech data, with a focus on minimizing real data use and maximizing diversity of TTS output. Our experimental results indicate that relatively small amounts of real audio data with speaker diversity (100 speakers, 2k utterances) and large amounts of TTS synthesized data can achieve reasonably high accuracy (within 3x error rate of baseline), compared to the baseline (trained with 3.8M real positive utterances).

cross On the Pros and Cons of Active Learning for Moral Preference Elicitation

Authors: Vijay Keswani, Vincent Conitzer, Hoda Heidari, Jana Schaich Borg, Walter Sinnott-Armstrong

Abstract: Computational preference elicitation methods are tools used to learn people's preferences quantitatively in a given context. Recent works on preference elicitation advocate for active learning as an efficient method to iteratively construct queries (framed as comparisons between context-specific cases) that are likely to be most informative about an agent's underlying preferences. In this work, we argue that the use of active learning for moral preference elicitation relies on certain assumptions about the underlying moral preferences, which can be violated in practice. Specifically, we highlight the following common assumptions (a) preferences are stable over time and not sensitive to the sequence of presented queries, (b) the appropriate hypothesis class is chosen to model moral preferences, and (c) noise in the agent's responses is limited. While these assumptions can be appropriate for preference elicitation in certain domains, prior research on moral psychology suggests they may not be valid for moral judgments. Through a synthetic simulation of preferences that violate the above assumptions, we observe that active learning can have similar or worse performance than a basic random query selection method in certain settings. Yet, simulation results also demonstrate that active learning can still be viable if the degree of instability or noise is relatively small and when the agent's preferences can be approximately represented with the hypothesis class used for learning. Our study highlights the nuances associated with effective moral preference elicitation in practice and advocates for the cautious use of active learning as a methodology to learn moral preferences.

cross Learn from the Learnt: Source-Free Active Domain Adaptation via Contrastive Sampling and Visual Persistence

Authors: Mengyao Lyu, Tianxiang Hao, Xinhao Xu, Hui Chen, Zijia Lin, Jungong Han, Guiguang Ding

Abstract: Domain Adaptation (DA) facilitates knowledge transfer from a source domain to a related target domain. This paper investigates a practical DA paradigm, namely Source data-Free Active Domain Adaptation (SFADA), where source data becomes inaccessible during adaptation, and a minimum amount of annotation budget is available in the target domain. Without referencing the source data, new challenges emerge in identifying the most informative target samples for labeling, establishing cross-domain alignment during adaptation, and ensuring continuous performance improvements through the iterative query-and-adaptation process. In response, we present learn from the learnt (LFTL), a novel paradigm for SFADA to leverage the learnt knowledge from the source pretrained model and actively iterated models without extra overhead. We propose Contrastive Active Sampling to learn from the hypotheses of the preceding model, thereby querying target samples that are both informative to the current model and persistently challenging throughout active learning. During adaptation, we learn from features of actively selected anchors obtained from previous intermediate models, so that the Visual Persistence-guided Adaptation can facilitate feature distribution alignment and active sample exploitation. Extensive experiments on three widely-used benchmarks show that our LFTL achieves state-of-the-art performance, superior computational efficiency and continuous improvements as the annotation budget increases. Our code is available at https://github.com/lyumengyao/lftl.

URLs: https://github.com/lyumengyao/lftl.

cross AppWorld: A Controllable World of Apps and People for Benchmarking Interactive Coding Agents

Authors: Harsh Trivedi, Tushar Khot, Mareike Hartmann, Ruskin Manku, Vinty Dong, Edward Li, Shashank Gupta, Ashish Sabharwal, Niranjan Balasubramanian

Abstract: Autonomous agents that address day-to-day digital tasks (e.g., ordering groceries for a household), must not only operate multiple apps (e.g., notes, messaging, shopping app) via APIs, but also generate rich code with complex control flow in an iterative manner based on their interaction with the environment. However, existing benchmarks for tool use are inadequate, as they only cover tasks that require a simple sequence of API calls. To remedy this gap, we built $\textbf{AppWorld Engine}$, a high-quality execution environment (60K lines of code) of 9 day-to-day apps operable via 457 APIs and populated with realistic digital activities simulating the lives of ~100 fictitious users. We then created $\textbf{AppWorld Benchmark}$ (40K lines of code), a suite of 750 natural, diverse, and challenging autonomous agent tasks requiring rich and interactive code generation. It supports robust programmatic evaluation with state-based unit tests, allowing for different ways of completing a task while also checking for unexpected changes, i.e., collateral damage. The state-of-the-art LLM, GPT-4o, solves only ~49% of our 'normal' tasks and ~30% of 'challenge' tasks, while other models solve at least 16% fewer. This highlights the benchmark's difficulty and AppWorld's potential to push the frontiers of interactive coding agents. The project website is available at https://appworld.dev/.

URLs: https://appworld.dev/.

cross Lessons from Learning to Spin "Pens"

Authors: Jun Wang, Ying Yuan, Haichuan Che, Haozhi Qi, Yi Ma, Jitendra Malik, Xiaolong Wang

Abstract: In-hand manipulation of pen-like objects is an important skill in our daily lives, as many tools such as hammers and screwdrivers are similarly shaped. However, current learning-based methods struggle with this task due to a lack of high-quality demonstrations and the significant gap between simulation and the real world. In this work, we push the boundaries of learning-based in-hand manipulation systems by demonstrating the capability to spin pen-like objects. We first use reinforcement learning to train an oracle policy with privileged information and generate a high-fidelity trajectory dataset in simulation. This serves two purposes: 1) pre-training a sensorimotor policy in simulation; 2) conducting open-loop trajectory replay in the real world. We then fine-tune the sensorimotor policy using these real-world trajectories to adapt it to the real world dynamics. With less than 50 trajectories, our policy learns to rotate more than ten pen-like objects with different physical properties for multiple revolutions. We present a comprehensive analysis of our design choices and share the lessons learned during development.

cross A Scalable Quantum Non-local Neural Network for Image Classification

Authors: Sparsh Gupta, Debanjan Konar, Vaneet Aggarwal

Abstract: Non-local operations play a crucial role in computer vision enabling the capture of long-range dependencies through weighted sums of features across the input, surpassing the constraints of traditional convolution operations that focus solely on local neighborhoods. Non-local operations typically require computing pairwise relationships between all elements in a set, leading to quadratic complexity in terms of time and memory. Due to the high computational and memory demands, scaling non-local neural networks to large-scale problems can be challenging. This article introduces a hybrid quantum-classical scalable non-local neural network, referred to as Quantum Non-Local Neural Network (QNL-Net), to enhance pattern recognition. The proposed QNL-Net relies on inherent quantum parallelism to allow the simultaneous processing of a large number of input features enabling more efficient computations in quantum-enhanced feature space and involving pairwise relationships through quantum entanglement. We benchmark our proposed QNL-Net with other quantum counterparts to binary classification with datasets MNIST and CIFAR-10. The simulation findings showcase our QNL-Net achieves cutting-edge accuracy levels in binary image classification among quantum classifiers while utilizing fewer qubits.

cross Hybrid summary statistics: neural weak lensing inference beyond the power spectrum

Authors: T. Lucas Makinen, Tom Charnock, Natalia Porqueres, Axel Lapel, Alan Heavens, Benjamin D. Wandelt

Abstract: In inference problems, we often have domain knowledge which allows us to define summary statistics that capture most of the information content in a dataset. In this paper, we present a hybrid approach, where such physics-based summaries are augmented by a set of compressed neural summary statistics that are optimised to extract the extra information that is not captured by the predefined summaries. The resulting statistics are very powerful inputs to simulation-based or implicit inference of model parameters. We apply this generalisation of Information Maximising Neural Networks (IMNNs) to parameter constraints from tomographic weak gravitational lensing convergence maps to find summary statistics that are explicitly optimised to complement angular power spectrum estimates. We study several dark matter simulation resolutions in low- and high-noise regimes. We show that i) the information-update formalism extracts at least $3\times$ and up to $8\times$ as much information as the angular power spectrum in all noise regimes, ii) the network summaries are highly complementary to existing 2-point summaries, and iii) our formalism allows for networks with smaller, physically-informed architectures to match much larger regression networks with far fewer simulations needed to obtain asymptotically optimal inference.

replace Using representation balancing to learn conditional-average dose responses from clustered data

Authors: Christopher Bockel-Rickermann, Toon Vanderschueren, Jeroen Berrevoets, Tim Verdonck, Wouter Verbeke

Abstract: Estimating a unit's responses to interventions with an associated dose, the "conditional average dose response" (CADR), is relevant in a variety of domains, from healthcare to business, economics, and beyond. Such a response typically needs to be estimated from observational data, which introduces several challenges. That is why the machine learning (ML) community has proposed several tailored CADR estimators. Yet, the proposal of most of these methods requires strong assumptions on the distribution of data and the assignment of interventions, which go beyond the standard assumptions in causal inference. Whereas previous works have so far focused on smooth shifts in covariate distributions across doses, in this work, we will study estimating CADR from clustered data and where different doses are assigned to different segments of a population. On a novel benchmarking dataset, we show the impacts of clustered data on model performance and propose an estimator, CBRNet, that learns cluster-agnostic and hence dose-agnostic covariate representations through representation balancing for unbiased CADR inference. We run extensive experiments to illustrate the workings of our method and compare it with the state of the art in ML for CADR estimation.

replace Topological Data Analysis in smart manufacturing: State of the art and futuredirections

Authors: Martin Uray, Barbara Giunti, Michael Kerber, Stefan Huber

Abstract: Topological Data Analysis (TDA) is a discipline that applies algebraic topology techniques to analyze complex, multi-dimensional data. Although it is a relatively new field, TDA has been widely and successfully applied across various domains, such as medicine, materials science, and biology. This survey provides an overview of the state of the art of TDA within a dynamic and promising application area: industrial manufacturing and production, particularly within the Industry 4.0 context. We have conducted a rigorous and reproducible literature search focusing on TDA applications in industrial production and manufacturing settings. The identified works are categorized based on their application areas within the manufacturing process and the types of input data. We highlight the principal advantages of TDA tools in this context, address the challenges encountered and the future potential of the field. Furthermore, we identify TDA methods that are currently underexploited in specific industrial areas and discuss how their application could be beneficial, with the aim of stimulating further research in this field. This work seeks to bridge the theoretical advancements in TDA with the practical needs of industrial production. Our goal is to serve as a guide for practitioners and researchers applying TDA in industrial production and manufacturing systems. We advocate for the untapped potential of TDA in this domain and encourage continued exploration and research.

replace When Meta-Learning Meets Online and Continual Learning: A Survey

Authors: Jaehyeon Son, Soochan Lee, Gunhee Kim

Abstract: Over the past decade, deep neural networks have demonstrated significant success using the training scheme that involves mini-batch stochastic gradient descent on extensive datasets. Expanding upon this accomplishment, there has been a surge in research exploring the application of neural networks in other learning scenarios. One notable framework that has garnered significant attention is meta-learning. Often described as "learning to learn," meta-learning is a data-driven approach to optimize the learning algorithm. Other branches of interest are continual learning and online learning, both of which involve incrementally updating a model with streaming data. While these frameworks were initially developed independently, recent works have started investigating their combinations, proposing novel problem settings and learning algorithms. However, due to the elevated complexity and lack of unified terminology, discerning differences between the learning frameworks can be challenging even for experienced researchers. To facilitate a clear understanding, this paper provides a comprehensive survey that organizes various problem settings using consistent terminology and formal descriptions. By offering an overview of these learning paradigms, our work aims to foster further advancements in this promising area of research.

replace MUVO: A Multimodal World Model with Spatial Representations for Autonomous Driving

Authors: Daniel Bogdoll, Yitian Yang, Tim Joseph, J. Marius Z\"ollner

Abstract: Learning unsupervised world models for autonomous driving has the potential to improve the reasoning capabilities of today's systems dramatically. However, most work neglects the physical attributes of the world and focuses on sensor data alone. We propose MUVO, a MUltimodal World Model with spatial VOxel representations, to address this challenge. We utilize raw camera and lidar data to learn a sensor-agnostic geometric representation of the world. We demonstrate multimodal future predictions and show that our spatial representation improves the prediction quality of both camera images and lidar point clouds.

replace Attacks on fairness in Federated Learning

Authors: Joseph Rance, Filip Svoboda

Abstract: Federated Learning is an important emerging distributed training paradigm that keeps data private on clients. It is now well understood that by controlling only a small subset of FL clients, it is possible to introduce a backdoor to a federated learning model, in the presence of certain attributes. In this paper, we present a new type of attack that compromises the fairness of the trained model. Fairness is understood to be the attribute-level performance distribution of a trained model. It is particularly salient in domains where, for example, skewed accuracy discrimination between subpopulations could have disastrous consequences. We find that by employing a threat model similar to that of a backdoor attack, an attacker is able to influence the aggregated model to have an unfair performance distribution between any given set of attributes. Furthermore, we find that this attack is possible by controlling only a single client. While combating naturally induced unfairness in FL has previously been discussed in depth, its artificially induced kind has been neglected. We show that defending against attacks on fairness should be a critical consideration in any situation where unfairness in a trained model could benefit a user who participated in its training.

replace Enhancing Solutions for Complex PDEs: Introducing Complementary Convolution and Equivariant Attention in Fourier Neural Operators

Authors: Xuanle Zhao, Yue Sun, Tielin Zhang, Bo Xu

Abstract: Neural operators improve conventional neural networks by expanding their capabilities of functional mappings between different function spaces to solve partial differential equations (PDEs). One of the most notable methods is the Fourier Neural Operator (FNO), which draws inspiration from Green's function method and directly approximates operator kernels in the frequency domain. However, after empirical observation followed by theoretical validation, we demonstrate that the FNO approximates kernels primarily in a relatively low-frequency domain. This suggests a limited capability in solving complex PDEs, particularly those characterized by rapid coefficient changes and oscillations in the solution space. Such cases are crucial in specific scenarios, like atmospheric convection and ocean circulation. To address this challenge, inspired by the translation equivariant of the convolution kernel, we propose a novel hierarchical Fourier neural operator along with convolution-residual layers and attention mechanisms to make them complementary in the frequency domain to solve complex PDEs. We perform experiments on forward and reverse problems of multiscale elliptic equations, Navier-Stokes equations, and other physical scenarios, and find that the proposed method achieves superior performance in these PDE benchmarks, especially for equations characterized by rapid coefficient variations.

replace Enhancing Peak Assignment in 13C NMR Spectroscopy: A Novel Approach Using Multimodal Alignment

Authors: Hao Xu, Zhengyang Zhou, Pengyu Hong

Abstract: Nuclear magnetic resonance (NMR) spectroscopy plays an essential role in deciphering molecular structure and dynamic behaviors. While AI-enhanced NMR prediction models hold promise, challenges still persist in tasks such as molecular retrieval, isomer recognition, and peak assignment. In response, this paper introduces a novel solution, Multi-Level Multimodal Alignment with Knowledge-Guided Instance-Wise Discrimination (K-M3AID), which establishes correspondences between two heterogeneous modalities: molecular graphs and NMR spectra. K-M3AID employs a dual-coordinated contrastive learning architecture with three key modules: a graph-level alignment module, a node-level alignment module, and a communication channel. Notably, K-M3AID introduces knowledge-guided instance-wise discrimination into contrastive learning within the node-level alignment module. In addition, K-M3AID demonstrates that skills acquired during node-level alignment have a positive impact on graph-level alignment, acknowledging meta-learning as an inherent property. Empirical validation underscores K-M3AID's effectiveness in multiple zero-shot tasks.

replace HMM for Discovering Decision-Making Dynamics Using Reinforcement Learning Experiments

Authors: Xingche Guo, Donglin Zeng, Yuanjia Wang

Abstract: Major depressive disorder (MDD) presents challenges in diagnosis and treatment due to its complex and heterogeneous nature. Emerging evidence indicates that reward processing abnormalities may serve as a behavioral marker for MDD. To measure reward processing, patients perform computer-based behavioral tasks that involve making choices or responding to stimulants that are associated with different outcomes. Reinforcement learning (RL) models are fitted to extract parameters that measure various aspects of reward processing to characterize how patients make decisions in behavioral tasks. Recent findings suggest the inadequacy of characterizing reward learning solely based on a single RL model; instead, there may be a switching of decision-making processes between multiple strategies. An important scientific question is how the dynamics of learning strategies in decision-making affect the reward learning ability of individuals with MDD. Motivated by the probabilistic reward task (PRT) within the EMBARC study, we propose a novel RL-HMM framework for analyzing reward-based decision-making. Our model accommodates learning strategy switching between two distinct approaches under a hidden Markov model (HMM): subjects making decisions based on the RL model or opting for random choices. We account for continuous RL state space and allow time-varying transition probabilities in the HMM. We introduce a computationally efficient EM algorithm for parameter estimation and employ a nonparametric bootstrap for inference. We apply our approach to the EMBARC study to show that MDD patients are less engaged in RL compared to the healthy controls, and engagement is associated with brain activities in the negative affect circuitry during an emotional conflict task.

replace Decentralized Blockchain-based Robust Multi-agent Multi-armed Bandit

Authors: Mengfan Xu, Diego Klabjan

Abstract: We study a robust, i.e. in presence of malicious participants, multi-agent multi-armed bandit problem where multiple participants are distributed on a fully decentralized blockchain, with the possibility of some being malicious. The rewards of arms are homogeneous among the honest participants, following time-invariant stochastic distributions, which are revealed to the participants only when certain conditions are met to ensure that the coordination mechanism is secure enough. The coordination mechanism's objective is to efficiently ensure the cumulative rewards gained by the honest participants are maximized. To this end, we are the first to incorporate advanced techniques from blockchains, as well as novel mechanisms, into such a cooperative decision making framework to design optimal strategies for honest participants. This framework allows various malicious behaviors and the maintenance of security and participant privacy. More specifically, we select a pool of validators who communicate to all participants, design a new consensus mechanism based on digital signatures for these validators, invent a UCB-based strategy that requires less information from participants through secure multi-party computation, and design the chain-participant interaction and an incentive mechanism to encourage participants' participation. Notably, we are the first to prove the theoretical regret of the proposed algorithm and claim its optimality. Unlike existing work that integrates blockchains with learning problems such as federated learning which mainly focuses on optimality via computational experiments, we demonstrate that the regret of honest participants is upper bounded by $\log{T}$ under certain assumptions. The regret bound is consistent with the multi-agent multi-armed bandit problem, both without malicious participants and with purely Byzantine attacks which do not affect the entire system.

replace Tag-LLM: Repurposing General-Purpose LLMs for Specialized Domains

Authors: Junhong Shen, Neil Tenenholtz, James Brian Hall, David Alvarez-Melis, Nicolo Fusi

Abstract: Large Language Models (LLMs) have demonstrated remarkable proficiency in understanding and generating natural language. However, their capabilities wane in highly specialized domains underrepresented in the pretraining corpus, such as physical and biomedical sciences. This work explores how to repurpose general LLMs into effective task solvers for specialized domains. We introduce a novel, model-agnostic framework for learning custom input tags, which are parameterized as continuous vectors appended to the LLM's embedding layer, to condition the LLM. We design two types of input tags: domain tags are used to delimit specialized representations (e.g., chemical formulas) and provide domain-relevant context; function tags are used to represent specific functions (e.g., predicting molecular properties) and compress function-solving instructions. We develop a three-stage protocol to learn these tags using auxiliary data and domain knowledge. By explicitly disentangling task domains from task functions, our method enables zero-shot generalization to unseen problems through diverse combinations of the input tags. It also boosts LLM's performance in various specialized domains, such as predicting protein or chemical properties and modeling drug-target interactions, outperforming expert models tailored to these tasks.

replace MELTing point: Mobile Evaluation of Language Transformers

Authors: Stefanos Laskaridis, Kleomenis Katevas, Lorenzo Minto, Hamed Haddadi

Abstract: Transformers have revolutionized the machine learning landscape, gradually making their way into everyday tasks and equipping our computers with "sparks of intelligence". However, their runtime requirements have prevented them from being broadly deployed on mobile. As personal devices become increasingly powerful and prompt privacy becomes an ever more pressing issue, we explore the current state of mobile execution of Large Language Models (LLMs). To achieve this, we have created our own automation infrastructure, MELT, which supports the headless execution and benchmarking of LLMs on device, supporting different models, devices and frameworks, including Android, iOS and Nvidia Jetson devices. We evaluate popular instruction fine-tuned LLMs and leverage different frameworks to measure their end-to-end and granular performance, tracing their memory and energy requirements along the way. Our analysis is the first systematic study of on-device LLM execution, quantifying performance, energy efficiency and accuracy across various state-of-the-art models and showcases the state of on-device intelligence in the era of hyperscale models. Results highlight the performance heterogeneity across targets and corroborates that LLM inference is largely memory-bound. Quantization drastically reduces memory requirements and renders execution viable, but at a non-negligible accuracy cost. Drawing from its energy footprint and thermal behavior, the continuous execution of LLMs remains elusive, as both factors negatively affect user experience. Last, our experience shows that the ecosystem is still in its infancy, and algorithmic as well as hardware breakthroughs can significantly shift the execution cost. We expect NPU acceleration, and framework-hardware co-design to be the biggest bet towards efficient standalone execution, with the alternative of offloading tailored towards edge deployments.

replace LOLA: LLM-Assisted Online Learning Algorithm for Content Experiments

Authors: Zikun Ye, Hema Yoganarasimhan, Yufeng Zheng

Abstract: In the rapidly evolving digital content landscape, media firms and news publishers require automated and efficient methods to enhance user engagement. This paper introduces the LLM-Assisted Online Learning Algorithm (LOLA), a novel framework that integrates Large Language Models (LLMs) with adaptive experimentation to optimize content delivery. Leveraging a large-scale dataset from Upworthy, which includes 17,681 headline A/B tests, we first investigate three pure-LLM approaches: prompt-based methods, embedding-based classification models, and fine-tuned open-source LLMs. We find that prompt-based approaches perform poorly, achieving no more than 65\% accuracy in identifying the catchier headline. In contrast, both OpenAI-embedding-based classification models and fine-tuned Llama-3 with 8 billion parameters achieve an accuracy of around 82-84\%. We then introduce LOLA, which combines the best pure-LLM approach with the Upper Confidence Bound algorithm to allocate traffic and maximize clicks adaptively. Our numerical experiments on Upworthy data show that LOLA outperforms the standard A/B test method (the current status quo at Upworthy), pure bandit algorithms, and pure-LLM approaches, particularly in scenarios with limited experimental traffic. Our approach is scalable and applicable to content experiments across various settings where firms seek to optimize user engagement, including digital advertising and social media recommendations.

replace Credit Card Fraud Detection Using Advanced Transformer Model

Authors: Chang Yu, Yongshun Xu, Jin Cao, Ye Zhang, Yinxin Jin, Mengran Zhu

Abstract: With the proliferation of various online and mobile payment systems, credit card fraud has emerged as a significant threat to financial security. This study focuses on innovative applications of the latest Transformer models for more robust and precise fraud detection. To ensure the reliability of the data, we meticulously processed the data sources, balancing the dataset to address the issue of data sparsity significantly. We also selected highly correlated vectors to strengthen the training process.To guarantee the reliability and practicality of the new Transformer model, we conducted performance comparisons with several widely adopted models, including Support Vector Machine (SVM), Random Forest, Neural Network, and Logistic Regression. We rigorously compared these models using metrics such as Precision, Recall, and F1 Score. Through these detailed analyses and comparisons, we present to the readers a highly efficient and powerful anti-fraud mechanism with promising prospects. The results demonstrate that the Transformer model not only excels in traditional applications but also shows great potential in niche areas like fraud detection, offering a substantial advancement in the field.

replace MMPolymer: A Multimodal Multitask Pretraining Framework for Polymer Property Prediction

Authors: Fanmeng Wang, Wentao Guo, Minjie Cheng, Shen Yuan, Hongteng Xu, Zhifeng Gao

Abstract: Polymers are high-molecular-weight compounds constructed by the covalent bonding of numerous identical or similar monomers so that their 3D structures are complex yet exhibit unignorable regularity. Typically, the properties of a polymer, such as plasticity, conductivity, bio-compatibility, and so on, are highly correlated with its 3D structure. However, existing polymer property prediction methods heavily rely on the information learned from polymer SMILES sequences (P-SMILES strings) while ignoring crucial 3D structural information, resulting in sub-optimal performance. In this work, we propose MMPolymer, a novel multimodal multitask pretraining framework incorporating polymer 1D sequential and 3D structural information to encourage downstream polymer property prediction tasks. Besides, considering the scarcity of polymer 3D data, we further introduce the "Star Substitution" strategy to extract 3D structural information effectively. During pretraining, in addition to predicting masked tokens and recovering clear 3D coordinates, MMPolymer achieves the cross-modal alignment of latent representations. Then we further fine-tune the pretrained MMPolymer for downstream polymer property prediction tasks in the supervised learning paradigm. Experiments show that MMPolymer achieves state-of-the-art performance in downstream property prediction tasks. Moreover, given the pretrained MMPolymer, utilizing merely a single modality in the fine-tuning phase can also outperform existing methods, showcasing the exceptional capability of MMPolymer in polymer feature extraction and utilization.

replace YZS-model: A Predictive Model for Organic Drug Solubility Based on Graph Convolutional Networks and Transformer-Attention

Authors: Chenxu Wang, Haowei Ming, Jian He, Yao Lu, Junhong Chen

Abstract: Accurate prediction of drug molecule solubility is crucial for therapeutic effectiveness and safety. Traditional methods often miss complex molecular structures, leading to inaccuracies. We introduce the YZS-Model, a deep learning framework integrating Graph Convolutional Networks (GCN), Transformer architectures, and Long Short-Term Memory (LSTM) networks to enhance prediction precision. GCNs excel at capturing intricate molecular topologies by modeling the relationships between atoms and bonds. Transformers, with their self-attention mechanisms, effectively identify long-range dependencies within molecules, capturing global interactions. LSTMs process sequential data, preserving long-term dependencies and integrating temporal information within molecular sequences. This multifaceted approach leverages the strengths of each component, resulting in a model that comprehensively understands and predicts molecular properties. Trained on 9,943 compounds and tested on an anticancer dataset, the YZS-Model achieved an $R^2$ of 0.59 and an RMSE of 0.57, outperforming benchmark models ($R^2$ of 0.52 and RMSE of 0.61). In an independent test, it demonstrated an RMSE of 1.05, improving accuracy by 45.9%. The integration of these deep learning techniques allows the YZS-Model to learn valuable features from complex data without predefined parameters, handle large datasets efficiently, and adapt to various molecular types. This comprehensive capability significantly improves predictive accuracy and model generalizability. Its precision in solubility predictions can expedite drug development by optimizing candidate selection, reducing costs, and enhancing efficiency. Our research underscores deep learning's transformative potential in pharmaceutical science, particularly for solubility prediction and drug design.

replace A Review of Large Language Models and Autonomous Agents in Chemistry

Authors: Mayk Caldas Ramos, Christopher J. Collison, Andrew D. White

Abstract: Large language models (LLMs) have emerged as powerful tools in chemistry, significantly impacting molecule design, property prediction, and synthesis optimization. This review highlights LLM capabilities in these domains and their potential to accelerate scientific discovery through automation. We also review LLM-based autonomous agents: LLMs with a broader set of tools to interact with their surrounding environment. These agents perform diverse tasks such as paper scraping, interfacing with automated laboratories, and synthesis planning. As agents are an emerging topic, we extend the scope of our review of agents beyond chemistry and discuss across any scientific domains. This review covers the recent history, current capabilities, and design of LLMs and autonomous agents, addressing specific challenges, opportunities, and future directions in chemistry. Key challenges include data quality and integration, model interpretability, and the need for standard benchmarks, while future directions point towards more sophisticated multi-modal agents and enhanced collaboration between agents and experimental methods. Due to the quick pace of this field, a repository has been built to keep track of the latest studies: https://github.com/ur-whitelab/LLMs-in-science.

URLs: https://github.com/ur-whitelab/LLMs-in-science.

replace How Well Can a Long Sequence Model Model Long Sequences? Comparing Architechtural Inductive Biases on Long-Context Abilities

Authors: Jerry Huang

Abstract: Long sequences occur in abundance within real-world scenarios, hence properly modelling them opens numerous down-stream use-cases. Deep neural networks, however, have often struggled with these for a variety of reasons. Recent advances, both in system engineering as well as model design, have enabled the scaling up of model that are purported to support extended context length. In particular, the state-space and linear recurrent neural network families of models hypothetically can entend to infinite sequence lenth. However, is this too good to be true? We conduct an evaluation to show that while such claims may be sound theoretically, there remain large practical gaps that are empirically observed. In particular, recurrent models still suffer in the same settings as long-context LLMs with attention. We further show that different inductive biases have inconsistent extrapolation capabilities, highlighting the need to further study such paradigms and investigate why long-context models seemingly fail to behave as one might expect.

replace Longhorn: State Space Models are Amortized Online Learners

Authors: Bo Liu, Rui Wang, Lemeng Wu, Yihao Feng, Peter Stone, Qiang Liu

Abstract: The most fundamental capability of modern AI methods such as Large Language Models (LLMs) is the ability to predict the next token in a long sequence of tokens, known as ``sequence modeling." Although the Transformers model is the current dominant approach to sequence modeling, its quadratic computational cost with respect to sequence length is a significant drawback. State-space models (SSMs) offer a promising alternative due to their linear decoding efficiency and high parallelizability during training. However, existing SSMs often rely on seemingly ad hoc linear recurrence designs. In this work, we explore SSM design through the lens of online learning, conceptualizing SSMs as meta-modules for specific online learning problems. This approach links SSM design to formulating precise online learning objectives, with state transition rules derived from optimizing these objectives. Based on this insight, we introduce a novel deep SSM architecture based on the implicit update for optimizing an online regression objective. Our experimental results show that our models outperform state-of-the-art SSMs, including the Mamba model, on standard sequence modeling benchmarks and language modeling tasks.

replace Merit-based Fair Combinatorial Semi-Bandit with Unrestricted Feedback Delays

Authors: Ziqun Chen, Kechao Cai, Zhuoyue Chen, Jinbei Zhang, John C. S. Lui

Abstract: We study the stochastic combinatorial semi-bandit problem with unrestricted feedback delays under merit-based fairness constraints. This is motivated by applications such as crowdsourcing, and online advertising, where immediate feedback is not immediately available and fairness among different choices (or arms) is crucial. We consider two types of unrestricted feedback delays: reward-independent delays where the feedback delays are independent of the rewards, and reward-dependent delays where the feedback delays are correlated with the rewards. Furthermore, we introduce merit-based fairness constraints to ensure a fair selection of the arms. We define the reward regret and the fairness regret and present new bandit algorithms to select arms under unrestricted feedback delays based on their merits. We prove that our algorithms all achieve sublinear expected reward regret and expected fairness regret, with a dependence on the quantiles of the delay distribution. We also conduct extensive experiments using synthetic and real-world data and show that our algorithms can fairly select arms with different feedback delays.

replace Semantic Prototypes: Enhancing Transparency Without Black Boxes

Authors: Orfeas Menis-Mastromichalakis, Giorgos Filandrianos, Jason Liartis, Edmund Dervakos, Giorgos Stamou

Abstract: As machine learning (ML) models and datasets increase in complexity, the demand for methods that enhance explainability and interpretability becomes paramount. Prototypes, by encapsulating essential characteristics within data, offer insights that enable tactical decision-making and enhance transparency. Traditional prototype methods often rely on sub-symbolic raw data and opaque latent spaces, reducing explainability and increasing the risk of misinterpretations. This paper presents a novel framework that utilizes semantic descriptions to define prototypes and provide clear explanations, effectively addressing the shortcomings of conventional methods. Our approach leverages concept-based descriptions to cluster data on the semantic level, ensuring that prototypes not only represent underlying properties intuitively but are also straightforward to interpret. Our method simplifies the interpretative process and effectively bridges the gap between complex data structures and human cognitive processes, thereby enhancing transparency and fostering trust. Our approach outperforms existing widely-used prototype methods in facilitating human understanding and informativeness, as validated through a user survey.

replace Separable DeepONet: Breaking the Curse of Dimensionality in Physics-Informed Machine Learning

Authors: Luis Mandl, Somdatta Goswami, Lena Lambers, Tim Ricken

Abstract: The deep operator network (DeepONet) is a popular neural operator architecture that has shown promise in solving partial differential equations (PDEs) by using deep neural networks to map between infinite-dimensional function spaces. In the absence of labeled datasets, we utilize the PDE residual loss to learn the physical system, an approach known as physics-informed DeepONet. This method faces significant computational challenges, primarily due to the curse of dimensionality, as the computational cost increases exponentially with finer discretization. In this paper, we introduce the Separable DeepONet framework to address these challenges and improve scalability for high-dimensional PDEs. Our approach involves a factorization technique where sub-networks handle individual one-dimensional coordinates, thereby reducing the number of forward passes and the size of the Jacobian matrix. By using forward-mode automatic differentiation, we further optimize the computational cost related to the Jacobian matrix. As a result, our modifications lead to a linear scaling of computational cost with discretization density, making Separable DeepONet suitable for high-dimensional PDEs. We validate the effectiveness of the separable architecture through three benchmark PDE models: the viscous Burgers equation, Biot's consolidation theory, and a parametrized heat equation. In all cases, our proposed framework achieves comparable or improved accuracy while significantly reducing computational time compared to conventional DeepONet. These results demonstrate the potential of Separable DeepONet in efficiently solving complex, high-dimensional PDEs, advancing the field of physics-informed machine learning.

replace Exploring the Limitations of Kolmogorov-Arnold Networks in Classification: Insights to Software Training and Hardware Implementation

Authors: Van Duy Tran, Tran Xuan Hieu Le, Thi Diem Tran, Hoai Luan Pham, Vu Trung Duong Le, Tuan Hai Vu, Van Tinh Nguyen, Yasuhiko Nakashima

Abstract: Kolmogorov-Arnold Networks (KANs), a novel type of neural network, have recently gained popularity and attention due to the ability to substitute multi-layer perceptions (MLPs) in artificial intelligence (AI) with higher accuracy and interoperability. However, KAN assessment is still limited and cannot provide an in-depth analysis of a specific domain. Furthermore, no study has been conducted on the implementation of KANs in hardware design, which would directly demonstrate whether KANs are truly superior to MLPs in practical applications. As a result, in this paper, we focus on verifying KANs for classification issues, which are a common but significant topic in AI using four different types of datasets. Furthermore, the corresponding hardware implementation is considered using the Vitis high-level synthesis (HLS) tool. To the best of our knowledge, this is the first article to implement hardware for KAN. The results indicate that KANs cannot achieve more accuracy than MLPs in high complex datasets while utilizing substantially higher hardware resources. Therefore, MLP remains an effective approach for achieving accuracy and efficiency in software and hardware implementation.

replace MDS-ED: Multimodal Decision Support in the Emergency Department -- a Benchmark Dataset for Diagnoses and Deterioration Prediction in Emergency Medicine

Authors: Juan Miguel Lopez Alcaraz, Hjalmar Bouma, Nils Strodthoff

Abstract: Background: Benchmarking medical decision support algorithms often struggles due to limited access to datasets, narrow prediction tasks, and restricted input modalities. These limitations affect their clinical relevance and performance in high-stakes areas like emergency care, complicating replication, validation, and improvement of benchmarks. Methods: We introduce a dataset based on MIMIC-IV, benchmarking protocol, and initial results for evaluating multimodal decision support in the emergency department (ED). We use diverse data modalities from the first 1.5 hours of patient arrival, including demographics, biometrics, vital signs, lab values, and electrocardiogram waveforms. We analyze 1443 clinical labels across two contexts: predicting diagnoses with ICD-10 codes and forecasting patient deterioration. Results: Our multimodal diagnostic model achieves an AUROC score over 0.8 in a statistically significant manner for 357 out of 1428 conditions, including cardiac issues like myocardial infarction and non-cardiac conditions such as renal disease and diabetes. The deterioration model scores above 0.8 in a statistically significant manner for 13 out of 15 targets, including critical events like cardiac arrest and mechanical ventilation, ICU admission as well as short- and long-term mortality. Incorporating raw waveform data significantly improves model performance, which represents one of the first robust demonstrations of this effect. Conclusions: This study highlights the uniqueness of our dataset, which encompasses a wide range of clinical tasks and utilizes a comprehensive set of features collected early during the emergency after arriving at the ED. The strong performance, as evidenced by high AUROC scores across diagnostic and deterioration targets, underscores the potential of our approach to revolutionize decision-making in acute and emergency medicine.

replace Exploring Scaling Trends in LLM Robustness

Authors: Nikolaus Howe, Micha{\l} Zajac, Ian McKenzie, Oskar Hollinsworth, Tom Tseng, Pierre-Luc Bacon, Adam Gleave

Abstract: Language model capabilities predictably improve from scaling a model's size and training data. Motivated by this, increasingly large language models have been trained, yielding an array of impressive capabilities. Yet these models are vulnerable to adversarial prompts, such as "jailbreaks" that hijack models to perform undesired behaviors, posing a significant risk of misuse. Prior work indicates that computer vision models become more robust with model and data scaling, raising the question: does language model robustness also improve with scale? We study this question empirically, finding that larger models respond substantially better to adversarial training, but there is little to no benefit from model scale in the absence of explicit defenses.

replace Recursive Introspection: Teaching Language Model Agents How to Self-Improve

Authors: Yuxiao Qu, Tianjun Zhang, Naman Garg, Aviral Kumar

Abstract: A central piece in enabling intelligent agentic behavior in foundation models is to make them capable of introspecting upon their behavior, reasoning, and correcting their mistakes as more computation or interaction is available. Even the strongest proprietary large language models (LLMs) do not quite exhibit the ability of continually improving their responses sequentially, even in scenarios where they are explicitly told that they are making a mistake. In this paper, we develop RISE: Recursive IntroSpEction, an approach for fine-tuning LLMs to introduce this capability, despite prior work hypothesizing that this capability may not be possible to attain. Our approach prescribes an iterative fine-tuning procedure, which attempts to teach the model how to alter its response after having executed previously unsuccessful attempts to solve a hard test-time problem, with optionally additional environment feedback. RISE poses fine-tuning for a single-turn prompt as solving a multi-turn Markov decision process (MDP), where the initial state is the prompt. Inspired by principles in online imitation learning and reinforcement learning, we propose strategies for multi-turn data collection and training so as to imbue an LLM with the capability to recursively detect and correct its previous mistakes in subsequent iterations. Our experiments show that RISE enables Llama2, Llama3, and Mistral models to improve themselves with more turns on math reasoning tasks, outperforming several single-turn strategies given an equal amount of inference-time computation. We also find that RISE scales well, often attaining larger benefits with more capable models. Our analysis shows that RISE makes meaningful improvements to responses to arrive at the correct solution for challenging prompts, without disrupting one-turn abilities as a result of expressing more complex distributions.

replace-cross Distilling Multi-Scale Knowledge for Event Temporal Relation Extraction

Authors: Hao-Ren Yao, Luke Breitfeller, Aakanksha Naik, Chunxiao Zhou, Carolyn Rose

Abstract: Event Temporal Relation Extraction (ETRE) is paramount but challenging. Within a discourse, event pairs are situated at different distances or the so-called proximity bands. The temporal ordering communicated about event pairs where at more remote (i.e., ``long'') or less remote (i.e., ``short'') proximity bands are encoded differently. SOTA models have tended to perform well on events situated at either short or long proximity bands, but not both. Nonetheless, real-world, natural texts contain all types of temporal event-pairs. In this paper, we present MulCo: Distilling Multi-Scale Knowledge via Contrastive Learning, a knowledge co-distillation approach that shares knowledge across multiple event pair proximity bands to improve performance on all types of temporal datasets. Our experimental results show that MulCo successfully integrates linguistic cues pertaining to temporal reasoning across both short and long proximity bands and achieves new state-of-the-art results on several ETRE benchmark datasets.

replace-cross A Survey on Reinforcement Learning in Aviation Applications

Authors: Pouria Razzaghi, Amin Tabrizian, Wei Guo, Shulu Chen, Abenezer Taye, Ellis Thompson, Alexis Bregeon, Ali Baheri, Peng Wei

Abstract: Compared with model-based control and optimization methods, reinforcement learning (RL) provides a data-driven, learning-based framework to formulate and solve sequential decision-making problems. The RL framework has become promising due to largely improved data availability and computing power in the aviation industry. Many aviation-based applications can be formulated or treated as sequential decision-making problems. Some of them are offline planning problems, while others need to be solved online and are safety-critical. In this survey paper, we first describe standard RL formulations and solutions. Then we survey the landscape of existing RL-based applications in aviation. Finally, we summarize the paper, identify the technical gaps, and suggest future directions of RL research in aviation.

replace-cross Anticipatory Music Transformer

Authors: John Thickstun, David Hall, Chris Donahue, Percy Liang

Abstract: We introduce anticipation: a method for constructing a controllable generative model of a temporal point process (the event process) conditioned asynchronously on realizations of a second, correlated process (the control process). We achieve this by interleaving sequences of events and controls, such that controls appear following stopping times in the event sequence. This work is motivated by problems arising in the control of symbolic music generation. We focus on infilling control tasks, whereby the controls are a subset of the events themselves, and conditional generation completes a sequence of events given the fixed control events. We train anticipatory infilling models using the large and diverse Lakh MIDI music dataset. These models match the performance of autoregressive models for prompted music generation, with the additional capability to perform infilling control tasks, including accompaniment. Human evaluators report that an anticipatory model produces accompaniments with similar musicality to even music composed by humans over a 20-second clip.

replace-cross Viewpoint Textual Inversion: Discovering Scene Representations and 3D View Control in 2D Diffusion Models

Authors: James Burgess, Kuan-Chieh Wang, Serena Yeung-Levy

Abstract: Text-to-image diffusion models generate impressive and realistic images, but do they learn to represent the 3D world from only 2D supervision? We demonstrate that yes, certain 3D scene representations are encoded in the text embedding space of models like Stable Diffusion. Our approach, Viewpoint Neural Textual Inversion (ViewNeTI), is to discover 3D view tokens; these tokens control the 3D viewpoint - the rendering pose in a scene - of generated images. Specifically, we train a small neural mapper to take continuous camera viewpoint parameters and predict a view token (a word embedding). This token conditions diffusion generation via cross-attention to produce images with the desired camera viewpoint. Using ViewNeTI as an evaluation tool, we report two findings: first, the text latent space has a continuous view-control manifold for particular 3D scenes; second, we find evidence for a generalized view-control manifold for all scenes. We conclude that since the view token controls the 3D `rendering' viewpoint, there is likely a scene representation embedded in frozen 2D diffusion models. Finally, we exploit the 3D scene representations for 3D vision tasks, namely, view-controlled text-to-image generation, and novel view synthesis from a single image, where our approach sets state-of-the-art for LPIPS. Code available at https://github.com/jmhb0/view_neti

URLs: https://github.com/jmhb0/view_neti

replace-cross A Systematic Review of Aspect-based Sentiment Analysis: Domains, Methods, and Trends

Authors: Yan Cathy Hua, Paul Denny, Katerina Taskova, J\"org Wicker

Abstract: Aspect-based Sentiment Analysis (ABSA) is a fine-grained type of sentiment analysis that identifies aspects and their associated opinions from a given text. With the surge of digital opinionated text data, ABSA gained increasing popularity for its ability to mine more detailed and targeted insights. Many review papers on ABSA subtasks and solution methodologies exist, however, few focus on trends over time or systemic issues relating to research application domains, datasets, and solution approaches. To fill the gap, this paper presents a Systematic Literature Review (SLR) of ABSA studies with a focus on trends and high-level relationships among these fundamental components. This review is one of the largest SLRs on ABSA. To our knowledge, it is also the first to systematically examine the interrelations among ABSA research and data distribution across domains, as well as trends in solution paradigms and approaches. Our sample includes 727 primary studies screened from 8550 search results without time constraints via an innovative automatic filtering process. Our quantitative analysis not only identifies trends in nearly two decades of ABSA research development but also unveils a systemic lack of dataset and domain diversity as well as domain mismatch that may hinder the development of future ABSA research. We discuss these findings and their implications and propose suggestions for future research.

replace-cross Novel OCT mosaicking pipeline with Feature- and Pixel-based registration

Authors: Jiacheng Wang, Hao Li, Dewei Hu, Yuankai K. Tao, Ipek Oguz

Abstract: High-resolution Optical Coherence Tomography (OCT) images are crucial for ophthalmology studies but are limited by their relatively narrow field of view (FoV). Image mosaicking is a technique for aligning multiple overlapping images to obtain a larger FoV. Current mosaicking pipelines often struggle with substantial noise and considerable displacement between the input sub-fields. In this paper, we propose a versatile pipeline for stitching multi-view OCT/OCTA \textit{en face} projection images. Our method combines the strengths of learning-based feature matching and robust pixel-based registration to align multiple images effectively. Furthermore, we advance the application of a trained foundational model, Segment Anything Model (SAM), to validate mosaicking results in an unsupervised manner. The efficacy of our pipeline is validated using an in-house dataset and a large public dataset, where our method shows superior performance in terms of both accuracy and computational efficiency. We also made our evaluation tool for image mosaicking and the corresponding pipeline publicly available at \url{https://github.com/MedICL-VU/OCT-mosaicking}.

URLs: https://github.com/MedICL-VU/OCT-mosaicking

replace-cross Machine learning for structure-guided materials and process design

Authors: Lukas Morand, Tarek Iraki, Johannes Dornheim, Stefan Sandfeld, Norbert Link, Dirk Helm

Abstract: In recent years, there has been a growing interest in accelerated materials innovation in the context of the process-structure-property chain. In this regard, it is essential to take into account manufacturing processes and tailor materials design approaches to support downstream process design approaches. As a major step into this direction, we present a holistic optimization approach that covers the entire process-structure-property chain in materials engineering. Our approach specifically employs machine learning to address two critical identification problems: a materials design problem, which involves identifying near-optimal material structures that exhibit desired properties, and a process design problem that is to find an optimal processing path to manufacture these structures. Both identification problems are typically ill-posed, which presents a significant challenge for solution approaches. However, the non-unique nature of these problems offers an important advantage for processing: By having several target structures that perform similarly well, processes can be efficiently guided towards manufacturing the best reachable structure. The functionality of the approach will be demonstrated manufacturing crystallographic textures with desired properties in a metal forming process.

replace-cross Learning to Visually Connect Actions and their Effects

Authors: Paritosh Parmar, Eric Peh, Basura Fernando

Abstract: We introduce the novel concept of visually Connecting Actions and Their Effects (CATE) in video understanding. CATE can have applications in areas like task planning and learning from demonstration. We identify and explore two different aspects of the concept of CATE: Action Selection (AS) and Effect-Affinity Assessment (EAA), where video understanding models connect actions and effects at semantic and fine-grained levels, respectively. We design various baseline models for AS and EAA. Despite the intuitive nature of the task, we observe that models struggle, and humans outperform them by a large margin. Our experiments show that in solving AS and EAA, models learn intuitive properties like object tracking and pose encoding without explicit supervision. We demonstrate that CATE can be an effective self-supervised task for learning video representations from unlabeled videos. The study aims to showcase the fundamental nature and versatility of CATE, with the hope of inspiring advanced formulations and models.

replace-cross Diffusion MRI with Machine Learning

Authors: Davood Karimi

Abstract: Diffusion-weighted magnetic resonance imaging (dMRI) offers unique capabilities including noninvasive probing of brain's tissue microstructure and structural connectivity. It is widely used for clinical assessment of brain pathologies and for neuroscience research. Analyzing the dMRI data to extract useful information for medical and scientific purposes can be challenging. The dMRI measurements often suffer from strong noise and artifacts, there is usually high inter-session and inter-scanner variability in the data, and considerable inter-subject heterogeneity in brain structure. Moreover, the relationship between measurements and the phenomena of interest can be highly complex. Recent years have witnessed increasing use of machine learning methods for dMRI analysis. This manuscript aims to assess these efforts, with a focus on methods that have addressed data preprocessing and harmonization, microstructure mapping, tractography, and white matter tract analysis. We study the main findings, strengths, and weaknesses of the existing methods and suggest topics for future research. We find that machine learning may be exceptionally suited to tackle some of the difficult tasks in dMRI analysis. However, for this to happen, several shortcomings of existing methods and critical unresolved issues need to be addressed. These include deficient evaluation practices, lack of rich training datasets and validation benchmarks, as well as model generalizability, reliability, and explainability concerns.

replace-cross The SkipSponge Attack: Sponge Weight Poisoning of Deep Neural Networks

Authors: Jona te Lintelo, Stefanos Koffas, Stjepan Picek

Abstract: Sponge attacks aim to increase the energy consumption and computation time of neural networks deployed on hardware accelerators. Existing sponge attacks can be performed during inference via sponge examples or during training via Sponge Poisoning. Sponge examples leverage perturbations added to the model's input to increase energy and latency, while Sponge Poisoning alters the objective function of a model to induce inference-time energy effects. In this work, we propose a novel sponge attack called SkipSponge. SkipSponge is the first sponge attack that is performed directly on the parameters of a pre-trained model using only a few data samples. Our experiments show that SkipSponge can successfully increase the energy consumption of image classification models, GANs, and autoencoders with fewer samples required than Sponge Poisoning. We show that poisoning defenses are ineffective if not adjusted specifically for the defense against SkipSponge (i.e., they decrease target layer bias values). Our work shows that SkipSponge is more effective on the GANs and the autoencoders than the state-of-the-art. Additionally, SkipSponge is stealthier than the previous Sponge Poisoning attack as it does not require significant changes in the victim model's weights. Our experiments indicate that the SkipSponge attack can be performed even when an attacker has access to only 1% of the entire dataset and reaches up to 13% energy increase.

replace-cross AIR-Bench: Benchmarking Large Audio-Language Models via Generative Comprehension

Authors: Qian Yang, Jin Xu, Wenrui Liu, Yunfei Chu, Ziyue Jiang, Xiaohuan Zhou, Yichong Leng, Yuanjun Lv, Zhou Zhao, Chang Zhou, Jingren Zhou

Abstract: Recently, instruction-following audio-language models have received broad attention for human-audio interaction. However, the absence of benchmarks capable of evaluating audio-centric interaction capabilities has impeded advancements in this field. Previous models primarily focus on assessing different fundamental tasks, such as Automatic Speech Recognition (ASR), and lack an assessment of the open-ended generative capabilities centered around audio. Thus, it is challenging to track the progression in the Large Audio-Language Models (LALMs) domain and to provide guidance for future improvement. In this paper, we introduce AIR-Bench (\textbf{A}udio \textbf{I}nst\textbf{R}uction \textbf{Bench}mark), the first benchmark designed to evaluate the ability of LALMs to understand various types of audio signals (including human speech, natural sounds, and music), and furthermore, to interact with humans in the textual format. AIR-Bench encompasses two dimensions: \textit{foundation} and \textit{chat} benchmarks. The former consists of 19 tasks with approximately 19k single-choice questions, intending to inspect the basic single-task ability of LALMs. The latter one contains 2k instances of open-ended question-and-answer data, directly assessing the comprehension of the model on complex audio and its capacity to follow instructions. Both benchmarks require the model to generate hypotheses directly. We design a unified framework that leverages advanced language models, such as GPT-4, to evaluate the scores of generated hypotheses given the meta-information of the audio. Experimental results demonstrate a high level of consistency between GPT-4-based evaluation and human evaluation. By revealing the limitations of existing LALMs through evaluation results, AIR-Bench can provide insights into the direction of future research.

replace-cross Online Differentially Private Synthetic Data Generation

Authors: Yiyun He, Roman Vershynin, Yizhe Zhu

Abstract: We present a polynomial-time algorithm for online differentially private synthetic data generation. For a data stream within the hypercube $[0,1]^d$ and an infinite time horizon, we develop an online algorithm that generates a differentially private synthetic dataset at each time $t$. This algorithm achieves a near-optimal accuracy bound of $O(\log(t)t^{-1/d})$ for $d\geq 2$ and $O(\log^{4.5}(t)t^{-1})$ for $d=1$ in the 1-Wasserstein distance. This result extends the previous work on the continual release model for counting queries to Lipschitz queries. Compared to the offline case, where the entire dataset is available at once, our approach requires only an extra polylog factor in the accuracy bound.

replace-cross Measuring and Controlling Instruction (In)Stability in Language Model Dialogs

Authors: Kenneth Li, Tianle Liu, Naomi Bashkansky, David Bau, Fernanda Vi\'egas, Hanspeter Pfister, Martin Wattenberg

Abstract: System-prompting is a standard tool for customizing language-model chatbots, enabling them to follow a specific instruction. An implicit assumption in the use of system prompts is that they will be stable, so the chatbot will continue to generate text according to the stipulated instructions for the duration of a conversation. We propose a quantitative benchmark to test this assumption, evaluating instruction stability via self-chats between two instructed chatbots. Testing popular models like LLaMA2-chat-70B and GPT-3.5, we reveal a significant instruction drift within eight rounds of conversations. An empirical and theoretical analysis of this phenomenon suggests the transformer attention mechanism plays a role, due to attention decay over long exchanges. To combat attention decay and instruction drift, we propose a lightweight method called split-softmax, which compares favorably against two strong baselines.

replace-cross Outlier detection by ensembling uncertainty with negative objectness

Authors: Anja Deli\'c, Matej Grci\'c, Sini\v{s}a \v{S}egvi\'c

Abstract: Outlier detection is an essential capability in safety-critical applications of supervised visual recognition. Most of the existing methods deliver best results by encouraging standard closed-set models to produce low-confidence predictions in negative training data. However, that approach conflates prediction uncertainty with recognition of the negative class. We therefore reconsider direct prediction of K+1 logits that correspond to K groundtruth classes and one outlier class. This setup allows us to formulate a novel anomaly score as an ensemble of in-distribution uncertainty and the posterior of the outlier class which we term negative objectness. Now outliers can be independently detected due to i) high prediction uncertainty or ii) similarity with negative data. We embed our method into a dense prediction architecture with mask-level recognition over K+2 classes. The training procedure encourages the novel K+2-th class to learn negative objectness at pasted negative instances. Our models outperform the current state-of-the art on standard benchmarks for image-wide and pixel-level outlier detection with and without training on real negative data.

replace-cross CGGM: A conditional graph generation model with adaptive sparsity for node anomaly detection in IoT networks

Authors: Xianshi Su, Munan Li, Tongbang Jiang, Hao Long

Abstract: Dynamic graphs are extensively employed for detecting anomalous behavior in nodes within the Internet of Things (IoT). Generative models are often used to address the issue of imbalanced node categories in dynamic graphs. Nevertheless, the constraints it faces include the monotonicity of adjacency relationships, the difficulty in constructing multi-dimensional features for nodes, and the lack of a method for end-to-end generation of multiple categories of nodes. This paper presents a novel graph generation model, called CGGM, designed specifically to generate a larger number of nodes belonging to the minority class. The mechanism for generating an adjacency matrix, through adaptive sparsity, enhances flexibility in its structure. The feature generation module, called multidimensional features generator (MFG) to generate node features along with topological information. Labels are transformed into embedding vectors, serving as conditional constraints to control the generation of synthetic data across multiple categories. Using a multi-stage loss, the distribution of synthetic data is adjusted to closely resemble that of real data. In extensive experiments, we show that CGGM's synthetic data outperforms state-of-the-art methods across various metrics. Our results demonstrate efficient generation of diverse data categories, robustly enhancing multi-category classification model performance.

replace-cross Dynamics of Moral Behavior in Heterogeneous Populations of Learning Agents

Authors: Elizaveta Tennant, Stephen Hailes, Mirco Musolesi

Abstract: Growing concerns about safety and alignment of AI systems highlight the importance of embedding moral capabilities in artificial agents: a promising solution is the use of learning from experience, i.e., Reinforcement Learning. In multi-agent (social) environments, complex population-level phenomena may emerge from interactions between individual learning agents. Many of the existing studies rely on simulated social dilemma environments to study the interactions of independent learning agents; however, they tend to ignore the moral heterogeneity that is likely to be present in societies of agents in practice. For example, at different points in time a single learning agent may face opponents who are consequentialist (i.e., focused on maximizing outcomes over time), norm-based (i.e., conforming to specific norms), or virtue-based (i.e., considering a combination of different virtues). The extent to which agents' co-development may be impacted by such moral heterogeneity in populations is not well understood. In this paper, we present a study of the learning dynamics of morally heterogeneous populations interacting in a social dilemma setting. Using an Iterated Prisoner's Dilemma environment with a partner selection mechanism, we investigate the extent to which the prevalence of diverse moral agents in populations affects individual agents' learning behaviors and emergent population-level outcomes. We observe several types of non-trivial interactions between pro-social and anti-social agents, and find that certain types of moral agents are able to steer selfish agents towards more cooperative behavior.

replace-cross Socially Integrated Navigation: A Social Acting Robot with Deep Reinforcement Learning

Authors: Daniel Fl\"ogel, Lars Fischer, Thomas Rudolf, Tobias Sch\"urmann, S\"oren Hohmann

Abstract: Mobile robots are being used on a large scale in various crowded situations and become part of our society. The socially acceptable navigation behavior of a mobile robot with individual human consideration is an essential requirement for scalable applications and human acceptance. Deep Reinforcement Learning (DRL) approaches are recently used to learn a robot's navigation policy and to model the complex interactions between robots and humans. We propose to divide existing DRL-based navigation approaches based on the robot's exhibited social behavior and distinguish between social collision avoidance with a lack of social behavior and socially aware approaches with explicit predefined social behavior. In addition, we propose a novel socially integrated navigation approach where the robot's social behavior is adaptive and emerges from the interaction with humans. The formulation of our approach is derived from a sociological definition, which states that social acting is oriented toward the acting of others. The DRL policy is trained in an environment where other agents interact socially integrated and reward the robot's behavior individually. The simulation results indicate that the proposed socially integrated navigation approach outperforms a socially aware approach in terms of ego navigation performance while significantly reducing the negative impact on all agents within the environment.

replace-cross FiLo: Zero-Shot Anomaly Detection by Fine-Grained Description and High-Quality Localization

Authors: Zhaopeng Gu, Bingke Zhu, Guibo Zhu, Yingying Chen, Hao Li, Ming Tang, Jinqiao Wang

Abstract: Zero-shot anomaly detection (ZSAD) methods entail detecting anomalies directly without access to any known normal or abnormal samples within the target item categories. Existing approaches typically rely on the robust generalization capabilities of multimodal pretrained models, computing similarities between manually crafted textual features representing "normal" or "abnormal" semantics and image features to detect anomalies and localize anomalous patches. However, the generic descriptions of "abnormal" often fail to precisely match diverse types of anomalies across different object categories. Additionally, computing feature similarities for single patches struggles to pinpoint specific locations of anomalies with various sizes and scales. To address these issues, we propose a novel ZSAD method called FiLo, comprising two components: adaptively learned Fine-Grained Description (FG-Des) and position-enhanced High-Quality Localization (HQ-Loc). FG-Des introduces fine-grained anomaly descriptions for each category using Large Language Models (LLMs) and employs adaptively learned textual templates to enhance the accuracy and interpretability of anomaly detection. HQ-Loc, utilizing Grounding DINO for preliminary localization, position-enhanced text prompts, and Multi-scale Multi-shape Cross-modal Interaction (MMCI) module, facilitates more accurate localization of anomalies of different sizes and shapes. Experimental results on datasets like MVTec and VisA demonstrate that FiLo significantly improves the performance of ZSAD in both detection and localization, achieving state-of-the-art performance with an image-level AUC of 83.9% and a pixel-level AUC of 95.9% on the VisA dataset. Code is available at https://github.com/CASIA-IVA-Lab/FiLo.

URLs: https://github.com/CASIA-IVA-Lab/FiLo.

replace-cross On TinyML and Cybersecurity: Electric Vehicle Charging Infrastructure Use Case

Authors: Fatemeh Dehrouyeh, Li Yang, Firouz Badrkhani Ajaei, Abdallah Shami

Abstract: As technology advances, the use of Machine Learning (ML) in cybersecurity is becoming increasingly crucial to tackle the growing complexity of cyber threats. While traditional ML models can enhance cybersecurity, their high energy and resource demands limit their applications, leading to the emergence of Tiny Machine Learning (TinyML) as a more suitable solution for resource-constrained environments. TinyML is widely applied in areas such as smart homes, healthcare, and industrial automation. TinyML focuses on optimizing ML algorithms for small, low-power devices, enabling intelligent data processing directly on edge devices. This paper provides a comprehensive review of common challenges of TinyML techniques, such as power consumption, limited memory, and computational constraints; it also explores potential solutions to these challenges, such as energy harvesting, computational optimization techniques, and transfer learning for privacy preservation. On the other hand, this paper discusses TinyML's applications in advancing cybersecurity for Electric Vehicle Charging Infrastructures (EVCIs) as a representative use case. It presents an experimental case study that enhances cybersecurity in EVCI using TinyML, evaluated against traditional ML in terms of reduced delay and memory usage, with a slight trade-off in accuracy. Additionally, the study includes a practical setup using the ESP32 microcontroller in the PlatformIO environment, which provides a hands-on assessment of TinyML's application in cybersecurity for EVCI.

replace-cross Real Time Multi Organ Classification on Computed Tomography Images

Authors: Halid Ziya Yerebakan, Yoshihisa Shinagawa, Gerardo Hermosillo Valadez

Abstract: Organ segmentation is a fundamental task in medical imaging since it is useful for many clinical automation pipelines. However, some tasks do not require full segmentation. Instead, a classifier can identify the selected organ without segmenting the entire volume. In this study, we demonstrate a classifier based method to obtain organ labels in real time by using a large context size with a sparse data sampling strategy. Although our method operates as an independent classifier at query locations, it can generate full segmentations by querying grid locations at any resolution, offering faster performance than segmentation algorithms. We compared our method with existing segmentation techniques, demonstrating its superior runtime potential for practical applications in medical imaging.

replace-cross A Correlation-induced Finite Difference Estimator

Authors: Guo Liang, Guangwu Liu, Kun Zhang

Abstract: Estimating stochastic gradients is pivotal in fields like service systems within operations research. The classical method for this estimation is the finite difference approximation, which entails generating samples at perturbed inputs. Nonetheless, practical challenges persist in determining the perturbation and obtaining an optimal finite difference estimator in the sense of possessing the smallest mean squared error (MSE). To tackle this problem, we propose a double sample-recycling approach in this paper. Firstly, pilot samples are recycled to estimate the optimal perturbation. Secondly, recycling these pilot samples again and generating new samples at the estimated perturbation, lead to an efficient finite difference estimator. We analyze its bias, variance and MSE. Our analyses demonstrate a reduction in asymptotic variance, and in some cases, a decrease in asymptotic bias, compared to the optimal finite difference estimator. Therefore, our proposed estimator consistently coincides with, or even outperforms the optimal finite difference estimator. In numerical experiments, we apply the estimator in several examples, and numerical results demonstrate its robustness, as well as coincidence with the theory presented, especially in the case of small sample sizes.

replace-cross Symmetries in Overparametrized Neural Networks: A Mean-Field View

Authors: Javier Maass, Joaquin Fontbona

Abstract: We develop a Mean-Field (MF) view of the learning dynamics of overparametrized Artificial Neural Networks (NN) under data symmetric in law wrt the action of a general compact group $G$. We consider for this a class of generalized shallow NNs given by an ensemble of $N$ multi-layer units, jointly trained using stochastic gradient descent (SGD) and possibly symmetry-leveraging (SL) techniques, such as Data Augmentation (DA), Feature Averaging (FA) or Equivariant Architectures (EA). We introduce the notions of weakly and strongly invariant laws (WI and SI) on the parameter space of each single unit, corresponding, respectively, to $G$-invariant distributions, and to distributions supported on parameters fixed by the group action (which encode EA). This allows us to define symmetric models compatible with taking $N\to\infty$ and give an interpretation of the asymptotic dynamics of DA, FA and EA in terms of Wasserstein Gradient Flows describing their MF limits. When activations respect the group action, we show that, for symmetric data, DA, FA and freely-trained models obey the exact same MF dynamic, which stays in the space of WI laws and minimizes therein the population risk. We also give a counterexample to the general attainability of an optimum over SI laws. Despite this, quite remarkably, we show that the set of SI laws is also preserved by the MF dynamics even when freely trained. This sharply contrasts the finite-$N$ setting, in which EAs are generally not preserved by unconstrained SGD. We illustrate the validity of our findings as $N$ gets larger in a teacher-student experimental setting, training a student NN to learn from a WI, SI or arbitrary teacher model through various SL schemes. We last deduce a data-driven heuristic to discover the largest subspace of parameters supporting SI distributions for a problem, that could be used for designing EA with minimal generalization error.

replace-cross Advanced Payment Security System:XGBoost, LightGBM and SMOTE Integrated

Authors: Qi Zheng, Chang Yu, Jin Cao, Yongshun Xu, Qianwen Xing, Yinxin Jin

Abstract: With the rise of various online and mobile payment systems, transaction fraud has become a significant threat to financial security. This study explores the application of advanced machine learning models, specifically based on XGBoost and LightGBM, for developing a more accurate and robust Payment Security Protection Model. To enhance data reliability, we meticulously processed the data sources and applied SMOTE (Synthetic Minority Over-sampling Technique) to address class imbalance and improve data representation. By selecting highly correlated features, we aimed to strengthen the training process and boost model performance. We conducted thorough performance evaluations of our proposed models, comparing them against traditional methods including Random Forest, Neural Network, and Logistic Regression. Using metrics such as Precision, Recall, and F1 Score, we rigorously assessed their effectiveness. Our detailed analyses and comparisons reveal that the combination of SMOTE with XGBoost and LightGBM offers a highly efficient and powerful mechanism for payment security protection. Moreover, the integration of XGBoost and LightGBM in a Local Ensemble model further demonstrated outstanding performance. After incorporating SMOTE, the new combined model achieved a significant improvement of nearly 6\% over traditional models and around 5\% over its sub-models, showcasing remarkable results.

replace-cross Physics-Guided Actor-Critic Reinforcement Learning for Swimming in Turbulence

Authors: Christopher Koh, Laurent Pagnier, Michael Chertkov

Abstract: Turbulent diffusion causes particles placed in proximity to separate. We investigate the required swimming efforts to maintain a particle close to its passively advected counterpart. We explore optimally balancing these efforts with the intended goal by developing and comparing a novel Physics-Informed Reinforcement Learning (PIRL) strategy with prescribed control (PC) and standard physics-agnostic Reinforcement Learning strategies. Our PIRL scheme, coined the Actor-Physicist, is an adaptation of the Actor-Critic algorithm in which the Neural Network parameterized Critic is replaced with an analytically derived physical heuristic function (the physicist). This strategy is then compared with an analytically computed optimal PC policy derived from a stochastic optimal control formulation and standard physics-agnostic Actor-Critic type algorithms.

replace-cross On Convergence Analysis of Policy Iteration Algorithms for Entropy-Regularized Stochastic Control Problems

Authors: Jin Ma, Gaozhan Wang, Jianfeng Zhang

Abstract: In this paper we investigate the issues regarding the convergence of the Policy Iteration Algorithm(PIA) for a class of general continuous-time entropy-regularized stochastic control problems. In particular, instead of employing sophisticated PDE estimates for the iterative PDEs involved in the PIA (see, e.g., Huang-Wang-Zhou(2023)), we shall provide a simple proof from scratch for the convergence of the PIA. Our approach builds on probabilistic representation formulae for solutions of PDEs and their derivatives. Moreover, in the infinite horizon model with large discount factor and in the finite horizon model, the similar arguments lead to the exponential rate of convergence of PIA without tear. Finally, with some extra efforts we show that our approach can also be extended to the case when diffusion contains control, in the one dimensional setting but without much extra constraints on the coefficients. We believe that these results are new in the literature.

replace-cross Characterizing Continual Learning Scenarios and Strategies for Audio Analysis

Authors: Ruchi Bhatt, Pratibha Kumari, Dwarikanath Mahapatra, Abdulmotaleb El Saddik, Mukesh Saini

Abstract: Audio analysis is useful in many application scenarios. The state-of-the-art audio analysis approaches assume the data distribution at training and deployment time will be the same. However, due to various real-life challenges, the data may encounter drift in its distribution or can encounter new classes in the late future. Thus, a one-time trained model might not perform adequately. Continual learning (CL) approaches are devised to handle such changes in data distribution. There have been a few attempts to use CL approaches for audio analysis. Yet, there is a lack of a systematic evaluation framework. In this paper, we create a comprehensive CL dataset and characterize CL approaches for audio-based monitoring tasks. We have investigated the following CL and non-CL approaches: EWC, LwF, SI, GEM, A-GEM, GDumb, Replay, Naive, Cumulative, and Joint training. The study is very beneficial for researchers and practitioners working in the area of audio analysis for developing adaptive models. We observed that Replay achieved better results than other methods in the DCASE challenge data. It achieved an accuracy of 70.12% for the domain incremental scenario and an accuracy of 96.98% for the class incremental scenario.

replace-cross Variational Inference via Smoothed Particle Hydrodynamics

Authors: Yongchao Huang

Abstract: A new variational inference method, SPH-ParVI, based on smoothed particle hydrodynamics (SPH), is proposed for sampling partially known densities (e.g. up to a constant) or sampling using gradients. SPH-ParVI simulates the flow of a fluid under external effects driven by the target density; transient or steady state of the fluid approximates the target density. The continuum fluid is modelled as an interacting particle system (IPS) via SPH, where each particle carries smoothed properties, interacts and evolves as per the Navier-Stokes equations. This mesh-free, Lagrangian simulation method offers fast, flexible, scalable and deterministic sampling and inference for a class of probabilistic models such as those encountered in Bayesian inference and generative modelling.

replace-cross Accelerating Electron Dynamics Simulations through Machine Learned Time Propagators

Authors: Karan Shah, Attila Cangi

Abstract: Time-dependent density functional theory (TDDFT) is a widely used method to investigate electron dynamics under various external perturbations such as laser fields. In this work, we present a novel approach to accelerate real time TDDFT based electron dynamics simulations using autoregressive neural operators as time-propagators for the electron density. By leveraging physics-informed constraints and high-resolution training data, our model achieves superior accuracy and computational speed compared to traditional numerical solvers. We demonstrate the effectiveness of our model on a class of one-dimensional diatomic molecules. This method has potential in enabling real-time, on-the-fly modeling of laser-irradiated molecules and materials with varying experimental parameters.

replace-cross Regression prediction algorithm for energy consumption regression in cloud computing based on horned lizard algorithm optimised convolutional neural network-bidirectional gated recurrent unit

Authors: Feiyang Li, Zinan Cao, Qixuan Yu, Xirui Tang

Abstract: For this paper, a prediction study of cloud computing energy consumption was conducted by optimising the data regression algorithm based on the horned lizard optimisation algorithm for Convolutional Neural Networks-Bi-Directional Gated Recurrent Units. Firstly, through Spearman correlation analysis of CPU, usage, memory usage, network traffic, power consumption, number of instructions executed, execution time and energy efficiency, we found that power consumption has the highest degree of positive correlation with energy efficiency, while CPU usage has the highest degree of negative correlation with energy efficiency. In our experiments, we introduced a random forest model and an optimisation model based on the horned lizard optimisation algorithm for testing, and the results show that the optimisation algorithm has better prediction results compared to the random forest model. Specifically, the mean square error (MSE) of the optimisation algorithm is 0.01 smaller than that of the random forest model, and the mean absolute error (MAE) is 0.01 smaller than that of the random forest.3 The results of the combined metrics show that the optimisation algorithm performs more accurately and reliably in predicting energy efficiency. This research result provides new ideas and methods to improve the energy efficiency of cloud computing systems. This research not only expands the scope of application in the field of cloud computing, but also provides a strong support for improving the energy use efficiency of the system.

replace-cross Weyl Calculus and Exactly Solvable Schr\"{o}dinger Bridges with Quadratic State Cost

Authors: Alexis M. H. Teter, Wenqing Wang, Abhishek Halder

Abstract: Schr\"{o}dinger bridge--a stochastic dynamical generalization of optimal mass transport--exhibits a learning-control duality. Viewed as a stochastic control problem, the Schr\"{o}dinger bridge finds an optimal control policy that steers a given joint state statistics to another while minimizing the total control effort subject to controlled diffusion and deadline constraints. Viewed as a stochastic learning problem, the Schr\"{o}dinger bridge finds the most-likely distribution-valued trajectory connecting endpoint distributional observations, i.e., solves the two point boundary-constrained maximum likelihood problem over the manifold of probability distributions. Recent works have shown that solving the Schr\"{o}dinger bridge problem with state cost requires finding the Markov kernel associated with a reaction-diffusion PDE where the state cost appears as a state-dependent reaction rate. We explain how ideas from Weyl calculus in quantum mechanics, specifically the Weyl operator and the Weyl symbol, can help determine such Markov kernels. We illustrate these ideas by explicitly finding the Markov kernel for the case of quadratic state cost via Weyl calculus, recovering our earlier results but avoiding tedious computation with Hermite polynomials.

replace-cross On The Expressive Power of Knowledge Graph Embedding Methods

Authors: Jiexing Gao, Dmitry Rodin, Vasily Motolygin, Denis Zaytsev

Abstract: Knowledge Graph Embedding (KGE) is a popular approach, which aims to represent entities and relations of a knowledge graph in latent spaces. Their representations are known as embeddings. To measure the plausibility of triplets, score functions are defined over embedding spaces. Despite wide dissemination of KGE in various tasks, KGE methods have limitations in reasoning abilities. In this paper we propose a mathematical framework to compare reasoning abilities of KGE methods. We show that STransE has a higher capability than TransComplEx, and then present new STransCoRe method, which improves the STransE by combining it with the TransCoRe insights, which can reduce the STransE space complexity.

replace-cross What Matters in Range View 3D Object Detection

Authors: Benjamin Wilson, Nicholas Autio Mitchell, Jhony Kaesemodel Pontes, James Hays

Abstract: Lidar-based perception pipelines rely on 3D object detection models to interpret complex scenes. While multiple representations for lidar exist, the range-view is enticing since it losslessly encodes the entire lidar sensor output. In this work, we achieve state-of-the-art amongst range-view 3D object detection models without using multiple techniques proposed in past range-view literature. We explore range-view 3D object detection across two modern datasets with substantially different properties: Argoverse 2 and Waymo Open. Our investigation reveals key insights: (1) input feature dimensionality significantly influences the overall performance, (2) surprisingly, employing a classification loss grounded in 3D spatial proximity works as well or better compared to more elaborate IoU-based losses, and (3) addressing non-uniform lidar density via a straightforward range subsampling technique outperforms existing multi-resolution, range-conditioned networks. Our experiments reveal that techniques proposed in recent range-view literature are not needed to achieve state-of-the-art performance. Combining the above findings, we establish a new state-of-the-art model for range-view 3D object detection -- improving AP by 2.2% on the Waymo Open dataset while maintaining a runtime of 10 Hz. We establish the first range-view model on the Argoverse 2 dataset and outperform strong voxel-based baselines. All models are multi-class and open-source. Code is available at https://github.com/benjaminrwilson/range-view-3d-detection.

URLs: https://github.com/benjaminrwilson/range-view-3d-detection.

replace-cross Quality Assured: Rethinking Annotation Strategies in Imaging AI

Authors: Tim R\"adsch, Annika Reinke, Vivienn Weru, Minu D. Tizabi, Nicholas Heller, Fabian Isensee, Annette Kopp-Schneider, Lena Maier-Hein

Abstract: This paper does not describe a novel method. Instead, it studies an essential foundation for reliable benchmarking and ultimately real-world application of AI-based image analysis: generating high-quality reference annotations. Previous research has focused on crowdsourcing as a means of outsourcing annotations. However, little attention has so far been given to annotation companies, specifically regarding their internal quality assurance (QA) processes. Therefore, our aim is to evaluate the influence of QA employed by annotation companies on annotation quality and devise methodologies for maximizing data annotation efficacy. Based on a total of 57,648 instance segmented images obtained from a total of 924 annotators and 34 QA workers from four annotation companies and Amazon Mechanical Turk (MTurk), we derived the following insights: (1) Annotation companies perform better both in terms of quantity and quality compared to the widely used platform MTurk. (2) Annotation companies' internal QA only provides marginal improvements, if any. However, improving labeling instructions instead of investing in QA can substantially boost annotation performance. (3) The benefit of internal QA depends on specific image characteristics. Our work could enable researchers to derive substantially more value from a fixed annotation budget and change the way annotation companies conduct internal QA.

replace-cross Unsqueeze [CLS] Bottleneck to Learn Rich Representations

Authors: Qing Su, Shihao Ji

Abstract: Distillation-based self-supervised learning typically leads to more compressed representations due to its radical clustering process and the implementation of a sharper target distribution. To overcome this limitation and preserve more information from input, we introduce UDI, conceptualized as Unsqueezed Distillation-based self-supervised learning (SSL). UDI enriches the learned representation by encouraging multimodal prediction distilled from a consolidated profile of local predictions that are derived via stratified sampling. Our evaluations show that UDI not only promotes semantically meaningful representations at instance level, delivering superior or competitive results to state-of-the-art SSL methods in image classification, but also effectively preserves the nuisance of input, which yields significant improvement in dense prediction tasks, including object detection and segmentation. Additionally, UDI performs competitively in low-shot image classification, improving the scalability of joint-embedding pipelines. Various visualizations and ablation studies are presented to further elucidate the mechanisms behind UDI. Our source code is available at https://github.com/ISL-CV/udi.

URLs: https://github.com/ISL-CV/udi.