new Large Language Models for Manufacturing

Authors: Yiwei Li, Huaqin Zhao, Hanqi Jiang, Yi Pan, Zhengliang Liu, Zihao Wu, Peng Shu, Jie Tian, Tianze Yang, Shaochen Xu, Yanjun Lyu, Parker Blenk, Jacob Pence, Jason Rupram, Eliza Banu, Ninghao Liu, Linbing Wang, Wenzhan Song, Xiaoming Zhai, Kenan Song, Dajiang Zhu, Beiwen Li, Xianqiao Wang, Tianming Liu

Abstract: The rapid advances in Large Language Models (LLMs) have the potential to transform manufacturing industry, offering new opportunities to optimize processes, improve efficiency, and drive innovation. This paper provides a comprehensive exploration of the integration of LLMs into the manufacturing domain, focusing on their potential to automate and enhance various aspects of manufacturing, from product design and development to quality control, supply chain optimization, and talent management. Through extensive evaluations across multiple manufacturing tasks, we demonstrate the remarkable capabilities of state-of-the-art LLMs, such as GPT-4V, in understanding and executing complex instructions, extracting valuable insights from vast amounts of data, and facilitating knowledge sharing. We also delve into the transformative potential of LLMs in reshaping manufacturing education, automating coding processes, enhancing robot control systems, and enabling the creation of immersive, data-rich virtual environments through the industrial metaverse. By highlighting the practical applications and emerging use cases of LLMs in manufacturing, this paper aims to provide a valuable resource for professionals, researchers, and decision-makers seeking to harness the power of these technologies to address real-world challenges, drive operational excellence, and unlock sustainable growth in an increasingly competitive landscape.

new Can Large Language Models Replace Data Scientists in Clinical Research?

Authors: Zifeng Wang, Benjamin Danek, Ziwei Yang, Zheng Chen, Jimeng Sun

Abstract: Data science plays a critical role in clinical research, but it requires professionals with expertise in coding and medical data analysis. Large language models (LLMs) have shown great potential in supporting medical tasks and performing well in general coding tests. However, these tests do not assess LLMs' ability to handle data science tasks in medicine, nor do they explore their practical utility in clinical research. To address this, we developed a dataset consisting of 293 real-world data science coding tasks, based on 39 published clinical studies, covering 128 tasks in Python and 165 tasks in R. This dataset simulates realistic clinical research scenarios using patient data. Our findings reveal that cutting-edge LLMs struggle to generate perfect solutions, frequently failing to follow input instructions, understand target data, and adhere to standard analysis practices. Consequently, LLMs are not yet ready to fully automate data science tasks. We benchmarked advanced adaptation methods and found two to be particularly effective: chain-of-thought prompting, which provides a step-by-step plan for data analysis, which led to a 60% improvement in code accuracy; and self-reflection, enabling LLMs to iteratively refine their code, yielding a 38% accuracy improvement. Building on these insights, we developed a platform that integrates LLMs into the data science workflow for medical professionals. In a user study with five medical doctors, we found that while LLMs cannot fully automate coding tasks, they significantly streamline the programming process. We found that 80% of their submitted code solutions were incorporated from LLM-generated code, with up to 96% reuse in some cases. Our analysis highlights the potential of LLMs, when integrated into expert workflows, to enhance data science efficiency in clinical research.

new Asynchronous Tool Usage for Real-Time Agents

Authors: Antonio A. Ginart, Naveen Kodali, Jason Lee, Caiming Xiong, Silvio Savarese, John Emmons

Abstract: While frontier large language models (LLMs) are capable tool-using agents, current AI systems still operate in a strict turn-based fashion, oblivious to passage of time. This synchronous design forces user queries and tool-use to occur sequentially, preventing the systems from multitasking and reducing interactivity. To address this limitation, we introduce asynchronous AI agents capable of parallel processing and real-time tool-use. Our key contribution is an event-driven finite-state machine architecture for agent execution and prompting, integrated with automatic speech recognition and text-to-speech. Drawing inspiration from the concepts originally developed for real-time operating systems, this work presents both a conceptual framework and practical tools for creating AI agents capable of fluid, multitasking interactions.

new MARCO: Multi-Agent Real-time Chat Orchestration

Authors: Anubhav Shrimal, Stanley Kanagaraj, Kriti Biswas, Swarnalatha Raghuraman, Anish Nediyanchath, Yi Zhang, Promod Yenigalla

Abstract: Large language model advancements have enabled the development of multi-agent frameworks to tackle complex, real-world problems such as to automate tasks that require interactions with diverse tools, reasoning, and human collaboration. We present MARCO, a Multi-Agent Real-time Chat Orchestration framework for automating tasks using LLMs. MARCO addresses key challenges in utilizing LLMs for complex, multi-step task execution. It incorporates robust guardrails to steer LLM behavior, validate outputs, and recover from errors that stem from inconsistent output formatting, function and parameter hallucination, and lack of domain knowledge. Through extensive experiments we demonstrate MARCO's superior performance with 94.48% and 92.74% accuracy on task execution for Digital Restaurant Service Platform conversations and Retail conversations datasets respectively along with 44.91% improved latency and 33.71% cost reduction. We also report effects of guardrails in performance gain along with comparisons of various LLM models, both open-source and proprietary. The modular and generic design of MARCO allows it to be adapted for automating tasks across domains and to execute complex usecases through multi-turn interactions.

new Inverse Attention Agent for Multi-Agent System

Authors: Qian Long, Ruoyan Li, Minglu Zhao, Tao Gao, Demetri Terzopoulos

Abstract: A major challenge for Multi-Agent Systems is enabling agents to adapt dynamically to diverse environments in which opponents and teammates may continually change. Agents trained using conventional methods tend to excel only within the confines of their training cohorts; their performance drops significantly when confronting unfamiliar agents. To address this shortcoming, we introduce Inverse Attention Agents that adopt concepts from the Theory of Mind, implemented algorithmically using an attention mechanism and trained in an end-to-end manner. Crucial to determining the final actions of these agents, the weights in their attention model explicitly represent attention to different goals. We furthermore propose an inverse attention network that deduces the ToM of agents based on observations and prior actions. The network infers the attentional states of other agents, thereby refining the attention weights to adjust the agent's final action. We conduct experiments in a continuous environment, tackling demanding tasks encompassing cooperation, competition, and a blend of both. They demonstrate that the inverse attention network successfully infers the attention of other agents, and that this information improves agent performance. Additional human experiments show that, compared to baseline agent models, our inverse attention agents exhibit superior cooperation with humans and better emulate human behaviors.

new Robot Policy Learning with Temporal Optimal Transport Reward

Authors: Yuwei Fu, Haichao Zhang, Di Wu, Wei Xu, Benoit Boulet

Abstract: Reward specification is one of the most tricky problems in Reinforcement Learning, which usually requires tedious hand engineering in practice. One promising approach to tackle this challenge is to adopt existing expert video demonstrations for policy learning. Some recent work investigates how to learn robot policies from only a single/few expert video demonstrations. For example, reward labeling via Optimal Transport (OT) has been shown to be an effective strategy to generate a proxy reward by measuring the alignment between the robot trajectory and the expert demonstrations. However, previous work mostly overlooks that the OT reward is invariant to temporal order information, which could bring extra noise to the reward signal. To address this issue, in this paper, we introduce the Temporal Optimal Transport (TemporalOT) reward to incorporate temporal order information for learning a more accurate OT-based proxy reward. Extensive experiments on the Meta-world benchmark tasks validate the efficacy of the proposed method. Code is available at: https://github.com/fuyw/TemporalOT

URLs: https://github.com/fuyw/TemporalOT

new Building Altruistic and Moral AI Agent with Brain-inspired Affective Empathy Mechanisms

Authors: Feifei Zhao, Hui Feng, Haibo Tong, Zhengqiang Han, Enmeng Lu, Yinqian Sun, Yi Zeng

Abstract: As AI closely interacts with human society, it is crucial to ensure that its decision-making is safe, altruistic, and aligned with human ethical and moral values. However, existing research on embedding ethical and moral considerations into AI remains insufficient, and previous external constraints based on principles and rules are inadequate to provide AI with long-term stability and generalization capabilities. In contrast, the intrinsic altruistic motivation based on empathy is more willing, spontaneous, and robust. Therefore, this paper is dedicated to autonomously driving intelligent agents to acquire morally behaviors through human-like affective empathy mechanisms. We draw inspiration from the neural mechanism of human brain's moral intuitive decision-making, and simulate the mirror neuron system to construct a brain-inspired affective empathy-driven altruistic decision-making model. Here, empathy directly impacts dopamine release to form intrinsic altruistic motivation. Based on the principle of moral utilitarianism, we design the moral reward function that integrates intrinsic empathy and extrinsic self-task goals. A comprehensive experimental scenario incorporating empathetic processes, personal objectives, and altruistic goals is developed. The proposed model enables the agent to make consistent moral decisions (prioritizing altruism) by balancing self-interest with the well-being of others. We further introduce inhibitory neurons to regulate different levels of empathy and verify the positive correlation between empathy levels and altruistic preferences, yielding conclusions consistent with findings from psychological behavioral experiments. This work provides a feasible solution for the development of ethical AI by leveraging the intrinsic human-like empathy mechanisms, and contributes to the harmonious coexistence between humans and AI.

new Path-based summary explanations for graph recommenders -- extended version

Authors: Danae Pla Karidi, Evaggelia Pitoura

Abstract: Path-based explanations provide intrinsic insights into graph-based recommendation models. However, most previous work has focused on explaining an individual recommendation of an item to a user. In this paper, we propose summary explanations, i.e., explanations that highlight why a user or a group of users receive a set of item recommendations and why an item, or a group of items, is recommended to a set of users as an effective means to provide insights into the collective behavior of the recommender. We also present a novel method to summarize explanations using efficient graph algorithms, specifically the Steiner Tree and the Prize-Collecting Steiner Tree. Our approach reduces the size and complexity of summary explanations while preserving essential information, making explanations more comprehensible for users and more useful to model developers. Evaluations across multiple metrics demonstrate that our summaries outperform baseline explanation methods in most scenarios, in a variety of quality aspects.

new Mapping the Neuro-Symbolic AI Landscape by Architectures: A Handbook on Augmenting Deep Learning Through Symbolic Reasoning

Authors: Jonathan Feldstein, Paulius Dilkas, Vaishak Belle, Efthymia Tsamoura

Abstract: Integrating symbolic techniques with statistical ones is a long-standing problem in artificial intelligence. The motivation is that the strengths of either area match the weaknesses of the other, and $\unicode{x2013}$ by combining the two $\unicode{x2013}$ the weaknesses of either method can be limited. Neuro-symbolic AI focuses on this integration where the statistical methods are in particular neural networks. In recent years, there has been significant progress in this research field, where neuro-symbolic systems outperformed logical or neural models alone. Yet, neuro-symbolic AI is, comparatively speaking, still in its infancy and has not been widely adopted by machine learning practitioners. In this survey, we present the first mapping of neuro-symbolic techniques into families of frameworks based on their architectures, with several benefits: Firstly, it allows us to link different strengths of frameworks to their respective architectures. Secondly, it allows us to illustrate how engineers can augment their neural networks while treating the symbolic methods as black-boxes. Thirdly, it allows us to map most of the field so that future researchers can identify closely related frameworks.

new Solving Epistemic Logic Programs using Generate-and-Test with Propagation

Authors: Jorge Fandinno, Lute Lillo

Abstract: This paper introduces a general framework for generate-and-test-based solvers for epistemic logic programs that can be instantiated with different generator and tester programs, and we prove sufficient conditions on those programs for the correctness of the solvers built using this framework. It also introduces a new generator program that incorporates the propagation of epistemic consequences and shows that this can exponentially reduce the number of candidates that need to be tested while only incurring a linear overhead. We implement a new solver based on these theoretical findings and experimentally show that it outperforms existing solvers by achieving a ~3.3x speed-up and solving 91% more instances on well-known benchmarks.

new ADAM: An Embodied Causal Agent in Open-World Environments

Authors: Shu Yu, Chaochao Lu

Abstract: In open-world environments like Minecraft, existing agents face challenges in continuously learning structured knowledge, particularly causality. These challenges stem from the opacity inherent in black-box models and an excessive reliance on prior knowledge during training, which impair their interpretability and generalization capability. To this end, we introduce ADAM, An emboDied causal Agent in Minecraft, that can autonomously navigate the open world, perceive multimodal contexts, learn causal world knowledge, and tackle complex tasks through lifelong learning. ADAM is empowered by four key components: 1) an interaction module, enabling the agent to execute actions while documenting the interaction processes; 2) a causal model module, tasked with constructing an ever-growing causal graph from scratch, which enhances interpretability and diminishes reliance on prior knowledge; 3) a controller module, comprising a planner, an actor, and a memory pool, which uses the learned causal graph to accomplish tasks; 4) a perception module, powered by multimodal large language models, which enables ADAM to perceive like a human player. Extensive experiments show that ADAM constructs an almost perfect causal graph from scratch, enabling efficient task decomposition and execution with strong interpretability. Notably, in our modified Minecraft games where no prior knowledge is available, ADAM maintains its performance and shows remarkable robustness and generalization capability. ADAM pioneers a novel paradigm that integrates causal methods and embodied agents in a synergistic manner. Our project page is at https://opencausalab.github.io/ADAM.

URLs: https://opencausalab.github.io/ADAM.

new Democratizing Reward Design for Personal and Representative Value-Alignment

Authors: Carter Blair, Kate Larson, Edith Law

Abstract: Aligning AI agents with human values is challenging due to diverse and subjective notions of values. Standard alignment methods often aggregate crowd feedback, which can result in the suppression of unique or minority preferences. We introduce Interactive-Reflective Dialogue Alignment, a method that iteratively engages users in reflecting on and specifying their subjective value definitions. This system learns individual value definitions through language-model-based preference elicitation and constructs personalized reward models that can be used to align AI behaviour. We evaluated our system through two studies with 30 participants, one focusing on "respect" and the other on ethical decision-making in autonomous vehicles. Our findings demonstrate diverse definitions of value-aligned behaviour and show that our system can accurately capture each person's unique understanding. This approach enables personalized alignment and can inform more representative and interpretable collective alignment strategies.

new A Methodology for Gradual Semantics for Structured Argumentation under Incomplete Information

Authors: Antonio Rago, Stylianos Loukas Vasileiou, Francesca Toni, Tran Cao Son, William Yeoh

Abstract: Gradual semantics have demonstrated great potential in argumentation, in particular for deploying quantitative bipolar argumentation frameworks (QBAFs) in a number of real-world settings, from judgmental forecasting to explainable AI. In this paper, we provide a novel methodology for obtaining gradual semantics for structured argumentation frameworks, where the building blocks of arguments and relations between them are known, unlike in QBAFs, where arguments are abstract entities. Differently from existing approaches, our methodology accommodates incomplete information about arguments' premises. We demonstrate the potential of our approach by introducing two different instantiations of the methodology, leveraging existing gradual semantics for QBAFs in these more complex frameworks. We also define a set of novel properties for gradual semantics in structured argumentation, discuss their suitability over a set of existing properties. Finally, we provide a comprehensive theoretical analysis assessing the instantiations, demonstrating the their advantages over existing gradual semantics for QBAFs and structured argumentation.

cross Less Cybersickness, Please: Demystifying and Detecting Stereoscopic Visual Inconsistencies in Virtual Reality Apps

Authors: Shuqing Li, Cuiyun Gao, Jianping Zhang, Yujia Zhang, Yepang Liu, Jiazhen Gu, Yun Peng, Michael R. Lyu

Abstract: The quality of Virtual Reality (VR) apps is vital, particularly the rendering quality of the VR Graphical User Interface (GUI). Different from traditional 2D apps, VR apps create a 3D digital scene for users, by rendering two distinct 2D images for the user's left and right eyes, respectively. Stereoscopic visual inconsistency (denoted as "SVI") issues, however, undermine the rendering process of the user's brain, leading to user discomfort and even adverse health effects. Such issues commonly exist but remain underexplored. We conduct an empirical analysis on 282 SVI bug reports from 15 VR platforms, summarizing 15 types of manifestations. The empirical analysis reveals that automatically detecting SVI issues is challenging, mainly because: (1) lack of training data; (2) the manifestations of SVI issues are diverse, complicated, and often application-specific; (3) most accessible VR apps are closed-source commercial software. Existing pattern-based supervised classification approaches may be inapplicable or ineffective in detecting the SVI issues. To counter these challenges, we propose an unsupervised black-box testing framework named StereoID to identify the stereoscopic visual inconsistencies, based only on the rendered GUI states. StereoID generates a synthetic right-eye image based on the actual left-eye image and computes distances between the synthetic right-eye image and the actual right-eye image to detect SVI issues. We propose a depth-aware conditional stereo image translator to power the image generation process, which captures the expected perspective shifts between left-eye and right-eye images. We build a large-scale unlabeled VR stereo screenshot dataset with larger than 171K images from 288 real-world VR apps for experiments. After substantial experiments, StereoID demonstrates superior performance for detecting SVI issues in both user reports and wild VR apps.

cross Grounded GUI Understanding for Vision Based Spatial Intelligent Agent: Exemplified by Virtual Reality Apps

Authors: Shuqing Li, Binchang Li, Yepang Liu, Cuiyun Gao, Jianping Zhang, Shing-Chi Cheung, Michael R. Lyu

Abstract: In recent years, spatial computing Virtual Reality (VR) has emerged as a transformative technology, offering users immersive and interactive experiences across diversified virtual environments. Users can interact with VR apps through interactable GUI elements (IGEs) on the stereoscopic three-dimensional (3D) graphical user interface (GUI). The accurate recognition of these IGEs is instrumental, serving as the foundation of many software engineering tasks, including automated testing and effective GUI search. The most recent IGE detection approaches for 2D mobile apps typically train a supervised object detection model based on a large-scale manually-labeled GUI dataset, usually with a pre-defined set of clickable GUI element categories like buttons and spinners. Such approaches can hardly be applied to IGE detection in VR apps, due to a multitude of challenges including complexities posed by open-vocabulary and heterogeneous IGE categories, intricacies of context-sensitive interactability, and the necessities of precise spatial perception and visual-semantic alignment for accurate IGE detection results. Thus, it is necessary to embark on the IGE research tailored to VR apps. In this paper, we propose the first zero-shot cOntext-sensitive inteRactable GUI ElemeNT dEtection framework for virtual Reality apps, named Orienter. By imitating human behaviors, Orienter observes and understands the semantic contexts of VR app scenes first, before performing the detection. The detection process is iterated within a feedback-directed validation and reflection loop. Specifically, Orienter contains three components, including (1) Semantic context comprehension, (2) Reflection-directed IGE candidate detection, and (3) Context-sensitive interactability classification. Extensive experiments demonstrate that Orienter is more effective than the state-of-the-art GUI element detection approaches.

cross Offline Reinforcement Learning with OOD State Correction and OOD Action Suppression

Authors: Yixiu Mao, Qi Wang, Chen Chen, Yun Qu, Xiangyang Ji

Abstract: In offline reinforcement learning (RL), addressing the out-of-distribution (OOD) action issue has been a focus, but we argue that there exists an OOD state issue that also impairs performance yet has been underexplored. Such an issue describes the scenario when the agent encounters states out of the offline dataset during the test phase, leading to uncontrolled behavior and performance degradation. To this end, we propose SCAS, a simple yet effective approach that unifies OOD state correction and OOD action suppression in offline RL. Technically, SCAS achieves value-aware OOD state correction, capable of correcting the agent from OOD states to high-value in-distribution states. Theoretical and empirical results show that SCAS also exhibits the effect of suppressing OOD actions. On standard offline RL benchmarks, SCAS achieves excellent performance without additional hyperparameter tuning. Moreover, benefiting from its OOD state correction feature, SCAS demonstrates enhanced robustness against environmental perturbations.

cross Comparative Global AI Regulation: Policy Perspectives from the EU, China, and the US

Authors: Jon Chun, Christian Schroeder de Witt, Katherine Elkins

Abstract: As a powerful and rapidly advancing dual-use technology, AI offers both immense benefits and worrisome risks. In response, governing bodies around the world are developing a range of regulatory AI laws and policies. This paper compares three distinct approaches taken by the EU, China and the US. Within the US, we explore AI regulation at both the federal and state level, with a focus on California's pending Senate Bill 1047. Each regulatory system reflects distinct cultural, political and economic perspectives. Each also highlights differing regional perspectives on regulatory risk-benefit tradeoffs, with divergent judgments on the balance between safety versus innovation and cooperation versus competition. Finally, differences between regulatory frameworks reflect contrastive stances in regards to trust in centralized authority versus trust in a more decentralized free market of self-interested stakeholders. Taken together, these varied approaches to AI innovation and regulation influence each other, the broader international community, and the future of AI regulation.

cross TraderTalk: An LLM Behavioural ABM applied to Simulating Human Bilateral Trading Interactions

Authors: Alicia Vidler, Toby Walsh

Abstract: We introduce a novel hybrid approach that augments Agent-Based Models (ABMs) with behaviors generated by Large Language Models (LLMs) to simulate human trading interactions. We call our model TraderTalk. Leveraging LLMs trained on extensive human-authored text, we capture detailed and nuanced representations of bilateral conversations in financial trading. Applying this Generative Agent-Based Model (GABM) to government bond markets, we replicate trading decisions between two stylised virtual humans. Our method addresses both structural challenges, such as coordinating turn-taking between realistic LLM-based agents, and design challenges, including the interpretation of LLM outputs by the agent model. By exploring prompt design opportunistically rather than systematically, we enhance the realism of agent interactions without exhaustive overfitting or model reliance. Our approach successfully replicates trade-to-order volume ratios observed in related asset markets, demonstrating the potential of LLM-augmented ABMs in financial simulations

cross The Social Impact of Generative LLM-Based AI

Authors: Yu Xie, Sofia Avila

Abstract: Liking it or not, ready or not, we are likely to enter a new phase of human history in which Artificial Intelligence (AI) will dominate economic production and social life -- the AI Revolution. Before the actual arrival of the AI Revolution, it is time for us to speculate on how AI will impact the social world. In this article, we focus on the social impact of generative LLM-based AI (GELLMAI), discussing societal factors that contribute to its technological development and its potential roles in enhancing both between-country and within-country social inequality. There are good indications that the US and China will lead the field and will be the main competitors for domination of AI in the world. We conjecture the AI Revolution will likely give rise to a post-knowledge society in which knowledge per se will become less important than in today's world. Instead, individual relationships and social identity will become more important. So will soft skills.

cross Logic Error Localization in Student Programming Assignments Using Pseudocode and Graph Neural Networks

Authors: Zhenyu Xu, Kun Zhang, Victor S. Sheng

Abstract: Pseudocode is extensively used in introductory programming courses to instruct computer science students in algorithm design, utilizing natural language to define algorithmic behaviors. This learning approach enables students to convert pseudocode into source code and execute it to verify their algorithms' correctness. This process typically introduces two types of errors: syntax errors and logic errors. Syntax errors are often accompanied by compiler feedback, which helps students identify incorrect lines. In contrast, logic errors are more challenging because they do not trigger compiler errors and lack immediate diagnostic feedback, making them harder to detect and correct. To address this challenge, we developed a system designed to localize logic errors within student programming assignments at the line level. Our approach utilizes pseudocode as a scaffold to build a code-pseudocode graph, connecting symbols from the source code to their pseudocode counterparts. We then employ a graph neural network to both localize and suggest corrections for logic errors. Additionally, we have devised a method to efficiently gather logic-error-prone programs during the syntax error correction process and compile these into a dataset that includes single and multiple line logic errors, complete with indices of the erroneous lines. Our experimental results are promising, demonstrating a localization accuracy of 99.2% for logic errors within the top-10 suspected lines, highlighting the effectiveness of our approach in enhancing students' coding proficiency and error correction skills.

cross pLDDT-Predictor: High-speed Protein Screening Using Transformer and ESM2

Authors: Joongwon Chae, Zhenyu Wang, Peiwu Qin

Abstract: Recent advancements in protein structure prediction, particularly AlphaFold2, have revolutionized structural biology by achieving near-experimental accuracy. However, the computational intensity of these models limits their application in high-throughput protein screening. Concurrently, large language models like ESM (Evolutionary Scale Modeling) have demonstrated the potential to extract rich structural information directly from protein sequences. Despite these advances, a significant gap remains in rapidly assessing protein structure quality for large-scale analyses. We introduce pLDDT-Predictor, a high-speed protein screening tool that bridges this gap by leveraging pre-trained ESM2 protein embeddings and a Transformer architecture to accurately predict AlphaFold2`s pLDDT (predicted Local Distance Difference Test) scores. Our model addresses the critical need for fast, accurate protein structure quality assessment without the computational burden of full structure prediction. By combining the evolutionary information captured in ESM2 embeddings with the sequence-wide context modeling of Transformers, pLDDT-Predictor achieves a balance between structural insight and computational efficiency. Our experimental results, conducted on a diverse dataset of 1.5 million protein sequences, demonstrate that pLDDT-Predictor can classify more than 90 percent of proteins with a pLDDT score above 70, closely matching AlphaFold2`s confidence level.

cross AI-driven innovation in medicaid: enhancing access, cost efficiency, and population health management

Authors: Balaji Shesharao Ingole, Vishnu Ramineni, Manjunatha Sughaturu Krishnappa, Vivekananda Jayaram

Abstract: The U.S. Medicaid program is experiencing critical challenges that include rapidly increasing healthcare costs, uneven care accessibility, and the challenge associated with addressing a varied set of population health needs. This paper investigates the transformative potential of Artificial Intelligence (AI) in reshaping Medicaid by streamlining operations, improving patient results, and lowering costs. We delve into the pivotal role of AI in predictive analytics, care coordination, the detection of fraud, and personalized medicine. By leveraging insights from advanced data models and addressing challenges particular to Medicaid, we put forward AI-driven solutions that prioritize equitable care and improved public health outcomes. This study underscores the urgency of integrating AI into Medicaid to not only improve operational effectiveness but also to create a more accessible and equitable healthcare system for all beneficiaries.

cross OpenCity: A Scalable Platform to Simulate Urban Activities with Massive LLM Agents

Authors: Yuwei Yan, Qingbin Zeng, Zhiheng Zheng, Jingzhe Yuan, Jie Feng, Jun Zhang, Fengli Xu, Yong Li

Abstract: Agent-based models (ABMs) have long been employed to explore how individual behaviors aggregate into complex societal phenomena in urban space. Unlike black-box predictive models, ABMs excel at explaining the micro-macro linkages that drive such emergent behaviors. The recent rise of Large Language Models (LLMs) has led to the development of LLM agents capable of simulating urban activities with unprecedented realism. However, the extreme high computational cost of LLMs presents significant challenges for scaling up the simulations of LLM agents. To address this problem, we propose OpenCity, a scalable simulation platform optimized for both system and prompt efficiencies. Specifically, we propose a LLM request scheduler to reduce communication overhead by parallelizing requests through IO multiplexing. Besides, we deisgn a "group-and-distill" prompt optimization strategy minimizes redundancy by clustering agents with similar static attributes. Through experiments on six global cities, OpenCity achieves a 600-fold acceleration in simulation time per agent, a 70% reduction in LLM requests, and a 50% reduction in token usage. These improvements enable the simulation of 10,000 agents' daily activities in 1 hour on commodity hardware. Besides, the substantial speedup of OpenCity allows us to establish a urban simulation benchmark for LLM agents for the first time, comparing simulated urban activities with real-world data in 6 major cities around the globe. We believe our OpenCity platform provides a critical infrastructure to harness the power of LLMs for interdisciplinary studies in urban space, fostering the collective efforts of broader research communities. Code repo is available at https://anonymous.4open.science/r/Anonymous-OpenCity-42BD.

URLs: https://anonymous.4open.science/r/Anonymous-OpenCity-42BD.

cross A Systematic Assessment of OpenAI o1-Preview for Higher Order Thinking in Education

Authors: Ehsan Latif, Yifan Zhou, Shuchen Guo, Yizhu Gao, Lehong Shi, Matthew Nayaaba, Gyeonggeon Lee, Liang Zhang, Arne Bewersdorff, Luyang Fang, Xiantong Yang, Huaqin Zhao, Hanqi Jiang, Haoran Lu, Jiaxi Li, Jichao Yu, Weihang You, Zhengliang Liu, Vincent Shung Liu, Hui Wang, Zihao Wu, Jin Lu, Fei Dou, Ping Ma, Ninghao Liu, Tianming Liu, Xiaoming Zhai

Abstract: As artificial intelligence (AI) continues to advance, it demonstrates capabilities comparable to human intelligence, with significant potential to transform education and workforce development. This study evaluates OpenAI o1-preview's ability to perform higher-order cognitive tasks across 14 dimensions, including critical thinking, systems thinking, computational thinking, design thinking, metacognition, data literacy, creative thinking, abstract reasoning, quantitative reasoning, logical reasoning, analogical reasoning, and scientific reasoning. We used validated instruments like the Ennis-Weir Critical Thinking Essay Test and the Biological Systems Thinking Test to compare the o1-preview's performance with human performance systematically. Our findings reveal that o1-preview outperforms humans in most categories, achieving 150% better results in systems thinking, computational thinking, data literacy, creative thinking, scientific reasoning, and abstract reasoning. However, compared to humans, it underperforms by around 25% in logical reasoning, critical thinking, and quantitative reasoning. In analogical reasoning, both o1-preview and humans achieved perfect scores. Despite these strengths, the o1-preview shows limitations in abstract reasoning, where human psychology students outperform it, highlighting the continued importance of human oversight in tasks requiring high-level abstraction. These results have significant educational implications, suggesting a shift toward developing human skills that complement AI, such as creativity, abstract reasoning, and critical thinking. This study emphasizes the transformative potential of AI in education and calls for a recalibration of educational goals, teaching methods, and curricula to align with an AI-driven world.

cross Large-scale Multi-objective Feature Selection: A Multi-phase Search Space Shrinking Approach

Authors: Azam Asilian Bidgoli, Shahryar Rahnamayan

Abstract: Feature selection is a crucial step in machine learning, especially for high-dimensional datasets, where irrelevant and redundant features can degrade model performance and increase computational costs. This paper proposes a novel large-scale multi-objective evolutionary algorithm based on the search space shrinking, termed LMSSS, to tackle the challenges of feature selection particularly as a sparse optimization problem. The method includes a shrinking scheme to reduce dimensionality of the search space by eliminating irrelevant features before the main evolutionary process. This is achieved through a ranking-based filtering method that evaluates features based on their correlation with class labels and frequency in an initial, cost-effective evolutionary process. Additionally, a smart crossover scheme based on voting between parent solutions is introduced, giving higher weight to the parent with better classification accuracy. An intelligent mutation process is also designed to target features prematurely excluded from the population, ensuring they are evaluated in combination with other features. These integrated techniques allow the evolutionary process to explore the search space more efficiently and effectively, addressing the sparse and high-dimensional nature of large-scale feature selection problems. The effectiveness of the proposed algorithm is demonstrated through comprehensive experiments on 15 large-scale datasets, showcasing its potential to identify more accurate feature subsets compared to state-of-the-art large-scale feature selection algorithms. These results highlight LMSSS's capability to improve model performance and computational efficiency, setting a new benchmark in the field.

cross Explainable Artificial Intelligent (XAI) for Predicting Asphalt Concrete Stiffness and Rutting Resistance: Integrating Bailey's Aggregate Gradation Method

Authors: Warat Kongkitkul, Sompote Youwai, Siwipa Khamsoy, Manaswee Feungfung

Abstract: This study employs explainable artificial intelligence (XAI) techniques to analyze the behavior of asphalt concrete with varying aggregate gradations, focusing on resilience modulus (MR) and dynamic stability (DS) as measured by wheel track tests. The research utilizes a deep learning model with a multi-layer perceptron architecture to predict MR and DS based on aggregate gradation parameters derived from Bailey's Method, including coarse aggregate ratio (CA), fine aggregate coarse ratio (FAc), and other mix design variables. The model's performance was validated using k-fold cross-validation, demonstrating superior accuracy compared to alternative machine learning approaches. SHAP (SHapley Additive exPlanations) values were applied to interpret the model's predictions, providing insights into the relative importance and impact of different gradation characteristics on asphalt concrete performance. Key findings include the identification of critical aggregate size thresholds, particularly the 0.6 mm sieve size, which significantly influences both MR and DS. The study revealed size-dependent performance of aggregates, with coarse aggregates primarily affecting rutting resistance and medium-fine aggregates influencing stiffness. The research also highlighted the importance of aggregate lithology in determining rutting resistance. To facilitate practical application, web-based interfaces were developed for predicting MR and DS, incorporating explainable features to enhance transparency and interpretation of results. This research contributes a data-driven approach to understanding the complex relationships between aggregate gradation and asphalt concrete performance, potentially informing more efficient and performance-oriented mix design processes in the future.

cross Evaluating the Posterior Sampling Ability of Plug&Play Diffusion Methods in Sparse-View CT

Authors: Liam Moroy, Guillaume Bourmaud, Fr\'ed\'eric Champagnat, Jean-Fran\c{c}ois Giovannelli

Abstract: Plug&Play (PnP) diffusion models are state-of-the-art methods in computed tomography (CT) reconstruction. Such methods usually consider applications where the sinogram contains a sufficient amount of information for the posterior distribution to be peaked, and consequently are evaluated using image-to-image metrics such as PSNR/SSIM. Instead, we are interested in reconstructing compressible flow images from sinograms having a small number of projections, which results in a posterior distribution no longer peaked or even multimodal. Thus, in this paper, we aim at evaluating the approximate posterior of PnP diffusion models and introduce two posterior evaluation criteria. We quantitatively evaluate three PnP diffusion methods on three different datasets for several numbers of projections. We surprisingly find that, for each method, the approximate posterior deviates from the true posterior when the number of projections decreases.

cross VEMOCLAP: A video emotion classification web application

Authors: Serkan Sulun, Paula Viana, Matthew E. P. Davies

Abstract: We introduce VEMOCLAP: Video EMOtion Classifier using Pretrained features, the first readily available and open-source web application that analyzes the emotional content of any user-provided video. We improve our previous work, which exploits open-source pretrained models that work on video frames and audio, and then efficiently fuse the resulting pretrained features using multi-head cross-attention. Our approach increases the state-of-the-art classification accuracy on the Ekman-6 video emotion dataset by 4.3% and offers an online application for users to run our model on their own videos or YouTube videos. We invite the readers to try our application at serkansulun.com/app.

cross Natural Language Processing for the Legal Domain: A Survey of Tasks, Datasets, Models, and Challenges

Authors: Farid Ariai, Gianluca Demartini

Abstract: Natural Language Processing is revolutionizing the way legal professionals and laypersons operate in the legal field. The considerable potential for Natural Language Processing in the legal sector, especially in developing computational tools for various legal processes, has captured the interest of researchers for years. This survey follows the Preferred Reporting Items for Systematic Reviews and Meta-Analyses framework, reviewing 148 studies, with a final selection of 127 after manual filtering. It explores foundational concepts related to Natural Language Processing in the legal domain, illustrating the unique aspects and challenges of processing legal texts, such as extensive document length, complex language, and limited open legal datasets. We provide an overview of Natural Language Processing tasks specific to legal text, such as Legal Document Summarization, legal Named Entity Recognition, Legal Question Answering, Legal Text Classification, and Legal Judgment Prediction. In the section on legal Language Models, we analyze both developed Language Models and approaches for adapting general Language Models to the legal domain. Additionally, we identify 15 Open Research Challenges, including bias in Artificial Intelligence applications, the need for more robust and interpretable models, and improving explainability to handle the complexities of legal language and reasoning.

cross MMDocBench: Benchmarking Large Vision-Language Models for Fine-Grained Visual Document Understanding

Authors: Fengbin Zhu, Ziyang Liu, Xiang Yao Ng, Haohui Wu, Wenjie Wang, Fuli Feng, Chao Wang, Huanbo Luan, Tat Seng Chua

Abstract: Large Vision-Language Models (LVLMs) have achieved remarkable performance in many vision-language tasks, yet their capabilities in fine-grained visual understanding remain insufficiently evaluated. Existing benchmarks either contain limited fine-grained evaluation samples that are mixed with other data, or are confined to object-level assessments in natural images. To holistically assess LVLMs' fine-grained visual understanding capabilities, we propose using document images with multi-granularity and multi-modal information to supplement natural images. In this light, we construct MMDocBench, a benchmark with various OCR-free document understanding tasks for the evaluation of fine-grained visual perception and reasoning abilities. MMDocBench defines 15 main tasks with 4,338 QA pairs and 11,353 supporting regions, covering various document images such as research papers, receipts, financial reports, Wikipedia tables, charts, and infographics. Based on MMDocBench, we conduct extensive experiments using 13 open-source and 3 proprietary advanced LVLMs, assessing their strengths and weaknesses across different tasks and document image types. The benchmark, task instructions, and evaluation code will be made publicly available.

cross $\texttt{PatentAgent}$: Intelligent Agent for Automated Pharmaceutical Patent Analysis

Authors: Xin Wang, Yifan Zhang, Xiaojing Zhang, Longhui Yu, Xinna Lin, Jindong Jiang, Bin Ma, Kaicheng Yu

Abstract: Pharmaceutical patents play a vital role in biochemical industries, especially in drug discovery, providing researchers with unique early access to data, experimental results, and research insights. With the advancement of machine learning, patent analysis has evolved from manual labor to tasks assisted by automatic tools. However, there still lacks an unified agent that assists every aspect of patent analysis, from patent reading to core chemical identification. Leveraging the capabilities of Large Language Models (LLMs) to understand requests and follow instructions, we introduce the $\textbf{first}$ intelligent agent in this domain, $\texttt{PatentAgent}$, poised to advance and potentially revolutionize the landscape of pharmaceutical research. $\texttt{PatentAgent}$ comprises three key end-to-end modules -- $\textit{PA-QA}$, $\textit{PA-Img2Mol}$, and $\textit{PA-CoreId}$ -- that respectively perform (1) patent question-answering, (2) image-to-molecular-structure conversion, and (3) core chemical structure identification, addressing the essential needs of scientists and practitioners in pharmaceutical patent analysis. Each module of $\texttt{PatentAgent}$ demonstrates significant effectiveness with the updated algorithm and the synergistic design of $\texttt{PatentAgent}$ framework. $\textit{PA-Img2Mol}$ outperforms existing methods across CLEF, JPO, UOB, and USPTO patent benchmarks with an accuracy gain between 2.46% and 8.37% while $\textit{PA-CoreId}$ realizes accuracy improvement ranging from 7.15% to 7.62% on PatentNetML benchmark. Our code and dataset will be publicly available.

cross Towards Robust Out-of-Distribution Generalization: Data Augmentation and Neural Architecture Search Approaches

Authors: Haoyue Bai

Abstract: Deep learning has been demonstrated with tremendous success in recent years. Despite so, its performance in practice often degenerates drastically when encountering out-of-distribution (OoD) data, i.e. training and test data are sampled from different distributions. In this thesis, we study ways toward robust OoD generalization for deep learning, i.e., its performance is not susceptible to distribution shift in the test data. We first propose a novel and effective approach to disentangle the spurious correlation between features that are not essential for recognition. It employs decomposed feature representation by orthogonalizing the two gradients of losses for category and context branches. Furthermore, we perform gradient-based augmentation on context-related features (e.g., styles, backgrounds, or scenes of target objects) to improve the robustness of learned representations. Results show that our approach generalizes well for different distribution shifts. We then study the problem of strengthening neural architecture search in OoD scenarios. We propose to optimize the architecture parameters that minimize the validation loss on synthetic OoD data, under the condition that corresponding network parameters minimize the training loss. Moreover, to obtain a proper validation set, we learn a conditional generator by maximizing their losses computed by different neural architectures. Results show that our approach effectively discovers robust architectures that perform well for OoD generalization.

cross Decoding Diffusion: A Scalable Framework for Unsupervised Analysis of Latent Space Biases and Representations Using Natural Language Prompts

Authors: E. Zhixuan Zeng, Yuhao Chen, Alexander Wong

Abstract: Recent advances in image generation have made diffusion models powerful tools for creating high-quality images. However, their iterative denoising process makes understanding and interpreting their semantic latent spaces more challenging than other generative models, such as GANs. Recent methods have attempted to address this issue by identifying semantically meaningful directions within the latent space. However, they often need manual interpretation or are limited in the number of vectors that can be trained, restricting their scope and utility. This paper proposes a novel framework for unsupervised exploration of diffusion latent spaces. We directly leverage natural language prompts and image captions to map latent directions. This method allows for the automatic understanding of hidden features and supports a broader range of analysis without the need to train specific vectors. Our method provides a more scalable and interpretable understanding of the semantic knowledge encoded within diffusion models, facilitating comprehensive analysis of latent biases and the nuanced representations these models learn. Experimental results show that our framework can uncover hidden patterns and associations in various domains, offering new insights into the interpretability of diffusion model latent spaces.

cross GraphLSS: Integrating Lexical, Structural, and Semantic Features for Long Document Extractive Summarization

Authors: Margarita Bugue\~no, Hazem Abou Hamdan, Gerard de Melo

Abstract: Heterogeneous graph neural networks have recently gained attention for long document summarization, modeling the extraction as a node classification task. Although effective, these models often require external tools or additional machine learning models to define graph components, producing highly complex and less intuitive structures. We present GraphLSS, a heterogeneous graph construction for long document extractive summarization, incorporating Lexical, Structural, and Semantic features. It defines two levels of information (words and sentences) and four types of edges (sentence semantic similarity, sentence occurrence order, word in sentence, and word semantic similarity) without any need for auxiliary learning models. Experiments on two benchmark datasets show that GraphLSS is competitive with top-performing graph-based methods, outperforming recent non-graph models. We release our code on GitHub.

cross Deep Optimizer States: Towards Scalable Training of Transformer Models Using Interleaved Offloading

Authors: Avinash Maurya, Jie Ye, M. Mustafa Rafique, Franck Cappello, Bogdan Nicolae

Abstract: Transformers and large language models~(LLMs) have seen rapid adoption in all domains. Their sizes have exploded to hundreds of billions of parameters and keep increasing. Under these circumstances, the training of transformers is very expensive and often hits a ``memory wall'', i.e., even when using 3D parallelism (pipeline, tensor, data) and aggregating the memory of many GPUs, it is still not enough to hold the necessary data structures (model parameters, optimizer state, gradients, activations) in GPU memory. To compensate, state-of-the-art approaches offload the optimizer state, at least partially, to the host memory and perform hybrid CPU-GPU computations. However, the management of the combined host-GPU memory is often suboptimal and results in poor overlapping between data movements and computations. This leads to missed opportunities to simultaneously leverage the interconnect bandwidth and computational capabilities of CPUs and GPUs. In this paper, we leverage a key observation that the interleaving of the forward, backward and update phases generate fluctuations in the GPU memory utilization, which can be exploited to dynamically move a part of the optimizer state between the host and the GPU memory at each iteration. To this end, we design and implement \proj, a novel technique to split the LLM into subgroups, whose update phase is scheduled on either the CPU or the GPU based on our proposed performance model that addresses the trade-off between data movement cost, acceleration on the GPUs vs the CPUs, and competition for shared resources. We integrate our approach with DeepSpeed and demonstrate 2.5$\times$ faster iterations over state-of-the-art approaches using extensive experiments.

cross MatExpert: Decomposing Materials Discovery by Mimicking Human Experts

Authors: Qianggang Ding, Santiago Miret, Bang Liu

Abstract: Material discovery is a critical research area with profound implications for various industries. In this work, we introduce MatExpert, a novel framework that leverages Large Language Models (LLMs) and contrastive learning to accelerate the discovery and design of new solid-state materials. Inspired by the workflow of human materials design experts, our approach integrates three key stages: retrieval, transition, and generation. First, in the retrieval stage, MatExpert identifies an existing material that closely matches the desired criteria. Second, in the transition stage, MatExpert outlines the necessary modifications to transform this material formulation to meet specific requirements outlined by the initial user query. Third, in the generation state, MatExpert performs detailed computations and structural generation to create new materials based on the provided information. Our experimental results demonstrate that MatExpert outperforms state-of-the-art methods in material generation tasks, achieving superior performance across various metrics including validity, distribution, and stability. As such, MatExpert represents a meaningful advancement in computational material discovery using langauge-based generative models.

cross Multi-path Exploration and Feedback Adjustment for Text-to-Image Person Retrieval

Authors: Bin Kang, Bin Chen, Junjie Wang, Yong Xu

Abstract: Text-based person retrieval aims to identify the specific persons using textual descriptions as queries. Existing ad vanced methods typically depend on vision-language pre trained (VLP) models to facilitate effective cross-modal alignment. However, the inherent constraints of VLP mod-els, which include the global alignment biases and insuffi-cient self-feedback regulation, impede optimal retrieval per formance. In this paper, we propose MeFa, a Multi-Pathway Exploration, Feedback, and Adjustment framework, which deeply explores intrinsic feedback of intra and inter-modal to make targeted adjustment, thereby achieving more precise person-text associations. Specifically, we first design an intra modal reasoning pathway that generates hard negative sam ples for cross-modal data, leveraging feedback from these samples to refine intra-modal reasoning, thereby enhancing sensitivity to subtle discrepancies. Subsequently, we intro duce a cross-modal refinement pathway that utilizes both global information and intermodal feedback to refine local in formation, thus enhancing its global semantic representation. Finally, the discriminative clue correction pathway incorpo rates fine-grained features of secondary similarity as discrim inative clues to further mitigate retrieval failures caused by disparities in these features. Experimental results on three public benchmarks demonstrate that MeFa achieves superior person retrieval performance without necessitating additional data or complex structures.

cross Towards Continuous Skin Sympathetic Nerve Activity Monitoring: Removing Muscle Noise

Authors: Farnoush Baghestani, Mahdi Pirayesh Shirazi Nejad, Youngsun Kong, Ki H. Chon

Abstract: Continuous monitoring of non-invasive skin sympathetic nerve activity (SKNA) holds promise for understanding the sympathetic nervous system (SNS) dynamics in various physiological and pathological conditions. However, muscle noise artifacts present a challenge in accurate SKNA analysis, particularly in real-life scenarios. This study proposes a deep convolutional neural network (CNN) approach to detect and remove muscle noise from SKNA recordings obtained via ECG electrodes. Twelve healthy participants underwent controlled experimental protocols involving cognitive stress induction and voluntary muscle movements, while collecting SKNA data. Power spectral analysis revealed significant muscle noise interference within the SKNA frequency band (500-1000 Hz). A 2D CNN model was trained on the spectrograms of the data segments to classify them into baseline, stress-induced SKNA, and muscle noise-contaminated periods, achieving an average accuracy of 89.85% across all subjects. Our findings underscore the importance of addressing muscle noise for accurate SKNA monitoring, advancing towards wearable SKNA sensors for real-world applications.

cross User-Aware Multilingual Abusive Content Detection in Social Media

Authors: Mohammad Zia Ur Rehman, Somya Mehta, Kuldeep Singh, Kunal Kaushik, Nagendra Kumar

Abstract: Despite growing efforts to halt distasteful content on social media, multilingualism has added a new dimension to this problem. The scarcity of resources makes the challenge even greater when it comes to low-resource languages. This work focuses on providing a novel method for abusive content detection in multiple low-resource Indic languages. Our observation indicates that a post's tendency to attract abusive comments, as well as features such as user history and social context, significantly aid in the detection of abusive content. The proposed method first learns social and text context features in two separate modules. The integrated representation from these modules is learned and used for the final prediction. To evaluate the performance of our method against different classical and state-of-the-art methods, we have performed extensive experiments on SCIDN and MACI datasets consisting of 1.5M and 665K multilingual comments, respectively. Our proposed method outperforms state-of-the-art baseline methods with an average increase of 4.08% and 9.52% in F1-scores on SCIDN and MACI datasets, respectively.

cross Angel or Devil: Discriminating Hard Samples and Anomaly Contaminations for Unsupervised Time Series Anomaly Detection

Authors: Ruyi Zhang, Hongzuo Xu, Songlei Jian, Yusong Tan, Haifang Zhou, Rulin Xu

Abstract: Training in unsupervised time series anomaly detection is constantly plagued by the discrimination between harmful `anomaly contaminations' and beneficial `hard normal samples'. These two samples exhibit analogous loss behavior that conventional loss-based methodologies struggle to differentiate. To tackle this problem, we propose a novel approach that supplements traditional loss behavior with `parameter behavior', enabling a more granular characterization of anomalous patterns. Parameter behavior is formalized by measuring the parametric response to minute perturbations in input samples. Leveraging the complementary nature of parameter and loss behaviors, we further propose a dual Parameter-Loss Data Augmentation method (termed PLDA), implemented within the reinforcement learning paradigm. During the training phase of anomaly detection, PLDA dynamically augments the training data through an iterative process that simultaneously mitigates anomaly contaminations while amplifying informative hard normal samples. PLDA demonstrates remarkable versatility, which can serve as an additional component that seamlessly integrated with existing anomaly detectors to enhance their detection performance. Extensive experiments on ten datasets show that PLDA significantly improves the performance of four distinct detectors by up to 8\%, outperforming three state-of-the-art data augmentation methods.

cross Mathematical Derivation Graphs: A Task for Summarizing Equation Dependencies in STEM Manuscripts

Authors: Vishesh Prasad, Brian Kim, Nickvash Kani

Abstract: Recent advances in natural language processing (NLP), particularly with the emergence of large language models (LLMs), have significantly enhanced the field of textual analysis. However, while these developments have yielded substantial progress in analyzing textual data, applying analysis to mathematical equations and their relationships within texts has produced mixed results. In this paper, we take the initial steps toward understanding the dependency relationships between mathematical expressions in STEM articles. Our dataset, sourced from a random sampling of the arXiv corpus, contains an analysis of 107 published STEM manuscripts whose inter-equation dependency relationships have been hand-labeled, resulting in a new object we refer to as a derivation graph that summarizes the mathematical content of the manuscript. We exhaustively evaluate analytical and NLP-based models to assess their capability to identify and extract the derivation relationships for each article and compare the results with the ground truth. Our comprehensive testing finds that both analytical and NLP models (including LLMs) achieve $\sim$40-50% F1 scores for extracting derivation graphs from articles, revealing that the recent advances in NLP have not made significant inroads in comprehending mathematical texts compared to simpler analytic models. While current approaches offer a solid foundation for extracting mathematical information, further research is necessary to improve accuracy and depth in this area.

cross Just Propagate: Unifying Matrix Factorization, Network Embedding, and LightGCN for Link Prediction

Authors: Haoxin Liu

Abstract: Link prediction is a fundamental task in graph analysis. Despite the success of various graph-based machine learning models for link prediction, there lacks a general understanding of different models. In this paper, we propose a unified framework for link prediction that covers matrix factorization and representative network embedding and graph neural network methods. Our preliminary methodological and empirical analyses further reveal several key design factors based on our unified framework. We believe our results could deepen our understanding and inspire novel designs for link prediction methods.

cross Self-Supervised Learning and Opportunistic Inference for Continuous Monitoring of Freezing of Gait in Parkinson's Disease

Authors: Shovito Barua Soumma, Kartik Mangipudi, Daniel Peterson, Shyamal Mehta, Hassan Ghasemzadeh

Abstract: Parkinson's disease (PD) is a progressive neurological disorder that impacts the quality of life significantly, making in-home monitoring of motor symptoms such as Freezing of Gait (FoG) critical. However, existing symptom monitoring technologies are power-hungry, rely on extensive amounts of labeled data, and operate in controlled settings. These shortcomings limit real-world deployment of the technology. This work presents LIFT-PD, a computationally-efficient self-supervised learning framework for real-time FoG detection. Our method combines self-supervised pre-training on unlabeled data with a novel differential hopping windowing technique to learn from limited labeled instances. An opportunistic model activation module further minimizes power consumption by selectively activating the deep learning module only during active periods. Extensive experimental results show that LIFT-PD achieves a 7.25% increase in precision and 4.4% improvement in accuracy compared to supervised models while using as low as 40% of the labeled training data used for supervised learning. Additionally, the model activation module reduces inference time by up to 67% compared to continuous inference. LIFT-PD paves the way for practical, energy-efficient, and unobtrusive in-home monitoring of PD patients with minimal labeling requirements.

cross Deconfounding Time Series Forecasting

Authors: Wentao Gao, Feiyu Yang, Mengze Hong, Xiaojing Du, Zechen Hu, Xiongren Chen, Ziqi Xu

Abstract: Time series forecasting is a critical task in various domains, where accurate predictions can drive informed decision-making. Traditional forecasting methods often rely on current observations of variables to predict future outcomes, typically overlooking the influence of latent confounders, unobserved variables that simultaneously affect both the predictors and the target outcomes. This oversight can introduce bias and degrade the performance of predictive models. In this study, we address this challenge by proposing an enhanced forecasting approach that incorporates representations of latent confounders derived from historical data. By integrating these confounders into the predictive process, our method aims to improve the accuracy and robustness of time series forecasts. The proposed approach is demonstrated through its application to climate science data, showing significant improvements over traditional methods that do not account for confounders.

cross LLM Robustness Against Misinformation in Biomedical Question Answering

Authors: Alexander Bondarenko, Adrian Viehweger

Abstract: The retrieval-augmented generation (RAG) approach is used to reduce the confabulation of large language models (LLMs) for question answering by retrieving and providing additional context coming from external knowledge sources (e.g., by adding the context to the prompt). However, injecting incorrect information can mislead the LLM to generate an incorrect answer. In this paper, we evaluate the effectiveness and robustness of four LLMs against misinformation - Gemma 2, GPT-4o-mini, Llama~3.1, and Mixtral - in answering biomedical questions. We assess the answer accuracy on yes-no and free-form questions in three scenarios: vanilla LLM answers (no context is provided), "perfect" augmented generation (correct context is provided), and prompt-injection attacks (incorrect context is provided). Our results show that Llama 3.1 (70B parameters) achieves the highest accuracy in both vanilla (0.651) and "perfect" RAG (0.802) scenarios. However, the accuracy gap between the models almost disappears with "perfect" RAG, suggesting its potential to mitigate the LLM's size-related effectiveness differences. We further evaluate the ability of the LLMs to generate malicious context on one hand and the LLM's robustness against prompt-injection attacks on the other hand, using metrics such as attack success rate (ASR), accuracy under attack, and accuracy drop. As adversaries, we use the same four LLMs (Gemma 2, GPT-4o-mini, Llama 3.1, and Mixtral) to generate incorrect context that is injected in the target model's prompt. Interestingly, Llama is shown to be the most effective adversary, causing accuracy drops of up to 0.48 for vanilla answers and 0.63 for "perfect" RAG across target models. Our analysis reveals that robustness rankings vary depending on the evaluation measure, highlighting the complexity of assessing LLM resilience to adversarial attacks.

cross Beyond Interpretability: The Gains of Feature Monosemanticity on Model Robustness

Authors: Qi Zhang, Yifei Wang, Jingyi Cui, Xiang Pan, Qi Lei, Stefanie Jegelka, Yisen Wang

Abstract: Deep learning models often suffer from a lack of interpretability due to polysemanticity, where individual neurons are activated by multiple unrelated semantics, resulting in unclear attributions of model behavior. Recent advances in monosemanticity, where neurons correspond to consistent and distinct semantics, have significantly improved interpretability but are commonly believed to compromise accuracy. In this work, we challenge the prevailing belief of the accuracy-interpretability tradeoff, showing that monosemantic features not only enhance interpretability but also bring concrete gains in model performance. Across multiple robust learning scenarios-including input and label noise, few-shot learning, and out-of-domain generalization-our results show that models leveraging monosemantic features significantly outperform those relying on polysemantic features. Furthermore, we provide empirical and theoretical understandings on the robustness gains of feature monosemanticity. Our preliminary analysis suggests that monosemanticity, by promoting better separation of feature representations, leads to more robust decision boundaries. This diverse evidence highlights the generality of monosemanticity in improving model robustness. As a first step in this new direction, we embark on exploring the learning benefits of monosemanticity beyond interpretability, supporting the long-standing hypothesis of linking interpretability and robustness. Code is available at \url{https://github.com/PKU-ML/Beyond_Interpretability}.

URLs: https://github.com/PKU-ML/Beyond_Interpretability

cross Building, Reusing, and Generalizing Abstract Representations from Concrete Sequences

Authors: Shuchen Wu, Mirko Thalmann, Peter Dayan, Zeynep Akata, Eric Schulz

Abstract: Humans excel at learning abstract patterns across different sequences, filtering out irrelevant details, and transferring these generalized concepts to new sequences. In contrast, many sequence learning models lack the ability to abstract, which leads to memory inefficiency and poor transfer. We introduce a non-parametric hierarchical variable learning model (HVM) that learns chunks from sequences and abstracts contextually similar chunks as variables. HVM efficiently organizes memory while uncovering abstractions, leading to compact sequence representations. When learning on language datasets such as babyLM, HVM learns a more efficient dictionary than standard compression algorithms such as Lempel-Ziv. In a sequence recall task requiring the acquisition and transfer of variables embedded in sequences, we demonstrate HVM's sequence likelihood correlates with human recall times. In contrast, large language models (LLMs) struggle to transfer abstract variables as effectively as humans. From HVM's adjustable layer of abstraction, we demonstrate that the model realizes a precise trade-off between compression and generalization. Our work offers a cognitive model that captures the learning and transfer of abstract representations in human cognition and differentiates itself from the behavior of large language models.

cross Mind Your Step (by Step): Chain-of-Thought can Reduce Performance on Tasks where Thinking Makes Humans Worse

Authors: Ryan Liu, Jiayi Geng, Addison J. Wu, Ilia Sucholutsky, Tania Lombrozo, Thomas L. Griffiths

Abstract: Chain-of-thought (CoT) prompting has become a widely used strategy for working with large language and multimodal models. While CoT has been shown to improve performance across many tasks, determining the settings in which it is effective remains an ongoing effort. In particular, it is still an open question in what settings CoT systematically reduces model performance. In this paper, we seek to identify the characteristics of tasks where CoT reduces performance by drawing inspiration from cognitive psychology, looking at cases where (i) verbal thinking or deliberation hurts performance in humans, and (ii) the constraints governing human performance generalize to language models. Three such cases are implicit statistical learning, visual recognition, and classifying with patterns containing exceptions. In extensive experiments across all three settings, we find that a diverse collection of state-of-the-art models exhibit significant drop-offs in performance (e.g., up to 36.3% absolute accuracy for OpenAI o1-preview compared to GPT-4o) when using inference-time reasoning compared to zero-shot counterparts. We also identify three tasks that satisfy condition (i) but not (ii), and find that while verbal thinking reduces human performance in these tasks, CoT retains or increases model performance. Overall, our results show that while there is not an exact parallel between the cognitive processes of models and those of humans, considering cases where thinking has negative consequences for human performance can help us identify settings where it negatively impacts models. By connecting the literature on human deliberation with evaluations of CoT, we offer a new tool that can be used in understanding the impact of prompt choices and inference-time reasoning.

cross E(3)-invaraint diffusion model for pocket-aware peptide generation

Authors: Po-Yu Liang, Jun Bai

Abstract: Biologists frequently desire protein inhibitors for a variety of reasons, including use as research tools for understanding biological processes and application to societal problems in agriculture, healthcare, etc. Immunotherapy, for instance, relies on immune checkpoint inhibitors to block checkpoint proteins, preventing their binding with partner proteins and boosting immune cell function against abnormal cells. Inhibitor discovery has long been a tedious process, which in recent years has been accelerated by computational approaches. Advances in artificial intelligence now provide an opportunity to make inhibitor discovery smarter than ever before. While extensive research has been conducted on computer-aided inhibitor discovery, it has mainly focused on either sequence-to-structure mapping, reverse mapping, or bio-activity prediction, making it unrealistic for biologists to utilize such tools. Instead, our work proposes a new method of computer-assisted inhibitor discovery: de novo pocket-aware peptide structure and sequence generation network. Our approach consists of two sequential diffusion models for end-to-end structure generation and sequence prediction. By leveraging angle and dihedral relationships between backbone atoms, we ensure an E(3)-invariant representation of peptide structures. Our results demonstrate that our method achieves comparable performance to state-of-the-art models, highlighting its potential in pocket-aware peptide design. This work offers a new approach for precise drug discovery using receptor-specific peptide generation.

cross Fine-tuned Large Language Models (LLMs): Improved Prompt Injection Attacks Detection

Authors: Md Abdur Rahman, Fan Wu, Alfredo Cuzzocrea, Sheikh Iqbal Ahamed

Abstract: Large language models (LLMs) are becoming a popular tool as they have significantly advanced in their capability to tackle a wide range of language-based tasks. However, LLMs applications are highly vulnerable to prompt injection attacks, which poses a critical problem. These attacks target LLMs applications through using carefully designed input prompts to divert the model from adhering to original instruction, thereby it could execute unintended actions. These manipulations pose serious security threats which potentially results in data leaks, biased outputs, or harmful responses. This project explores the security vulnerabilities in relation to prompt injection attacks. To detect whether a prompt is vulnerable or not, we follows two approaches: 1) a pre-trained LLM, and 2) a fine-tuned LLM. Then, we conduct a thorough analysis and comparison of the classification performance. Firstly, we use pre-trained XLM-RoBERTa model to detect prompt injections using test dataset without any fine-tuning and evaluate it by zero-shot classification. Then, this proposed work will apply supervised fine-tuning to this pre-trained LLM using a task-specific labeled dataset from deepset in huggingface, and this fine-tuned model achieves impressive results with 99.13\% accuracy, 100\% precision, 98.33\% recall and 99.15\% F1-score thorough rigorous experimentation and evaluation. We observe that our approach is highly efficient in detecting prompt injection attacks.

cross FinTeamExperts: Role Specialized MOEs For Financial Analysis

Authors: Yue Yu, Prayag Tiwari

Abstract: Large Language Models (LLMs), such as ChatGPT, Phi3 and Llama-3, are leading a significant leap in AI, as they can generalize knowledge from their training to new tasks without fine-tuning. However, their application in the financial domain remains relatively limited. The financial field is inherently complex, requiring a deep understanding across various perspectives, from macro, micro economic trend to quantitative analysis. Motivated by this complexity, a mixture of expert LLMs tailored to specific financial domains could offer a more comprehensive understanding for intricate financial tasks. In this paper, we present the FinTeamExperts, a role-specialized LLM framework structured as a Mixture of Experts (MOEs) for financial analysis. The framework simulates a collaborative team setting by training each model to specialize in distinct roles: Macro Analysts, Micro analysts, and Quantitative Analysts. This role-specific specialization enhances the model's ability to integrate their domain-specific expertise. We achieve this by training three 8-billion parameter models on different corpus, each dedicated to excelling in specific finance-related roles. We then instruct-tune FinTeamExperts on downstream tasks to align with practical financial tasks. The experimental results show that FinTeamExperts outperform all models of the same size and larger on three out of four datasets. On the fourth dataset, which presents a more complex task, FinTeamExperts still surpass all models of the same size. This highlights the success of our role-based specialization approach and the continued training approach for FinTeamExperts.

cross Meta-Learning for Speeding Up Large Model Inference in Decentralized Environments

Authors: Yuzhe Yang, Yipeng Du, Ahmad Farhan, Claudio Angione, Yue Zhao, Harry Yang, Fielding Johnston, James Buban, Patrick Colangelo

Abstract: The deployment of large-scale models, such as large language models (LLMs) and sophisticated image generation systems, incurs substantial costs due to their computational demands. To mitigate these costs and address challenges related to scalability and data security, there is a growing shift towards decentralized systems for deploying such models. In these decentralized environments, efficient inference acceleration becomes crucial to manage computational resources effectively and enhance system responsiveness. In this work, we address the challenge of selecting optimal acceleration methods in decentralized systems by introducing a meta-learning-based framework. This framework automates the selection process by learning from historical performance data of various acceleration techniques across different tasks. Unlike traditional methods that rely on random selection or expert intuition, our approach systematically identifies the best acceleration strategies based on the specific characteristics of each task. We demonstrate that our meta-learning framework not only streamlines the decision-making process but also consistently outperforms conventional methods in terms of efficiency and performance. Our results highlight the potential of meta-learning to revolutionize inference acceleration in decentralized AI systems, offering a path towards more democratic and economically feasible artificial intelligence solutions.

cross Retrieval-Retro: Retrieval-based Inorganic Retrosynthesis with Expert Knowledge

Authors: Heewoong Noh, Namkyeong Lee, Gyoung S. Na, Chanyoung Park

Abstract: While inorganic retrosynthesis planning is essential in the field of chemical science, the application of machine learning in this area has been notably less explored compared to organic retrosynthesis planning. In this paper, we propose Retrieval-Retro for inorganic retrosynthesis planning, which implicitly extracts the precursor information of reference materials that are retrieved from the knowledge base regarding domain expertise in the field. Specifically, instead of directly employing the precursor information of reference materials, we propose implicitly extracting it with various attention layers, which enables the model to learn novel synthesis recipes more effectively. Moreover, during retrieval, we consider the thermodynamic relationship between target material and precursors, which is essential domain expertise in identifying the most probable precursor set among various options. Extensive experiments demonstrate the superiority of Retrieval-Retro in retrosynthesis planning, especially in discovering novel synthesis recipes, which is crucial for materials discovery. The source code for Retrieval-Retro is available at https://github.com/HeewoongNoh/Retrieval-Retro.

URLs: https://github.com/HeewoongNoh/Retrieval-Retro.

cross Heterogeneous Interaction Modeling With Reduced Accumulated Error for Multi-Agent Trajectory Prediction

Authors: Siyuan Chen, Jiahai Wang

Abstract: Dynamical complex systems composed of interactive heterogeneous agents are prevalent in the world, including urban traffic systems and social networks. Modeling the interactions among agents is the key to understanding and predicting the dynamics of the complex system, e.g., predicting the trajectories of traffic participants in the city. Compared with interaction modeling in homogeneous systems such as pedestrians in a crowded scene, heterogeneous interaction modeling is less explored. Worse still, the error accumulation problem becomes more severe since the interactions are more complex. To tackle the two problems, this paper proposes heterogeneous interaction modeling with reduced accumulated error for multi-agent trajectory prediction. Based on the historical trajectories, our method infers the dynamic interaction graphs among agents, featured by directed interacting relations and interacting effects. A heterogeneous attention mechanism is defined on the interaction graphs for aggregating the influence from heterogeneous neighbors to the target agent. To alleviate the error accumulation problem, this paper analyzes the error sources from the spatial and temporal perspectives, and proposes to introduce the graph entropy and the mixup training strategy for reducing the two types of errors respectively. Our method is examined on three real-world datasets containing heterogeneous agents, and the experimental results validate the superiority of our method.

cross Absorb & Escape: Overcoming Single Model Limitations in Generating Genomic Sequences

Authors: Zehui Li, Yuhao Ni, Guoxuan Xia, William Beardall, Akashaditya Das, Guy-Bart Stan, Yiren Zhao

Abstract: Abstract Recent advances in immunology and synthetic biology have accelerated the development of deep generative methods for DNA sequence design. Two dominant approaches in this field are AutoRegressive (AR) models and Diffusion Models (DMs). However, genomic sequences are functionally heterogeneous, consisting of multiple connected regions (e.g., Promoter Regions, Exons, and Introns) where elements within each region come from the same probability distribution, but the overall sequence is non-homogeneous. This heterogeneous nature presents challenges for a single model to accurately generate genomic sequences. In this paper, we analyze the properties of AR models and DMs in heterogeneous genomic sequence generation, pointing out crucial limitations in both methods: (i) AR models capture the underlying distribution of data by factorizing and learning the transition probability but fail to capture the global property of DNA sequences. (ii) DMs learn to recover the global distribution but tend to produce errors at the base pair level. To overcome the limitations of both approaches, we propose a post-training sampling method, termed Absorb & Escape (A&E) to perform compositional generation from AR models and DMs. This approach starts with samples generated by DMs and refines the sample quality using an AR model through the alternation of the Absorb and Escape steps. To assess the quality of generated sequences, we conduct extensive experiments on 15 species for conditional and unconditional DNA generation. The experiment results from motif distribution, diversity checks, and genome integration tests unequivocally show that A&E outperforms state-of-the-art AR models and DMs in genomic sequence generation.

cross Towards Trustworthy Machine Learning in Production: An Overview of the Robustness in MLOps Approach

Authors: Firas Bayram, Bestoun S. Ahmed

Abstract: Artificial intelligence (AI), and especially its sub-field of Machine Learning (ML), are impacting the daily lives of everyone with their ubiquitous applications. In recent years, AI researchers and practitioners have introduced principles and guidelines to build systems that make reliable and trustworthy decisions. From a practical perspective, conventional ML systems process historical data to extract the features that are consequently used to train ML models that perform the desired task. However, in practice, a fundamental challenge arises when the system needs to be operationalized and deployed to evolve and operate in real-life environments continuously. To address this challenge, Machine Learning Operations (MLOps) have emerged as a potential recipe for standardizing ML solutions in deployment. Although MLOps demonstrated great success in streamlining ML processes, thoroughly defining the specifications of robust MLOps approaches remains of great interest to researchers and practitioners. In this paper, we provide a comprehensive overview of the trustworthiness property of MLOps systems. Specifically, we highlight technical practices to achieve robust MLOps systems. In addition, we survey the existing research approaches that address the robustness aspects of ML systems in production. We also review the tools and software available to build MLOps systems and summarize their support to handle the robustness aspects. Finally, we present the open challenges and propose possible future directions and opportunities within this emerging field. The aim of this paper is to provide researchers and practitioners working on practical AI applications with a comprehensive view to adopt robust ML solutions in production environments.

cross Large Language Model Benchmarks in Medical Tasks

Authors: Lawrence K. Q. Yan, Ming Li, Yichao Zhang, Caitlyn Heqi Yin, Cheng Fei, Benji Peng, Ziqian Bi, Pohsun Feng, Keyu Chen, Junyu Liu, Qian Niu

Abstract: With the increasing application of large language models (LLMs) in the medical domain, evaluating these models' performance using benchmark datasets has become crucial. This paper presents a comprehensive survey of various benchmark datasets employed in medical LLM tasks. These datasets span multiple modalities including text, image, and multimodal benchmarks, focusing on different aspects of medical knowledge such as electronic health records (EHRs), doctor-patient dialogues, medical question-answering, and medical image captioning. The survey categorizes the datasets by modality, discussing their significance, data structure, and impact on the development of LLMs for clinical tasks such as diagnosis, report generation, and predictive decision support. Key benchmarks include MIMIC-III, MIMIC-IV, BioASQ, PubMedQA, and CheXpert, which have facilitated advancements in tasks like medical report generation, clinical summarization, and synthetic data generation. The paper summarizes the challenges and opportunities in leveraging these benchmarks for advancing multimodal medical intelligence, emphasizing the need for datasets with a greater degree of language diversity, structured omics data, and innovative approaches to synthesis. This work also provides a foundation for future research in the application of LLMs in medicine, contributing to the evolving field of medical artificial intelligence.

cross FALCON: Feedback-driven Adaptive Long/short-term memory reinforced Coding Optimization system

Authors: Zeyuan Li, Yangfan He, Lewei He, Jianhui Wang, Tianyu Shi, Bin Lei, Yuchen Li, Qiuwu Chen

Abstract: Recently, large language models (LLMs) have achieved significant progress in automated code generation. Despite their strong instruction-following capabilities, these models frequently struggled to align with user intent in coding scenarios. In particular, they were hampered by datasets that lacked diversity and failed to address specialized tasks or edge cases. Furthermore, challenges in supervised fine-tuning (SFT) and reinforcement learning from human feedback (RLHF) led to failures in generating precise, human-intent-aligned code. To tackle these challenges and improve the code generation performance for automated programming systems, we propose Feedback-driven Adaptive Long/short-term memory reinforced Coding Optimization (i.e., FALCON). FALCON is structured into two hierarchical levels. From the global level, long-term memory improves code quality by retaining and applying learned knowledge. At the local level, short-term memory allows for the incorporation of immediate feedback from compilers and AI systems. Additionally, we introduce meta-reinforcement learning with feedback rewards to solve the global-local bi-level optimization problem and enhance the model's adaptability across diverse code generation tasks. Extensive experiments demonstrate that our technique achieves state-of-the-art performance, leading other reinforcement learning methods by more than 4.5 percentage points on the MBPP benchmark and 6.1 percentage points on the Humaneval benchmark. The open-sourced code is publicly available at https://github.com/titurte/FALCON.

URLs: https://github.com/titurte/FALCON.

cross LinFormer: A Linear-based Lightweight Transformer Architecture For Time-Aware MIMO Channel Prediction

Authors: Yanliang Jin, Yifan Wu, Yuan Gao, Shunqing Zhang, Shugong Xu, Cheng-Xiang Wang

Abstract: The emergence of 6th generation (6G) mobile networks brings new challenges in supporting high-mobility communications, particularly in addressing the issue of channel aging. While existing channel prediction methods offer improved accuracy at the expense of increased computational complexity, limiting their practical application in mobile networks. To address these challenges, we present LinFormer, an innovative channel prediction framework based on a scalable, all-linear, encoder-only Transformer model. Our approach, inspired by natural language processing (NLP) models such as BERT, adapts an encoder-only architecture specifically for channel prediction tasks. We propose replacing the computationally intensive attention mechanism commonly used in Transformers with a time-aware multi-layer perceptron (TMLP), significantly reducing computational demands. The inherent time awareness of TMLP module makes it particularly suitable for channel prediction tasks. We enhance LinFormer's training process by employing a weighted mean squared error loss (WMSELoss) function and data augmentation techniques, leveraging larger, readily available communication datasets. Our approach achieves a substantial reduction in computational complexity while maintaining high prediction accuracy, making it more suitable for deployment in cost-effective base stations (BS). Comprehensive experiments using both simulated and measured data demonstrate that LinFormer outperforms existing methods across various mobility scenarios, offering a promising solution for future wireless communication systems.

cross LLMCBench: Benchmarking Large Language Model Compression for Efficient Deployment

Authors: Ge Yang, Changyi He, Jinyang Guo, Jianyu Wu, Yifu Ding, Aishan Liu, Haotong Qin, Pengliang Ji, Xianglong Liu

Abstract: Although large language models (LLMs) have demonstrated their strong intelligence ability, the high demand for computation and storage hinders their practical application. To this end, many model compression techniques are proposed to increase the efficiency of LLMs. However, current researches only validate their methods on limited models, datasets, metrics, etc, and still lack a comprehensive evaluation under more general scenarios. So it is still a question of which model compression approach we should use under a specific case. To mitigate this gap, we present the Large Language Model Compression Benchmark (LLMCBench), a rigorously designed benchmark with an in-depth analysis for LLM compression algorithms. We first analyze the actual model production requirements and carefully design evaluation tracks and metrics. Then, we conduct extensive experiments and comparison using multiple mainstream LLM compression approaches. Finally, we perform an in-depth analysis based on the evaluation and provide useful insight for LLM compression design. We hope our LLMCBench can contribute insightful suggestions for LLM compression algorithm design and serve as a foundation for future research. Our code is available at https://github.com/AboveParadise/LLMCBench.

URLs: https://github.com/AboveParadise/LLMCBench.

cross Causal Interventions on Causal Paths: Mapping GPT-2's Reasoning From Syntax to Semantics

Authors: Isabelle Lee, Joshua Lum, Ziyi Liu, Dani Yogatama

Abstract: While interpretability research has shed light on some internal algorithms utilized by transformer-based LLMs, reasoning in natural language, with its deep contextuality and ambiguity, defies easy categorization. As a result, formulating clear and motivating questions for circuit analysis that rely on well-defined in-domain and out-of-domain examples required for causal interventions is challenging. Although significant work has investigated circuits for specific tasks, such as indirect object identification (IOI), deciphering natural language reasoning through circuits remains difficult due to its inherent complexity. In this work, we take initial steps to characterize causal reasoning in LLMs by analyzing clear-cut cause-and-effect sentences like "I opened an umbrella because it started raining," where causal interventions may be possible through carefully crafted scenarios using GPT-2 small. Our findings indicate that causal syntax is localized within the first 2-3 layers, while certain heads in later layers exhibit heightened sensitivity to nonsensical variations of causal sentences. This suggests that models may infer reasoning by (1) detecting syntactic cues and (2) isolating distinct heads in the final layers that focus on semantic relationships.

cross Can Machines Think Like Humans? A Behavioral Evaluation of LLM-Agents in Dictator Games

Authors: Ji Ma

Abstract: As Large Language Model (LLM)-based agents increasingly undertake real-world tasks and engage with human society, how well do we understand their behaviors? This study (1) investigates how LLM agents' prosocial behaviors -- a fundamental social norm -- can be induced by different personas and benchmarked against human behaviors; and (2) introduces a behavioral approach to evaluate the performance of LLM agents in complex decision-making scenarios. We explored how different personas and experimental framings affect these AI agents' altruistic behavior in dictator games and compared their behaviors within the same LLM family, across various families, and with human behaviors. Our findings reveal substantial variations and inconsistencies among LLMs and notable differences compared to human behaviors. Merely assigning a human-like identity to LLMs does not produce human-like behaviors. Despite being trained on extensive human-generated data, these AI agents cannot accurately predict human decisions. LLM agents are not able to capture the internal processes of human decision-making, and their alignment with human behavior is highly variable and dependent on specific model architectures and prompt formulations; even worse, such dependence does not follow a clear pattern.

cross Unveiling the Role of Expert Guidance: A Comparative Analysis of User-centered Imitation Learning and Traditional Reinforcement Learning

Authors: Amr Gomaa, Bilal Mahdy

Abstract: Integration of human feedback plays a key role in improving the learning capabilities of intelligent systems. This comparative study delves into the performance, robustness, and limitations of imitation learning compared to traditional reinforcement learning methods within these systems. Recognizing the value of human-in-the-loop feedback, we investigate the influence of expert guidance and suboptimal demonstrations on the learning process. Through extensive experimentation and evaluations conducted in a pre-existing simulation environment using the Unity platform, we meticulously analyze the effectiveness and limitations of these learning approaches. The insights gained from this study contribute to the advancement of human-centered artificial intelligence by highlighting the benefits and challenges associated with the incorporation of human feedback into the learning process. Ultimately, this research promotes the development of models that can effectively address complex real-world problems.

cross Exploring reinforcement learning for incident response in autonomous military vehicles

Authors: Henrik Madsen, Gudmund Grov, Federico Mancini, Magnus Baksaas, {\AA}vald {\AA}slaugson Sommervoll

Abstract: Unmanned vehicles able to conduct advanced operations without human intervention are being developed at a fast pace for many purposes. Not surprisingly, they are also expected to significantly change how military operations can be conducted. To leverage the potential of this new technology in a physically and logically contested environment, security risks are to be assessed and managed accordingly. Research on this topic points to autonomous cyber defence as one of the capabilities that may be needed to accelerate the adoption of these vehicles for military purposes. Here, we pursue this line of investigation by exploring reinforcement learning to train an agent that can autonomously respond to cyber attacks on unmanned vehicles in the context of a military operation. We first developed a simple simulation environment to quickly prototype and test some proof-of-concept agents for an initial evaluation. This agent was then applied to a more realistic simulation environment and finally deployed on an actual unmanned ground vehicle for even more realism. A key contribution of our work is demonstrating that reinforcement learning is a viable approach to train an agent that can be used for autonomous cyber defence on a real unmanned ground vehicle, even when trained in a simple simulation environment.

cross CT2C-QA: Multimodal Question Answering over Chinese Text, Table and Chart

Authors: Bowen Zhao, Tianhao Cheng, Yuejie Zhang, Ying Cheng, Rui Feng, Xiaobo Zhang

Abstract: Multimodal Question Answering (MMQA) is crucial as it enables comprehensive understanding and accurate responses by integrating insights from diverse data representations such as tables, charts, and text. Most existing researches in MMQA only focus on two modalities such as image-text QA, table-text QA and chart-text QA, and there remains a notable scarcity in studies that investigate the joint analysis of text, tables, and charts. In this paper, we present C$\text{T}^2$C-QA, a pioneering Chinese reasoning-based QA dataset that includes an extensive collection of text, tables, and charts, meticulously compiled from 200 selectively sourced webpages. Our dataset simulates real webpages and serves as a great test for the capability of the model to analyze and reason with multimodal data, because the answer to a question could appear in various modalities, or even potentially not exist at all. Additionally, we present AED (\textbf{A}llocating, \textbf{E}xpert and \textbf{D}esicion), a multi-agent system implemented through collaborative deployment, information interaction, and collective decision-making among different agents. Specifically, the Assignment Agent is in charge of selecting and activating expert agents, including those proficient in text, tables, and charts. The Decision Agent bears the responsibility of delivering the final verdict, drawing upon the analytical insights provided by these expert agents. We execute a comprehensive analysis, comparing AED with various state-of-the-art models in MMQA, including GPT-4. The experimental outcomes demonstrate that current methodologies, including GPT-4, are yet to meet the benchmarks set by our dataset.

cross Deploying Ten Thousand Robots: Scalable Imitation Learning for Lifelong Multi-Agent Path Finding

Authors: He Jiang, Yutong Wang, Rishi Veerapaneni, Tanishq Duhan, Guillaume Sartoretti, Jiaoyang Li

Abstract: Lifelong Multi-Agent Path Finding (LMAPF) is a variant of MAPF where agents are continually assigned new goals, necessitating frequent re-planning to accommodate these dynamic changes. Recently, this field has embraced learning-based methods, which reactively generate single-step actions based on individual local observations. However, it is still challenging for them to match the performance of the best search-based algorithms, especially in large-scale settings. This work proposes an imitation-learning-based LMAPF solver that introduces a novel communication module and systematic single-step collision resolution and global guidance techniques. Our proposed solver, Scalable Imitation Learning for LMAPF (SILLM), inherits the fast reasoning speed of learning-based methods and the high solution quality of search-based methods with the help of modern GPUs. Across six large-scale maps with up to 10,000 agents and varying obstacle structures, SILLM surpasses the best learning- and search-based baselines, achieving average throughput improvements of 137.7% and 16.0%, respectively. Furthermore, SILLM also beats the winning solution of the 2023 League of Robot Runners, an international LMAPF competition sponsored by Amazon Robotics. Finally, we validated SILLM with 10 real robots and 100 virtual robots in a mockup warehouse environment.

cross TACO: Adversarial Camouflage Optimization on Trucks to Fool Object Detectors

Authors: Adonisz Dimitriu, Tam\'as Michaletzky, Viktor Remeli

Abstract: Adversarial attacks threaten the reliability of machine learning models in critical applications like autonomous vehicles and defense systems. As object detectors become more robust with models like YOLOv8, developing effective adversarial methodologies is increasingly challenging. We present Truck Adversarial Camouflage Optimization (TACO), a novel framework that generates adversarial camouflage patterns on 3D vehicle models to deceive state-of-the-art object detectors. Adopting Unreal Engine 5, TACO integrates differentiable rendering with a Photorealistic Rendering Network to optimize adversarial textures targeted at YOLOv8. To ensure the generated textures are both effective in deceiving detectors and visually plausible, we introduce the Convolutional Smooth Loss function, a generalized smooth loss function. Experimental evaluations demonstrate that TACO significantly degrades YOLOv8's detection performance, achieving an AP@0.5 of 0.0099 on unseen test data. Furthermore, these adversarial patterns exhibit strong transferability to other object detection models such as Faster R-CNN and earlier YOLO versions.

cross AdvI2I: Adversarial Image Attack on Image-to-Image Diffusion models

Authors: Yaopei Zeng, Yuanpu Cao, Bochuan Cao, Yurui Chang, Jinghui Chen, Lu Lin

Abstract: Recent advances in diffusion models have significantly enhanced the quality of image synthesis, yet they have also introduced serious safety concerns, particularly the generation of Not Safe for Work (NSFW) content. Previous research has demonstrated that adversarial prompts can be used to generate NSFW content. However, such adversarial text prompts are often easily detectable by text-based filters, limiting their efficacy. In this paper, we expose a previously overlooked vulnerability: adversarial image attacks targeting Image-to-Image (I2I) diffusion models. We propose AdvI2I, a novel framework that manipulates input images to induce diffusion models to generate NSFW content. By optimizing a generator to craft adversarial images, AdvI2I circumvents existing defense mechanisms, such as Safe Latent Diffusion (SLD), without altering the text prompts. Furthermore, we introduce AdvI2I-Adaptive, an enhanced version that adapts to potential countermeasures and minimizes the resemblance between adversarial images and NSFW concept embeddings, making the attack more resilient against defenses. Through extensive experiments, we demonstrate that both AdvI2I and AdvI2I-Adaptive can effectively bypass current safeguards, highlighting the urgent need for stronger security measures to address the misuse of I2I diffusion models.

cross Estimating Causal Effects of Text Interventions Leveraging LLMs

Authors: Siyi Guo, Myrl G. Marmarelis, Fred Morstatter, Kristina Lerman

Abstract: Quantifying the effect of textual interventions in social systems, such as reducing anger in social media posts to see its impact on engagement, poses significant challenges. Direct interventions on real-world systems are often infeasible, necessitating reliance on observational data. Traditional causal inference methods, typically designed for binary or discrete treatments, are inadequate for handling the complex, high-dimensional nature of textual data. This paper addresses these challenges by proposing a novel approach, CausalDANN, to estimate causal effects using text transformations facilitated by large language models (LLMs). Unlike existing methods, our approach accommodates arbitrary textual interventions and leverages text-level classifiers with domain adaptation ability to produce robust effect estimates against domain shifts, even when only the control group is observed. This flexibility in handling various text interventions is a key advancement in causal estimation for textual data, offering opportunities to better understand human behaviors and develop effective policies within social systems.

cross Knowledge Distillation for Real-Time Classification of Early Media in Voice Communications

Authors: Kemal Altwlkany, Had\v{z}em Had\v{z}i\'c, Amar Kuri\'c, Emanuel Lacic

Abstract: This paper investigates the industrial setting of real-time classification of early media exchanged during the initialization phase of voice calls. We explore the application of state-of-the-art audio tagging models and highlight some limitations when applied to the classification of early media. While most existing approaches leverage convolutional neural networks, we propose a novel approach for low-resource requirements based on gradient-boosted trees. Our approach not only demonstrates a substantial improvement in runtime performance, but also exhibits a comparable accuracy. We show that leveraging knowledge distillation and class aggregation techniques to train a simpler and smaller model accelerates the classification of early media in voice calls. We provide a detailed analysis of the results on a proprietary and publicly available dataset, regarding accuracy and runtime performance. We additionally report a case study of the achieved performance improvements at a regional data center in India.

cross TransformLLM: Adapting Large Language Models via LLM-Transformed Reading Comprehension Text

Authors: Iftach Arbel, Yehonathan Refael, Ofir Lindenbaum

Abstract: Large Language Models (LLMs) have shown promise in highly-specialized domains, however challenges are still present in aspects of accuracy and costs. These limitations restrict the usage of existing models in domain-specific tasks. While fine-tuning pre-trained models have shown promising results, this process can be computationally expensive and require massive datasets of the specialized application in hand. In this work, we bridge that gap. We have developed Phi-2-Legal and Mistral-Legal-7B, which are language models specifically designed for legal applications. These models are based on Phi-2 and Mistral-7B-v0.1, and have gone through continued pre-training with over 500 million tokens of legal texts. Our innovative approach significantly improves capabilities in legal tasks by using Large Language Models (LLMs) to convert raw training data into reading comprehension text. Our legal LLMs have demonstrated superior performance in legal benchmarks, even outperforming models trained on much larger datasets with more resources. This work emphasizes the effectiveness of continued pre-training on domain-specific texts, while using affordable LLMs for data conversion, which gives these models domain expertise while retaining general language understanding capabilities. While this work uses the legal domain as a test case, our method can be scaled and applied to any pre-training dataset, resulting in significant improvements across different tasks. These findings underscore the potential of domain-adaptive pre-training and reading comprehension for the development of highly effective domain-specific language models.

cross AiSciVision: A Framework for Specializing Large Multimodal Models in Scientific Image Classification

Authors: Brendan Hogan, Anmol Kabra, Felipe Siqueira Pacheco, Laura Greenstreet, Joshua Fan, Aaron Ferber, Marta Ummus, Alecsander Brito, Olivia Graham, Lillian Aoki, Drew Harvell, Alex Flecker, Carla Gomes

Abstract: Trust and interpretability are crucial for the use of Artificial Intelligence (AI) in scientific research, but current models often operate as black boxes offering limited transparency and justifications for their outputs. We introduce AiSciVision, a framework that specializes Large Multimodal Models (LMMs) into interactive research partners and classification models for image classification tasks in niche scientific domains. Our framework uses two key components: (1) Visual Retrieval-Augmented Generation (VisRAG) and (2) domain-specific tools utilized in an agentic workflow. To classify a target image, AiSciVision first retrieves the most similar positive and negative labeled images as context for the LMM. Then the LMM agent actively selects and applies tools to manipulate and inspect the target image over multiple rounds, refining its analysis before making a final prediction. These VisRAG and tooling components are designed to mirror the processes of domain experts, as humans often compare new data to similar examples and use specialized tools to manipulate and inspect images before arriving at a conclusion. Each inference produces both a prediction and a natural language transcript detailing the reasoning and tool usage that led to the prediction. We evaluate AiSciVision on three real-world scientific image classification datasets: detecting the presence of aquaculture ponds, diseased eelgrass, and solar panels. Across these datasets, our method outperforms fully supervised models in low and full-labeled data settings. AiSciVision is actively deployed in real-world use, specifically for aquaculture research, through a dedicated web application that displays and allows the expert users to converse with the transcripts. This work represents a crucial step toward AI systems that are both interpretable and effective, advancing their use in scientific research and scientific discovery.

cross Enhancing CTR Prediction in Recommendation Domain with Search Query Representation

Authors: Yuening Wang, Man Chen, Yaochen Hu, Wei Guo, Yingxue Zhang, Huifeng Guo, Yong Liu, Mark Coates

Abstract: Many platforms, such as e-commerce websites, offer both search and recommendation services simultaneously to better meet users' diverse needs. Recommendation services suggest items based on user preferences, while search services allow users to search for items before providing recommendations. Since users and items are often shared between the search and recommendation domains, there is a valuable opportunity to enhance the recommendation domain by leveraging user preferences extracted from the search domain. Existing approaches either overlook the shift in user intention between these domains or fail to capture the significant impact of learning from users' search queries on understanding their interests. In this paper, we propose a framework that learns from user search query embeddings within the context of user preferences in the recommendation domain. Specifically, user search query sequences from the search domain are used to predict the items users will click at the next time point in the recommendation domain. Additionally, the relationship between queries and items is explored through contrastive learning. To address issues of data sparsity, the diffusion model is incorporated to infer positive items the user will select after searching with certain queries in a denoising manner, which is particularly effective in preventing false positives. Effectively extracting this information, the queries are integrated into click-through rate prediction in the recommendation domain. Experimental analysis demonstrates that our model outperforms state-of-the-art models in the recommendation domain.

cross Can Large Language Models Act as Symbolic Reasoners?

Authors: Rob Sullivan, Nelly Elsayed

Abstract: The performance of Large language models (LLMs) across a broad range of domains has been impressive but have been critiqued as not being able to reason about their process and conclusions derived. This is to explain the conclusions draw, and also for determining a plan or strategy for their approach. This paper explores the current research in investigating symbolic reasoning and LLMs, and whether an LLM can inherently provide some form of reasoning or whether supporting components are necessary, and, if there is evidence for a reasoning capability, is this evident in a specific domain or is this a general capability? In addition, this paper aims to identify the current research gaps and future trends of LLM explainability, presenting a review of the literature, identifying current research into this topic and suggests areas for future work.

cross Trustworthiness of Stochastic Gradient Descent in Distributed Learning

Authors: Hongyang Li, Caesar Wu, Mohammed Chadli, Said Mammar, Pascal Bouvry

Abstract: Distributed learning (DL) leverages multiple nodes to accelerate training, enabling the efficient optimization of large-scale models. Stochastic Gradient Descent (SGD), a key optimization algorithm, plays a central role in this process. However, communication bottlenecks often limit scalability and efficiency, leading to the increasing adoption of compressed SGD techniques to alleviate these challenges. Despite addressing communication overheads, compressed SGD introduces trustworthiness concerns, as gradient exchanges among nodes are vulnerable to attacks like gradient inversion (GradInv) and membership inference attacks (MIA). The trustworthiness of compressed SGD remains underexplored, leaving important questions about its reliability unanswered. In this paper, we provide a trustworthiness evaluation of compressed versus uncompressed SGD. Specifically, we conduct empirical studies using GradInv attacks, revealing that compressed SGD demonstrates significantly higher resistance to privacy leakage compared to uncompressed SGD. Moreover, our findings suggest that MIA may not be a reliable metric for assessing privacy risks in machine learning.

cross Towards Multi-dimensional Explanation Alignment for Medical Classification

Authors: Lijie Hu, Songning Lai, Wenshuo Chen, Hongru Xiao, Hongbin Lin, Lu Yu, Jingfeng Zhang, Di Wang

Abstract: The lack of interpretability in the field of medical image analysis has significant ethical and legal implications. Existing interpretable methods in this domain encounter several challenges, including dependency on specific models, difficulties in understanding and visualization, as well as issues related to efficiency. To address these limitations, we propose a novel framework called Med-MICN (Medical Multi-dimensional Interpretable Concept Network). Med-MICN provides interpretability alignment for various angles, including neural symbolic reasoning, concept semantics, and saliency maps, which are superior to current interpretable methods. Its advantages include high prediction accuracy, interpretability across multiple dimensions, and automation through an end-to-end concept labeling process that reduces the need for extensive human training effort when working with new datasets. To demonstrate the effectiveness and interpretability of Med-MICN, we apply it to four benchmark datasets and compare it with baselines. The results clearly demonstrate the superior performance and interpretability of our Med-MICN.

cross Efficient Training of Sparse Autoencoders for Large Language Models via Layer Groups

Authors: Davide Ghilardi, Federico Belotti, Marco Molinari

Abstract: Sparse AutoEnocders (SAEs) have recently been employed as an unsupervised approach for understanding the inner workings of Large Language Models (LLMs). They reconstruct the model's activations with a sparse linear combination of interpretable features. However, training SAEs is computationally intensive, especially as models grow in size and complexity. To address this challenge, we propose a novel training strategy that reduces the number of trained SAEs from one per layer to one for a given group of contiguous layers. Our experimental results on Pythia 160M highlight a speedup of up to 6x without compromising the reconstruction quality and performance on downstream tasks. Therefore, layer clustering presents an efficient approach to train SAEs in modern LLMs.

cross Sabotage Evaluations for Frontier Models

Authors: Joe Benton, Misha Wagner, Eric Christiansen, Cem Anil, Ethan Perez, Jai Srivastav, Esin Durmus, Deep Ganguli, Shauna Kravec, Buck Shlegeris, Jared Kaplan, Holden Karnofsky, Evan Hubinger, Roger Grosse, Samuel R. Bowman, David Duvenaud

Abstract: Sufficiently capable models could subvert human oversight and decision-making in important contexts. For example, in the context of AI development, models could covertly sabotage efforts to evaluate their own dangerous capabilities, to monitor their behavior, or to make decisions about their deployment. We refer to this family of abilities as sabotage capabilities. We develop a set of related threat models and evaluations. These evaluations are designed to provide evidence that a given model, operating under a given set of mitigations, could not successfully sabotage a frontier model developer or other large organization's activities in any of these ways. We demonstrate these evaluations on Anthropic's Claude 3 Opus and Claude 3.5 Sonnet models. Our results suggest that for these models, minimal mitigations are currently sufficient to address sabotage risks, but that more realistic evaluations and stronger mitigations seem likely to be necessary soon as capabilities improve. We also survey related evaluations we tried and abandoned. Finally, we discuss the advantages of mitigation-aware capability evaluations, and of simulating large-scale deployments using small-scale statistics.

cross A Multi-Agent Reinforcement Learning Testbed for Cognitive Radio Applications

Authors: Sriniketh Vangaru, Daniel Rosen, Dylan Green, Raphael Rodriguez, Maxwell Wiecek, Amos Johnson, Alyse M. Jones, William C. Headley

Abstract: Technological trends show that Radio Frequency Reinforcement Learning (RFRL) will play a prominent role in the wireless communication systems of the future. Applications of RFRL range from military communications jamming to enhancing WiFi networks. Before deploying algorithms for these purposes, they must be trained in a simulation environment to ensure adequate performance. For this reason, we previously created the RFRL Gym: a standardized, accessible tool for the development and testing of reinforcement learning (RL) algorithms in the wireless communications space. This environment leveraged the OpenAI Gym framework and featured customizable simulation scenarios within the RF spectrum. However, the RFRL Gym was limited to training a single RL agent per simulation; this is not ideal, as most real-world RF scenarios will contain multiple intelligent agents in cooperative, competitive, or mixed settings, which is a natural consequence of spectrum congestion. Therefore, through integration with Ray RLlib, multi-agent reinforcement learning (MARL) functionality for training and assessment has been added to the RFRL Gym, making it even more of a robust tool for RF spectrum simulation. This paper provides an overview of the updated RFRL Gym environment. In this work, the general framework of the tool is described relative to comparable existing resources, highlighting the significant additions and refactoring we have applied to the Gym. Afterward, results from testing various RF scenarios in the MARL environment and future additions are discussed.

cross L3Ms -- Lagrange Large Language Models

Authors: Guneet S. Dhillon, Xingjian Shi, Yee Whye Teh, Alex Smola

Abstract: Supervised fine-tuning (SFT) and alignment of large language models (LLMs) are key steps in providing a good user experience. However, the concept of an appropriate alignment is inherently application-dependent, and current methods often rely on heuristic choices to drive the optimization. In this work, we formulate SFT and alignment as a constrained optimization problem, where the LLM is trained on a task while being required to meet application-specific requirements, without resorting to heuristics. To solve this, we propose Lagrange Large Language Models (L3Ms), which employ logarithmic barriers to enforce the constraints. This approach allows for the customization of L3Ms across diverse applications while avoiding heuristic-driven processes. We demonstrate experimentally the versatility and efficacy of L3Ms in achieving tailored alignments for various applications.

cross Bayesian Regression for Predicting Subscription to Bank Term Deposits in Direct Marketing Campaigns

Authors: Muhammad Farhan Tanvir, Md Maruf Hossain, Md Asifuzzaman Jishan

Abstract: In the highly competitive environment of the banking industry, it is essential to precisely forecast the behavior of customers in order to maximize the effectiveness of marketing initiatives and improve financial consequences. The purpose of this research is to examine the efficacy of logit and probit models in predicting term deposit subscriptions using a Portuguese bank's direct marketing data. There are several demographic, economic, and behavioral characteristics in the dataset that affect the probability of subscribing. To increase model performance and provide an unbiased evaluation, the target variable was balanced, considering the inherent imbalance in the dataset. The two model's prediction abilities were evaluated using Bayesian techniques and Leave-One-Out Cross-Validation (LOO-CV). The logit model performed better than the probit model in handling this classification problem. The results highlight the relevance of model selection when dealing with complicated decision-making processes in the financial services industry and imbalanced datasets. Findings from this study shed light on how banks can optimize their decision-making processes, improve their client segmentation, and boost their marketing campaigns by utilizing machine learning models.

cross Going Beyond H&E and Oncology: How Do Histopathology Foundation Models Perform for Multi-stain IHC and Immunology?

Authors: Amaya Gallagher-Syed, Elena Pontarini, Myles J. Lewis, Michael R. Barnes, Gregory Slabaugh

Abstract: This study evaluates the generalisation capabilities of state-of-the-art histopathology foundation models on out-of-distribution multi-stain autoimmune Immunohistochemistry datasets. We compare 13 feature extractor models, including ImageNet-pretrained networks, and histopathology foundation models trained on both public and proprietary data, on Rheumatoid Arthritis subtyping and Sjogren's Disease detection tasks. Using a simple Attention-Based Multiple Instance Learning classifier, we assess the transferability of learned representations from cancer H&E images to autoimmune IHC images. Contrary to expectations, histopathology-pretrained models did not significantly outperform ImageNet-pretrained models. Furthermore, there was evidence of both autoimmune feature misinterpretation and biased feature importance. Our findings highlight the challenges in transferring knowledge from cancer to autoimmune histopathology and emphasise the need for careful evaluation of AI models across diverse histopathological tasks. The code to run this benchmark is available at https://github.com/AmayaGS/ImmunoHistoBench.

URLs: https://github.com/AmayaGS/ImmunoHistoBench.

cross Mitigating Gradient Overlap in Deep Residual Networks with Gradient Normalization for Improved Non-Convex Optimization

Authors: Juyoung Yun

Abstract: In deep learning, Residual Networks (ResNets) have proven effective in addressing the vanishing gradient problem, allowing for the successful training of very deep networks. However, skip connections in ResNets can lead to gradient overlap, where gradients from both the learned transformation and the skip connection combine, potentially resulting in overestimated gradients. This overestimation can cause inefficiencies in optimization, as some updates may overshoot optimal regions, affecting weight updates. To address this, we examine Z-score Normalization (ZNorm) as a technique to manage gradient overlap. ZNorm adjusts the gradient scale, standardizing gradients across layers and reducing the negative impact of overlapping gradients. Our experiments demonstrate that ZNorm improves training process, especially in non-convex optimization scenarios common in deep learning, where finding optimal solutions is challenging. These findings suggest that ZNorm can affect the gradient flow, enhancing performance in large-scale data processing where accuracy is critical.

cross Thank You, Stingray: Multilingual Large Language Models Can Not (Yet) Disambiguate Cross-Lingual Word Sense

Authors: Samuel Cahyawijaya, Ruochen Zhang, Holy Lovenia, Jan Christian Blaise Cruz, Hiroki Nomoto, Alham Fikri Aji

Abstract: Multilingual large language models (LLMs) have gained prominence, but concerns arise regarding their reliability beyond English. This study addresses the gap in cross-lingual semantic evaluation by introducing a novel benchmark for cross-lingual sense disambiguation, StingrayBench. In this paper, we demonstrate using false friends -- words that are orthographically similar but have completely different meanings in two languages -- as a possible approach to pinpoint the limitation of cross-lingual sense disambiguation in LLMs. We collect false friends in four language pairs, namely Indonesian-Malay, Indonesian-Tagalog, Chinese-Japanese, and English-German; and challenge LLMs to distinguish the use of them in context. In our analysis of various models, we observe they tend to be biased toward higher-resource languages. We also propose new metrics for quantifying the cross-lingual sense bias and comprehension based on our benchmark. Our work contributes to developing more diverse and inclusive language modeling, promoting fairer access for the wider multilingual community.

cross A Generative Model Based Honeypot for Industrial OPC UA Communication

Authors: Olaf Sassnick, Georg Sch\"afer, Thomas Rosenstatter, Stefan Huber

Abstract: Industrial Operational Technology (OT) systems are increasingly targeted by cyber-attacks due to their integration with Information Technology (IT) systems in the Industry 4.0 era. Besides intrusion detection systems, honeypots can effectively detect these attacks. However, creating realistic honeypots for brownfield systems is particularly challenging. This paper introduces a generative model-based honeypot designed to mimic industrial OPC UA communication. Utilizing a Long ShortTerm Memory (LSTM) network, the honeypot learns the characteristics of a highly dynamic mechatronic system from recorded state space trajectories. Our contributions are twofold: first, we present a proof-of concept for a honeypot based on generative machine-learning models, and second, we publish a dataset for a cyclic industrial process. The results demonstrate that a generative model-based honeypot can feasibly replicate a cyclic industrial process via OPC UA communication. In the short-term, the generative model indicates a stable and plausible trajectory generation, while deviations occur over extended periods. The proposed honeypot implementation operates efficiently on constrained hardware, requiring low computational resources. Future work will focus on improving model accuracy, interaction capabilities, and extending the dataset for broader applications.

cross ImageNet-RIB Benchmark: Large Pre-Training Datasets Don't Guarantee Robustness after Fine-Tuning

Authors: Jaedong Hwang, Brian Cheung, Zhang-Wei Hong, Akhilan Boopathy, Pulkit Agrawal, Ila Fiete

Abstract: Highly performant large-scale pre-trained models promise to also provide a valuable foundation for learning specialized tasks, by fine-tuning the model to the desired task. By starting from a good general-purpose model, the goal is to achieve both specialization in the target task and maintain robustness. To assess the robustness of models to out-of-distribution samples after fine-tuning on downstream datasets, we introduce a new robust fine-tuning benchmark, ImageNet-RIB (Robustness Inheritance Benchmark). The benchmark consists of a set of related but distinct specialized (downstream) tasks; pre-trained models are fine-tuned on one task in the set and their robustness is assessed on the rest, iterating across all tasks for fine-tuning and assessment. We find that the continual learning methods, EWC and LwF maintain robustness after fine-tuning though fine-tuning generally does reduce performance on generalization to related downstream tasks across models. Not surprisingly, models pre-trained on large and rich datasets exhibit higher initial robustness across datasets and suffer more pronounced degradation during fine-tuning. The distance between the pre-training and downstream datasets, measured by optimal transport, predicts this performance degradation on the pre-training dataset. However, counterintuitively, model robustness after fine-tuning on related downstream tasks is the worst when the pre-training dataset is the richest and the most diverse. This suggests that starting with the strongest foundation model is not necessarily the best approach for performance on specialist tasks. The benchmark thus offers key insights for developing more resilient fine-tuning strategies and building robust machine learning models. https://jd730.github.io/projects/ImageNet-RIB

URLs: https://jd730.github.io/projects/ImageNet-RIB

cross Reducing the Scope of Language Models with Circuit Breakers

Authors: David Yunis, Siyu Huo, Chulaka Gunasekara, Danish Contractor

Abstract: Language models are now deployed in a wide variety of user-facing applications, often for specific purposes like answering questions about documentation or acting as coding assistants. As these models are intended for particular purposes, they should not be able to answer irrelevant queries like requests for poetry or questions about physics, or even worse, queries that can only be answered by humans like sensitive company policies. Instead we would like them to only answer queries corresponding to desired behavior and refuse all other requests, which we refer to as scoping. We find that, despite the use of system prompts, two representative language models can be poorly scoped and respond to queries they should not be addressing. We then conduct a comprehensive empirical evaluation of methods which could be used for scoping the behavior of language models. Among many other results, we show that a recently-proposed method for general alignment, Circuit Breakers (CB), can be adapted to scope language models to very specific tasks like sentiment analysis or summarization or even tasks with finer-grained scoping (e.g. summarizing only news articles). When compared to standard methods like fine-tuning or preference learning, CB is more robust both for out of distribution tasks, and to adversarial prompting techniques. We also show that layering SFT and CB together often results in the best of both worlds: improved performance only on relevant queries, while rejecting irrelevant ones.

cross Identifying Selections for Unsupervised Subtask Discovery

Authors: Yiwen Qiu, Yujia Zheng, Kun Zhang

Abstract: When solving long-horizon tasks, it is intriguing to decompose the high-level task into subtasks. Decomposing experiences into reusable subtasks can improve data efficiency, accelerate policy generalization, and in general provide promising solutions to multi-task reinforcement learning and imitation learning problems. However, the concept of subtasks is not sufficiently understood and modeled yet, and existing works often overlook the true structure of the data generation process: subtasks are the results of a $\textit{selection}$ mechanism on actions, rather than possible underlying confounders or intermediates. Specifically, we provide a theory to identify, and experiments to verify the existence of selection variables in such data. These selections serve as subgoals that indicate subtasks and guide policy. In light of this idea, we develop a sequential non-negative matrix factorization (seq- NMF) method to learn these subgoals and extract meaningful behavior patterns as subtasks. Our empirical results on a challenging Kitchen environment demonstrate that the learned subtasks effectively enhance the generalization to new tasks in multi-task imitation learning scenarios. The codes are provided at https://anonymous.4open.science/r/Identifying\_Selections\_for\_Unsupervised\_Subtask\_Discovery/README.md.

URLs: https://anonymous.4open.science/r/Identifying\_Selections\_for\_Unsupervised\_Subtask\_Discovery/README.md.

cross MCPDial: A Minecraft Persona-driven Dialogue Dataset

Authors: Seyed Hossein Alavi, Sudha Rao, Ashutosh Adhikari, Gabriel A DesGarennes, Akanksha Malhotra, Chris Brockett, Mahmoud Adada, Raymond T. Ng, Vered Shwartz, Bill Dolan

Abstract: We propose a novel approach that uses large language models (LLMs) to generate persona-driven conversations between Players and Non-Player Characters (NPC) in games. Showcasing the application of our methodology, we introduce the Minecraft Persona-driven Dialogue dataset (MCPDial). Starting with a small seed of expert-written conversations, we employ our method to generate hundreds of additional conversations. Each conversation in the dataset includes rich character descriptions of the player and NPC. The conversations are long, allowing for in-depth and extensive interactions between the player and NPC. MCPDial extends beyond basic conversations by incorporating canonical function calls (e.g. "Call find a resource on iron ore") between the utterances. Finally, we conduct a qualitative analysis of the dataset to assess its quality and characteristics.

cross A Tutorial on Clinical Speech AI Development: From Data Collection to Model Validation

Authors: Si-Ioi Ng, Lingfeng Xu, Ingo Siegert, Nicholas Cummins, Nina R. Benway, Julie Liss, Visar Berisha

Abstract: There has been a surge of interest in leveraging speech as a marker of health for a wide spectrum of conditions. The underlying premise is that any neurological, mental, or physical deficits that impact speech production can be objectively assessed via automated analysis of speech. Recent advances in speech-based Artificial Intelligence (AI) models for diagnosing and tracking mental health, cognitive, and motor disorders often use supervised learning, similar to mainstream speech technologies like recognition and verification. However, clinical speech AI has distinct challenges, including the need for specific elicitation tasks, small available datasets, diverse speech representations, and uncertain diagnostic labels. As a result, application of the standard supervised learning paradigm may lead to models that perform well in controlled settings but fail to generalize in real-world clinical deployments. With translation into real-world clinical scenarios in mind, this tutorial paper provides an overview of the key components required for robust development of clinical speech AI. Specifically, this paper will cover the design of speech elicitation tasks and protocols most appropriate for different clinical conditions, collection of data and verification of hardware, development and validation of speech representations designed to measure clinical constructs of interest, development of reliable and robust clinical prediction models, and ethical and participant considerations for clinical speech AI. The goal is to provide comprehensive guidance on building models whose inputs and outputs link to the more interpretable and clinically meaningful aspects of speech, that can be interrogated and clinically validated on clinical datasets, and that adhere to ethical, privacy, and security considerations by design.

cross RDSinger: Reference-based Diffusion Network for Singing Voice Synthesis

Authors: Kehan Sui, Jinxu Xiang, Fang Jin

Abstract: Singing voice synthesis (SVS) aims to produce high-fidelity singing audio from music scores, requiring a detailed understanding of notes, pitch, and duration, unlike text-to-speech tasks. Although diffusion models have shown exceptional performance in various generative tasks like image and video creation, their application in SVS is hindered by time complexity and the challenge of capturing acoustic features, particularly during pitch transitions. Some networks learn from the prior distribution and use the compressed latent state as a better start in the diffusion model, but the denoising step doesn't consistently improve quality over the entire duration. We introduce RDSinger, a reference-based denoising diffusion network that generates high-quality audio for SVS tasks. Our approach is inspired by Animate Anyone, a diffusion image network that maintains intricate appearance features from reference images. RDSinger utilizes FastSpeech2 mel-spectrogram as a reference to mitigate denoising step artifacts. Additionally, existing models could be influenced by misleading information on the compressed latent state during pitch transitions. We address this issue by applying Gaussian blur on partial reference mel-spectrogram and adjusting loss weights in these regions. Extensive ablation studies demonstrate the efficiency of our method. Evaluations on OpenCpop, a Chinese singing dataset, show that RDSinger outperforms current state-of-the-art SVS methods in performance.

cross PACE: Physics Informed Uncertainty Aware Climate Emulator

Authors: Hira Saleem, Flora Salim, Cormac Purcell

Abstract: Climate models serve as critical tools for evaluating the effects of climate change and projecting future climate scenarios. However, the reliance on numerical simulations of physical equations renders them computationally intensive and inefficient. While deep learning methodologies have made significant progress in weather forecasting, they are still unstable for climate emulation tasks. Here, we propose PACE, a lightweight 684K parameter Physics Informed Uncertainty Aware Climate Emulator. PACE emulates temperature and precipitation stably for 86 years while only being trained on greenhouse gas emissions data. We incorporate a fundamental physical law of advection-diffusion in PACE accounting for boundary conditions and empirically estimating the diffusion co-efficient and flow velocities from emissions data. PACE has been trained on 15 climate models provided by ClimateSet outperforming baselines across most of the climate models and advancing a new state of the art in a climate diagnostic task.

cross Sequential choice in ordered bundles

Authors: Rajeev Kohli, Kriste Krstovski, Hengyu Kuang, Hengxu Lin

Abstract: Experience goods such as sporting and artistic events, songs, videos, news stories, podcasts, and television series, are often packaged and consumed in bundles. Many such bundles are ordered in the sense that the individual items are consumed sequentially, one at a time. We examine if an individual's decision to consume the next item in an ordered bundle can be predicted based on his/her consumption pattern for the preceding items. We evaluate several predictive models, including two custom Transformers using decoder-only and encoder-decoder architectures, fine-tuned GPT-3, a custom LSTM model, a reinforcement learning model, two Markov models, and a zero-order model. Using data from Spotify, we find that the custom Transformer with a decoder-only architecture provides the most accurate predictions, both for individual choices and aggregate demand. This model captures a general form of state dependence. Analysis of Transformer attention weights suggests that the consumption of the next item in a bundle is based on approximately equal weighting of all preceding choices. Our results indicate that the Transformer can assist in queuing the next item that an individual is likely to consume from an ordered bundle, predicting the demand for individual items, and personalizing promotions to increase demand.

cross Knowledge-Guided Prompt Learning for Request Quality Assurance in Public Code Review

Authors: Lin Li, Xinchun Yu, Xinyu Chen, Peng Liang

Abstract: Public Code Review (PCR) is an assistant to the internal code review of the development team, in the form of a public Software Question Answering (SQA) community, to help developers access high-quality and efficient review services. Current methods on PCR mainly focus on the reviewer's perspective, including finding a capable reviewer, predicting comment quality, and recommending/generating review comments. However, it is not well studied that how to satisfy the review necessity requests posted by developers which can increase their visibility, which in turn acts as a prerequisite for better review responses. To this end, we propose a Knowledge-guided Prompt learning for Public Code Review (KP-PCR) to achieve developer-based code review request quality assurance (i.e., predicting request necessity and recommending tags subtask). Specifically, we reformulate the two subtasks via 1) text prompt tuning which converts both of them into a Masked Language Model (MLM) by constructing prompt templates using hard prompt; 2) knowledge and code prefix tuning which introduces external knowledge by soft prompt, and uses data flow diagrams to characterize code snippets. Finally, both of the request necessity prediction and tag recommendation subtasks output predicted results through an answer engineering module. In addition, we further analysis the time complexity of our KP-PCR that has lightweight prefix based the operation of introducing knowledge. Experimental results on the PCR dataset for the period 2011-2023 demonstrate that our KP-PCR outperforms baselines by 8.3%-28.8% in the request necessity prediction and by 0.1%-29.5% in the tag recommendation. The code implementation is released at https://github.com/WUT-IDEA/KP-PCR.

URLs: https://github.com/WUT-IDEA/KP-PCR.

cross BF-Meta: Secure Blockchain-enhanced Privacy-preserving Federated Learning for Metaverse

Authors: Wenbo Liu, Handi Chen, Edith C. H. Ngai

Abstract: The metaverse, emerging as a revolutionary platform for social and economic activities, provides various virtual services while posing security and privacy challenges. Wearable devices serve as bridges between the real world and the metaverse. To provide intelligent services without revealing users' privacy in the metaverse, leveraging federated learning (FL) to train models on local wearable devices is a promising solution. However, centralized model aggregation in traditional FL may suffer from external attacks, resulting in a single point of failure. Furthermore, the absence of incentive mechanisms may weaken users' participation during FL training, leading to degraded performance of the trained model and reduced quality of intelligent services. In this paper, we propose BF-Meta, a secure blockchain-empowered FL framework with decentralized model aggregation, to mitigate the negative influence of malicious users and provide secure virtual services in the metaverse. In addition, we design an incentive mechanism to give feedback to users based on their behaviors. Experiments conducted on five datasets demonstrate the effectiveness and applicability of BF-Meta.

cross How Does Critical Batch Size Scale in Pre-training?

Authors: Hanlin Zhang, Depen Morwani, Nikhil Vyas, Jingfeng Wu, Difan Zou, Udaya Ghai, Dean Foster, Sham Kakade

Abstract: Training large-scale models under given resources requires careful design of parallelism strategies. In particular, the efficiency notion of critical batch size, concerning the compromise between time and compute, marks the threshold beyond which greater data parallelism leads to diminishing returns. To operationalize it, we propose a measure of CBS and pre-train a series of auto-regressive language models, ranging from 85 million to 1.2 billion parameters, on the C4 dataset. Through extensive hyper-parameter sweeps and careful control on factors such as batch size, momentum, and learning rate along with its scheduling, we systematically investigate the impact of scale on CBS. Then we fit scaling laws with respect to model and data sizes to decouple their effects. Overall, our results demonstrate that CBS scales primarily with data size rather than model size, a finding we justify theoretically through the analysis of infinite-width limits of neural networks and infinite-dimensional least squares regression. Of independent interest, we highlight the importance of common hyper-parameter choices and strategies for studying large-scale pre-training beyond fixed training durations.

cross AdaptGCD: Multi-Expert Adapter Tuning for Generalized Category Discovery

Authors: Yuxun Qu, Yongqiang Tang, Chenyang Zhang, Wensheng Zhang

Abstract: Different from the traditional semi-supervised learning paradigm that is constrained by the close-world assumption, Generalized Category Discovery (GCD) presumes that the unlabeled dataset contains new categories not appearing in the labeled set, and aims to not only classify old categories but also discover new categories in the unlabeled data. Existing studies on GCD typically devote to transferring the general knowledge from the self-supervised pretrained model to the target GCD task via some fine-tuning strategies, such as partial tuning and prompt learning. Nevertheless, these fine-tuning methods fail to make a sound balance between the generalization capacity of pretrained backbone and the adaptability to the GCD task. To fill this gap, in this paper, we propose a novel adapter-tuning-based method named AdaptGCD, which is the first work to introduce the adapter tuning into the GCD task and provides some key insights expected to enlighten future research. Furthermore, considering the discrepancy of supervision information between the old and new classes, a multi-expert adapter structure equipped with a route assignment constraint is elaborately devised, such that the data from old and new classes are separated into different expert groups. Extensive experiments are conducted on 7 widely-used datasets. The remarkable improvements in performance highlight the effectiveness of our proposals.

cross A Bayesian Approach to Harnessing the Power of LLMs in Authorship Attribution

Authors: Zhengmian Hu, Tong Zheng, Heng Huang

Abstract: Authorship attribution aims to identify the origin or author of a document. Traditional approaches have heavily relied on manual features and fail to capture long-range correlations, limiting their effectiveness. Recent advancements leverage text embeddings from pre-trained language models, which require significant fine-tuning on labeled data, posing challenges in data dependency and limited interpretability. Large Language Models (LLMs), with their deep reasoning capabilities and ability to maintain long-range textual associations, offer a promising alternative. This study explores the potential of pre-trained LLMs in one-shot authorship attribution, specifically utilizing Bayesian approaches and probability outputs of LLMs. Our methodology calculates the probability that a text entails previous writings of an author, reflecting a more nuanced understanding of authorship. By utilizing only pre-trained models such as Llama-3-70B, our results on the IMDb and blog datasets show an impressive 85\% accuracy in one-shot authorship classification across ten authors. Our findings set new baselines for one-shot authorship analysis using LLMs and expand the application scope of these models in forensic linguistics. This work also includes extensive ablation studies to validate our approach.

cross Generating Realistic Tabular Data with Large Language Models

Authors: Dang Nguyen, Sunil Gupta, Kien Do, Thin Nguyen, Svetha Venkatesh

Abstract: While most generative models show achievements in image data generation, few are developed for tabular data generation. Recently, due to success of large language models (LLM) in diverse tasks, they have also been used for tabular data generation. However, these methods do not capture the correct correlation between the features and the target variable, hindering their applications in downstream predictive tasks. To address this problem, we propose a LLM-based method with three important improvements to correctly capture the ground-truth feature-class correlation in the real data. First, we propose a novel permutation strategy for the input data in the fine-tuning phase. Second, we propose a feature-conditional sampling approach to generate synthetic samples. Finally, we generate the labels by constructing prompts based on the generated samples to query our fine-tuned LLM. Our extensive experiments show that our method significantly outperforms 10 SOTA baselines on 20 datasets in downstream tasks. It also produces highly realistic synthetic samples in terms of quality and diversity. More importantly, classifiers trained with our synthetic data can even compete with classifiers trained with the original data on half of the benchmark datasets, which is a significant achievement in tabular data generation.

cross On the Statistical Complexity of Estimating VENDI Scores from Empirical Data

Authors: Azim Ospanov, Farzan Farnia

Abstract: Reference-free evaluation metrics for generative models have recently been studied in the machine learning community. As a reference-free metric, the VENDI score quantifies the diversity of generative models using matrix-based entropy from information theory. The VENDI score is usually computed through the eigendecomposition of an $n \times n$ kernel matrix for $n$ generated samples. However, due to the high computational cost of eigendecomposition for large $n$, the score is often computed on sample sizes limited to a few tens of thousands. In this paper, we explore the statistical convergence of the VENDI score and demonstrate that for kernel functions with an infinite feature map dimension, the evaluated score for a limited sample size may not converge to the matrix-based entropy statistic. We introduce an alternative statistic called the $t$-truncated VENDI statistic. We show that the existing Nystr\"om method and the FKEA approximation method for the VENDI score will both converge to the defined truncated VENDI statistic given a moderate sample size. We perform several numerical experiments to illustrate the concentration of the empirical VENDI score around the truncated VENDI statistic and discuss how this statistic correlates with the visual diversity of image data.

cross Efficient Reprogramming of Memristive Crossbars for DNNs: Weight Sorting and Bit Stucking

Authors: Matheus Farias, H. T. Kung

Abstract: We introduce a novel approach to reduce the number of times required for reprogramming memristors on bit-sliced compute-in-memory crossbars for deep neural networks (DNNs). Our idea addresses the limited non-volatile memory endurance, which restrict the number of times they can be reprogrammed. To reduce reprogramming demands, we employ two techniques: (1) we organize weights into sorted sections to schedule reprogramming of similar crossbars, maximizing memristor state reuse, and (2) we reprogram only a fraction of randomly selected memristors in low-order columns, leveraging their bit-level distribution and recognizing their relatively small impact on model accuracy. We evaluate our approach for state-of-the-art models on the ImageNet-1K dataset. We demonstrate a substantial reduction in crossbar reprogramming by 3.7x for ResNet-50 and 21x for ViT-Base, while maintaining model accuracy within a 1% margin.

cross Enhancing Financial Question Answering with a Multi-Agent Reflection Framework

Authors: Sorouralsadat Fatemi, Yuheng Hu

Abstract: While Large Language Models (LLMs) have shown impressive capabilities in numerous Natural Language Processing (NLP) tasks, they still struggle with financial question answering (QA), particularly when numerical reasoning is required. Recently, LLM-based multi-agent frameworks have demonstrated remarkable effectiveness in multi-step reasoning, which is crucial for financial QA tasks as it involves extracting relevant information from tables and text and then performing numerical reasoning on the extracted data to infer answers. In this study, we propose a multi-agent framework incorporating a critic agent that reflects on the reasoning steps and final answers for each question. Additionally, we enhance our system by adding multiple critic agents, each focusing on a specific aspect of the answer. Our results indicate that this framework significantly improves performance compared to single-agent reasoning, with an average performance increase of 15% for the LLaMA3-8B model and 5% for the LLaMA3-70B model. Furthermore, our framework performs on par with, and in some cases surpasses, larger single-agent LLMs such as LLaMA3.1-405B and GPT-4o-mini, though it falls slightly short compared to Claude-3.5 Sonnet. Overall, our framework presents an effective solution to enhance open-source LLMs for financial QA tasks, offering a cost-effective alternative to larger models like Claude-3.5 Sonnet.

cross Learning and Unlearning of Fabricated Knowledge in Language Models

Authors: Chen Sun, Nolan Andrew Miller, Andrey Zhmoginov, Max Vladymyrov, Mark Sandler

Abstract: What happens when a new piece of knowledge is introduced into the training data and how long does it last while a large language model (LM) continues to train? We investigate this question by injecting facts into LMs from a new probing dataset, "Outlandish", which is designed to permit the testing of a spectrum of different fact types. When studying how robust these memories are, there appears to be a sweet spot in the spectrum of fact novelty between consistency with world knowledge and total randomness, where the injected memory is the most enduring. Specifically we show that facts that conflict with common knowledge are remembered for tens of thousands of training steps, while prompts not conflicting with common knowledge (mundane), as well as scrambled prompts (randomly jumbled) are both forgotten much more rapidly. Further, knowledge-conflicting facts can "prime'' how the language model hallucinates on logically unrelated prompts, showing their propensity for non-target generalization, while both mundane and randomly jumbled facts prime significantly less. Finally, we show that impacts of knowledge-conflicting facts in LMs, though they can be long lasting, can be largely erased by novel application of multi-step sparse updates, even while the training ability of the model is preserved. As such, this very simple procedure has direct implications for mitigating the effects of data poisoning in training.

cross Online Mirror Descent for Tchebycheff Scalarization in Multi-Objective Optimization

Authors: Meitong Liu, Xiaoyuan Zhang, Chulin Xie, Kate Donahue, Han Zhao

Abstract: The goal of multi-objective optimization (MOO) is to learn under multiple, potentially conflicting, objectives. One widely used technique to tackle MOO is through linear scalarization, where one fixed preference vector is used to combine the objectives into a single scalar value for optimization. However, recent work (Hu et al., 2024) has shown linear scalarization often fails to capture the non-convex regions of the Pareto Front, failing to recover the complete set of Pareto optimal solutions. In light of the above limitations, this paper focuses on Tchebycheff scalarization that optimizes for the worst-case objective. In particular, we propose an online mirror descent algorithm for Tchebycheff scalarization, which we call OMD-TCH. We show that OMD-TCH enjoys a convergence rate of $O(\sqrt{\log m/T})$ where $m$ is the number of objectives and $T$ is the number of iteration rounds. We also propose a novel adaptive online-to-batch conversion scheme that significantly improves the practical performance of OMD-TCH while maintaining the same convergence guarantees. We demonstrate the effectiveness of OMD-TCH and the adaptive conversion scheme on both synthetic problems and federated learning tasks under fairness constraints, showing state-of-the-art performance.

cross Text-Guided Attention is All You Need for Zero-Shot Robustness in Vision-Language Models

Authors: Lu Yu, Haiyang Zhang, Changsheng Xu

Abstract: Due to the impressive zero-shot capabilities, pre-trained vision-language models (e.g. CLIP), have attracted widespread attention and adoption across various domains. Nonetheless, CLIP has been observed to be susceptible to adversarial examples. Through experimental analysis, we have observed a phenomenon wherein adversarial perturbations induce shifts in text-guided attention. Building upon this observation, we propose a simple yet effective strategy: __Text-Guided Attention for Zero-Shot Robustness (TGA-ZSR)__. This framework incorporates two components: the Attention Refinement module and the Attention-based Model Constraint module. Our goal is to maintain the generalization of the CLIP model and enhance its adversarial robustness: The Attention Refinement module aligns the text-guided attention obtained from the target model via adversarial examples with the text-guided attention acquired from the original model via clean examples. This alignment enhances the model's robustness. Additionally, the Attention-based Model Constraint module acquires text-guided attention from both the target and original models using clean examples. Its objective is to maintain model performance on clean samples while enhancing overall robustness. The experiments validate that our method yields a 9.58\% enhancement in zero-shot robust accuracy over the current state-of-the-art techniques across 16 datasets. __Our code is available at__ https://github.com/zhyblue424/TGA-ZSR.

URLs: https://github.com/zhyblue424/TGA-ZSR.

cross A Fresh Look at Generalized Category Discovery through Non-negative Matrix Factorization

Authors: Zhong Ji, Shuo Yang, Jingren Liu, Yanwei Pang, Jungong Han

Abstract: Generalized Category Discovery (GCD) aims to classify both base and novel images using labeled base data. However, current approaches inadequately address the intrinsic optimization of the co-occurrence matrix $\bar{A}$ based on cosine similarity, failing to achieve zero base-novel regions and adequate sparsity in base and novel domains. To address these deficiencies, we propose a Non-Negative Generalized Category Discovery (NN-GCD) framework. It employs Symmetric Non-negative Matrix Factorization (SNMF) as a mathematical medium to prove the equivalence of optimal K-means with optimal SNMF, and the equivalence of SNMF solver with non-negative contrastive learning (NCL) optimization. Utilizing these theoretical equivalences, it reframes the optimization of $\bar{A}$ and K-means clustering as an NCL optimization problem. Moreover, to satisfy the non-negative constraints and make a GCD model converge to a near-optimal region, we propose a GELU activation function and an NMF NCE loss. To transition $\bar{A}$ from a suboptimal state to the desired $\bar{A}^*$, we introduce a hybrid sparse regularization approach to impose sparsity constraints. Experimental results show NN-GCD outperforms state-of-the-art methods on GCD benchmarks, achieving an average accuracy of 66.1\% on the Semantic Shift Benchmark, surpassing prior counterparts by 4.7\%.

cross Gnothi Seauton: Empowering Faithful Self-Interpretability in Black-Box Models

Authors: Shaobo Wang, Hongxuan Tang, Mingyang Wang, Hongrui Zhang, Xuyang Liu, Weiya Li, Xuming Hu, Linfeng Zhang

Abstract: The debate between self-interpretable models and post-hoc explanations for black-box models is central to Explainable AI (XAI). Self-interpretable models, such as concept-based networks, offer insights by connecting decisions to human-understandable concepts but often struggle with performance and scalability. Conversely, post-hoc methods like Shapley values, while theoretically robust, are computationally expensive and resource-intensive. To bridge the gap between these two lines of research, we propose a novel method that combines their strengths, providing theoretically guaranteed self-interpretability for black-box models without compromising prediction accuracy. Specifically, we introduce a parameter-efficient pipeline, *AutoGnothi*, which integrates a small side network into the black-box model, allowing it to generate Shapley value explanations without changing the original network parameters. This side-tuning approach significantly reduces memory, training, and inference costs, outperforming traditional parameter-efficient methods, where full fine-tuning serves as the optimal baseline. *AutoGnothi* enables the black-box model to predict and explain its predictions with minimal overhead. Extensive experiments show that *AutoGnothi* offers accurate explanations for both vision and language tasks, delivering superior computational efficiency with comparable interpretability.

cross Diffusion as Reasoning: Enhancing Object Goal Navigation with LLM-Biased Diffusion Model

Authors: Yiming Ji, Yang Liu, Zhengpu Wang, Boyu Ma, Zongwu Xie, Hong Liu

Abstract: The Object Goal Navigation (ObjectNav) task requires the agent to navigate to a specified target in an unseen environment. Since the environment layout is unknown, the agent needs to perform semantic reasoning to infer the potential location of the target, based on its accumulated memory of the environment during the navigation process. Diffusion models have been shown to be able to learn the distribution relationships between features in RGB images, and thus generate new realistic images.In this work, we propose a new approach to solving the ObjectNav task, by training a diffusion model to learn the statistical distribution patterns of objects in semantic maps, and using the map of the explored regions during navigation as the condition to generate the map of the unknown regions, thereby realizing the semantic reasoning of the target object, i.e., diffusion as reasoning (DAR). Meanwhile, we propose the global target bias and local LLM bias methods, where the former can constrain the diffusion model to generate the target object more effectively, and the latter utilizes the common sense knowledge extracted from the LLM to improve the generalization of the reasoning process. Based on the generated map in the unknown region, the agent sets the predicted location of the target as the goal and moves towards it. Experiments on Gibson and MP3D show the effectiveness of our method.

cross Precise and Dexterous Robotic Manipulation via Human-in-the-Loop Reinforcement Learning

Authors: Jianlan Luo, Charles Xu, Jeffrey Wu, Sergey Levine

Abstract: Reinforcement learning (RL) holds great promise for enabling autonomous acquisition of complex robotic manipulation skills, but realizing this potential in real-world settings has been challenging. We present a human-in-the-loop vision-based RL system that demonstrates impressive performance on a diverse set of dexterous manipulation tasks, including dynamic manipulation, precision assembly, and dual-arm coordination. Our approach integrates demonstrations and human corrections, efficient RL algorithms, and other system-level design choices to learn policies that achieve near-perfect success rates and fast cycle times within just 1 to 2.5 hours of training. We show that our method significantly outperforms imitation learning baselines and prior RL approaches, with an average 2x improvement in success rate and 1.8x faster execution. Through extensive experiments and analysis, we provide insights into the effectiveness of our approach, demonstrating how it learns robust, adaptive policies for both reactive and predictive control strategies. Our results suggest that RL can indeed learn a wide range of complex vision-based manipulation policies directly in the real world within practical training times. We hope this work will inspire a new generation of learned robotic manipulation techniques, benefiting both industrial applications and research advancements. Videos and code are available at our project website https://hil-serl.github.io/.

URLs: https://hil-serl.github.io/.

cross Learning Infinitesimal Generators of Continuous Symmetries from Data

Authors: Gyeonghoon Ko, Hyunsu Kim, Juho Lee

Abstract: Exploiting symmetry inherent in data can significantly improve the sample efficiency of a learning procedure and the generalization of learned models. When data clearly reveals underlying symmetry, leveraging this symmetry can naturally inform the design of model architectures or learning strategies. Yet, in numerous real-world scenarios, identifying the specific symmetry within a given data distribution often proves ambiguous. To tackle this, some existing works learn symmetry in a data-driven manner, parameterizing and learning expected symmetry through data. However, these methods often rely on explicit knowledge, such as pre-defined Lie groups, which are typically restricted to linear or affine transformations. In this paper, we propose a novel symmetry learning algorithm based on transformations defined with one-parameter groups, continuously parameterized transformations flowing along the directions of vector fields called infinitesimal generators. Our method is built upon minimal inductive biases, encompassing not only commonly utilized symmetries rooted in Lie groups but also extending to symmetries derived from nonlinear generators. To learn these symmetries, we introduce a notion of a validity score that examine whether the transformed data is still valid for the given task. The validity score is designed to be fully differentiable and easily computable, enabling effective searches for transformations that achieve symmetries innate to the data. We apply our method mainly in two domains: image data and partial differential equations, and demonstrate its advantages. Our codes are available at \url{https://github.com/kogyeonghoon/learning-symmetry-from-scratch.git}.

URLs: https://github.com/kogyeonghoon/learning-symmetry-from-scratch.git

cross Cross-Entropy Is All You Need To Invert the Data Generating Process

Authors: Patrik Reizinger, Alice Bizeul, Attila Juhos, Julia E. Vogt, Randall Balestriero, Wieland Brendel, David Klindt

Abstract: Supervised learning has become a cornerstone of modern machine learning, yet a comprehensive theory explaining its effectiveness remains elusive. Empirical phenomena, such as neural analogy-making and the linear representation hypothesis, suggest that supervised models can learn interpretable factors of variation in a linear fashion. Recent advances in self-supervised learning, particularly nonlinear Independent Component Analysis, have shown that these methods can recover latent structures by inverting the data generating process. We extend these identifiability results to parametric instance discrimination, then show how insights transfer to the ubiquitous setting of supervised learning with cross-entropy minimization. We prove that even in standard classification tasks, models learn representations of ground-truth factors of variation up to a linear transformation. We corroborate our theoretical contribution with a series of empirical studies. First, using simulated data matching our theoretical assumptions, we demonstrate successful disentanglement of latent factors. Second, we show that on DisLib, a widely-used disentanglement benchmark, simple classification tasks recover latent structures up to linear transformations. Finally, we reveal that models trained on ImageNet encode representations that permit linear decoding of proxy factors of variation. Together, our theoretical findings and experiments offer a compelling explanation for recent observations of linear representations, such as superposition in neural networks. This work takes a significant step toward a cohesive theory that accounts for the unreasonable effectiveness of supervised deep learning.

cross Advancing Efficient Brain Tumor Multi-Class Classification -- New Insights from the Vision Mamba Model in Transfer Learning

Authors: Yinyi Lai, Anbo Cao, Yuan Gao, Jiaqi Shang, Zongyu Li, Jia Guo

Abstract: Early and accurate diagnosis of brain tumors is crucial for improving patient survival rates. However, the detection and classification of brain tumors are challenging due to their diverse types and complex morphological characteristics. This study investigates the application of pre-trained models for brain tumor classification, with a particular focus on deploying the Mamba model. We fine-tuned several mainstream transfer learning models and applied them to the multi-class classification of brain tumors. By comparing these models to those trained from scratch, we demonstrated the significant advantages of transfer learning, especially in the medical imaging field, where annotated data is often limited. Notably, we introduced the Vision Mamba (Vim), a novel network architecture, and applied it for the first time in brain tumor classification, achieving exceptional classification accuracy. Experimental results indicate that the Vim model achieved 100% classification accuracy on an independent test set, emphasizing its potential for tumor classification tasks. These findings underscore the effectiveness of transfer learning in brain tumor classification and reveal that, compared to existing state-of-the-art models, the Vim model is lightweight, efficient, and highly accurate, offering a new perspective for clinical applications. Furthermore, the framework proposed in this study for brain tumor classification, based on transfer learning and the Vision Mamba model, is broadly applicable to other medical imaging classification problems.

cross Bayesian Optimization for Hyperparameters Tuning in Neural Networks

Authors: Gabriele Onorato

Abstract: This study investigates the application of Bayesian Optimization (BO) for the hyperparameter tuning of neural networks, specifically targeting the enhancement of Convolutional Neural Networks (CNN) for image classification tasks. Bayesian Optimization is a derivative-free global optimization method suitable for expensive black-box functions with continuous inputs and limited evaluation budgets. The BO algorithm leverages Gaussian Process regression and acquisition functions like Upper Confidence Bound (UCB) and Expected Improvement (EI) to identify optimal configurations effectively. Using the Ax and BOTorch frameworks, this work demonstrates the efficiency of BO in reducing the number of hyperparameter tuning trials while achieving competitive model performance. Experimental outcomes reveal that BO effectively balances exploration and exploitation, converging rapidly towards optimal settings for CNN architectures. This approach underlines the potential of BO in automating neural network tuning, contributing to improved accuracy and computational efficiency in machine learning pipelines.

cross Semi-Supervised Self-Learning Enhanced Music Emotion Recognition

Authors: Yifu Sun, Xulong Zhang, Monan Zhou, Wei Li

Abstract: Music emotion recognition (MER) aims to identify the emotions conveyed in a given musical piece. But currently in the field of MER, the available public datasets have limited sample sizes. Recently, segment-based methods for emotion-related tasks have been proposed, which train backbone networks on shorter segments instead of entire audio clips, thereby naturally augmenting training samples without requiring additional resources. Then, the predicted segment-level results are aggregated to obtain the entire song prediction. The most commonly used method is that segment inherits the label of the clip containing it, but music emotion is not constant during the whole clip. Doing so will introduce label noise and make the training overfit easily. To handle the noisy label issue, we propose a semi-supervised self-learning (SSSL) method, which can differentiate between samples with correct and incorrect labels in a self-learning manner, thus effectively utilizing the augmented segment-level data. Experiments on three public emotional datasets demonstrate that the proposed method can achieve better or comparable performance.

cross Reliable Semantic Understanding for Real World Zero-shot Object Goal Navigation

Authors: Halil Utku Unlu, Shuaihang Yuan, Congcong Wen, Hao Huang, Anthony Tzes, Yi Fang

Abstract: We introduce an innovative approach to advancing semantic understanding in zero-shot object goal navigation (ZS-OGN), enhancing the autonomy of robots in unfamiliar environments. Traditional reliance on labeled data has been a limitation for robotic adaptability, which we address by employing a dual-component framework that integrates a GLIP Vision Language Model for initial detection and an InstructionBLIP model for validation. This combination not only refines object and environmental recognition but also fortifies the semantic interpretation, pivotal for navigational decision-making. Our method, rigorously tested in both simulated and real-world settings, exhibits marked improvements in navigation precision and reliability.

cross Differentiable Inductive Logic Programming for Fraud Detection

Authors: Boris Wolfson, Erman Acar

Abstract: Current trends in Machine Learning prefer explainability even when it comes at the cost of performance. Therefore, explainable AI methods are particularly important in the field of Fraud Detection. This work investigates the applicability of Differentiable Inductive Logic Programming (DILP) as an explainable AI approach to Fraud Detection. Although the scalability of DILP is a well-known issue, we show that with some data curation such as cleaning and adjusting the tabular and numerical data to the expected format of background facts statements, it becomes much more applicable. While in processing it does not provide any significant advantage on rather more traditional methods such as Decision Trees, or more recent ones like Deep Symbolic Classification, it still gives comparable results. We showcase its limitations and points to improve, as well as potential use cases where it can be much more useful compared to traditional methods, such as recursive rule learning.

cross LogSHIELD: A Graph-based Real-time Anomaly Detection Framework using Frequency Analysis

Authors: Krishna Chandra Roy, Qian Chen

Abstract: Anomaly-based cyber threat detection using deep learning is on a constant growth in popularity for novel cyber-attack detection and forensics. A robust, efficient, and real-time threat detector in a large-scale operational enterprise network requires high accuracy, high fidelity, and a high throughput model to detect malicious activities. Traditional anomaly-based detection models, however, suffer from high computational overhead and low detection accuracy, making them unsuitable for real-time threat detection. In this work, we propose LogSHIELD, a highly effective graph-based anomaly detection model in host data. We present a real-time threat detection approach using frequency-domain analysis of provenance graphs. To demonstrate the significance of graph-based frequency analysis we proposed two approaches. Approach-I uses a Graph Neural Network (GNN) LogGNN and approach-II performs frequency domain analysis on graph node samples for graph embedding. Both approaches use a statistical clustering algorithm for anomaly detection. The proposed models are evaluated using a large host log dataset consisting of 774M benign logs and 375K malware logs. LogSHIELD explores the provenance graph to extract contextual and causal relationships among logs, exposing abnormal activities. It can detect stealthy and sophisticated attacks with over 98% average AUC and F1 scores. It significantly improves throughput, achieves an average detection latency of 0.13 seconds, and outperforms state-of-the-art models in detection time.

cross ReMix: Training Generalized Person Re-identification on a Mixture of Data

Authors: Timur Mamedov, Anton Konushin, Vadim Konushin

Abstract: Modern person re-identification (Re-ID) methods have a weak generalization ability and experience a major accuracy drop when capturing environments change. This is because existing multi-camera Re-ID datasets are limited in size and diversity, since such data is difficult to obtain. At the same time, enormous volumes of unlabeled single-camera records are available. Such data can be easily collected, and therefore, it is more diverse. Currently, single-camera data is used only for self-supervised pre-training of Re-ID methods. However, the diversity of single-camera data is suppressed by fine-tuning on limited multi-camera data after pre-training. In this paper, we propose ReMix, a generalized Re-ID method jointly trained on a mixture of limited labeled multi-camera and large unlabeled single-camera data. Effective training of our method is achieved through a novel data sampling strategy and new loss functions that are adapted for joint use with both types of data. Experiments show that ReMix has a high generalization ability and outperforms state-of-the-art methods in generalizable person Re-ID. To the best of our knowledge, this is the first work that explores joint training on a mixture of multi-camera and single-camera data in person Re-ID.

cross Benchmarking OpenAI o1 in Cyber Security

Authors: Dan Ristea, Vasilios Mavroudis, Chris Hicks

Abstract: We evaluate OpenAI's o1-preview and o1-mini models, benchmarking their performance against the earlier GPT-4o model. Our evaluation focuses on their ability to detect vulnerabilities in real-world software by generating structured inputs that trigger known sanitizers. Using DARPA's AI Cyber Challenge (AIxCC) framework and the Nginx challenge project--a deliberately modified version of the widely-used Nginx web server--we create a well-defined yet complex environment for testing LLMs on automated vulnerability detection (AVD) tasks. Our results show that the o1-preview model significantly outperforms GPT-4o in both success rate and efficiency, especially in more complex scenarios.

cross Human-Readable Programs as Actors of Reinforcement Learning Agents Using Critic-Moderated Evolution

Authors: Senne Deproost, Denis Steckelmacher, Ann Now\'e

Abstract: With Deep Reinforcement Learning (DRL) being increasingly considered for the control of real-world systems, the lack of transparency of the neural network at the core of RL becomes a concern. Programmatic Reinforcement Learning (PRL) is able to to create representations of this black-box in the form of source code, not only increasing the explainability of the controller but also allowing for user adaptations. However, these methods focus on distilling a black-box policy into a program and do so after learning using the Mean Squared Error between produced and wanted behaviour, discarding other elements of the RL algorithm. The distilled policy may therefore perform significantly worse than the black-box learned policy. In this paper, we propose to directly learn a program as the policy of an RL agent. We build on TD3 and use its critics as the basis of the objective function of a genetic algorithm that syntheses the program. Our approach builds the program during training, as opposed to after the fact. This steers the program to actual high rewards, instead of a simple Mean Squared Error. Also, our approach leverages the TD3 critics to achieve high sample-efficiency, as opposed to pure genetic methods that rely on Monte-Carlo evaluations. Our experiments demonstrate the validity, explainability and sample-efficiency of our approach in a simple gridworld environment.

cross Beyond Text: Optimizing RAG with Multimodal Inputs for Industrial Applications

Authors: Monica Riedler, Stefan Langer

Abstract: Large Language Models (LLMs) have demonstrated impressive capabilities in answering questions, but they lack domain-specific knowledge and are prone to hallucinations. Retrieval Augmented Generation (RAG) is one approach to address these challenges, while multimodal models are emerging as promising AI assistants for processing both text and images. In this paper we describe a series of experiments aimed at determining how to best integrate multimodal models into RAG systems for the industrial domain. The purpose of the experiments is to determine whether including images alongside text from documents within the industrial domain increases RAG performance and to find the optimal configuration for such a multimodal RAG system. Our experiments include two approaches for image processing and retrieval, as well as two LLMs (GPT4-Vision and LLaVA) for answer synthesis. These image processing strategies involve the use of multimodal embeddings and the generation of textual summaries from images. We evaluate our experiments with an LLM-as-a-Judge approach. Our results reveal that multimodal RAG can outperform single-modality RAG settings, although image retrieval poses a greater challenge than text retrieval. Additionally, leveraging textual summaries from images presents a more promising approach compared to the use of multimodal embeddings, providing more opportunities for future advancements.

cross Fast and High-Quality Auto-Regressive Speech Synthesis via Speculative Decoding

Authors: Bohan Li, Hankun Wang, Situo Zhang, Yiwei Guo, Kai Yu

Abstract: The auto-regressive architecture, like GPTs, is widely used in modern Text-to-Speech (TTS) systems. However, it incurs substantial inference time, particularly due to the challenges in the next-token prediction posed by lengthy sequences of speech tokens. In this work, we introduce VADUSA, one of the first approaches to accelerate auto-regressive TTS through speculative decoding. Our results show that VADUSA not only significantly improves inference speed but also enhances performance by incorporating draft heads to predict future speech content auto-regressively. Furthermore, the inclusion of a tolerance mechanism during sampling accelerates inference without compromising quality. Our approach demonstrates strong generalization across large datasets and various types of speech tokens.

cross Dual Conditional Diffusion Models for Sequential Recommendation

Authors: Hongtao Huang, Chengkai Huang, Xiaojun Chang, Wen Hu, Lina Yao

Abstract: Recent advancements in diffusion models have shown promising results in sequential recommendation (SR). However, current diffusion-based methods still exhibit two key limitations. First, they implicitly model the diffusion process for target item embeddings rather than the discrete target item itself, leading to inconsistency in the recommendation process. Second, existing methods rely on either implicit or explicit conditional diffusion models, limiting their ability to fully capture the context of user behavior and leading to less robust target item embeddings. In this paper, we propose the Dual Conditional Diffusion Models for Sequential Recommendation (DCRec), introducing a discrete-to-continuous sequential recommendation diffusion framework. Our framework introduces a complete Markov chain to model the transition from the reversed target item representation to the discrete item index, bridging the discrete and continuous item spaces for diffusion models and ensuring consistency with the diffusion framework. Building on this framework, we present the Dual Conditional Diffusion Transformer (DCDT) that incorporates the implicit conditional and the explicit conditional for diffusion-based SR. Extensive experiments on public benchmark datasets demonstrate that DCRec outperforms state-of-the-art methods.

cross Automated Vulnerability Detection Using Deep Learning Technique

Authors: Guan-Yan Yang, Yi-Heng Ko, Farn Wang, Kuo-Hui Yeh, Haw-Shiang Chang, Hsueh-Yi Chen

Abstract: Our work explores the utilization of deep learning, specifically leveraging the CodeBERT model, to enhance code security testing for Python applications by detecting SQL injection vulnerabilities. Unlike traditional security testing methods that may be slow and error-prone, our approach transforms source code into vector representations and trains a Long Short-Term Memory (LSTM) model to identify vulnerable patterns. When compared with existing static application security testing (SAST) tools, our model displays superior performance, achieving higher precision, recall, and F1-score. The study demonstrates that deep learning techniques, particularly with CodeBERT's advanced contextual understanding, can significantly improve vulnerability detection, presenting a scalable methodology applicable to various programming languages and vulnerability types.

cross From Explicit Rules to Implicit Reasoning in an Interpretable Violence Monitoring System

Authors: Wen-Dong Jiang, Chih-Yung Chang, Hsiang-Chuan Chang, Diptendu Sinha Roy

Abstract: Recently, research based on pre-trained models has demonstrated outstanding performance in violence surveillance tasks. However, these black-box systems face challenges regarding explainability during training and inference processes. An important question is how to incorporate explicit knowledge into these implicit models, thereby designing expert-driven and interpretable violence surveillance systems. This paper proposes a new paradigm for weakly supervised violence monitoring (WSVM) called Rule base Violence monitoring (RuleVM). The proposed RuleVM uses a dual-branch structure for different designs for images and text. One of the branches is called the implicit branch, which uses only visual features for coarse-grained binary classification. In this branch, image feature extraction is divided into two channels: one responsible for extracting scene frames and the other focusing on extracting actions. The other branch is called the explicit branch, which utilizes language-image alignment to perform fine-grained classification. For the language channel design in the explicit branch, the proposed RuleCLIP uses the state-of-the-art YOLO-World model to detect objects and actions in video frames, and association rules are identified through data mining methods as descriptions of the video. Leveraging the dual?branch architecture, RuleVM achieves interpretable coarse?grained and fine-grained violence surveillance. Extensive experiments were conducted on two commonly used benchmarks, and the results show that RuleCLIP achieved the best performance in both coarse-grained and fine-grained detection, significantly outperforming existing state-of-the-art methods. Moreover, interpretability experiments uncovered some interesting rules, such as the observation that as the number of people increases, the risk level of violent behavior also rises.

cross Modeling Temporal Positive and Negative Excitation for Sequential Recommendation

Authors: Chengkai Huang, Shoujin Wang, Xianzhi Wang, Lina Yao

Abstract: Sequential recommendation aims to predict the next item which interests users via modeling their interest in items over time. Most of the existing works on sequential recommendation model users' dynamic interest in specific items while overlooking users' static interest revealed by some static attribute information of items, e.g., category, or brand. Moreover, existing works often only consider the positive excitation of a user's historical interactions on his/her next choice on candidate items while ignoring the commonly existing negative excitation, resulting in insufficient modeling dynamic interest. The overlook of static interest and negative excitation will lead to incomplete interest modeling and thus impede the recommendation performance. To this end, in this paper, we propose modeling both static interest and negative excitation for dynamic interest to further improve the recommendation performance. Accordingly, we design a novel Static-Dynamic Interest Learning (SDIL) framework featured with a novel Temporal Positive and Negative Excitation Modeling (TPNE) module for accurate sequential recommendation. TPNE is specially designed for comprehensively modeling dynamic interest based on temporal positive and negative excitation learning. Extensive experiments on three real-world datasets show that SDIL can effectively capture both static and dynamic interest and outperforms state-of-the-art baselines.

cross Enhance Hyperbolic Representation Learning via Second-order Pooling

Authors: Kun Song, Ruben Solozabal, Li hao, Lu Ren, Moloud Abdar, Qing Li, Fakhri Karray, Martin Takac

Abstract: Hyperbolic representation learning is well known for its ability to capture hierarchical information. However, the distance between samples from different levels of hierarchical classes can be required large. We reveal that the hyperbolic discriminant objective forces the backbone to capture this hierarchical information, which may inevitably increase the Lipschitz constant of the backbone. This can hinder the full utilization of the backbone's generalization ability. To address this issue, we introduce second-order pooling into hyperbolic representation learning, as it naturally increases the distance between samples without compromising the generalization ability of the input features. In this way, the Lipschitz constant of the backbone does not necessarily need to be large. However, current off-the-shelf low-dimensional bilinear pooling methods cannot be directly employed in hyperbolic representation learning because they inevitably reduce the distance expansion capability. To solve this problem, we propose a kernel approximation regularization, which enables the low-dimensional bilinear features to approximate the kernel function well in low-dimensional space. Finally, we conduct extensive experiments on graph-structured datasets to demonstrate the effectiveness of the proposed method.

cross TractShapeNet: Efficient Multi-Shape Learning with 3D Tractography Point Clouds

Authors: Yui Lo, Yuqian Chen, Dongnan Liu, Jon Haitz Legarreta, Leo Zekelman, Fan Zhang, Jarrett Rushmore, Yogesh Rathi, Nikos Makris, Alexandra J. Golby, Weidong Cai, Lauren J. O'Donnell

Abstract: Brain imaging studies have demonstrated that diffusion MRI tractography geometric shape descriptors can inform the study of the brain's white matter pathways and their relationship to brain function. In this work, we investigate the possibility of utilizing a deep learning model to compute shape measures of the brain's white matter connections. We introduce a novel framework, TractShapeNet, that leverages a point cloud representation of tractography to compute five shape measures: length, span, volume, total surface area, and irregularity. We assess the performance of the method on a large dataset including 1065 healthy young adults. Experiments for shape measure computation demonstrate that our proposed TractShapeNet outperforms other point cloud-based neural network models in both the Pearson correlation coefficient and normalized error metrics. We compare the inference runtime results with the conventional shape computation tool DSI-Studio. Our results demonstrate that a deep learning approach enables faster and more efficient shape measure computation. We also conduct experiments on two downstream language cognition prediction tasks, showing that shape measures from TractShapeNet perform similarly to those computed by DSI-Studio. Our code will be available at: https://github.com/SlicerDMRI/TractShapeNet.

URLs: https://github.com/SlicerDMRI/TractShapeNet.

cross Hyperspectral Imaging-Based Perception in Autonomous Driving Scenarios: Benchmarking Baseline Semantic Segmentation Models

Authors: Imad Ali Shah, Jiarong Li, Martin Glavin, Edward Jones, Enda Ward, Brian Deegan

Abstract: Hyperspectral Imaging (HSI) is known for its advantages over traditional RGB imaging in remote sensing, agriculture, and medicine. Recently, it has gained attention for enhancing Advanced Driving Assistance Systems (ADAS) perception. Several HSI datasets such as HyKo, HSI-Drive, HSI-Road, and Hyperspectral City have been made available. However, a comprehensive evaluation of semantic segmentation models (SSM) using these datasets is lacking. To address this gap, we evaluated the available annotated HSI datasets on four deep learning-based baseline SSMs: DeepLab v3+, HRNet, PSPNet, and U-Net, along with its two variants: Coordinate Attention (UNet-CA) and Convolutional Block-Attention Module (UNet-CBAM). The original model architectures were adapted to handle the varying spatial and spectral dimensions of the datasets. These baseline SSMs were trained using a class-weighted loss function for individual HSI datasets and evaluated using mean-based metrics such as intersection over union (IoU), recall, precision, F1 score, specificity, and accuracy. Our results indicate that UNet-CBAM, which extracts channel-wise features, outperforms other SSMs and shows potential to leverage spectral information for enhanced semantic segmentation. This study establishes a baseline SSM benchmark on available annotated datasets for future evaluation of HSI-based ADAS perception. However, limitations of current HSI datasets, such as limited dataset size, high class imbalance, and lack of fine-grained annotations, remain significant constraints for developing robust SSMs for ADAS applications.

cross DAGE: DAG Query Answering via Relational Combinator with Logical Constraints

Authors: Yunjie He, Bo Xiong, Daniel Hern\'andez, Yuqicheng Zhu, Evgeny Kharlamov, Steffen Staab

Abstract: Predicting answers to queries over knowledge graphs is called a complex reasoning task because answering a query requires subdividing it into subqueries. Existing query embedding methods use this decomposition to compute the embedding of a query as the combination of the embedding of the subqueries. This requirement limits the answerable queries to queries having a single free variable and being decomposable, which are called tree-form queries and correspond to the $\mathcal{SROI}^-$ description logic. In this paper, we define a more general set of queries, called DAG queries and formulated in the $\mathcal{ALCOIR}$ description logic, propose a query embedding method for them, called DAGE, and a new benchmark to evaluate query embeddings on them. Given the computational graph of a DAG query, DAGE combines the possibly multiple paths between two nodes into a single path with a trainable operator that represents the intersection of relations and learns DAG-DL from tautologies. We show that it is possible to implement DAGE on top of existing query embedding methods, and we empirically measure the improvement of our method over the results of vanilla methods evaluated in tree-form queries that approximate the DAG queries of our proposed benchmark.

cross Protecting Privacy in Multimodal Large Language Models with MLLMU-Bench

Authors: Zheyuan Liu, Guangyao Dou, Mengzhao Jia, Zhaoxuan Tan, Qingkai Zeng, Yongle Yuan, Meng Jiang

Abstract: Generative models such as Large Language Models (LLM) and Multimodal Large Language models (MLLMs) trained on massive web corpora can memorize and disclose individuals' confidential and private data, raising legal and ethical concerns. While many previous works have addressed this issue in LLM via machine unlearning, it remains largely unexplored for MLLMs. To tackle this challenge, we introduce Multimodal Large Language Model Unlearning Benchmark (MLLMU-Bench), a novel benchmark aimed at advancing the understanding of multimodal machine unlearning. MLLMU-Bench consists of 500 fictitious profiles and 153 profiles for public celebrities, each profile feature over 14 customized question-answer pairs, evaluated from both multimodal (image+text) and unimodal (text) perspectives. The benchmark is divided into four sets to assess unlearning algorithms in terms of efficacy, generalizability, and model utility. Finally, we provide baseline results using existing generative model unlearning algorithms. Surprisingly, our experiments show that unimodal unlearning algorithms excel in generation and cloze tasks, while multimodal unlearning approaches perform better in classification tasks with multimodal inputs.

cross Policy Gradient for Robust Markov Decision Processes

Authors: Qiuhao Wang, Shaohang Xu, Chin Pang Ho, Marek Petrick

Abstract: We develop a generic policy gradient method with the global optimality guarantee for robust Markov Decision Processes (MDPs). While policy gradient methods are widely used for solving dynamic decision problems due to their scalable and efficient nature, adapting these methods to account for model ambiguity has been challenging, often making it impractical to learn robust policies. This paper introduces a novel policy gradient method, Double-Loop Robust Policy Mirror Descent (DRPMD), for solving robust MDPs. DRPMD employs a general mirror descent update rule for the policy optimization with adaptive tolerance per iteration, guaranteeing convergence to a globally optimal policy. We provide a comprehensive analysis of DRPMD, including new convergence results under both direct and softmax parameterizations, and provide novel insights into the inner problem solution through Transition Mirror Ascent (TMA). Additionally, we propose innovative parametric transition kernels for both discrete and continuous state-action spaces, broadening the applicability of our approach. Empirical results validate the robustness and global convergence of DRPMD across various challenging robust MDP settings.

cross The Impact of Inference Acceleration Strategies on Bias of LLMs

Authors: Elisabeth Kirsten, Ivan Habernal, Vedant Nanda, Muhammad Bilal Zafar

Abstract: Last few years have seen unprecedented advances in capabilities of Large Language Models (LLMs). These advancements promise to deeply benefit a vast array of application domains. However, due to their immense size, performing inference with LLMs is both costly and slow. Consequently, a plethora of recent work has proposed strategies to enhance inference efficiency, e.g., quantization, pruning, and caching. These acceleration strategies reduce the inference cost and latency, often by several factors, while maintaining much of the predictive performance measured via common benchmarks. In this work, we explore another critical aspect of LLM performance: demographic bias in model generations due to inference acceleration optimizations. Using a wide range of metrics, we probe bias in model outputs from a number of angles. Analysis of outputs before and after inference acceleration shows significant change in bias. Worryingly, these bias effects are complex and unpredictable. A combination of an acceleration strategy and bias type may show little bias change in one model but may lead to a large effect in another. Our results highlight a need for in-depth and case-by-case evaluation of model bias after it has been modified to accelerate inference.

cross Vision Paper: Designing Graph Neural Networks in Compliance with the European Artificial Intelligence Act

Authors: Barbara Hoffmann, Jana Vatter, Ruben Mayer

Abstract: The European Union's Artificial Intelligence Act (AI Act) introduces comprehensive guidelines for the development and oversight of Artificial Intelligence (AI) and Machine Learning (ML) systems, with significant implications for Graph Neural Networks (GNNs). This paper addresses the unique challenges posed by the AI Act for GNNs, which operate on complex graph-structured data. The legislation's requirements for data management, data governance, robustness, human oversight, and privacy necessitate tailored strategies for GNNs. Our study explores the impact of these requirements on GNN training and proposes methods to ensure compliance. We provide an in-depth analysis of bias, robustness, explainability, and privacy in the context of GNNs, highlighting the need for fair sampling strategies and effective interpretability techniques. Our contributions fill the research gap by offering specific guidance for GNNs under the new legislative framework and identifying open questions and future research directions.

cross Improving Performance of Commercially Available AI Products in a Multi-Agent Configuration

Authors: Cory Hymel, Sida Peng, Kevin Xu, Charath Ranganathan

Abstract: In recent years, with the rapid advancement of large language models (LLMs), multi-agent systems have become increasingly more capable of practical application. At the same time, the software development industry has had a number of new AI-powered tools developed that improve the software development lifecycle (SDLC). Academically, much attention has been paid to the role of multi-agent systems to the SDLC. And, while single-agent systems have frequently been examined in real-world applications, we have seen comparatively few real-world examples of publicly available commercial tools working together in a multi-agent system with measurable improvements. In this experiment we test context sharing between Crowdbotics PRD AI, a tool for generating software requirements using AI, and GitHub Copilot, an AI pair-programming tool. By sharing business requirements from PRD AI, we improve the code suggestion capabilities of GitHub Copilot by 13.8% and developer task success rate by 24.5% -- demonstrating a real-world example of commercially-available AI systems working together with improved outcomes.

cross ProMoE: Fast MoE-based LLM Serving using Proactive Caching

Authors: Xiaoniu Song, Zihang Zhong, Rong Chen

Abstract: The promising applications of large language models are often constrained by the limited GPU memory capacity available on edge devices. Mixture-of-Experts (MoE) models help mitigate this issue by activating only a subset of the model's parameters during computation, allowing the unused parameters to be offloaded to host memory and reducing overall GPU memory demand. However, existing cache-based offloading solutions handle cache misses reactively and significantly impact system performance. In this paper, we propose ProMoE, a novel proactive caching system that leverages intermediate model results to predict subsequent parameter usage. By proactively fetching experts in advance, ProMoE removes the loading time from the critical path and diminishes the performance overhead of offloading. Our evaluations demonstrate that ProMoE achieves an average speedup of 2.13x and 2.84x in the prefill and decode stages respectively, compared to existing offloading solutions.

cross Lightweight Frequency Masker for Cross-Domain Few-Shot Semantic Segmentation

Authors: Jintao Tong, Yixiong Zou, Yuhua Li, Ruixuan Li

Abstract: Cross-domain few-shot segmentation (CD-FSS) is proposed to first pre-train the model on a large-scale source-domain dataset, and then transfer the model to data-scarce target-domain datasets for pixel-level segmentation. The significant domain gap between the source and target datasets leads to a sharp decline in the performance of existing few-shot segmentation (FSS) methods in cross-domain scenarios. In this work, we discover an intriguing phenomenon: simply filtering different frequency components for target domains can lead to a significant performance improvement, sometimes even as high as 14% mIoU. Then, we delve into this phenomenon for an interpretation, and find such improvements stem from the reduced inter-channel correlation in feature maps, which benefits CD-FSS with enhanced robustness against domain gaps and larger activated regions for segmentation. Based on this, we propose a lightweight frequency masker, which further reduces channel correlations by an amplitude-phase-masker (APM) module and an Adaptive Channel Phase Attention (ACPA) module. Notably, APM introduces only 0.01% additional parameters but improves the average performance by over 10%, and ACPA imports only 2.5% parameters but further improves the performance by over 1.5%, which significantly surpasses the state-of-the-art CD-FSS methods.

cross Standardization Trends on Safety and Trustworthiness Technology for Advanced AI

Authors: Jonghong Jeon

Abstract: Artificial Intelligence (AI) has rapidly evolved over the past decade and has advanced in areas such as language comprehension, image and video recognition, programming, and scientific reasoning. Recent AI technologies based on large language models and foundation models are approaching or surpassing artificial general intelligence. These systems demonstrate superior performance in complex problem solving, natural language processing, and multi-domain tasks, and can potentially transform fields such as science, industry, healthcare, and education. However, these advancements have raised concerns regarding the safety and trustworthiness of advanced AI, including risks related to uncontrollability, ethical conflicts, long-term socioeconomic impacts, and safety assurance. Efforts are being expended to develop internationally agreed-upon standards to ensure the safety and reliability of AI. This study analyzes international trends in safety and trustworthiness standardization for advanced AI, identifies key areas for standardization, proposes future directions and strategies, and draws policy implications. The goal is to support the safe and trustworthy development of advanced AI and enhance international competitiveness through effective standardization.

cross Analyzing Multimodal Interaction Strategies for LLM-Assisted Manipulation of 3D Scenes

Authors: Junlong Chen, Jens Grubert, Per Ola Kristensson

Abstract: As more applications of large language models (LLMs) for 3D content for immersive environments emerge, it is crucial to study user behaviour to identify interaction patterns and potential barriers to guide the future design of immersive content creation and editing systems which involve LLMs. In an empirical user study with 12 participants, we combine quantitative usage data with post-experience questionnaire feedback to reveal common interaction patterns and key barriers in LLM-assisted 3D scene editing systems. We identify opportunities for improving natural language interfaces in 3D design tools and propose design recommendations for future LLM-integrated 3D content creation systems. Through an empirical study, we demonstrate that LLM-assisted interactive systems can be used productively in immersive environments.

cross Natural Language Processing for Analyzing Electronic Health Records and Clinical Notes in Cancer Research: A Review

Authors: Muhammad Bilal, Ameer Hamza, Nadia Malik

Abstract: Objective: This review aims to analyze the application of natural language processing (NLP) techniques in cancer research using electronic health records (EHRs) and clinical notes. This review addresses gaps in the existing literature by providing a broader perspective than previous studies focused on specific cancer types or applications. Methods: A comprehensive literature search was conducted using the Scopus database, identifying 94 relevant studies published between 2019 and 2024. Data extraction included study characteristics, cancer types, NLP methodologies, dataset information, performance metrics, challenges, and future directions. Studies were categorized based on cancer types and NLP applications. Results: The results showed a growing trend in NLP applications for cancer research, with breast, lung, and colorectal cancers being the most studied. Information extraction and text classification emerged as predominant NLP tasks. A shift from rule-based to advanced machine learning techniques, particularly transformer-based models, was observed. The Dataset sizes used in existing studies varied widely. Key challenges included the limited generalizability of proposed solutions and the need for improved integration into clinical workflows. Conclusion: NLP techniques show significant potential in analyzing EHRs and clinical notes for cancer research. However, future work should focus on improving model generalizability, enhancing robustness in handling complex clinical language, and expanding applications to understudied cancer types. Integration of NLP tools into clinical practice and addressing ethical considerations remain crucial for utilizing the full potential of NLP in enhancing cancer diagnosis, treatment, and patient outcomes.

cross Multi-Level Feature Distillation of Joint Teachers Trained on Distinct Image Datasets

Authors: Adrian Iordache, Bogdan Alexe, Radu Tudor Ionescu

Abstract: We propose a novel teacher-student framework to distill knowledge from multiple teachers trained on distinct datasets. Each teacher is first trained from scratch on its own dataset. Then, the teachers are combined into a joint architecture, which fuses the features of all teachers at multiple representation levels. The joint teacher architecture is fine-tuned on samples from all datasets, thus gathering useful generic information from all data samples. Finally, we employ a multi-level feature distillation procedure to transfer the knowledge to a student model for each of the considered datasets. We conduct image classification experiments on seven benchmarks, and action recognition experiments on three benchmarks. To illustrate the power of our feature distillation procedure, the student architectures are chosen to be identical to those of the individual teachers. To demonstrate the flexibility of our approach, we combine teachers with distinct architectures. We show that our novel Multi-Level Feature Distillation (MLFD) can significantly surpass equivalent architectures that are either trained on individual datasets, or jointly trained on all datasets at once. Furthermore, we confirm that each step of the proposed training procedure is well motivated by a comprehensive ablation study. We publicly release our code at https://github.com/AdrianIordache/MLFD.

URLs: https://github.com/AdrianIordache/MLFD.

cross Drone Acoustic Analysis for Predicting Psychoacoustic Annoyance via Artificial Neural Networks

Authors: Andrea Vaiuso, Marcello Righi, Oier Coretti, Moreno Apicella

Abstract: Unmanned Aerial Vehicles (UAVs) have become widely used in various fields and industrial applications thanks to their low operational cost, compact size and wide accessibility. However, the noise generated by drone propellers has emerged as a significant concern. This may affect the public willingness to implement these vehicles in services that require operation in proximity to residential areas. The standard approaches to address this challenge include sound pressure measurements and noise characteristic analyses. The integration of Artificial Intelligence models in recent years has further streamlined the process by enhancing complex feature detection in drone acoustics data. This study builds upon prior research by examining the efficacy of various Deep Learning models in predicting Psychoacoustic Annoyance, an effective index for measuring perceived annoyance by human ears, based on multiple drone characteristics as input. This is accomplished by constructing a training dataset using precise measurements of various drone models with multiple microphones and analyzing flight data, maneuvers, drone physical characteristics, and perceived annoyance under realistic conditions. The aim of this research is to improve our understanding of drone noise, aid in the development of noise reduction techniques, and encourage the acceptance of drone usage on public spaces.

cross ContextIQ: A Multimodal Expert-Based Video Retrieval System for Contextual Advertising

Authors: Ashutosh Chaubey, Anoubhav Agarwaal, Sartaki Sinha Roy, Aayush Agarwal, Susmita Ghose

Abstract: Contextual advertising serves ads that are aligned to the content that the user is viewing. The rapid growth of video content on social platforms and streaming services, along with privacy concerns, has increased the need for contextual advertising. Placing the right ad in the right context creates a seamless and pleasant ad viewing experience, resulting in higher audience engagement and, ultimately, better ad monetization. From a technology standpoint, effective contextual advertising requires a video retrieval system capable of understanding complex video content at a very granular level. Current text-to-video retrieval models based on joint multimodal training demand large datasets and computational resources, limiting their practicality and lacking the key functionalities required for ad ecosystem integration. We introduce ContextIQ, a multimodal expert-based video retrieval system designed specifically for contextual advertising. ContextIQ utilizes modality-specific experts-video, audio, transcript (captions), and metadata such as objects, actions, emotion, etc.-to create semantically rich video representations. We show that our system, without joint training, achieves better or comparable results to state-of-the-art models and commercial solutions on multiple text-to-video retrieval benchmarks. Our ablation studies highlight the benefits of leveraging multiple modalities for enhanced video retrieval accuracy instead of using a vision-language model alone. Furthermore, we show how video retrieval systems such as ContextIQ can be used for contextual advertising in an ad ecosystem while also addressing concerns related to brand safety and filtering inappropriate content.

cross Fourier Head: Helping Large Language Models Learn Complex Probability Distributions

Authors: Nate Gillman, Daksh Aggarwal, Michael Freeman, Saurabh Singh, Chen Sun

Abstract: As the quality of large language models has improved, there has been increased interest in using them to model non-linguistic tokens. For example, the Decision Transformer recasts agentic decision making as a sequence modeling problem, using a decoder-only LLM to model the distribution over the discrete action space for an Atari agent. However, when adapting LLMs to non-linguistic domains, it remains unclear if softmax over discrete bins captures the continuous structure of the tokens and the potentially complex distributions needed for high quality token generation. We introduce a neural network layer, constructed using Fourier series, which we can easily substitute for any linear layer if we want the outputs to have a more continuous structure. We perform extensive analysis on synthetic datasets, as well as on large-scale decision making and time series forecasting tasks. We also provide theoretical evidence that this layer can better learn signal from data while ignoring high-frequency noise. All of our results support the effectiveness of our proposed Fourier head in scenarios where the underlying data distribution has a natural continuous structure. For example, the Fourier head improves a Decision Transformer agent's returns by 46% on the Atari Seaquest game, and increases a state-of-the-art times series foundation model's forecasting performance by 3.5% across 20 benchmarks unseen during training.

cross Leveraging Reverberation and Visual Depth Cues for Sound Event Localization and Detection with Distance Estimation

Authors: Davide Berghi, Philip J. B. Jackson

Abstract: This report describes our systems submitted for the DCASE2024 Task 3 challenge: Audio and Audiovisual Sound Event Localization and Detection with Source Distance Estimation (Track B). Our main model is based on the audio-visual (AV) Conformer, which processes video and audio embeddings extracted with ResNet50 and with an audio encoder pre-trained on SELD, respectively. This model outperformed the audio-visual baseline of the development set of the STARSS23 dataset by a wide margin, halving its DOAE and improving the F1 by more than 3x. Our second system performs a temporal ensemble from the outputs of the AV-Conformer. We then extended the model with features for distance estimation, such as direct and reverberant signal components extracted from the omnidirectional audio channel, and depth maps extracted from the video frames. While the new system improved the RDE of our previous model by about 3 percentage points, it achieved a lower F1 score. This may be caused by sound classes that rarely appear in the training set and that the more complex system does not detect, as analysis can determine. To overcome this problem, our fourth and final system consists of an ensemble strategy combining the predictions of the other three. Many opportunities to refine the system and training strategy can be tested in future ablation experiments, and likely achieve incremental performance gains for this audio-visual task.

cross From melodic note sequences to pitches using word2vec

Authors: Daniel Defays

Abstract: Applying the word2vec technique, commonly used in language modeling, to melodies, where notes are treated as words in sentences, enables the capture of pitch information. This study examines two datasets: 20 children's songs and an excerpt from a Bach sonata. The semantic space for defining the embeddings is of very small dimension, specifically 2. Notes are predicted based on the 2, 3 or 4 preceding notes that establish the context. A multivariate analysis of the results shows that the semantic vectors representing the notes have a multiple correlation coefficient of approximately 0.80 with their pitches.

cross $\mathsf{OPA}$: One-shot Private Aggregation with Single Client Interaction and its Applications to Federated Learning

Authors: Harish Karthikeyan, Antigoni Polychroniadou

Abstract: Our work aims to minimize interaction in secure computation due to the high cost and challenges associated with communication rounds, particularly in scenarios with many clients. In this work, we revisit the problem of secure aggregation in the single-server setting where a single evaluation server can securely aggregate client-held individual inputs. Our key contribution is the introduction of One-shot Private Aggregation ($\mathsf{OPA}$) where clients speak only once (or even choose not to speak) per aggregation evaluation. Since each client communicates only once per aggregation, this simplifies managing dropouts and dynamic participation, contrasting with multi-round protocols and aligning with plaintext secure aggregation, where clients interact only once. We construct $\mathsf{OPA}$ based on LWR, LWE, class groups, DCR and demonstrate applications to privacy-preserving Federated Learning (FL) where clients \emph{speak once}. This is a sharp departure from prior multi-round FL protocols whose study was initiated by Bonawitz et al. (CCS, 2017). Moreover, unlike the YOSO (You Only Speak Once) model for general secure computation, $\mathsf{OPA}$ eliminates complex committee selection protocols to achieve adaptive security. Beyond asymptotic improvements, $\mathsf{OPA}$ is practical, outperforming state-of-the-art solutions. We benchmark logistic regression classifiers for two datasets, while also building an MLP classifier to train on MNIST, CIFAR-10, and CIFAR-100 datasets. We build two flavors of $\caps$ (1) from (threshold) key homomorphic PRF and (2) from seed homomorphic PRG and secret sharing.

cross SVIP: Towards Verifiable Inference of Open-source Large Language Models

Authors: Yifan Sun, Yuhang Li, Yue Zhang, Yuchen Jin, Huan Zhang

Abstract: Open-source Large Language Models (LLMs) have recently demonstrated remarkable capabilities in natural language understanding and generation, leading to widespread adoption across various domains. However, their increasing model sizes render local deployment impractical for individual users, pushing many to rely on computing service providers for inference through a blackbox API. This reliance introduces a new risk: a computing provider may stealthily substitute the requested LLM with a smaller, less capable model without consent from users, thereby delivering inferior outputs while benefiting from cost savings. In this paper, we formalize the problem of verifiable inference for LLMs. Existing verifiable computing solutions based on cryptographic or game-theoretic techniques are either computationally uneconomical or rest on strong assumptions. We introduce SVIP, a secret-based verifiable LLM inference protocol that leverages intermediate outputs from LLM as unique model identifiers. By training a proxy task on these outputs and requiring the computing provider to return both the generated text and the processed intermediate outputs, users can reliably verify whether the computing provider is acting honestly. In addition, the integration of a secret mechanism further enhances the security of our protocol. We thoroughly analyze our protocol under multiple strong and adaptive adversarial scenarios. Our extensive experiments demonstrate that SVIP is accurate, generalizable, computationally efficient, and resistant to various attacks. Notably, SVIP achieves false negative rates below 5% and false positive rates below 3%, while requiring less than 0.01 seconds per query for verification.

cross Effective Guidance for Model Attention with Simple Yes-no Annotations

Authors: Seongmin Lee (Polo), Ali Payani (Polo), Duen Horng (Polo), Chau

Abstract: Modern deep learning models often make predictions by focusing on irrelevant areas, leading to biased performance and limited generalization. Existing methods aimed at rectifying model attention require explicit labels for irrelevant areas or complex pixel-wise ground truth attention maps. We present CRAYON (Correcting Reasoning with Annotations of Yes Or No), offering effective, scalable, and practical solutions to rectify model attention using simple yes-no annotations. CRAYON empowers classical and modern model interpretation techniques to identify and guide model reasoning: CRAYON-ATTENTION directs classic interpretations based on saliency maps to focus on relevant image regions, while CRAYON-PRUNING removes irrelevant neurons identified by modern concept-based methods to mitigate their influence. Through extensive experiments with both quantitative and human evaluation, we showcase CRAYON's effectiveness, scalability, and practicality in refining model attention. CRAYON achieves state-of-the-art performance, outperforming 12 methods across 3 benchmark datasets, surpassing approaches that require more complex annotations.

cross An Efficient Approach to Generate Safe Drivable Space by LiDAR-Camera-HDmap Fusion

Authors: Minghao Ning, Ahmad Reza Alghooneh, Chen Sun, Ruihe Zhang, Pouya Panahandeh, Steven Tuer, Ehsan Hashemi, Amir Khajepour

Abstract: In this paper, we propose an accurate and robust perception module for Autonomous Vehicles (AVs) for drivable space extraction. Perception is crucial in autonomous driving, where many deep learning-based methods, while accurate on benchmark datasets, fail to generalize effectively, especially in diverse and unpredictable environments. Our work introduces a robust easy-to-generalize perception module that leverages LiDAR, camera, and HD map data fusion to deliver a safe and reliable drivable space in all weather conditions. We present an adaptive ground removal and curb detection method integrated with HD map data for enhanced obstacle detection reliability. Additionally, we propose an adaptive DBSCAN clustering algorithm optimized for precipitation noise, and a cost-effective LiDAR-camera frustum association that is resilient to calibration discrepancies. Our comprehensive drivable space representation incorporates all perception data, ensuring compatibility with vehicle dimensions and road regulations. This approach not only improves generalization and efficiency, but also significantly enhances safety in autonomous vehicle operations. Our approach is tested on a real dataset and its reliability is verified during the daily (including harsh snowy weather) operation of our autonomous shuttle, WATonoBus

cross Robots Pre-train Robots: Manipulation-Centric Robotic Representation from Large-Scale Robot Dataset

Authors: Guangqi Jiang, Yifei Sun, Tao Huang, Huanyu Li, Yongyuan Liang, Huazhe Xu

Abstract: The pre-training of visual representations has enhanced the efficiency of robot learning. Due to the lack of large-scale in-domain robotic datasets, prior works utilize in-the-wild human videos to pre-train robotic visual representation. Despite their promising results, representations from human videos are inevitably subject to distribution shifts and lack the dynamics information crucial for task completion. We first evaluate various pre-trained representations in terms of their correlation to the downstream robotic manipulation tasks (i.e., manipulation centricity). Interestingly, we find that the "manipulation centricity" is a strong indicator of success rates when applied to downstream tasks. Drawing from these findings, we propose Manipulation Centric Representation (MCR), a foundation representation learning framework capturing both visual features and the dynamics information such as actions and proprioceptions of manipulation tasks to improve manipulation centricity. Specifically, we pre-train a visual encoder on the DROID robotic dataset and leverage motion-relevant data such as robot proprioceptive states and actions. We introduce a novel contrastive loss that aligns visual observations with the robot's proprioceptive state-action dynamics, combined with a behavior cloning (BC)-like actor loss to predict actions during pre-training, along with a time contrastive loss. Empirical results across 4 simulation domains with 20 tasks verify that MCR outperforms the strongest baseline method by 14.8%. Moreover, MCR boosts the performance of data-efficient learning with a UR5e arm on 3 real-world tasks by 76.9%. Project website: https://robots-pretrain-robots.github.io/.

URLs: https://robots-pretrain-robots.github.io/.

replace Modified Double DQN: addressing stability

Authors: Shervin Halat, Mohammad Mehdi Ebadzadeh, Kiana Amani

Abstract: Inspired by Double Q-learning algorithm, the Double-DQN (DDQN) algorithm was originally proposed in order to address the overestimation issue in the original DQN algorithm. The DDQN has successfully shown both theoretically and empirically the importance of decoupling in terms of action evaluation and selection in computation of target values; although, all the benefits were acquired with only a simple adaption to DQN algorithm, minimal possible change as it was mentioned by the authors. Nevertheless, there seems a roll-back in the proposed algorithm of DDQN since the parameters of policy network are emerged again in the target value function which were initially withdrawn by DQN with the hope of tackling the serious issue of moving targets and the instability caused by it (i.e., by moving targets) in the process of learning. Therefore, in this paper three modifications to the DDQN algorithm are proposed with the hope of maintaining the performance in the terms of both stability and overestimation. These modifications are focused on the logic of decoupling the best action selection and evaluation in the target value function and the logic of tackling the moving targets issue. Each of these modifications have their own pros and cons compared to the others. The mentioned pros and cons mainly refer to the execution time required for the corresponding algorithm and the stability provided by the corresponding algorithm. Also, in terms of overestimation, none of the modifications seem to underperform compared to the original DDQN if not outperform it. With the intention of evaluating the efficacy of the proposed modifications, multiple empirical experiments along with theoretical experiments were conducted. The results obtained are represented and discussed in this article.

replace Toward best research practices in AI Psychology

Authors: Anna A. Ivanova

Abstract: Language models have become an essential part of the burgeoning field of AI Psychology. I discuss 14 methodological considerations that can help design more robust, generalizable studies evaluating the cognitive abilities of language-based AI systems, as well as to accurately interpret the results of these studies.

replace Value Preferences Estimation and Disambiguation in Hybrid Participatory Systems

Authors: Enrico Liscio, Luciano C. Siebert, Catholijn M. Jonker, Pradeep K. Murukannaiah

Abstract: Understanding citizens' values in participatory systems is crucial for citizen-centric policy-making. We envision a hybrid participatory system where participants make choices and provide motivations for those choices, and AI agents estimate their value preferences by interacting with them. We focus on situations where a conflict is detected between participants' choices and motivations, and propose methods for estimating value preferences while addressing detected inconsistencies by interacting with the participants. We operationalize the philosophical stance that ``valuing is deliberatively consequential." That is, if a participant's choice is based on a deliberation of value preferences, the value preferences can be observed in the motivation the participant provides for the choice. Thus, we propose and compare value preferences estimation methods that prioritize the values estimated from motivations over the values estimated from choices alone. Then, we introduce a disambiguation strategy that combines Natural Language Processing and Active Learning to address the detected inconsistencies between choices and motivations. We evaluate the proposed methods on a dataset of a large-scale survey on energy transition. The results show that explicitly addressing inconsistencies between choices and motivations improves the estimation of an individual's value preferences. The disambiguation strategy does not show substantial improvements when compared to similar baselines -- however, we discuss how the novelty of the approach can open new research avenues and propose improvements to address the current limitations.

replace Exploring the Role of Token in Transformer-based Time Series Forecasting

Authors: Jianqi Zhang, Jingyao Wang, Chuxiong Sun, Xingchen Shen, Fanjiang Xu, Changwen Zheng, Wenwen Qiang

Abstract: Transformer-based methods are a mainstream approach for solving time series forecasting (TSF). These methods use temporal or variable tokens from observable data to make predictions. However, most focus on optimizing the model structure, with few studies paying attention to the role of tokens for predictions. The role is crucial since a model that distinguishes useful tokens from useless ones will predict more effectively. In this paper, we explore this issue. Through theoretical analyses, we find that the gradients mainly depend on tokens that contribute to the predicted series, called positive tokens. Based on this finding, we explore what helps models select these positive tokens. Through a series of experiments, we obtain three observations: i) positional encoding (PE) helps the model identify positive tokens; ii) as the network depth increases, the PE information gradually weakens, affecting the model's ability to identify positive tokens in deeper layers; iii) both enhancing PE in the deeper layers and using semantic-based PE can improve the model's ability to identify positive tokens, thus boosting performance. Inspired by these findings, we design temporal positional encoding (T-PE) for temporal tokens and variable positional encoding (V-PE) for variable tokens. To utilize T-PE and V-PE, we propose T2B-PE, a Transformer-based dual-branch framework. Extensive experiments demonstrate that T2B-PE has superior robustness and effectiveness.

replace Learning under Imitative Strategic Behavior with Unforeseeable Outcomes

Authors: Tian Xie, Zhiqun Zuo, Mohammad Mahdi Khalili, Xueru Zhang

Abstract: Machine learning systems have been widely used to make decisions about individuals who may behave strategically to receive favorable outcomes, e.g., they may genuinely improve the true labels or manipulate observable features directly to game the system without changing labels. Although both behaviors have been studied (often as two separate problems) in the literature, most works assume individuals can (i) perfectly foresee the outcomes of their behaviors when they best respond; (ii) change their features arbitrarily as long as it is affordable, and the costs they need to pay are deterministic functions of feature changes. In this paper, we consider a different setting and focus on imitative strategic behaviors with unforeseeable outcomes, i.e., individuals manipulate/improve by imitating the features of those with positive labels, but the induced feature changes are unforeseeable. We first propose a Stackelberg game to model the interplay between individuals and the decision-maker, under which we examine how the decision-maker's ability to anticipate individual behavior affects its objective function and the individual's best response. We show that the objective difference between the two can be decomposed into three interpretable terms, with each representing the decision-maker's preference for a certain behavior. By exploring the roles of each term, we theoretically illustrate how a decision-maker with adjusted preferences may simultaneously disincentivize manipulation, incentivize improvement, and promote fairness. Such theoretical results provide a guideline for decision-makers to inform better and socially responsible decisions in practice.

replace CulturePark: Boosting Cross-cultural Understanding in Large Language Models

Authors: Cheng Li, Damien Teney, Linyi Yang, Qingsong Wen, Xing Xie, Jindong Wang

Abstract: Cultural bias is pervasive in many large language models (LLMs), largely due to the deficiency of data representative of different cultures. Typically, cultural datasets and benchmarks are constructed either by extracting subsets of existing datasets or by aggregating from platforms such as Wikipedia and social media. However, these approaches are highly dependent on real-world data and human annotations, making them costly and difficult to scale. Inspired by cognitive theories on social communication, this paper introduces CulturePark, an LLM-powered multi-agent communication framework for cultural data collection. CulturePark simulates cross-cultural human communication with LLM-based agents playing roles in different cultures. It generates high-quality cross-cultural dialogues encapsulating human beliefs, norms, and customs. Using CulturePark, we generated 41,000 cultural samples to fine-tune eight culture-specific LLMs. We evaluated these models across three downstream tasks: content moderation, cultural alignment, and cultural education. Results show that for content moderation, our GPT-3.5-based models either match or outperform GPT-4 on datasets. Regarding cultural alignment, our models surpass GPT-4 on Hofstede's VSM 13 framework. Furthermore, for cultural education of human participants, our models demonstrate superior outcomes in both learning efficacy and user experience compared to GPT-4. CulturePark proves an important step in addressing cultural bias and advancing the democratization of AI, highlighting the critical role of culturally inclusive data in model training. Code is released at https://github.com/Scarelette/CulturePark.

URLs: https://github.com/Scarelette/CulturePark.

replace $i$REPO: $i$mplicit Reward Pairwise Difference based Empirical Preference Optimization

Authors: Long Tan Le, Han Shu, Tung-Anh Nguyen, Choong Seon Hong, Nguyen H. Tran

Abstract: While astonishingly capable, large Language Models (LLM) can sometimes produce outputs that deviate from human expectations. Such deviations necessitate an alignment phase to prevent disseminating untruthful, toxic, or biased information. Traditional alignment methods based on reinforcement learning often struggle with the identified instability, whereas preference optimization methods are limited by their overfitting to pre-collected hard-label datasets. In this paper, we propose a novel LLM alignment framework named $i$REPO, which utilizes implicit Reward pairwise difference regression for Empirical Preference Optimization. Particularly, $i$REPO employs self-generated datasets labeled by empirical human (or AI annotator) preference to iteratively refine the aligned policy through a novel regression-based loss function. Furthermore, we introduce an innovative algorithm backed by theoretical guarantees for achieving optimal results under ideal assumptions and providing a practical performance-gap result without such assumptions. Experimental results with Phi-2 and Mistral-7B demonstrate that $i$REPO effectively achieves self-alignment using soft-label, self-generated responses and the logit of empirical AI annotators. Furthermore, our approach surpasses preference optimization baselines in evaluations using the Language Model Evaluation Harness and Multi-turn benchmarks.

replace Prompt Optimization with EASE? Efficient Ordering-aware Automated Selection of Exemplars

Authors: Zhaoxuan Wu, Xiaoqiang Lin, Zhongxiang Dai, Wenyang Hu, Yao Shu, See-Kiong Ng, Patrick Jaillet, Bryan Kian Hsiang Low

Abstract: Large language models (LLMs) have shown impressive capabilities in real-world applications. The capability of in-context learning (ICL) allows us to adapt an LLM to downstream tasks by including input-label exemplars in the prompt without model fine-tuning. However, the quality of these exemplars in the prompt greatly impacts performance, highlighting the need for an effective automated exemplar selection method. Recent studies have explored retrieval-based approaches to select exemplars tailored to individual test queries, which can be undesirable due to extra test-time computation and an increased risk of data exposure. Moreover, existing methods fail to adequately account for the impact of exemplar ordering on the performance. On the other hand, the impact of the instruction, another essential component in the prompt given to the LLM, is often overlooked in existing exemplar selection methods. To address these challenges, we propose a novel method named EASE, which leverages the hidden embedding from a pre-trained language model to represent ordered sets of exemplars and uses a neural bandit algorithm to optimize the sets of exemplars while accounting for exemplar ordering. Our EASE can efficiently find an ordered set of exemplars that performs well for all test queries from a given task, thereby eliminating test-time computation. Importantly, EASE can be readily extended to jointly optimize both the exemplars and the instruction. Through extensive empirical evaluations (including novel tasks), we demonstrate the superiority of EASE over existing methods, and reveal practical insights about the impact of exemplar selection on ICL, which may be of independent interest. Our code is available at https://github.com/ZhaoxuanWu/EASE-Prompt-Optimization.

URLs: https://github.com/ZhaoxuanWu/EASE-Prompt-Optimization.

replace IDs for AI Systems

Authors: Alan Chan, Noam Kolt, Peter Wills, Usman Anwar, Christian Schroeder de Witt, Nitarshan Rajkumar, Lewis Hammond, David Krueger, Lennart Heim, Markus Anderljung

Abstract: AI systems are increasingly pervasive, yet information needed to decide whether and how to engage with them may not exist or be accessible. A user may not be able to verify whether a system has certain safety certifications. An investigator may not know whom to investigate when a system causes an incident. It may not be clear whom to contact to shut down a malfunctioning system. Across a number of domains, IDs address analogous problems by identifying particular entities (e.g., a particular Boeing 747) and providing information about other entities of the same class (e.g., some or all Boeing 747s). We propose a framework in which IDs are ascribed to instances of AI systems (e.g., a particular chat session with Claude 3), and associated information is accessible to parties seeking to interact with that system. We characterize IDs for AI systems, provide concrete examples where IDs could be useful, argue that there could be significant demand for IDs from key actors, analyze how those actors could incentivize ID adoption, explore a potential implementation of our framework for deployers of AI systems, and highlight limitations and risks. IDs seem most warranted in settings where AI systems could have a large impact upon the world, such as in making financial transactions or contacting real humans. With further study, IDs could help to manage a world where AI systems pervade society.

replace UDC: A Unified Neural Divide-and-Conquer Framework for Large-Scale Combinatorial Optimization Problems

Authors: Zhi Zheng, Changliang Zhou, Tong Xialiang, Mingxuan Yuan, Zhenkun Wang

Abstract: Single-stage neural combinatorial optimization solvers have achieved near-optimal results on various small-scale combinatorial optimization (CO) problems without requiring expert knowledge. However, these solvers exhibit significant performance degradation when applied to large-scale CO problems. Recently, two-stage neural methods motivated by divide-and-conquer strategies have shown efficiency in addressing large-scale CO problems. Nevertheless, the performance of these methods highly relies on problem-specific heuristics in either the dividing or the conquering procedure, which limits their applicability to general CO problems. Moreover, these methods employ separate training schemes and ignore the interdependencies between the dividing and conquering strategies, often leading to sub-optimal solutions. To tackle these drawbacks, this article develops a unified neural divide-and-conquer framework (i.e., UDC) for solving general large-scale CO problems. UDC offers a Divide-Conquer-Reunion (DCR) training method to eliminate the negative impact of a sub-optimal dividing policy. Employing a high-efficiency Graph Neural Network (GNN) for global instance dividing and a fixed-length sub-path solver for conquering divided sub-problems, the proposed UDC framework demonstrates extensive applicability, achieving superior performance in 10 representative large-scale CO problems. The code is available at https://github.com/CIAM-Group/NCO_code/tree/main/single_objective/UDC-Large-scale-CO-master.

URLs: https://github.com/CIAM-Group/NCO_code/tree/main/single_objective/UDC-Large-scale-CO-master.

replace Is the Lecture Engaging for Learning? Lecture Voice Sentiment Analysis for Knowledge Graph-Supported Intelligent Lecturing Assistant (ILA) System

Authors: Yuan An, Samarth Kolanupaka, Jacob An, Matthew Ma, Unnat Chhatwal, Alex Kalinowski, Michelle Rogers, Brian Smith

Abstract: This paper introduces an intelligent lecturing assistant (ILA) system that utilizes a knowledge graph to represent course content and optimal pedagogical strategies. The system is designed to support instructors in enhancing student learning through real-time analysis of voice, content, and teaching methods. As an initial investigation, we present a case study on lecture voice sentiment analysis, in which we developed a training set comprising over 3,000 one-minute lecture voice clips. Each clip was manually labeled as either engaging or non-engaging. Utilizing this dataset, we constructed and evaluated several classification models based on a variety of features extracted from the voice clips. The results demonstrate promising performance, achieving an F1-score of 90% for boring lectures on an independent set of over 800 test voice clips. This case study lays the groundwork for the development of a more sophisticated model that will integrate content analysis and pedagogical practices. Our ultimate goal is to aid instructors in teaching more engagingly and effectively by leveraging modern artificial intelligence techniques.

replace Global-Local Medical SAM Adaptor Based on Full Adaption

Authors: Meng Wang (School of Electronic,Information Engineering Liaoning Technical University Xingcheng City, Liaoning Province, P. R. China), Yarong Feng (School of Electronic,Information Engineering Liaoning Technical University Xingcheng City, Liaoning Province, P. R. China), Yongwei Tang (School of Electronic,Information Engineering Liaoning Technical University Xingcheng City, Liaoning Province, P. R. China), Tian Zhang (Software college Northeastern University Shenyang, Liaoning Province, P. R. China), Yuxin Liang (School of Electronic,Information Engineering Liaoning Technical University Xingcheng City, Liaoning Province, P. R. China), Chao Lv (Department of General Surgery, Shengjing Hospital China Medical University Shenyang, Liaoning Province, P. R. China)

Abstract: Emerging of visual language models, such as the segment anything model (SAM), have made great breakthroughs in the field of universal semantic segmentation and significantly aid the improvements of medical image segmentation, in particular with the help of Medical SAM adaptor (Med-SA). However, Med-SA still can be improved, as it fine-tunes SAM in a partial adaption manner. To resolve this problem, we present a novel global medical SAM adaptor (GMed-SA) with full adaption, which can adapt SAM globally. We further combine GMed-SA and Med-SA to propose a global-local medical SAM adaptor (GLMed-SA) to adapt SAM both globally and locally. Extensive experiments have been performed on the challenging public 2D melanoma segmentation dataset. The results show that GLMed-SA outperforms several state-of-the-art semantic segmentation methods on various evaluation metrics, demonstrating the superiority of our methods.

replace AIME: AI System Optimization via Multiple LLM Evaluators

Authors: Bhrij Patel, Souradip Chakraborty, Wesley A. Suttle, Mengdi Wang, Amrit Singh Bedi, Dinesh Manocha

Abstract: Text-based AI system optimization typically involves a feedback loop scheme where a single LLM generates an evaluation in natural language of the current output to improve the next iteration's output. However, in this work, we empirically demonstrate that for a practical and complex task (code generation) with multiple criteria to evaluate, utilizing only one LLM evaluator tends to let errors in generated code go undetected, thus leading to incorrect evaluations and ultimately suboptimal test case performance. Motivated by this failure case, we assume there exists an optimal evaluation policy that samples an evaluation between response and ground truth. We then theoretically prove that a linear combination of multiple evaluators can approximate this optimal policy. From this insight, we propose AI system optimization via Multiple LLM Evaluators (AIME). AIME is an evaluation protocol that utilizes multiple LLMs that each independently generate an evaluation on separate criteria and then combine them via concatenation. We provide an extensive empirical study showing AIME outperforming baseline methods in code generation tasks, with up to $62\%$ higher error detection rate and up to $16\%$ higher success rate than a single LLM evaluation protocol on LeetCodeHard and HumanEval datasets. We also show that the selection of the number of evaluators and which criteria to utilize is non-trivial as it can impact pact success rate by up to $12\%$.

replace Boolean Nearest Neighbor Language in the Knowledge Compilation Map

Authors: Ond\v{r}ej \v{C}epek, Jelena Gli\v{s}i\'c

Abstract: The Boolean Nearest Neighbor (BNN) representation of Boolean functions was recently introduced by Hajnal, Liu and Turan. A BNN representation of $f$ is a pair $(P,N)$ of sets of Boolean vectors (called positive and negative prototypes) where $f(x)=1$ for every positive prototype $x \in P$, $f(x)=0$ for all every negative prototype $x \in N$, and the value $f(x)$ for $x \not\in P \cup N$ is determined by the type of the closest prototype. The main aim of this paper is to determine the position of the BNN language in the Knowledge Compilation Map (KCM). To this end, we derive results which compare the succinctness of the BNN language to several standard languages from KCM, and determine the complexity status of most standard queries and transformations for BNN inputs.

replace AI Can Enhance Creativity in Social Networks

Authors: Raiyan Abdul Baten, Ali Sarosh Bangash, Krish Veera, Gourab Ghoshal, Ehsan Hoque

Abstract: Can peer recommendation engines elevate people's creative performances in self-organizing social networks? Answering this question requires resolving challenges in data collection (e.g., tracing inspiration links and psycho-social attributes of nodes) and intervention design (e.g., balancing idea stimulation and redundancy in evolving information environments). We trained a model that predicts people's ideation performances using semantic and network-structural features in an online platform. Using this model, we built SocialMuse, which maximizes people's predicted performances to generate peer recommendations for them. We found treatment networks leveraging SocialMuse outperforming AI-agnostic control networks in several creativity measures. The treatment networks were more decentralized than the control, as SocialMuse increasingly emphasized network-structural features at large network sizes. This decentralization spreads people's inspiration sources, helping inspired ideas stand out better. Our study provides actionable insights into building intelligent systems for elevating creativity.

replace AutoKaggle: A Multi-Agent Framework for Autonomous Data Science Competitions

Authors: Ziming Li, Qianbo Zang, David Ma, Jiawei Guo, Tuney Zheng, Minghao Liu, Xinyao Niu, Yue Wang, Jian Yang, Jiaheng Liu, Wanjun Zhong, Wangchunshu Zhou, Wenhao Huang, Ge Zhang

Abstract: Data science tasks involving tabular data present complex challenges that require sophisticated problem-solving approaches. We propose AutoKaggle, a powerful and user-centric framework that assists data scientists in completing daily data pipelines through a collaborative multi-agent system. AutoKaggle implements an iterative development process that combines code execution, debugging, and comprehensive unit testing to ensure code correctness and logic consistency. The framework offers highly customizable workflows, allowing users to intervene at each phase, thus integrating automated intelligence with human expertise. Our universal data science toolkit, comprising validated functions for data cleaning, feature engineering, and modeling, forms the foundation of this solution, enhancing productivity by streamlining common tasks. We selected 8 Kaggle competitions to simulate data processing workflows in real-world application scenarios. Evaluation results demonstrate that AutoKaggle achieves a validation submission rate of 0.85 and a comprehensive score of 0.82 in typical data science pipelines, fully proving its effectiveness and practicality in handling complex data science tasks.

replace-cross CIM-PPO:Proximal Policy Optimization with Liu-Correntropy Induced Metric

Authors: Yunxiao Guo, Han Long, Xiaojun Duan, Kaiyuan Feng, Maochu Li, Xiaying Ma

Abstract: As a popular Deep Reinforcement Learning (DRL) algorithm, Proximal Policy Optimization (PPO) has demonstrated remarkable efficacy in numerous complex tasks. According to the penalty mechanism in a surrogate, PPO can be classified into PPO with KL divergence (PPO-KL) and PPO with Clip (PPO-Clip). In this paper, we analyze the impact of asymmetry in KL divergence on PPO-KL and highlight that when this asymmetry is pronounced, it will misguide the improvement of the surrogate. To address this issue, we represent the PPO-KL in inner product form and demonstrate that the KL divergence is a Correntropy Induced Metric (CIM) in Euclidean space. Subsequently, we extend the PPO-KL to the Reproducing Kernel Hilbert Space (RKHS), redefine the inner products with RKHS, and propose the PPO-CIM algorithm. Moreover, this paper states that the PPO-CIM algorithm has a lower computation cost in policy gradient and proves that PPO-CIM can guarantee the new policy is within the trust region while the kernel satisfies some conditions. Finally, we design experiments based on six Mujoco continuous-action tasks to validate the proposed algorithm. The experimental results validate that the asymmetry of KL divergence can affect the policy improvement of PPO-KL and show that the PPO-CIM can perform better than both PPO-KL and PPO-Clip in most tasks.

replace-cross Generation Probabilities Are Not Enough: Uncertainty Highlighting in AI Code Completions

Authors: Helena Vasconcelos, Gagan Bansal, Adam Fourney, Q. Vera Liao, Jennifer Wortman Vaughan

Abstract: Large-scale generative models enabled the development of AI-powered code completion tools to assist programmers in writing code. However, much like other AI-powered tools, AI-powered code completions are not always accurate, potentially introducing bugs or even security vulnerabilities into code if not properly detected and corrected by a human programmer. One technique that has been proposed and implemented to help programmers identify potential errors is to highlight uncertain tokens. However, there have been no empirical studies exploring the effectiveness of this technique -- nor investigating the different and not-yet-agreed-upon notions of uncertainty in the context of generative models. We explore the question of whether conveying information about uncertainty enables programmers to more quickly and accurately produce code when collaborating with an AI-powered code completion tool, and if so, what measure of uncertainty best fits programmers' needs. Through a mixed-methods study with 30 programmers, we compare three conditions: providing the AI system's code completion alone, highlighting tokens with the lowest likelihood of being generated by the underlying generative model, and highlighting tokens with the highest predicted likelihood of being edited by a programmer. We find that highlighting tokens with the highest predicted likelihood of being edited leads to faster task completion and more targeted edits, and is subjectively preferred by study participants. In contrast, highlighting tokens according to their probability of being generated does not provide any benefit over the baseline with no highlighting. We further explore the design space of how to convey uncertainty in AI-powered code completion tools, and find that programmers prefer highlights that are granular, informative, interpretable, and not overwhelming.

replace-cross Empirical Design in Reinforcement Learning

Authors: Andrew Patterson, Samuel Neumann, Martha White, Adam White

Abstract: Empirical design in reinforcement learning is no small task. Running good experiments requires attention to detail and at times significant computational resources. While compute resources available per dollar have continued to grow rapidly, so have the scale of typical experiments in reinforcement learning. It is now common to benchmark agents with millions of parameters against dozens of tasks, each using the equivalent of 30 days of experience. The scale of these experiments often conflict with the need for proper statistical evidence, especially when comparing algorithms. Recent studies have highlighted how popular algorithms are sensitive to hyper-parameter settings and implementation details, and that common empirical practice leads to weak statistical evidence (Machado et al., 2018; Henderson et al., 2018). Here we take this one step further. This manuscript represents both a call to action, and a comprehensive resource for how to do good experiments in reinforcement learning. In particular, we cover: the statistical assumptions underlying common performance measures, how to properly characterize performance variation and stability, hypothesis testing, special considerations for comparing multiple agents, baseline and illustrative example construction, and how to deal with hyper-parameters and experimenter bias. Throughout we highlight common mistakes found in the literature and the statistical consequences of those in example experiments. The objective of this document is to provide answers on how we can use our unprecedented compute to do good science in reinforcement learning, as well as stay alert to potential pitfalls in our empirical design.

replace-cross GPT-NAS: Evolutionary Neural Architecture Search with the Generative Pre-Trained Model

Authors: Caiyang Yu, Xianggen Liu, Yifan Wang, Yun Liu, Wentao Feng, Xiong Deng, Chenwei Tang, Jiancheng Lv

Abstract: Neural Architecture Search (NAS) has emerged as one of the effective methods to design the optimal neural network architecture automatically. Although neural architectures have achieved human-level performances in several tasks, few of them are obtained from the NAS method. The main reason is the huge search space of neural architectures, making NAS algorithms inefficient. This work presents a novel architecture search algorithm, called GPT-NAS, that optimizes neural architectures by Generative Pre-Trained (GPT) model with an evolutionary algorithm (EA) as the search strategy. In GPT-NAS, we assume that a generative model pre-trained on a large-scale corpus could learn the fundamental law of building neural architectures. Therefore, GPT-NAS leverages the GPT model to propose reasonable architecture components given the basic one and then utilizes EAs to search for the optimal solution. Such an approach can largely reduce the search space by introducing prior knowledge in the search process. Extensive experimental results show that our GPT-NAS method significantly outperforms seven manually designed neural architectures and thirteen architectures provided by competing NAS methods. In addition, our experiments also indicate that the proposed algorithm improves the performance of finely tuned neural architectures by up to about 12% compared to those without GPT, further demonstrating its effectiveness in searching neural architectures.

replace-cross Integration of Large Language Models and Federated Learning

Authors: Chaochao Chen, Xiaohua Feng, Yuyuan Li, Lingjuan Lyu, Jun Zhou, Xiaolin Zheng, Jianwei Yin

Abstract: As the parameter size of Large Language Models (LLMs) continues to expand, there is an urgent need to address the scarcity of high-quality data. In response, existing research has attempted to make a breakthrough by incorporating Federated Learning (FL) into LLMs. Conversely, considering the outstanding performance of LLMs in task generalization, researchers have also tried applying LLMs within FL to tackle challenges in relevant domains. The complementarity between LLMs and FL has already ignited widespread research interest. In this paper, we aim to deeply explore the integration of LLMs and FL. We propose a research framework, dividing the fusion of LLMs and FL into three parts: the combination of LLM sub-technologies with FL, the integration of FL sub-technologies with LLMs, and the overall merger of LLMs and FL. We first provide a comprehensive review of the current state of research in the domain of LLMs combined with FL, including their typical applications, integration advantages, challenges faced, and future directions for resolution. Subsequently, we discuss the practical applications of the combination of LLMs and FL in critical scenarios such as healthcare, finance, and education, and provide new perspectives and insights into future research directions for LLMs and FL.

replace-cross Adaptive Multi-Agent Deep Reinforcement Learning for Timely Healthcare Interventions

Authors: Thanveer Shaik, Xiaohui Tao, Lin Li, Haoran Xie, Hong-Ning Dai, Feng Zhao, Jianming Yong

Abstract: Effective patient monitoring is vital for timely interventions and improved healthcare outcomes. Traditional monitoring systems often struggle to handle complex, dynamic environments with fluctuating vital signs, leading to delays in identifying critical conditions. To address this challenge, we propose a novel AI-driven patient monitoring framework using multi-agent deep reinforcement learning (DRL). Our approach deploys multiple learning agents, each dedicated to monitoring a specific physiological feature, such as heart rate, respiration, and temperature. These agents interact with a generic healthcare monitoring environment, learn the patients' behavior patterns, and make informed decisions to alert the corresponding Medical Emergency Teams (METs) based on the level of emergency estimated. In this study, we evaluate the performance of the proposed multi-agent DRL framework using real-world physiological and motion data from two datasets: PPG-DaLiA and WESAD. We compare the results with several baseline models, including Q-Learning, PPO, Actor-Critic, Double DQN, and DDPG, as well as monitoring frameworks like WISEML and CA-MAQL. Our experiments demonstrate that the proposed DRL approach outperforms all other baseline models, achieving more accurate monitoring of patient's vital signs. Furthermore, we conduct hyperparameter optimization to fine-tune the learning process of each agent. By optimizing hyperparameters, we enhance the learning rate and discount factor, thereby improving the agents' overall performance in monitoring patient health status.

replace-cross Aligning Text-to-Image Diffusion Models with Reward Backpropagation

Authors: Mihir Prabhudesai, Anirudh Goyal, Deepak Pathak, Katerina Fragkiadaki

Abstract: Text-to-image diffusion models have recently emerged at the forefront of image generation, powered by very large-scale unsupervised or weakly supervised text-to-image training datasets. Due to their unsupervised training, controlling their behavior in downstream tasks, such as maximizing human-perceived image quality, image-text alignment, or ethical image generation, is difficult. Recent works finetune diffusion models to downstream reward functions using vanilla reinforcement learning, notorious for the high variance of the gradient estimators. In this paper, we propose AlignProp, a method that aligns diffusion models to downstream reward functions using end-to-end backpropagation of the reward gradient through the denoising process. While naive implementation of such backpropagation would require prohibitive memory resources for storing the partial derivatives of modern text-to-image models, AlignProp finetunes low-rank adapter weight modules and uses gradient checkpointing, to render its memory usage viable. We test AlignProp in finetuning diffusion models to various objectives, such as image-text semantic alignment, aesthetics, compressibility and controllability of the number of objects present, as well as their combinations. We show AlignProp achieves higher rewards in fewer training steps than alternatives, while being conceptually simpler, making it a straightforward choice for optimizing diffusion models for differentiable reward functions of interest. Code and Visualization results are available at https://align-prop.github.io/.

URLs: https://align-prop.github.io/.

replace-cross From Question to Exploration: Test-Time Adaptation in Semantic Segmentation?

Authors: Chang'an Yi, Haotian Chen, Yifan Zhang, Yonghui Xu, Lizhen Cui

Abstract: Test-time adaptation (TTA) aims to adapt a model, initially trained on training data, to test data with potential distribution shifts. Most existing TTA methods focus on classification problems. The pronounced success of classification might lead numerous newcomers and engineers to assume that classic TTA techniques can be directly applied to the more challenging task of semantic segmentation. However, this belief is still an open question. In this paper, we investigate the applicability of existing classic TTA strategies in semantic segmentation. Our comprehensive results have led to three key observations. First, the classic normalization updating strategy only brings slight performance improvement, and in some cases, it might even adversely affect the results. Even with the application of advanced distribution estimation techniques like batch renormalization, the problem remains unresolved. Second, although the teacher-student scheme does enhance the training stability for segmentation TTA in the presence of noisy pseudo-labels and temporal correlation, it cannot directly result in performance improvement compared to the original model without TTA under complex data distribution. Third, segmentation TTA suffers a severe long-tailed class-imbalance problem, which is substantially more complex than that in TTA for classification. This long-tailed challenge negatively affects segmentation TTA performance, even when the accuracy of pseudo-labels is high. Besides those observations, we find that visual prompt tuning (VisPT) is promising in segmentation TTA and propose a novel method named TTAP. The outstanding performance of TTAP has also been verified. We hope the community can give more attention to this challenging, yet important, segmentation TTA task in the future. The source code is available at: \textit{https://github.com/ycarobot/TTAP

URLs: https://github.com/ycarobot/TTAP

replace-cross Structured Multi-Track Accompaniment Arrangement via Style Prior Modelling

Authors: Jingwei Zhao, Gus Xia, Ziyu Wang, Ye Wang

Abstract: In the realm of music AI, arranging rich and structured multi-track accompaniments from a simple lead sheet presents significant challenges. Such challenges include maintaining track cohesion, ensuring long-term coherence, and optimizing computational efficiency. In this paper, we introduce a novel system that leverages prior modelling over disentangled style factors to address these challenges. Our method presents a two-stage process: initially, a piano arrangement is derived from the lead sheet by retrieving piano texture styles; subsequently, a multi-track orchestration is generated by infusing orchestral function styles into the piano arrangement. Our key design is the use of vector quantization and a unique multi-stream Transformer to model the long-term flow of the orchestration style, which enables flexible, controllable, and structured music generation. Experiments show that by factorizing the arrangement task into interpretable sub-stages, our approach enhances generative capacity while improving efficiency. Additionally, our system supports a variety of music genres and provides style control at different composition hierarchies. We further show that our system achieves superior coherence, structure, and overall arrangement quality compared to existing baselines.

replace-cross Deep Group Interest Modeling of Full Lifelong User Behaviors for CTR Prediction

Authors: Qi Liu, Xuyang Hou, Haoran Jin, Xiaolong Chen, Jin Chen, Defu Lian, Zhe Wang, Jia Cheng, Jun Lei

Abstract: Extracting users' interests from their lifelong behavior sequence is crucial for predicting Click-Through Rate (CTR). Most current methods employ a two-stage process for efficiency: they first select historical behaviors related to the candidate item and then deduce the user's interest from this narrowed-down behavior sub-sequence. This two-stage paradigm, though effective, leads to information loss. Solely using users' lifelong click behaviors doesn't provide a complete picture of their interests, leading to suboptimal performance. In our research, we introduce the Deep Group Interest Network (DGIN), an end-to-end method to model the user's entire behavior history. This includes all post-registration actions, such as clicks, cart additions, purchases, and more, providing a nuanced user understanding. We start by grouping the full range of behaviors using a relevant key (like item_id) to enhance efficiency. This process reduces the behavior length significantly, from O(10^4) to O(10^2). To mitigate the potential loss of information due to grouping, we incorporate two categories of group attributes. Within each group, we calculate statistical information on various heterogeneous behaviors (like behavior counts) and employ self-attention mechanisms to highlight unique behavior characteristics (like behavior type). Based on this reorganized behavior data, the user's interests are derived using the Transformer technique. Additionally, we identify a subset of behaviors that share the same item_id with the candidate item from the lifelong behavior sequence. The insights from this subset reveal the user's decision-making process related to the candidate item, improving prediction accuracy. Our comprehensive evaluation, both on industrial and public datasets, validates DGIN's efficacy and efficiency.

replace-cross When is Off-Policy Evaluation (Reward Modeling) Useful in Contextual Bandits? A Data-Centric Perspective

Authors: Hao Sun, Alex J. Chan, Nabeel Seedat, Alihan H\"uy\"uk, Mihaela van der Schaar

Abstract: Evaluating the value of a hypothetical target policy with only a logged dataset is important but challenging. On the one hand, it brings opportunities for safe policy improvement under high-stakes scenarios like clinical guidelines. On the other hand, such opportunities raise a need for precise off-policy evaluation (OPE). While previous work on OPE focused on improving the algorithm in value estimation, in this work, we emphasize the importance of the offline dataset, hence putting forward a data-centric framework for evaluating OPE problems. We propose DataCOPE, a data-centric framework for evaluating OPE, that answers the questions of whether and to what extent we can evaluate a target policy given a dataset. DataCOPE (1) forecasts the overall performance of OPE algorithms without access to the environment, which is especially useful before real-world deployment where evaluating OPE is impossible; (2) identifies the sub-group in the dataset where OPE can be inaccurate; (3) permits evaluations of datasets or data-collection strategies for OPE problems. Our empirical analysis of DataCOPE in the logged contextual bandit settings using healthcare datasets confirms its ability to evaluate both machine-learning and human expert policies like clinical guidelines. Finally, we apply DataCOPE to the task of reward modeling in Large Language Model alignment to demonstrate its scalability in real-world applications.

replace-cross MathPile: A Billion-Token-Scale Pretraining Corpus for Math

Authors: Zengzhi Wang, Xuefeng Li, Rui Xia, Pengfei Liu

Abstract: High-quality, large-scale corpora are the cornerstone of building foundation models. In this work, we introduce MathPile, a diverse and high-quality math-centric corpus comprising about 9.5 billion tokens. Throughout its creation, we adhered to the principle of "less is more", firmly believing in the supremacy of data quality over quantity, even in the pre-training phase. Our meticulous data collection and processing efforts included a complex suite of preprocessing, prefiltering, language identification, cleaning, filtering, and deduplication, ensuring the high quality of our corpus. Furthermore, we performed data contamination detection on downstream benchmark test sets to eliminate duplicates and conducted continual pre-training experiments, booting the performance on common mathematical reasoning benchmarks. We aim for our MathPile to boost language models' mathematical reasoning abilities and open-source its different versions and processing scripts to advance the field.

replace-cross Noise-Aware Training of Neuromorphic Dynamic Device Networks

Authors: Luca Manneschi, Ian T. Vidamour, Kilian D. Stenning, Charles Swindells, Guru Venkat, David Griffin, Lai Gui, Daanish Sonawala, Denis Donskikh, Dana Hariga, Susan Stepney, Will R. Branford, Jack C. Gartside, Thomas Hayward, Matthew O. A. Ellis, Eleni Vasilaki

Abstract: Physical computing has the potential to enable widespread embodied intelligence by leveraging the intrinsic dynamics of complex systems for efficient sensing, processing, and interaction. While individual devices provide basic data processing capabilities, networks of interconnected devices can perform more complex and varied tasks. However, designing networks to perform dynamic tasks is challenging without physical models and accurate quantification of device noise. We propose a novel, noise-aware methodology for training device networks using Neural Stochastic Differential Equations (Neural-SDEs) as differentiable digital twins, accurately capturing the dynamics and associated stochasticity of devices with intrinsic memory. Our approach employs backpropagation through time and cascade learning, allowing networks to effectively exploit the temporal properties of physical devices. We validate our method on diverse networks of spintronic devices across temporal classification and regression benchmarks. By decoupling the training of individual device models from network training, our method reduces the required training data and provides a robust framework for programming dynamical devices without relying on analytical descriptions of their dynamics.

replace-cross Autonomous Data Selection with Language Models for Mathematical Texts

Authors: Yifan Zhang, Yifan Luo, Yang Yuan, Andrew Chi-Chih Yao

Abstract: To improve language models' proficiency in mathematical reasoning via continual pretraining, we introduce a novel strategy that leverages base language models for autonomous data selection. Departing from conventional supervised fine-tuning or trained classifiers with human-annotated data, our approach Autonomous Data Selection (AutoDS) utilizes meta-prompted language models as zero-shot verifiers to evaluate and select high-quality mathematical content autonomously. To demonstrate the efficacy of our method, we continuously pretrained a 7B-parameter language model on our curated dataset, achieving substantial improvements in downstream performance on the MATH, GSM8K, and BIG-Bench Hard (BBH) tasks with a token amount reduced by orders of magnitude compared to previous continual pretraining works. Our method showcases a 2 times increase in pretraining token efficiency compared to state-of-the-art baselines, underscoring the potential of our approach in enhancing models' mathematical reasoning capabilities. The AutoMathText dataset is available at https://huggingface.co/datasets/math-ai/AutoMathText. The code is available at https://github.com/yifanzhang-pro/AutoMathText.

URLs: https://huggingface.co/datasets/math-ai/AutoMathText., https://github.com/yifanzhang-pro/AutoMathText.

replace-cross CultureLLM: Incorporating Cultural Differences into Large Language Models

Authors: Cheng Li, Mengzhou Chen, Jindong Wang, Sunayana Sitaram, Xing Xie

Abstract: Large language models (LLMs) are reported to be partial to certain cultures owing to the training data dominance from the English corpora. Since multilingual cultural data are often expensive to collect, existing efforts handle this by prompt engineering or culture-specific pre-training. However, they might overlook the knowledge deficiency of low-resource culture and require extensive computing resources. In this paper, we propose CultureLLM, a cost-effective solution to incorporate cultural differences into LLMs. CultureLLM adopts World Value Survey (WVS) as seed data and generates semantically equivalent training data via the proposed semantic data augmentation. Using only 50 seed samples from WVS with augmented data, we fine-tune culture-specific LLMs and one unified model (CultureLLM-One) for 9 cultures covering rich and low-resource languages. Extensive experiments on 60 culture-related datasets demonstrate that CultureLLM significantly outperforms various counterparts such as GPT-3.5 (by 8.1%) and Gemini Pro (by 9.5%) with comparable performance to GPT-4 or even better. Our human study shows that the generated samples are semantically equivalent to the original samples, providing an effective solution for LLMs augmentation. Code is released at https://github.com/Scarelette/CultureLLM.

URLs: https://github.com/Scarelette/CultureLLM.

replace-cross Watch Out for Your Agents! Investigating Backdoor Threats to LLM-Based Agents

Authors: Wenkai Yang, Xiaohan Bi, Yankai Lin, Sishuo Chen, Jie Zhou, Xu Sun

Abstract: Driven by the rapid development of Large Language Models (LLMs), LLM-based agents have been developed to handle various real-world applications, including finance, healthcare, and shopping, etc. It is crucial to ensure the reliability and security of LLM-based agents during applications. However, the safety issues of LLM-based agents are currently under-explored. In this work, we take the first step to investigate one of the typical safety threats, backdoor attack, to LLM-based agents. We first formulate a general framework of agent backdoor attacks, then we present a thorough analysis of different forms of agent backdoor attacks. Specifically, compared with traditional backdoor attacks on LLMs that are only able to manipulate the user inputs and model outputs, agent backdoor attacks exhibit more diverse and covert forms: (1) From the perspective of the final attacking outcomes, the agent backdoor attacker can not only choose to manipulate the final output distribution, but also introduce the malicious behavior in an intermediate reasoning step only, while keeping the final output correct. (2) Furthermore, the former category can be divided into two subcategories based on trigger locations, in which the backdoor trigger can either be hidden in the user query or appear in an intermediate observation returned by the external environment. We implement the above variations of agent backdoor attacks on two typical agent tasks including web shopping and tool utilization. Extensive experiments show that LLM-based agents suffer severely from backdoor attacks and such backdoor vulnerability cannot be easily mitigated by current textual backdoor defense algorithms. This indicates an urgent need for further research on the development of targeted defenses against backdoor attacks on LLM-based agents. Warning: This paper may contain biased content.

replace-cross OptEx: Expediting First-Order Optimization with Approximately Parallelized Iterations

Authors: Yao Shu, Jiongfeng Fang, Ying Tiffany He, Fei Richard Yu

Abstract: First-order optimization (FOO) algorithms are pivotal in numerous computational domains such as machine learning and signal denoising. However, their application to complex tasks like neural network training often entails significant inefficiencies due to the need for many sequential iterations for convergence. In response, we introduce first-order optimization expedited with approximately parallelized iterations (OptEx), the first framework that enhances the efficiency of FOO by leveraging parallel computing to mitigate its iterative bottleneck. OptEx employs kernelized gradient estimation to make use of gradient history for future gradient prediction, enabling parallelization of iterations -- a strategy once considered impractical because of the inherent iterative dependency in FOO. We provide theoretical guarantees for the reliability of our kernelized gradient estimation and the iteration complexity of SGD-based OptEx, confirming that estimation errors diminish to zero as historical gradients accumulate and that SGD-based OptEx enjoys an effective acceleration rate of $\Omega(\sqrt{N})$ over standard SGD given parallelism of N. We also use extensive empirical studies, including synthetic functions, reinforcement learning tasks, and neural network training across various datasets, to underscore the substantial efficiency improvements achieved by OptEx.

replace-cross Transductive Active Learning: Theory and Applications

Authors: Jonas H\"ubotter, Bhavya Sukhija, Lenart Treven, Yarden As, Andreas Krause

Abstract: We study a generalization of classical active learning to real-world settings with concrete prediction targets where sampling is restricted to an accessible region of the domain, while prediction targets may lie outside this region. We analyze a family of decision rules that sample adaptively to minimize uncertainty about prediction targets. We are the first to show, under general regularity assumptions, that such decision rules converge uniformly to the smallest possible uncertainty obtainable from the accessible data. We demonstrate their strong sample efficiency in two key applications: active fine-tuning of large neural networks and safe Bayesian optimization, where they achieve state-of-the-art performance.

replace-cross Generative Retrieval with Large Language Models

Authors: Ye Wang, Xinrun Xu, Rui Xie, Wenxin Hu, Wei Ye

Abstract: When completing knowledge-intensive tasks, humans sometimes need not just an answer but also a corresponding reference passage for auxiliary reading. Previous methods required obtaining pre-segmented article chunks through additional retrieval models. This paper explores leveraging the parameterized knowledge stored during the pre-training phase of large language models (LLMs) to independently recall reference passage from any starting position. We propose a two-stage framework that simulates the scenario of humans recalling easily forgotten references. Initially, the LLM is prompted to recall document title identifiers to obtain a coarse-grained document set. Then, based on the acquired coarse-grained document set, it recalls fine-grained passage. In the two-stage recall process, we use constrained decoding to ensure that content outside of the stored documents is not generated. To increase speed, we only recall a short prefix in the second stage, then locate its position to retrieve a complete passage. Experiments on KILT knowledge-sensitive tasks have verified that LLMs can independently recall reference passage location in various task forms, and the obtained reference significantly assist downstream tasks.

replace-cross DACO: Towards Application-Driven and Comprehensive Data Analysis via Code Generation

Authors: Xueqing Wu, Rui Zheng, Jingzhen Sha, Te-Lin Wu, Hanyu Zhou, Mohan Tang, Kai-Wei Chang, Nanyun Peng, Haoran Huang

Abstract: Data analysis is a crucial analytical process to generate in-depth studies and conclusive insights to comprehensively answer a given user query for tabular data. In this work, we aim to propose new resources and benchmarks to inspire future research on this crucial yet challenging and under-explored task. However, collecting data analysis annotations curated by experts can be prohibitively expensive. We propose to automatically generate high-quality answer annotations leveraging the code-generation capabilities of LLMs with a multi-turn prompting technique. We construct the DACO dataset, containing (1) 440 databases (of tabular data) collected from real-world scenarios, (2) ~2k query-answer pairs that can serve as weak supervision for model training, and (3) a concentrated but high-quality test set with human refined annotations that serves as our main evaluation benchmark. We train a 6B supervised fine-tuning (SFT) model on DACO dataset, and find that the SFT model learns reasonable data analysis capabilities. To further align the models with human preference, we use reinforcement learning to encourage generating analysis perceived by human as helpful, and design a set of dense rewards to propagate the sparse human preference reward to intermediate code generation steps. Our DACO-RL algorithm is evaluated by human annotators to produce more helpful answers than SFT model in 57.72% cases, validating the effectiveness of our proposed algorithm. Data and code are released at https://github.com/shirley-wu/daco

URLs: https://github.com/shirley-wu/daco

replace-cross DIVERSE: A Dataset of YouTube Video Comment Stances with a Data Programming Model

Authors: Iain J. Cruickshank, Amir Soofi, Lynnette Hui Xian Ng

Abstract: Public opinion of military organizations significantly influences their ability to recruit talented individuals. As recruitment efforts increasingly extend into digital spaces like social media, it becomes essential to assess the stance of social media users toward online military content. However, there is a notable lack of data for analyzing opinions on military recruiting efforts online, compounded by challenges in stance labeling, which is crucial for understanding public perceptions. Despite the importance of stance analysis for successful online military recruitment, creating human-annotated, in-domain stance labels is resource-intensive. In this paper, we address both the challenges of stance labeling and the scarcity of data on public opinions of online military recruitment by introducing and releasing the DIVERSE dataset: https://doi.org/10.5281/zenodo.10493803. This dataset comprises all comments from the U.S. Army's official YouTube Channel videos. We employed a state-of-the-art weak supervision approach, leveraging large language models to label the stance of each comment toward its respective video and the U.S. Army. Our findings indicate that the U.S. Army's videos began attracting a significant number of comments post-2021, with the stance distribution generally balanced among supportive, oppositional, and neutral comments, with a slight skew towards oppositional versus supportive comments.

URLs: https://doi.org/10.5281/zenodo.10493803.

replace-cross Reconciling Reality through Simulation: A Real-to-Sim-to-Real Approach for Robust Manipulation

Authors: Marcel Torne, Anthony Simeonov, Zechu Li, April Chan, Tao Chen, Abhishek Gupta, Pulkit Agrawal

Abstract: Imitation learning methods need significant human supervision to learn policies robust to changes in object poses, physical disturbances, and visual distractors. Reinforcement learning, on the other hand, can explore the environment autonomously to learn robust behaviors but may require impractical amounts of unsafe real-world data collection. To learn performant, robust policies without the burden of unsafe real-world data collection or extensive human supervision, we propose RialTo, a system for robustifying real-world imitation learning policies via reinforcement learning in "digital twin" simulation environments constructed on the fly from small amounts of real-world data. To enable this real-to-sim-to-real pipeline, RialTo proposes an easy-to-use interface for quickly scanning and constructing digital twins of real-world environments. We also introduce a novel "inverse distillation" procedure for bringing real-world demonstrations into simulated environments for efficient fine-tuning, with minimal human intervention and engineering required. We evaluate RialTo across a variety of robotic manipulation problems in the real world, such as robustly stacking dishes on a rack, placing books on a shelf, and six other tasks. RialTo increases (over 67%) in policy robustness without requiring extensive human data collection. Project website and videos at https://real-to-sim-to-real.github.io/RialTo/

URLs: https://real-to-sim-to-real.github.io/RialTo/

replace-cross VLKEB: A Large Vision-Language Model Knowledge Editing Benchmark

Authors: Han Huang, Haitian Zhong, Tao Yu, Qiang Liu, Shu Wu, Liang Wang, Tieniu Tan

Abstract: Recently, knowledge editing on large language models (LLMs) has received considerable attention. Compared to this, editing Large Vision-Language Models (LVLMs) faces extra challenges from diverse data modalities and complicated model components, and data for LVLMs editing are limited. The existing LVLM editing benchmark, which comprises three metrics (Reliability, Locality, and Generality), falls short in the quality of synthesized evaluation images and cannot assess whether models apply edited knowledge in relevant content. Therefore, we employ more reliable data collection methods to construct a new Large $\textbf{V}$ision-$\textbf{L}$anguage Model $\textbf{K}$nowledge $\textbf{E}$diting $\textbf{B}$enchmark, $\textbf{VLKEB}$, and extend the Portability metric for more comprehensive evaluation. Leveraging a multi-modal knowledge graph, our image data are bound with knowledge entities. This can be further used to extract entity-related knowledge, which constitutes the base of editing data. We conduct experiments of different editing methods on five LVLMs, and thoroughly analyze how do they impact the models. The results reveal strengths and deficiencies of these methods and hopefully provide insights for future research. The codes and dataset are available at: https://github.com/VLKEB/VLKEB.

URLs: https://github.com/VLKEB/VLKEB.

replace-cross USimAgent: Large Language Models for Simulating Search Users

Authors: Erhan Zhang, Xingzhu Wang, Peiyuan Gong, Yankai Lin, Jiaxin Mao

Abstract: Due to the advantages in the cost-efficiency and reproducibility, user simulation has become a promising solution to the user-centric evaluation of information retrieval systems. Nonetheless, accurately simulating user search behaviors has long been a challenge, because users' actions in search are highly complex and driven by intricate cognitive processes such as learning, reasoning, and planning. Recently, Large Language Models (LLMs) have demonstrated remarked potential in simulating human-level intelligence and have been used in building autonomous agents for various tasks. However, the potential of using LLMs in simulating search behaviors has not yet been fully explored. In this paper, we introduce a LLM-based user search behavior simulator, USimAgent. The proposed simulator can simulate users' querying, clicking, and stopping behaviors during search, and thus, is capable of generating complete search sessions for specific search tasks. Empirical investigation on a real user behavior dataset shows that the proposed simulator outperforms existing methods in query generation and is comparable to traditional methods in predicting user clicks and stopping behaviors. These results not only validate the effectiveness of using LLMs for user simulation but also shed light on the development of a more robust and generic user simulators. The code and data are accessible at https://github.com/Meow-E/USimAgent.

URLs: https://github.com/Meow-E/USimAgent.

replace-cross Forging the Forger: An Attempt to Improve Authorship Verification via Data Augmentation

Authors: Silvia Corbara, Alejandro Moreo

Abstract: Authorship Verification (AV) is a text classification task concerned with inferring whether a candidate text has been written by one specific author or by someone else. It has been shown that many AV systems are vulnerable to adversarial attacks, where a malicious author actively tries to fool the classifier by either concealing their writing style, or by imitating the style of another author. In this paper, we investigate the potential benefits of augmenting the classifier training set with (negative) synthetic examples. These synthetic examples are generated to imitate the style of the author of interest. We analyze the improvements in classifier prediction that this augmentation brings to bear in the task of AV in an adversarial setting. In particular, we experiment with three different generator architectures (one based on Recurrent Neural Networks, another based on small-scale transformers, and another based on the popular GPT model) and with two training strategies (one inspired by standard Language Models, and another inspired by Wasserstein Generative Adversarial Networks). We evaluate our hypothesis on five datasets (three of which have been specifically collected to represent an adversarial setting) and using two learning algorithms for the AV classifier (Support Vector Machines and Convolutional Neural Networks). This experimentation has yielded negative results, revealing that, although our methodology proves effective in many adversarial settings, its benefits are too sporadic for a pragmatical application.

replace-cross Can large language models explore in-context?

Authors: Akshay Krishnamurthy, Keegan Harris, Dylan J. Foster, Cyril Zhang, Aleksandrs Slivkins

Abstract: We investigate the extent to which contemporary Large Language Models (LLMs) can engage in exploration, a core capability in reinforcement learning and decision making. We focus on native performance of existing LLMs, without training interventions. We deploy LLMs as agents in simple multi-armed bandit environments, specifying the environment description and interaction history entirely in-context, i.e., within the LLM prompt. We experiment with GPT-3.5, GPT-4, and Llama2, using a variety of prompt designs, and find that the models do not robustly engage in exploration without substantial interventions: i) Across all of our experiments, only one configuration resulted in satisfactory exploratory behavior: GPT-4 with chain-of-thought reasoning and an externally summarized interaction history, presented as sufficient statistics; ii) All other configurations did not result in robust exploratory behavior, including those with chain-of-thought reasoning but unsummarized history. Although these findings can be interpreted positively, they suggest that external summarization -- which may not be possible in more complex settings -- is important for obtaining desirable behavior from LLM agents. We conclude that non-trivial algorithmic interventions, such as fine-tuning or dataset curation, may be required to empower LLM-based decision making agents in complex settings.

replace-cross Refining Text-to-Image Generation: Towards Accurate Training-Free Glyph-Enhanced Image Generation

Authors: Sanyam Lakhanpal, Shivang Chopra, Vinija Jain, Aman Chadha, Man Luo

Abstract: Over the past few years, Text-to-Image (T2I) generation approaches based on diffusion models have gained significant attention. However, vanilla diffusion models often suffer from spelling inaccuracies in the text displayed within the generated images. The capability to generate visual text is crucial, offering both academic interest and a wide range of practical applications. To produce accurate visual text images, state-of-the-art techniques adopt a glyph-controlled image generation approach, consisting of a text layout generator followed by an image generator that is conditioned on the generated text layout. Nevertheless, our study reveals that these models still face three primary challenges, prompting us to develop a testbed to facilitate future research. We introduce a benchmark, LenCom-Eval, specifically designed for testing models' capability in generating images with Lengthy and Complex visual text. Subsequently, we introduce a training-free framework to enhance the two-stage generation approaches. We examine the effectiveness of our approach on both LenCom-Eval and MARIO-Eval benchmarks and demonstrate notable improvements across a range of evaluation metrics, including CLIPScore, OCR precision, recall, F1 score, accuracy, and edit distance scores. For instance, our proposed framework improves the backbone model, TextDiffuser, by more than 23\% and 13.5\% in terms of OCR word F1 on LenCom-Eval and MARIO-Eval, respectively. Our work makes a unique contribution to the field by focusing on generating images with long and rare text sequences, a niche previously unexplored by existing literature

replace-cross Do LLM Agents Have Regret? A Case Study in Online Learning and Games

Authors: Chanwoo Park, Xiangyu Liu, Asuman Ozdaglar, Kaiqing Zhang

Abstract: Large language models (LLMs) have been increasingly employed for (interactive) decision-making, via the development of LLM-based autonomous agents. Despite their emerging successes, the performance of LLM agents in decision-making has not been fully investigated through quantitative metrics, especially in the multi-agent setting when they interact with each other, a typical scenario in real-world LLM-agent applications. To better understand the limits of LLM agents in these interactive environments, we propose to study their interactions in benchmark decision-making settings in online learning and game theory, through the performance metric of \emph{regret}. We first empirically study the {no-regret} behaviors of LLMs in canonical (non-stationary) online learning problems, as well as the emergence of equilibria when LLM agents interact through playing repeated games. We then provide some theoretical insights into the no-regret behaviors of LLM agents, under certain assumptions on the supervised pre-training and the rationality model of human decision-makers who generate the data. Notably, we also identify (simple) cases where advanced LLMs such as GPT-4 fail to be no-regret. To promote the no-regret behaviors, we propose a novel \emph{unsupervised} training loss of \emph{regret-loss}, which, in contrast to the supervised pre-training loss, does not require the labels of (optimal) actions. We then establish the statistical guarantee of generalization bound for regret-loss minimization, followed by the optimization guarantee that minimizing such a loss may automatically lead to known no-regret learning algorithms. Our further experiments demonstrate the effectiveness of our regret-loss, especially in addressing the above ``regrettable'' cases.

replace-cross CodeFort: Robust Training for Code Generation Models

Authors: Yuhao Zhang, Shiqi Wang, Haifeng Qian, Zijian Wang, Mingyue Shang, Linbo Liu, Sanjay Krishna Gouda, Baishakhi Ray, Murali Krishna Ramanathan, Xiaofei Ma, Anoop Deoras

Abstract: Code generation models are not robust to small perturbations, which often lead to incorrect generations and significantly degrade the performance of these models. Although improving the robustness of code generation models is crucial to enhancing user experience in real-world applications, existing research efforts do not address this issue. To fill this gap, we propose CodeFort, a framework to improve the robustness of code generation models, generalizing a large variety of code perturbations to enrich the training data and enabling various robust training strategies, mixing data augmentation, batch augmentation, adversarial logits pairing, and contrastive learning, all carefully designed to support high-throughput training. Extensive evaluations show that we increase the average robust pass rates of baseline CodeGen models from 14.79 to 21.74. We notably decrease the robustness drop rate from 95.02% to 54.95% against code-syntax perturbations.

replace-cross When combinations of humans and AI are useful: A systematic review and meta-analysis

Authors: Michelle Vaccaro, Abdullah Almaatouq, Thomas Malone

Abstract: Inspired by the increasing use of AI to augment humans, researchers have studied human-AI systems involving different tasks, systems, and populations. Despite such a large body of work, we lack a broad conceptual understanding of when combinations of humans and AI are better than either alone. Here, we addressed this question by conducting a meta-analysis of over 100 recent experimental studies reporting over 300 effect sizes. First, we found that, on average, human-AI combinations performed significantly worse than the best of humans or AI alone. Second, we found performance losses in tasks that involved making decisions and significantly greater gains in tasks that involved creating content. Finally, when humans outperformed AI alone, we found performance gains in the combination, but when the AI outperformed humans alone we found losses. These findings highlight the heterogeneity of the effects of human-AI collaboration and point to promising avenues for improving human-AI systems.

replace-cross Causal Effect Identification in a Sub-Population with Latent Variables

Authors: Amir Mohammad Abouei, Ehsan Mokhtarian, Negar Kiyavash, Matthias Grossglauser

Abstract: The s-ID problem seeks to compute a causal effect in a specific sub-population from the observational data pertaining to the same sub population (Abouei et al., 2023). This problem has been addressed when all the variables in the system are observable. In this paper, we consider an extension of the s-ID problem that allows for the presence of latent variables. To tackle the challenges induced by the presence of latent variables in a sub-population, we first extend the classical relevant graphical definitions, such as c-components and Hedges, initially defined for the so-called ID problem (Pearl, 1995; Tian & Pearl, 2002), to their new counterparts. Subsequently, we propose a sound algorithm for the s-ID problem with latent variables.

replace-cross PrivCirNet: Efficient Private Inference via Block Circulant Transformation

Authors: Tianshi Xu, Lemeng Wu, Runsheng Wang, Meng Li

Abstract: Homomorphic encryption (HE)-based deep neural network (DNN) inference protects data and model privacy but suffers from significant computation overhead. We observe transforming the DNN weights into circulant matrices converts general matrix-vector multiplications into HE-friendly 1-dimensional convolutions, drastically reducing the HE computation cost. Hence, in this paper, we propose \method, a protocol/network co-optimization framework based on block circulant transformation. At the protocol level, PrivCirNet customizes the HE encoding algorithm that is fully compatible with the block circulant transformation and reduces the computation latency in proportion to the block size. At the network level, we propose a latency-aware formulation to search for the layer-wise block size assignment based on second-order information. PrivCirNet also leverages layer fusion to further reduce the inference cost. We compare PrivCirNet with the state-of-the-art HE-based framework Bolt (IEEE S\&P 2024) and the HE-friendly pruning method SpENCNN (ICML 2023). For ResNet-18 and Vision Transformer (ViT) on Tiny ImageNet, PrivCirNet reduces latency by $5.0\times$ and $1.3\times$ with iso-accuracy over Bolt, respectively, and improves accuracy by $4.1\%$ and $12\%$ over SpENCNN, respectively. For MobileNetV2 on ImageNet, PrivCirNet achieves $1.7\times$ lower latency and $4.2\%$ better accuracy over Bolt and SpENCNN, respectively. Our code and checkpoints are available on Git Hub.

replace-cross PaGoDA: Progressive Growing of a One-Step Generator from a Low-Resolution Diffusion Teacher

Authors: Dongjun Kim, Chieh-Hsin Lai, Wei-Hsiang Liao, Yuhta Takida, Naoki Murata, Toshimitsu Uesaka, Yuki Mitsufuji, Stefano Ermon

Abstract: The diffusion model performs remarkable in generating high-dimensional content but is computationally intensive, especially during training. We propose Progressive Growing of Diffusion Autoencoder (PaGoDA), a novel pipeline that reduces the training costs through three stages: training diffusion on downsampled data, distilling the pretrained diffusion, and progressive super-resolution. With the proposed pipeline, PaGoDA achieves a $64\times$ reduced cost in training its diffusion model on 8x downsampled data; while at the inference, with the single-step, it performs state-of-the-art on ImageNet across all resolutions from 64x64 to 512x512, and text-to-image. PaGoDA's pipeline can be applied directly in the latent space, adding compression alongside the pre-trained autoencoder in Latent Diffusion Models (e.g., Stable Diffusion). The code is available at https://github.com/sony/pagoda.

URLs: https://github.com/sony/pagoda.

replace-cross Dissecting Query-Key Interaction in Vision Transformers

Authors: Xu Pan, Aaron Philip, Ziqian Xie, Odelia Schwartz

Abstract: Self-attention in vision transformers is often thought to perform perceptual grouping where tokens attend to other tokens with similar embeddings, which could correspond to semantically similar features of an object. However, attending to dissimilar tokens can be beneficial by providing contextual information. We propose to analyze the query-key interaction by the singular value decomposition of the interaction matrix (i.e. ${\textbf{W}_q}^\top\textbf{W}_k$). We find that in many ViTs, especially those with classification training objectives, early layers attend more to similar tokens, while late layers show increased attention to dissimilar tokens, providing evidence corresponding to perceptual grouping and contextualization, respectively. Many of these interactions between features represented by singular vectors are interpretable and semantic, such as attention between relevant objects, between parts of an object, or between the foreground and background. This offers a novel perspective on interpreting the attention mechanism, which contributes to understanding how transformer models utilize context and salient features when processing images.

replace-cross Data-driven Global Ocean Modeling for Seasonal to Decadal Prediction

Authors: Zijie Guo, Pumeng Lyu, Fenghua Ling, Lei Bai, Jing-Jia Luo, Niklas Boers, Toshio Yamagata, Takeshi Izumo, Sophie Cravatte, Antonietta Capotondi, Wanli Ouyang

Abstract: Accurate ocean dynamics modeling is crucial for enhancing understanding of ocean circulation, predicting climate variability, and tackling challenges posed by climate change. Despite improvements in traditional numerical models, predicting global ocean variability over multi-year scales remains challenging. Here, we propose ORCA-DL (Oceanic Reliable foreCAst via Deep Learning), the first data-driven 3D ocean model for seasonal to decadal prediction of global ocean circulation. ORCA-DL accurately simulates three-dimensional ocean dynamics and outperforms state-of-the-art dynamical models in capturing extreme events, including El Ni\~no-Southern Oscillation and upper ocean heatwaves. This demonstrates the high potential of data-driven models for efficient and accurate global ocean forecasting. Moreover, ORCA-DL stably emulates ocean dynamics at decadal timescales, demonstrating its potential even for skillful decadal predictions and climate projections.

replace-cross LLS: Local Learning Rule for Deep Neural Networks Inspired by Neural Activity Synchronization

Authors: Marco Paul E. Apolinario, Arani Roy, Kaushik Roy

Abstract: Training deep neural networks (DNNs) using traditional backpropagation (BP) presents challenges in terms of computational complexity and energy consumption, particularly for on-device learning where computational resources are limited. Various alternatives to BP, including random feedback alignment, forward-forward, and local classifiers, have been explored to address these challenges. These methods have their advantages, but they can encounter difficulties when dealing with intricate visual tasks or demand considerable computational resources. In this paper, we propose a novel Local Learning rule inspired by neural activity Synchronization phenomena (LLS) observed in the brain. LLS utilizes fixed periodic basis vectors to synchronize neuron activity within each layer, enabling efficient training without the need for additional trainable parameters. We demonstrate the effectiveness of LLS and its variations, LLS-M and LLS-MxM, on multiple image classification datasets, achieving accuracy comparable to BP with reduced computational complexity and minimal additional parameters. Specifically, LLS achieves comparable performance with up to $300 \times$ fewer multiply-accumulate (MAC) operations and half the memory requirements of BP. Furthermore, the performance of LLS on the Visual Wake Word (VWW) dataset highlights its suitability for on-device learning tasks, making it a promising candidate for edge hardware implementations.

replace-cross Continuous Temporal Domain Generalization

Authors: Zekun Cai, Guangji Bai, Renhe Jiang, Xuan Song, Liang Zhao

Abstract: Temporal Domain Generalization (TDG) addresses the challenge of training predictive models under temporally varying data distributions. Traditional TDG approaches typically focus on domain data collected at fixed, discrete time intervals, which limits their capability to capture the inherent dynamics within continuous-evolving and irregularly-observed temporal domains. To overcome this, this work formalizes the concept of Continuous Temporal Domain Generalization (CTDG), where domain data are derived from continuous times and are collected at arbitrary times. CTDG tackles critical challenges including: 1) Characterizing the continuous dynamics of both data and models, 2) Learning complex high-dimensional nonlinear dynamics, and 3) Optimizing and controlling the generalization across continuous temporal domains. To address them, we propose a Koopman operator-driven continuous temporal domain generalization (Koodos) framework. We formulate the problem within a continuous dynamic system and leverage the Koopman theory to learn the underlying dynamics; the framework is further enhanced with a comprehensive optimization strategy equipped with analysis and control driven by prior knowledge of the dynamics patterns. Extensive experiments demonstrate the effectiveness and efficiency of our approach. The code can be found at: https://github.com/Zekun-Cai/Koodos.

URLs: https://github.com/Zekun-Cai/Koodos.

replace-cross Weak-to-Strong Search: Align Large Language Models via Searching over Small Language Models

Authors: Zhanhui Zhou, Zhixuan Liu, Jie Liu, Zhichen Dong, Chao Yang, Yu Qiao

Abstract: Large language models are usually fine-tuned to align with human preferences. However, fine-tuning a large language model can be challenging. In this work, we introduce $\textit{weak-to-strong search}$, framing the alignment of a large language model as a test-time greedy search to maximize the log-probability difference between small tuned and untuned models while sampling from the frozen large model. This method serves both as (1) a compute-efficient model up-scaling strategy that avoids directly tuning the large model and as (2) an instance of weak-to-strong generalization that enhances a strong model with weak test-time guidance. Empirically, we demonstrate the flexibility of weak-to-strong search across different tasks. In controlled-sentiment generation and summarization, we use tuned and untuned $\texttt{gpt2}$s to improve the alignment of large models without additional training. Crucially, in a more difficult instruction-following benchmark, AlpacaEval 2.0, we show that reusing off-the-shelf small models (e.g., $\texttt{zephyr-7b-beta}$ and its untuned version) can improve the length-controlled win rates of both white-box and black-box large models against $\texttt{gpt-4-turbo}$ (e.g., $34.4\% \rightarrow 37.9\%$ for $\texttt{Llama-3-70B-Instruct}$ and $16.0\% \rightarrow 20.1\%$ for $\texttt{gpt-3.5-turbo-instruct}$), despite the small models' low win rates $\approx 10.0\%$.

replace-cross State Space Models on Temporal Graphs: A First-Principles Study

Authors: Jintang Li, Ruofan Wu, Xinzhou Jin, Boqun Ma, Liang Chen, Zibin Zheng

Abstract: Over the past few years, research on deep graph learning has shifted from static graphs to temporal graphs in response to real-world complex systems that exhibit dynamic behaviors. In practice, temporal graphs are formalized as an ordered sequence of static graph snapshots observed at discrete time points. Sequence models such as RNNs or Transformers have long been the predominant backbone networks for modeling such temporal graphs. Yet, despite the promising results, RNNs struggle with long-range dependencies, while transformers are burdened by quadratic computational complexity. Recently, state space models (SSMs), which are framed as discretized representations of an underlying continuous-time linear dynamical system, have garnered substantial attention and achieved breakthrough advancements in independent sequence modeling. In this work, we undertake a principled investigation that extends SSM theory to temporal graphs by integrating structural information into the online approximation objective via the adoption of a Laplacian regularization term. The emergent continuous-time system introduces novel algorithmic challenges, thereby necessitating our development of GraphSSM, a graph state space model for modeling the dynamics of temporal graphs. Extensive experimental results demonstrate the effectiveness of our GraphSSM framework across various temporal graph benchmarks.

replace-cross Reciprocal Reward Influence Encourages Cooperation From Self-Interested Agents

Authors: John L. Zhou, Weizhe Hong, Jonathan C. Kao

Abstract: Cooperation between self-interested individuals is a widespread phenomenon in the natural world, but remains elusive in interactions between artificially intelligent agents. Instead, naive reinforcement learning algorithms typically converge to Pareto-dominated outcomes in even the simplest of social dilemmas. An emerging literature on opponent shaping has demonstrated the ability to reach prosocial outcomes by influencing the learning of other agents. However, such methods differentiate through the learning step of other agents or optimize for meta-game dynamics, which rely on privileged access to opponents' learning algorithms or exponential sample complexity, respectively. To provide a learning rule-agnostic and sample-efficient alternative, we introduce Reciprocators, reinforcement learning agents which are intrinsically motivated to reciprocate the influence of opponents' actions on their returns. This approach seeks to modify other agents' $Q$-values by increasing their return following beneficial actions (with respect to the Reciprocator) and decreasing it after detrimental actions, guiding them towards mutually beneficial actions without directly differentiating through a model of their policy. We show that Reciprocators can be used to promote cooperation in temporally extended social dilemmas during simultaneous learning. Our code is available at https://github.com/johnlyzhou/reciprocator/ .

URLs: https://github.com/johnlyzhou/reciprocator/

replace-cross Neural Assets: 3D-Aware Multi-Object Scene Synthesis with Image Diffusion Models

Authors: Ziyi Wu, Yulia Rubanova, Rishabh Kabra, Drew A. Hudson, Igor Gilitschenski, Yusuf Aytar, Sjoerd van Steenkiste, Kelsey R. Allen, Thomas Kipf

Abstract: We address the problem of multi-object 3D pose control in image diffusion models. Instead of conditioning on a sequence of text tokens, we propose to use a set of per-object representations, Neural Assets, to control the 3D pose of individual objects in a scene. Neural Assets are obtained by pooling visual representations of objects from a reference image, such as a frame in a video, and are trained to reconstruct the respective objects in a different image, e.g., a later frame in the video. Importantly, we encode object visuals from the reference image while conditioning on object poses from the target frame. This enables learning disentangled appearance and pose features. Combining visual and 3D pose representations in a sequence-of-tokens format allows us to keep the text-to-image architecture of existing models, with Neural Assets in place of text tokens. By fine-tuning a pre-trained text-to-image diffusion model with this information, our approach enables fine-grained 3D pose and placement control of individual objects in a scene. We further demonstrate that Neural Assets can be transferred and recomposed across different scenes. Our model achieves state-of-the-art multi-object editing results on both synthetic 3D scene datasets, as well as two real-world video datasets (Objectron, Waymo Open).

replace-cross Is Value Learning Really the Main Bottleneck in Offline RL?

Authors: Seohong Park, Kevin Frans, Sergey Levine, Aviral Kumar

Abstract: While imitation learning requires access to high-quality data, offline reinforcement learning (RL) should, in principle, perform similarly or better with substantially lower data quality by using a value function. However, current results indicate that offline RL often performs worse than imitation learning, and it is often unclear what holds back the performance of offline RL. Motivated by this observation, we aim to understand the bottlenecks in current offline RL algorithms. While poor performance of offline RL is typically attributed to an imperfect value function, we ask: is the main bottleneck of offline RL indeed in learning the value function, or something else? To answer this question, we perform a systematic empirical study of (1) value learning, (2) policy extraction, and (3) policy generalization in offline RL problems, analyzing how these components affect performance. We make two surprising observations. First, we find that the choice of a policy extraction algorithm significantly affects the performance and scalability of offline RL, often more so than the value learning objective. For instance, we show that common value-weighted behavioral cloning objectives (e.g., AWR) do not fully leverage the learned value function, and switching to behavior-constrained policy gradient objectives (e.g., DDPG+BC) often leads to substantial improvements in performance and scalability. Second, we find that a big barrier to improving offline RL performance is often imperfect policy generalization on test-time states out of the support of the training data, rather than policy learning on in-distribution states. We then show that the use of suboptimal but high-coverage data or test-time policy training techniques can address this generalization issue in practice. Specifically, we propose two simple test-time policy improvement methods and show that these methods lead to better performance.

replace-cross On the Worst Prompt Performance of Large Language Models

Authors: Bowen Cao, Deng Cai, Zhisong Zhang, Yuexian Zou, Wai Lam

Abstract: The performance of large language models (LLMs) is acutely sensitive to the phrasing of prompts, which raises significant concerns about their reliability in real-world scenarios. Existing studies often divide prompts into task-level instructions and case-level inputs and primarily focus on evaluating and improving robustness against variations in tasks-level instructions. However, this setup fails to fully address the diversity of real-world user queries and assumes the existence of task-specific datasets. To address these limitations, we introduce RobustAlpacaEval, a new benchmark that consists of semantically equivalent case-level queries and emphasizes the importance of using the worst prompt performance to gauge the lower bound of model performance. Extensive experiments on RobustAlpacaEval with ChatGPT and six open-source LLMs from the Llama, Mistral, and Gemma families uncover substantial variability in model performance; for instance, a difference of 45.48% between the worst and best performance for the Llama-2-70B-chat model, with its worst performance dipping as low as 9.38%. We further illustrate the difficulty in identifying the worst prompt from both model-agnostic and model-dependent perspectives, emphasizing the absence of a shortcut to characterize the worst prompt. We also attempt to enhance the worst prompt performance using existing prompt engineering and prompt consistency methods, but find that their impact is limited. These findings underscore the need to create more resilient LLMs that can maintain high performance across diverse prompts. Data and code are available at https://github.com/cbwbuaa/On-the-Worst-Prompt- Performance-of-LLMs.

URLs: https://github.com/cbwbuaa/On-the-Worst-Prompt-

replace-cross A Neuro-Symbolic Benchmark Suite for Concept Quality and Reasoning Shortcuts

Authors: Samuele Bortolotti, Emanuele Marconato, Tommaso Carraro, Paolo Morettin, Emile van Krieken, Antonio Vergari, Stefano Teso, Andrea Passerini

Abstract: The advent of powerful neural classifiers has increased interest in problems that require both learning and reasoning. These problems are critical for understanding important properties of models, such as trustworthiness, generalization, interpretability, and compliance to safety and structural constraints. However, recent research observed that tasks requiring both learning and reasoning on background knowledge often suffer from reasoning shortcuts (RSs): predictors can solve the downstream reasoning task without associating the correct concepts to the high-dimensional data. To address this issue, we introduce rsbench, a comprehensive benchmark suite designed to systematically evaluate the impact of RSs on models by providing easy access to highly customizable tasks affected by RSs. Furthermore, rsbench implements common metrics for evaluating concept quality and introduces novel formal verification procedures for assessing the presence of RSs in learning tasks. Using rsbench, we highlight that obtaining high quality concepts in both purely neural and neuro-symbolic models is a far-from-solved problem. rsbench is available at: https://unitn-sml.github.io/rsbench.

URLs: https://unitn-sml.github.io/rsbench.

replace-cross A Simple and Effective $L_2$ Norm-Based Strategy for KV Cache Compression

Authors: Alessio Devoto, Yu Zhao, Simone Scardapane, Pasquale Minervini

Abstract: The deployment of large language models (LLMs) is often hindered by the extensive memory requirements of the Key-Value (KV) cache, especially as context lengths increase. Existing approaches to reduce the KV cache size involve either fine-tuning the model to learn a compression strategy or leveraging attention scores to reduce the sequence length. We analyse the attention distributions in decoder-only Transformers-based models and observe that attention allocation patterns stay consistent across most layers. Surprisingly, we find a clear correlation between the $L_2$ and the attention scores over cached KV pairs, where a low $L_2$ of a key embedding usually leads to a high attention score during decoding. This finding indicates that the influence of a KV pair is potentially determined by the key embedding itself before being queried. Based on this observation, we compress the KV cache based on the $L_2$ of key embeddings. Our experimental results show that this simple strategy can reduce the KV cache size by 50% on language modelling and needle-in-a-haystack tasks and 90% on passkey retrieval tasks without losing accuracy. Moreover, without relying on the attention scores, this approach remains compatible with FlashAttention, enabling broader applicability.

replace-cross MMDU: A Multi-Turn Multi-Image Dialog Understanding Benchmark and Instruction-Tuning Dataset for LVLMs

Authors: Ziyu Liu, Tao Chu, Yuhang Zang, Xilin Wei, Xiaoyi Dong, Pan Zhang, Zijian Liang, Yuanjun Xiong, Yu Qiao, Dahua Lin, Jiaqi Wang

Abstract: Generating natural and meaningful responses to communicate with multi-modal human inputs is a fundamental capability of Large Vision-Language Models(LVLMs). While current open-source LVLMs demonstrate promising performance in simplified scenarios such as single-turn single-image input, they fall short in real-world conversation scenarios such as following instructions in a long context history with multi-turn and multi-images. Existing LVLM benchmarks primarily focus on single-choice questions or short-form responses, which do not adequately assess the capabilities of LVLMs in real-world human-AI interaction applications. Therefore, we introduce MMDU, a comprehensive benchmark, and MMDU-45k, a large-scale instruction tuning dataset, designed to evaluate and improve LVLMs' abilities in multi-turn and multi-image conversations. We employ the clustering algorithm to ffnd the relevant images and textual descriptions from the open-source Wikipedia and construct the question-answer pairs by human annotators with the assistance of the GPT-4o model. MMDU has a maximum of 18k image+text tokens, 20 images, and 27 turns, which is at least 5x longer than previous benchmarks and poses challenges to current LVLMs. Our in-depth analysis of 15 representative LVLMs using MMDU reveals that open-source LVLMs lag behind closed-source counterparts due to limited conversational instruction tuning data. We demonstrate that ffne-tuning open-source LVLMs on MMDU-45k signiffcantly address this gap, generating longer and more accurate conversations, and improving scores on MMDU and existing benchmarks (MMStar: +1.1%, MathVista: +1.5%, ChartQA:+1.2%). Our contributions pave the way for bridging the gap between current LVLM models and real-world application demands. This project is available at https://github.com/Liuziyu77/MMDU.

URLs: https://github.com/Liuziyu77/MMDU.

replace-cross SeTAR: Out-of-Distribution Detection with Selective Low-Rank Approximation

Authors: Yixia Li, Boya Xiong, Guanhua Chen, Yun Chen

Abstract: Out-of-distribution (OOD) detection is crucial for the safe deployment of neural networks. Existing CLIP-based approaches perform OOD detection by devising novel scoring functions or sophisticated fine-tuning methods. In this work, we propose SeTAR, a novel, training-free OOD detection method that leverages selective low-rank approximation of weight matrices in vision-language and vision-only models. SeTAR enhances OOD detection via post-hoc modification of the model's weight matrices using a simple greedy search algorithm. Based on SeTAR, we further propose SeTAR+FT, a fine-tuning extension optimizing model performance for OOD detection tasks. Extensive evaluations on ImageNet1K and Pascal-VOC benchmarks show SeTAR's superior performance, reducing the relatively false positive rate by up to 18.95% and 36.80% compared to zero-shot and fine-tuning baselines. Ablation studies further validate SeTAR's effectiveness, robustness, and generalizability across different model backbones. Our work offers a scalable, efficient solution for OOD detection, setting a new state-of-the-art in this area.

replace-cross Connecting the Dots: LLMs can Infer and Verbalize Latent Structure from Disparate Training Data

Authors: Johannes Treutlein, Dami Choi, Jan Betley, Samuel Marks, Cem Anil, Roger Grosse, Owain Evans

Abstract: One way to address safety risks from large language models (LLMs) is to censor dangerous knowledge from their training data. While this removes the explicit information, implicit information can remain scattered across various training documents. Could an LLM infer the censored knowledge by piecing together these implicit hints? As a step towards answering this question, we study inductive out-of-context reasoning (OOCR), a type of generalization in which LLMs infer latent information from evidence distributed across training documents and apply it to downstream tasks without in-context learning. Using a suite of five tasks, we demonstrate that frontier LLMs can perform inductive OOCR. In one experiment we finetune an LLM on a corpus consisting only of distances between an unknown city and other known cities. Remarkably, without in-context examples or Chain of Thought, the LLM can verbalize that the unknown city is Paris and use this fact to answer downstream questions. Further experiments show that LLMs trained only on individual coin flip outcomes can verbalize whether the coin is biased, and those trained only on pairs (x, f (x)) can articulate a definition of f and compute inverses. While OOCR succeeds in a range of cases, we also show that it is unreliable, particularly for smaller LLMs learning complex structures. Overall, the ability of LLMs to "connect the dots" without explicit in-context learning poses a potential obstacle to monitoring and controlling the knowledge acquired by LLMs.

replace-cross Ladder: A Model-Agnostic Framework Boosting LLM-based Machine Translation to the Next Level

Authors: Zhaopeng Feng, Ruizhe Chen, Yan Zhang, Zijie Meng, Zuozhu Liu

Abstract: General-purpose Large Language Models (LLMs) like GPT-4 have achieved remarkable advancements in machine translation (MT) by leveraging extensive web content. On the other hand, translation-specific LLMs are built by pre-training on domain-specific monolingual corpora and fine-tuning with human-annotated translation data. Despite the superior performance, these methods either demand an unprecedented scale of computing and data or substantial human editing and annotation efforts. In this paper, we develop MT-Ladder, a novel model-agnostic and cost-effective tool to refine the performance of general LLMs for MT. MT-Ladder is trained on pseudo-refinement triplets which can be easily obtained from existing LLMs without additional human cost. During training, we propose a hierarchical fine-tuning strategy with an easy-to-hard schema, improving MT-Ladder's refining performance progressively. The trained MT-Ladder can be seamlessly integrated with any general-purpose LLMs to boost their translation performance. By utilizing Gemma-2B/7B as the backbone, MT-Ladder-2B can elevate raw translations to the level of top-tier open-source models (e.g., refining BigTranslate-13B with +6.91 BLEU and +3.52 COMET for XX-En), and MT-Ladder-7B can further enhance model performance to be on par with the state-of-the-art GPT-4. Extensive ablation and analysis corroborate the effectiveness of MT-Ladder in diverse settings. Our code is available at https://github.com/fzp0424/MT-Ladder

URLs: https://github.com/fzp0424/MT-Ladder

replace-cross HCQA @ Ego4D EgoSchema Challenge 2024

Authors: Haoyu Zhang, Yuquan Xie, Yisen Feng, Zaijing Li, Meng Liu, Liqiang Nie

Abstract: In this report, we present our champion solution for Ego4D EgoSchema Challenge in CVPR 2024. To deeply integrate the powerful egocentric captioning model and question reasoning model, we propose a novel Hierarchical Comprehension scheme for egocentric video Question Answering, named HCQA. It consists of three stages: Fine-grained Caption Generation, Context-driven Summarization, and Inference-guided Answering. Given a long-form video, HCQA captures local detailed visual information and global summarised visual information via Fine-grained Caption Generation and Context-driven Summarization, respectively. Then in Inference-guided Answering, HCQA utilizes this hierarchical information to reason and answer given question. On the EgoSchema blind test set, HCQA achieves 75% accuracy in answering over 5,000 human curated multiple-choice questions. Our code will be released at https://github.com/Hyu-Zhang/HCQA.

URLs: https://github.com/Hyu-Zhang/HCQA.

replace-cross RuleR: Improving LLM Controllability by Rule-based Data Recycling

Authors: Ming Li, Han Chen, Chenguang Wang, Dang Nguyen, Dianqi Li, Tianyi Zhou

Abstract: Despite the remarkable advancement of Large language models (LLMs), they still lack delicate controllability under sophisticated constraints, which is critical to enhancing their response quality and the user experience. While conditional supervised fine-tuning (SFT) can potentially improve LLM controllability, curating new SFT data to fulfill the constraints usually relies on human experts or proprietary LLMs, which is time-consuming and expensive. To bridge this gap, we propose Rule-based Data Recycling (RuleR), a human/LLM-free data augmentation method incorporating multiple constraints into the original SFT data. Instead of creating new responses from scratch, RuleR integrates linguistic or formatting rules into the original instructions and modifies the responses to fulfill the rule-defined constraints. Training on the "recycled" data consolidates LLMs capability to generate constrained outputs. Extensive experiments demonstrate RuleR's effectiveness in improving LLM controllability while maintaining general instruction-following performance. RuleR's code is released on https://github.com/tianyi-lab/RuleR.

URLs: https://github.com/tianyi-lab/RuleR.

replace-cross MEReQ: Max-Ent Residual-Q Inverse RL for Sample-Efficient Alignment from Intervention

Authors: Yuxin Chen, Chen Tang, Chenran Li, Ran Tian, Wei Zhan, Peter Stone, Masayoshi Tomizuka

Abstract: Aligning robot behavior with human preferences is crucial for deploying embodied AI agents in human-centered environments. A promising solution is interactive imitation learning from human intervention, where a human expert observes the policy's execution and provides interventions as feedback. However, existing methods often fail to utilize the prior policy efficiently to facilitate learning, thus hindering sample efficiency. In this work, we introduce MEReQ (Maximum-Entropy Residual-Q Inverse Reinforcement Learning), designed for sample-efficient alignment from human intervention. Instead of inferring the complete human behavior characteristics, MEReQ infers a residual reward function that captures the discrepancy between the human expert's and the prior policy's underlying reward functions. It then employs Residual Q-Learning (RQL) to align the policy with human preferences using this residual reward function. Extensive evaluations on simulated and real-world tasks demonstrate that MEReQ achieves sample-efficient policy alignment from human intervention.

replace-cross Jump Starting Bandits with LLM-Generated Prior Knowledge

Authors: Parand A. Alamdari, Yanshuai Cao, Kevin H. Wilson

Abstract: We present substantial evidence demonstrating the benefits of integrating Large Language Models (LLMs) with a Contextual Multi-Armed Bandit framework. Contextual bandits have been widely used in recommendation systems to generate personalized suggestions based on user-specific contexts. We show that LLMs, pre-trained on extensive corpora rich in human knowledge and preferences, can simulate human behaviours well enough to jump-start contextual multi-armed bandits to reduce online learning regret. We propose an initialization algorithm for contextual bandits by prompting LLMs to produce a pre-training dataset of approximate human preferences for the bandit. This significantly reduces online learning regret and data-gathering costs for training such models. Our approach is validated empirically through two sets of experiments with different bandit setups: one which utilizes LLMs to serve as an oracle and a real-world experiment utilizing data from a conjoint survey experiment.

replace-cross Agentless: Demystifying LLM-based Software Engineering Agents

Authors: Chunqiu Steven Xia, Yinlin Deng, Soren Dunn, Lingming Zhang

Abstract: Recent advancements in large language models (LLMs) have significantly advanced the automation of software development tasks, including code synthesis, program repair, and test generation. More recently, researchers and industry practitioners have developed various autonomous LLM agents to perform end-to-end software development tasks. These agents are equipped with the ability to use tools, run commands, observe feedback from the environment, and plan for future actions. However, the complexity of these agent-based approaches, together with the limited abilities of current LLMs, raises the following question: Do we really have to employ complex autonomous software agents? To attempt to answer this question, we build Agentless -- an agentless approach to automatically solve software development problems. Compared to the verbose and complex setup of agent-based approaches, Agentless employs a simplistic three-phase process of localization, repair, and patch validation, without letting the LLM decide future actions or operate with complex tools. Our results on the popular SWE-bench Lite benchmark show that surprisingly the simplistic Agentless is able to achieve both the highest performance (32.00%, 96 correct fixes) and low cost ($0.70) compared with all existing open-source software agents! Furthermore, we manually classified the problems in SWE-bench Lite and found problems with exact ground truth patch or insufficient/misleading issue descriptions. As such, we construct SWE-bench Lite-S by excluding such problematic issues to perform more rigorous evaluation and comparison. Our work highlights the current overlooked potential of a simple, interpretable technique in autonomous software development. We hope Agentless will help reset the baseline, starting point, and horizon for autonomous software agents, and inspire future work along this crucial direction.

replace-cross INDICT: Code Generation with Internal Dialogues of Critiques for Both Security and Helpfulness

Authors: Hung Le, Yingbo Zhou, Caiming Xiong, Silvio Savarese, Doyen Sahoo

Abstract: Large language models (LLMs) for code are typically trained to align with natural language instructions to closely follow their intentions and requirements. However, in many practical scenarios, it becomes increasingly challenging for these models to navigate the intricate boundary between helpfulness and safety, especially against highly complex yet potentially malicious instructions. In this work, we introduce INDICT: a new framework that empowers LLMs with Internal Dialogues of Critiques for both safety and helpfulness guidance. The internal dialogue is a dual cooperative system between a safety-driven critic and a helpfulness-driven critic. Each critic provides analysis against the given task and corresponding generated response, equipped with external knowledge queried through relevant code snippets and tools like web search and code interpreter. We engage the dual critic system in both code generation stage as well as code execution stage, providing preemptive and post-hoc guidance respectively to LLMs. We evaluated INDICT on 8 diverse tasks across 8 programming languages from 5 benchmarks, using LLMs from 7B to 70B parameters. We observed that our approach can provide an advanced level of critiques of both safety and helpfulness analysis, significantly improving the quality of output codes ($+10\%$ absolute improvements in all models).

replace-cross Knowledge Composition using Task Vectors with Learned Anisotropic Scaling

Authors: Frederic Z. Zhang, Paul Albert, Cristian Rodriguez-Opazo, Anton van den Hengel, Ehsan Abbasnejad

Abstract: Pre-trained models produce strong generic representations that can be adapted via fine-tuning. The learned weight difference relative to the pre-trained model, known as a task vector, characterises the direction and stride of fine-tuning. The significance of task vectors is such that simple arithmetic operations on them can be used to combine diverse representations from different domains. This paper builds on these properties of task vectors and aims to answer (1) whether components of task vectors, particularly parameter blocks, exhibit similar characteristics, and (2) how such blocks can be used to enhance knowledge composition and transfer. To this end, we introduce aTLAS, an algorithm that linearly combines parameter blocks with different learned coefficients, resulting in anisotropic scaling at the task vector level. We show that such linear combinations explicitly exploit the low intrinsic dimensionality of pre-trained models, with only a few coefficients being the learnable parameters. Furthermore, composition of parameter blocks leverages the already learned representations, thereby reducing the dependency on large amounts of data. We demonstrate the effectiveness of our method in task arithmetic, few-shot recognition and test-time adaptation, with supervised or unsupervised objectives. In particular, we show that (1) learned anisotropic scaling allows task vectors to be more disentangled, causing less interference in composition; (2) task vector composition excels with scarce or no labeled data and is less prone to domain shift, thus leading to better generalisability; (3) mixing the most informative parameter blocks across different task vectors prior to training can reduce the memory footprint and improve the flexibility of knowledge transfer. Moreover, we show the potential of aTLAS as a PEFT method, particularly with less data, and demonstrate its scalibility.

replace-cross Waterfall: Framework for Robust and Scalable Text Watermarking and Provenance for LLMs

Authors: Gregory Kang Ruey Lau, Xinyuan Niu, Hieu Dao, Jiangwei Chen, Chuan-Sheng Foo, Bryan Kian Hsiang Low

Abstract: Protecting intellectual property (IP) of text such as articles and code is increasingly important, especially as sophisticated attacks become possible, such as paraphrasing by large language models (LLMs) or even unauthorized training of LLMs on copyrighted text to infringe such IP. However, existing text watermarking methods are not robust enough against such attacks nor scalable to millions of users for practical implementation. In this paper, we propose Waterfall, the first training-free framework for robust and scalable text watermarking applicable across multiple text types (e.g., articles, code) and languages supportable by LLMs, for general text and LLM data provenance. Waterfall comprises several key innovations, such as being the first to use LLM as paraphrasers for watermarking along with a novel combination of techniques that are surprisingly effective in achieving robust verifiability and scalability. We empirically demonstrate that Waterfall achieves significantly better scalability, robust verifiability, and computational efficiency compared to SOTA article-text watermarking methods, and showed how it could be directly applied to the watermarking of code. We also demonstrated that Waterfall can be used for LLM data provenance, where the watermarks of LLM training data can be detected in LLM output, allowing for detection of unauthorized use of data for LLM training and potentially enabling model-centric watermarking of open-sourced LLMs which has been a limitation of existing LLM watermarking works. Our code is available at https://github.com/aoi3142/Waterfall.

URLs: https://github.com/aoi3142/Waterfall.

replace-cross Backdoor Graph Condensation

Authors: Jiahao Wu, Ning Lu, Zeiyu Dai, Wenqi Fan, Shengcai Liu, Qing Li, Ke Tang

Abstract: Recently, graph condensation has emerged as a prevalent technique to improve the training efficiency for graph neural networks (GNNs). It condenses a large graph into a small one such that a GNN trained on this small synthetic graph can achieve comparable performance to a GNN trained on the large graph. However, while existing graph condensation studies mainly focus on the best trade-off between graph size and the GNNs' performance (model utility), the security issues of graph condensation have not been studied. To bridge this research gap, we propose the task of backdoor graph condensation. Effective backdoor attacks on graph condensation aim to (1) maintain the quality and utility of condensed graphs despite trigger injections and (2) ensure trigger effectiveness through the condensation process, yielding a high attack success rate. To pursue the objectives, we devise the first backdoor attack against graph condensation, denoted as BGC, where effective attack is launched by consistently updating triggers throughout condensation and focusing on poisoning representative nodes. The extensive experiments demonstrate the effectiveness of our attack. BGC achieves a high attack success rate (close to 1.0) and good model utility in all cases. Furthermore, the results against multiple defense methods demonstrate BGC's resilience under their defenses. Finally, we conduct studies to analyze the factors that influence the attack performance.

replace-cross Characterizing and Understanding HGNN Training on GPUs

Authors: Dengke Han, Mingyu Yan, Xiaochun Ye, Dongrui Fan

Abstract: Owing to their remarkable representation capabilities for heterogeneous graph data, Heterogeneous Graph Neural Networks (HGNNs) have been widely adopted in many critical real-world domains such as recommendation systems and medical analysis. Prior to their practical application, identifying the optimal HGNN model parameters tailored to specific tasks through extensive training is a time-consuming and costly process. To enhance the efficiency of HGNN training, it is essential to characterize and analyze the execution semantics and patterns within the training process to identify performance bottlenecks. In this study, we conduct an in-depth quantification and analysis of two mainstream HGNN training scenarios, including single-GPU and multi-GPU distributed training. Based on the characterization results, we disclose the performance bottlenecks and their underlying causes in different HGNN training scenarios and provide optimization guidelines from both software and hardware perspectives.

replace-cross Data selection method for assessment of autonomous vehicles

Authors: Linh Trinh, Ali Anwar, Siegfried Mercelis

Abstract: As the popularity of autonomous vehicles has grown, many standards and regulators, such as ISO, NHTSA, and Euro NCAP, require safety validation to ensure a sufficient level of safety before deploying them in the real world. Manufacturers gather a large amount of public road data for this purpose. However, the majority of these validation activities are done manually by humans. Furthermore, the data used to validate each driving feature may differ. As a result, it is essential to have an efficient data selection method that can be used flexibly and dynamically for verification and validation while also accelerating the validation process. In this paper, we present a data selection method that is practical, flexible, and efficient for assessment of autonomous vehicles. Our idea is to optimize the similarity between the metadata distribution of the selected data and a predefined metadata distribution that is expected for validation. Our experiments on the large dataset BDD100K show that our method can perform data selection tasks efficiently. These results demonstrate that our methods are highly reliable and can be used to select appropriate data for the validation of various safety functions.

replace-cross Unraveling Molecular Structure: A Multimodal Spectroscopic Dataset for Chemistry

Authors: Marvin Alberts, Oliver Schilter, Federico Zipoli, Nina Hartrampf, Teodoro Laino

Abstract: Spectroscopic techniques are essential tools for determining the structure of molecules. Different spectroscopic techniques, such as Nuclear magnetic resonance (NMR), Infrared spectroscopy, and Mass Spectrometry, provide insight into the molecular structure, including the presence or absence of functional groups. Chemists leverage the complementary nature of the different methods to their advantage. However, the lack of a comprehensive multimodal dataset, containing spectra from a variety of spectroscopic techniques, has limited machine-learning approaches mostly to single-modality tasks for predicting molecular structures from spectra. Here we introduce a dataset comprising simulated $^1$H-NMR, $^{13}$C-NMR, HSQC-NMR, Infrared, and Mass spectra (positive and negative ion modes) for 790k molecules extracted from chemical reactions in patent data. This dataset enables the development of foundation models for integrating information from multiple spectroscopic modalities, emulating the approach employed by human experts. Additionally, we provide benchmarks for evaluating single-modality tasks such as structure elucidation, predicting the spectra for a target molecule, and functional group predictions. This dataset has the potential automate structure elucidation, streamlining the molecular discovery pipeline from synthesis to structure determination. The dataset and code for the benchmarks can be found at https://rxn4chemistry.github.io/multimodal-spectroscopic-dataset.

URLs: https://rxn4chemistry.github.io/multimodal-spectroscopic-dataset.

replace-cross Self-supervised pre-training with diffusion model for few-shot landmark detection in x-ray images

Authors: Roberto Di Via, Francesca Odone, Vito Paolo Pastore

Abstract: Deep neural networks have been extensively applied in the medical domain for various tasks, including image classification, segmentation, and landmark detection. However, their application is often hindered by data scarcity, both in terms of available annotations and images. This study introduces a novel application of denoising diffusion probabilistic models (DDPMs) to the landmark detection task, specifically addressing the challenge of limited annotated data in x-ray imaging. Our key innovation lies in leveraging DDPMs for self-supervised pre-training in landmark detection, a previously unexplored approach in this domain. This method enables accurate landmark detection with minimal annotated training data (as few as 50 images), surpassing both ImageNet supervised pre-training and traditional self-supervised techniques across three popular x-ray benchmark datasets. To our knowledge, this work represents the first application of diffusion models for self-supervised learning in landmark detection, which may offer a valuable pre-training approach in few-shot regimes, for mitigating data scarcity.

replace-cross HDRGS: High Dynamic Range Gaussian Splatting

Authors: Jiahao Wu, Lu Xiao, Chao Wang, Rui Peng, Kaiqiang Xiong, Ronggang Wang

Abstract: Recent years have witnessed substantial advancements in the field of 3D reconstruction from 2D images, particularly following the introduction of the neural radiance field (NeRF) technique. However, reconstructing a 3D high dynamic range (HDR) radiance field, which aligns more closely with real-world conditions, from 2D multi-exposure low dynamic range (LDR) images continues to pose significant challenges. Approaches to this issue fall into two categories: grid-based and implicit-based. Implicit methods, using multi-layer perceptrons (MLP), face inefficiencies, limited solvability, and overfitting risks. Conversely, grid-based methods require significant memory and struggle with image quality and long training times. In this paper, we introduce Gaussian Splatting-a recent, high-quality, real-time 3D reconstruction technique-into this domain. We further develop the High Dynamic Range Gaussian Splatting (HDR-GS) method, designed to address the aforementioned challenges. This method enhances color dimensionality by including luminance and uses an asymmetric grid for tone-mapping, swiftly and precisely converting pixel irradiance to color. Our approach improves HDR scene recovery accuracy and integrates a novel coarse-to-fine strategy to speed up model convergence, enhancing robustness against sparse viewpoints and exposure extremes, and preventing local optima. Extensive testing confirms that our method surpasses current state-of-the-art techniques in both synthetic and real-world scenarios.

replace-cross Context-Aware Assistant Selection for Improved Inference Acceleration with Large Language Models

Authors: Jerry Huang, Prasanna Parthasarathi, Mehdi Rezagholizadeh, Sarath Chandar

Abstract: Despite their widespread adoption, large language models (LLMs) remain prohibitive to use under resource constraints, with their ever growing sizes only increasing the barrier for use. One noted issue is the high latency associated with auto-regressive generation, rendering large LLMs use dependent on advanced computing infrastructure. Assisted decoding, where a smaller draft model guides a larger target model's generation, has helped alleviate this, but remains dependent on alignment between the two models. Thus if the draft model is insufficiently capable on some domain relative to the target model, performance can degrade. Alternatively, one can leverage multiple draft models to better cover the expertise of the target, but when multiple black-box draft models are available, selecting an assistant without details about its construction can be difficult. To better understand this decision making problem, we observe it as a contextual bandit, where a policy must choose a draft model based on a context. We show that even without prior knowledge of the draft models, creating an offline dataset from only outputs of independent draft/target models and training a policy over the alignment of these outputs can accelerate performance on multiple domains provided the candidates are effective. Further results show this to hold on various settings with multiple assisted decoding candidates, highlighting its flexibility and the advantageous role that such decision making can play.

replace-cross FEDKIM: Adaptive Federated Knowledge Injection into Medical Foundation Models

Authors: Xiaochen Wang, Jiaqi Wang, Houping Xiao, Jinghui Chen, Fenglong Ma

Abstract: Foundation models have demonstrated remarkable capabilities in handling diverse modalities and tasks, outperforming conventional artificial intelligence (AI) approaches that are highly task-specific and modality-reliant. In the medical domain, however, the development of comprehensive foundation models is constrained by limited access to diverse modalities and stringent privacy regulations. To address these constraints, this study introduces a novel knowledge injection approach, FedKIM, designed to scale the medical foundation model within a federated learning framework. FedKIM leverages lightweight local models to extract healthcare knowledge from private data and integrates this knowledge into a centralized foundation model using a designed adaptive Multitask Multimodal Mixture Of Experts (M3OE) module. This method not only preserves privacy but also enhances the model's ability to handle complex medical tasks involving multiple modalities. Our extensive experiments across twelve tasks in seven modalities demonstrate the effectiveness of FedKIM in various settings, highlighting its potential to scale medical foundation models without direct access to sensitive data.

replace-cross Enhancing Preference-based Linear Bandits via Human Response Time

Authors: Shen Li, Yuyang Zhang, Zhaolin Ren, Claire Liang, Na Li, Julie A. Shah

Abstract: Interactive preference learning systems present humans with queries as pairs of options; humans then select their preferred choice, allowing the system to infer preferences from these binary choices. While binary choice feedback is simple and widely used, it offers limited information about preference strength. To address this, we leverage human response times, which inversely correlate with preference strength, as complementary information. We introduce a computationally efficient method based on the EZ-diffusion model, combining choices and response times to estimate the underlying human utility function. Theoretical and empirical comparisons with traditional choice-only estimators show that for queries where humans have strong preferences (i.e., "easy" queries), response times provide valuable complementary information and enhance utility estimates. We integrate this estimator into preference-based linear bandits for fixed-budget best-arm identification. Simulations on three real-world datasets demonstrate that incorporating response times significantly accelerates preference learning.

replace-cross Aligning Machine and Human Visual Representations across Abstraction Levels

Authors: Lukas Muttenthaler, Klaus Greff, Frieda Born, Bernhard Spitzer, Simon Kornblith, Michael C. Mozer, Klaus-Robert M\"uller, Thomas Unterthiner, Andrew K. Lampinen

Abstract: Deep neural networks have achieved success across a wide range of applications, including as models of human behavior in vision tasks. However, neural network training and human learning differ in fundamental ways, and neural networks often fail to generalize as robustly as humans do, raising questions regarding the similarity of their underlying representations. What is missing for modern learning systems to exhibit more human-like behavior? We highlight a key misalignment between vision models and humans: whereas human conceptual knowledge is hierarchically organized from fine- to coarse-scale distinctions, model representations do not accurately capture all these levels of abstraction. To address this misalignment, we first train a teacher model to imitate human judgments, then transfer human-like structure from its representations into pretrained state-of-the-art vision foundation models. These human-aligned models more accurately approximate human behavior and uncertainty across a wide range of similarity tasks, including a new dataset of human judgments spanning multiple levels of semantic abstractions. They also perform better on a diverse set of machine learning tasks, increasing generalization and out-of-distribution robustness. Thus, infusing neural networks with additional human knowledge yields a best-of-both-worlds representation that is both more consistent with human cognition and more practically useful, thus paving the way toward more robust, interpretable, and human-like artificial intelligence systems.

replace-cross To CoT or not to CoT? Chain-of-thought helps mainly on math and symbolic reasoning

Authors: Zayne Sprague, Fangcong Yin, Juan Diego Rodriguez, Dongwei Jiang, Manya Wadhwa, Prasann Singhal, Xinyu Zhao, Xi Ye, Kyle Mahowald, Greg Durrett

Abstract: Chain-of-thought (CoT) via prompting is the de facto method for eliciting reasoning capabilities from large language models (LLMs). But for what kinds of tasks is this extra ``thinking'' really helpful? To analyze this, we conducted a quantitative meta-analysis covering over 100 papers using CoT and ran our own evaluations of 20 datasets across 14 models. Our results show that CoT gives strong performance benefits primarily on tasks involving math or logic, with much smaller gains on other types of tasks. On MMLU, directly generating the answer without CoT leads to almost identical accuracy as CoT unless the question or model's response contains an equals sign, indicating symbolic operations and reasoning. Following this finding, we analyze the behavior of CoT on these problems by separating planning and execution and comparing against tool-augmented LLMs. Much of CoT's gain comes from improving symbolic execution, but it underperforms relative to using a symbolic solver. Our results indicate that CoT can be applied selectively, maintaining performance while saving inference costs. Furthermore, they suggest a need to move beyond prompt-based CoT to new paradigms that better leverage intermediate computation across the whole range of LLM applications.

replace-cross Neural Networks Generalize on Low Complexity Data

Authors: Sourav Chatterjee, Timothy Sudijono

Abstract: We show that feedforward neural networks with ReLU activation generalize on low complexity data, suitably defined. Given i.i.d. data generated from a simple programming language, the minimum description length (MDL) feedforward neural network which interpolates the data generalizes with high probability. We define this simple programming language, along with a notion of description length of such networks. We provide several examples on basic computational tasks, such as checking primality of a natural number, and more. For primality testing, our theorem shows the following. Suppose that we draw an i.i.d. sample of $\Theta(N^{\delta}\ln N)$ numbers uniformly at random from $1$ to $N$, where $\delta\in (0,1)$. For each number $x_i$, let $y_i = 1$ if $x_i$ is a prime and $0$ if it is not. Then with high probability, the MDL network fitted to this data accurately answers whether a newly drawn number between $1$ and $N$ is a prime or not, with test error $\leq O(N^{-\delta})$. Note that the network is not designed to detect primes; minimum description learning discovers a network which does so.

replace-cross Performance and Power: Systematic Evaluation of AI Workloads on Accelerators with CARAML

Authors: Chelsea Maria John, Stepan Nassyr, Carolin Penke, Andreas Herten

Abstract: The rapid advancement of machine learning (ML) technologies has driven the development of specialized hardware accelerators designed to facilitate more efficient model training. This paper introduces the CARAML benchmark suite, which is employed to assess performance and energy consumption during the training of transformer-based large language models and computer vision models on a range of hardware accelerators, including systems from NVIDIA, AMD, and Graphcore. CARAML provides a compact, automated, extensible, and reproducible framework for assessing the performance and energy of ML workloads across various novel hardware architectures. The design and implementation of CARAML, along with a custom power measurement tool called jpwr, are discussed in detail.

replace-cross Towards Safe Multilingual Frontier AI

Authors: Art\=urs Kanepajs, Vladimir Ivanov, Richard Moulange

Abstract: Linguistically inclusive LLMs -- which maintain good performance regardless of the language with which they are prompted -- are necessary for the diffusion of AI benefits around the world. Multilingual jailbreaks that rely on language translation to evade safety measures undermine the safe and inclusive deployment of AI systems. We provide policy recommendations to enhance the multilingual capabilities of AI while mitigating the risks of multilingual jailbreaks. We examine how a language's level of resourcing relates to how vulnerable LLMs are to multilingual jailbreaks in that language. We do this by testing five advanced AI models across 24 official languages of the EU. Building on prior research, we propose policy actions that align with the EU legal landscape and institutional framework to address multilingual jailbreaks, while promoting linguistic inclusivity. These include mandatory assessments of multilingual capabilities and vulnerabilities, public opinion research, and state support for multilingual AI development. The measures aim to improve AI safety and functionality through EU policy initiatives, guiding the implementation of the EU AI Act and informing regulatory efforts of the European AI Office.

replace-cross Tabular Data Generation using Binary Diffusion

Authors: Vitaliy Kinakh, Slava Voloshynovskiy

Abstract: Generating synthetic tabular data is critical in machine learning, especially when real data is limited or sensitive. Traditional generative models often face challenges due to the unique characteristics of tabular data, such as mixed data types and varied distributions, and require complex preprocessing or large pretrained models. In this paper, we introduce a novel, lossless binary transformation method that converts any tabular data into fixed-size binary representations, and a corresponding new generative model called Binary Diffusion, specifically designed for binary data. Binary Diffusion leverages the simplicity of XOR operations for noise addition and removal and employs binary cross-entropy loss for training. Our approach eliminates the need for extensive preprocessing, complex noise parameter tuning, and pretraining on large datasets. We evaluate our model on several popular tabular benchmark datasets, demonstrating that Binary Diffusion outperforms existing state-of-the-art models on Travel, Adult Income, and Diabetes datasets while being significantly smaller in size. Code and models are available at: https://github.com/vkinakh/binary-diffusion-tabular

URLs: https://github.com/vkinakh/binary-diffusion-tabular

replace-cross Harmful Fine-tuning Attacks and Defenses for Large Language Models: A Survey

Authors: Tiansheng Huang, Sihao Hu, Fatih Ilhan, Selim Furkan Tekin, Ling Liu

Abstract: Recent research demonstrates that the nascent fine-tuning-as-a-service business model exposes serious safety concerns -- fine-tuning over a few harmful data uploaded by the users can compromise the safety alignment of the model. The attack, known as harmful fine-tuning, has raised a broad research interest among the community. However, as the attack is still new, \textbf{we observe from our miserable submission experience that there are general misunderstandings within the research community.} We in this paper aim to clear some common concerns for the attack setting, and formally establish the research problem. Specifically, we first present the threat model of the problem, and introduce the harmful fine-tuning attack and its variants. Then we systematically survey the existing literature on attacks/defenses/mechanical analysis of the problem. Finally, we outline future research directions that might contribute to the development of the field. Additionally, we present a list of questions of interest, which might be useful to refer to when reviewers in the peer review process question the realism of the experiment/attack/defense setting. A curated list of relevant papers is maintained and made accessible at: \url{https://github.com/git-disl/awesome_LLM-harmful-fine-tuning-papers}.

URLs: https://github.com/git-disl/awesome_LLM-harmful-fine-tuning-papers

replace-cross Multi-hypotheses Conditioned Point Cloud Diffusion for 3D Human Reconstruction from Occluded Images

Authors: Donghwan Kim, Tae-Kyun Kim

Abstract: 3D human shape reconstruction under severe occlusion due to human-object or human-human interaction is a challenging problem. Parametric models i.e., SMPL(-X), which are based on the statistics across human shapes, can represent whole human body shapes but are limited to minimally-clothed human shapes. Implicit-function-based methods extract features from the parametric models to employ prior knowledge of human bodies and can capture geometric details such as clothing and hair. However, they often struggle to handle misaligned parametric models and inpaint occluded regions given a single RGB image. In this work, we propose a novel pipeline, MHCDIFF, Multi-hypotheses Conditioned Point Cloud Diffusion, composed of point cloud diffusion conditioned on probabilistic distributions for pixel-aligned detailed 3D human reconstruction under occlusion. Compared to previous implicit-function-based methods, the point cloud diffusion model can capture the global consistent features to generate the occluded regions, and the denoising process corrects the misaligned SMPL meshes. The core of MHCDIFF is extracting local features from multiple hypothesized SMPL(-X) meshes and aggregating the set of features to condition the diffusion model. In the experiments on CAPE and MultiHuman datasets, the proposed method outperforms various SOTA methods based on SMPL, implicit functions, point cloud diffusion, and their combined, under synthetic and real occlusions. Our code is publicly available at https://donghwankim0101.github.io/projects/mhcdiff/ .

URLs: https://donghwankim0101.github.io/projects/mhcdiff/

replace-cross Enhancing GANs with Contrastive Learning-Based Multistage Progressive Finetuning SNN and RL-Based External Optimization

Authors: Osama Mustafa

Abstract: Generative Adversarial Networks (GANs) have been at the forefront of image synthesis, especially in medical fields like histopathology, where they help address challenges such as data scarcity, patient privacy, and class imbalance. However, several inherent and domain-specific issues remain. For GANs, training instability, mode collapse, and insufficient feedback from binary classification can undermine performance. These challenges are particularly pronounced with high-resolution histopathology images due to their complex feature representation and high spatial detail. In response to these challenges, this work proposes a novel framework integrating a contrastive learning-based Multistage Progressive Finetuning Siamese Neural Network (MFT-SNN) with a Reinforcement Learning-based External Optimizer (RL-EO). The MFT-SNN improves feature similarity extraction in histopathology data, while the RL-EO acts as a reward-based guide to balance GAN training, addressing mode collapse and enhancing output quality. The proposed approach is evaluated against state-of-the-art (SOTA) GAN models and demonstrates superior performance across multiple metrics.

replace-cross Stream-level flow matching from a Bayesian decision theoretic perspective

Authors: Ganchao Wei, Li Ma

Abstract: Flow matching (FM) is a family of training algorithms for fitting continuous normalizing flows (CNFs). A standard approach to FM, called conditional flow matching (CFM), exploits the fact that the marginal vector field of a CNF can be learned by fitting least-square regression to the so-called conditional vector field specified given one or both ends of the flow path. We show that viewing CFM training from a Bayesian decision theoretic perspective on parameter estimation opens the door to generalizations of CFM algorithms. We propose one such extension by introducing a CFM algorithm based on defining conditional probability paths given what we refer to as ``streams'', instances of latent stochastic paths that connect pairs of noise and observed data. Further, we advocate the modeling of these latent streams using Gaussian processes (GPs). The unique distributional properties of GPs, and in particular the fact that the velocity of a GP is still a GP, allows drawing samples from the resulting stream-augmented conditional probability path without simulating the actual streams, and hence the ``simulation-free" nature of CFM training is preserved. We show that this generalization of the CFM can substantially reduce the variance in the estimated marginal vector field at a moderate computational cost, thereby improving the quality of the generated samples under common metrics. Additionally, we show that adopting the GP on the streams allows for flexibly linking multiple related training data points (e.g., time series) and incorporating additional prior information. We empirically validate our claim through both simulations and applications to two hand-written image datasets.

replace-cross Generalizing Consistency Policy to Visual RL with Prioritized Proximal Experience Regularization

Authors: Haoran Li, Zhennan Jiang, Yuhui Chen, Dongbin Zhao

Abstract: With high-dimensional state spaces, visual reinforcement learning (RL) faces significant challenges in exploitation and exploration, resulting in low sample efficiency and training stability. As a time-efficient diffusion model, although consistency models have been validated in online state-based RL, it is still an open question whether it can be extended to visual RL. In this paper, we investigate the impact of non-stationary distribution and the actor-critic framework on consistency policy in online RL, and find that consistency policy was unstable during the training, especially in visual RL with the high-dimensional state space. To this end, we suggest sample-based entropy regularization to stabilize the policy training, and propose a consistency policy with prioritized proximal experience regularization (CP3ER) to improve sample efficiency. CP3ER achieves new state-of-the-art (SOTA) performance in 21 tasks across DeepMind control suite and Meta-world. To our knowledge, CP3ER is the first method to apply diffusion/consistency models to visual RL and demonstrates the potential of consistency models in visual RL. More visualization results are available at https://jzndd.github.io/CP3ER-Page/.

URLs: https://jzndd.github.io/CP3ER-Page/.

replace-cross Sparse Attention Decomposition Applied to Circuit Tracing

Authors: Gabriel Franco, Mark Crovella

Abstract: Many papers have shown that attention heads work in conjunction with each other to perform complex tasks. It's frequently assumed that communication between attention heads is via the addition of specific features to token residuals. In this work we seek to isolate and identify the features used to effect communication and coordination among attention heads in GPT-2 small. Our key leverage on the problem is to show that these features are very often sparsely coded in the singular vectors of attention head matrices. We characterize the dimensionality and occurrence of these signals across the attention heads in GPT-2 small when used for the Indirect Object Identification (IOI) task. The sparse encoding of signals, as provided by attention head singular vectors, allows for efficient separation of signals from the residual background and straightforward identification of communication paths between attention heads. We explore the effectiveness of this approach by tracing portions of the circuits used in the IOI task. Our traces reveal considerable detail not present in previous studies, shedding light on the nature of redundant paths present in GPT-2. And our traces go beyond previous work by identifying features used to communicate between attention heads when performing IOI.

replace-cross A Probabilistic Perspective on Unlearning and Alignment for Large Language Models

Authors: Yan Scholten, Stephan G\"unnemann, Leo Schwinn

Abstract: Comprehensive evaluation of Large Language Models (LLMs) is an open research problem. Existing evaluations rely on deterministic point estimates generated via greedy decoding. However, we find that deterministic evaluations fail to capture the whole output distribution of a model, yielding inaccurate estimations of model capabilities. This is particularly problematic in critical contexts such as unlearning and alignment, where precise model evaluations are crucial. To remedy this, we introduce the first formal probabilistic evaluation framework in LLMs. Namely, we derive novel metrics with high-probability guarantees concerning the output distribution of a model. Our metrics are application-independent and allow practitioners to make more reliable estimates about model capabilities before deployment. Through a case study focused on unlearning, we reveal that deterministic evaluations falsely indicate successful unlearning, whereas our probabilistic evaluations demonstrate that most if not all of the supposedly unlearned information remains accessible in these models. Additionally, we propose a novel unlearning loss based on entropy optimization and adaptive temperature scaling, which significantly improves unlearning in probabilistic settings on recent benchmarks. Our proposed shift from point estimates to probabilistic evaluations of output distributions represents an important step toward comprehensive evaluations of LLMs. Code available at https://github.com/yascho/probabilistic-unlearning

URLs: https://github.com/yascho/probabilistic-unlearning

replace-cross Variational Language Concepts for Interpreting Foundation Language Models

Authors: Hengyi Wang, Shiwei Tan, Zhiqing Hong, Desheng Zhang, Hao Wang

Abstract: Foundation Language Models (FLMs) such as BERT and its variants have achieved remarkable success in natural language processing. To date, the interpretability of FLMs has primarily relied on the attention weights in their self-attention layers. However, these attention weights only provide word-level interpretations, failing to capture higher-level structures, and are therefore lacking in readability and intuitiveness. To address this challenge, we first provide a formal definition of conceptual interpretation and then propose a variational Bayesian framework, dubbed VAriational Language Concept (VALC), to go beyond word-level interpretations and provide concept-level interpretations. Our theoretical analysis shows that our VALC finds the optimal language concepts to interpret FLM predictions. Empirical results on several real-world datasets show that our method can successfully provide conceptual interpretation for FLMs.

replace-cross PAD: Personalized Alignment at Decoding-Time

Authors: Ruizhe Chen, Xiaotian Zhang, Meng Luo, Wenhao Chai, Zuozhu Liu

Abstract: Aligning with personalized preferences, which vary significantly across cultural, educational, and political differences, poses a significant challenge due to the computational costs and data demands of traditional alignment methods. In response, this paper presents Personalized Alignment at Decoding-time (PAD), a novel framework designed to align LLM outputs with diverse personalized preferences during the inference phase, eliminating the need for additional training. By introducing a unique personalized reward modeling strategy, this framework decouples the text generation process from personalized preferences, facilitating the generation of generalizable token-level personalized rewards. The PAD algorithm leverages these rewards to guide the decoding process, dynamically tailoring the base model's predictions to personalized preferences. Extensive experimental results demonstrate that PAD not only outperforms existing training-based alignment methods in terms of aligning with diverse preferences but also shows significant generalizability to preferences unseen during training and scalability across different base models. This work advances the capability of LLMs to meet user needs in real-time applications, presenting a substantial step forward in personalized LLM alignment.

replace-cross Simplicity Prevails: Rethinking Negative Preference Optimization for LLM Unlearning

Authors: Chongyu Fan, Jiancheng Liu, Licong Lin, Jinghan Jia, Ruiqi Zhang, Song Mei, Sijia Liu

Abstract: In this work, we address the problem of large language model (LLM) unlearning, aiming to remove unwanted data influences and associated model capabilities (e.g., copyrighted data or harmful content generation) while preserving essential model utilities, without the need for retraining from scratch. Despite the growing need for LLM unlearning, a principled optimization framework remains lacking. To this end, we revisit the state-of-the-art approach, negative preference optimization (NPO), and identify the issue of reference model bias, which could undermine NPO's effectiveness, particularly when unlearning forget data of varying difficulty. Given that, we propose a simple yet effective unlearning optimization framework, called SimNPO, showing that 'simplicity' in removing the reliance on a reference model (through the lens of simple preference optimization) benefits unlearning. We also provide deeper insights into SimNPO's advantages, supported by analysis using mixtures of Markov chains. Furthermore, we present extensive experiments validating SimNPO's superiority over existing unlearning baselines in benchmarks like TOFU and MUSE, and robustness against relearning attacks. Codes are available at https://github.com/OPTML-Group/Unlearn-Simple.

URLs: https://github.com/OPTML-Group/Unlearn-Simple.

replace-cross A Unified Debiasing Approach for Vision-Language Models across Modalities and Tasks

Authors: Hoin Jung, Taeuk Jang, Xiaoqian Wang

Abstract: Recent advancements in Vision-Language Models (VLMs) have enabled complex multimodal tasks by processing text and image data simultaneously, significantly enhancing the field of artificial intelligence. However, these models often exhibit biases that can skew outputs towards societal stereotypes, thus necessitating debiasing strategies. Existing debiasing methods focus narrowly on specific modalities or tasks, and require extensive retraining. To address these limitations, this paper introduces Selective Feature Imputation for Debiasing (SFID), a novel methodology that integrates feature pruning and low confidence imputation (LCI) to effectively reduce biases in VLMs. SFID is versatile, maintaining the semantic integrity of outputs and costly effective by eliminating the need for retraining. Our experimental results demonstrate SFID's effectiveness across various VLMs tasks including zero-shot classification, text-to-image retrieval, image captioning, and text-to-image generation, by significantly reducing gender biases without compromising performance. This approach not only enhances the fairness of VLMs applications but also preserves their efficiency and utility across diverse scenarios.

replace-cross NoVo: Norm Voting off Hallucinations with Attention Heads in Large Language Models

Authors: Zheng Yi Ho, Siyuan Liang, Sen Zhang, Yibing Zhan, Dacheng Tao

Abstract: Hallucinations in Large Language Models (LLMs) remain a major obstacle, particularly in high-stakes applications where factual accuracy is critical. While representation editing and reading methods have made strides in reducing hallucinations, their heavy reliance on specialised tools and training on in-domain samples, makes them difficult to scale and prone to overfitting. This limits their accuracy gains and generalizability to diverse datasets. This paper presents a lightweight method, Norm Voting (NoVo), which harnesses the untapped potential of attention head norms to dramatically enhance factual accuracy in zero-shot multiple-choice questions (MCQs). NoVo begins by automatically selecting truth-correlated head norms with an efficient, inference-only algorithm using only 30 random samples, allowing NoVo to effortlessly scale to diverse datasets. Afterwards, selected head norms are employed in a simple voting algorithm, which yields significant gains in prediction accuracy. On TruthfulQA MC1, NoVo surpasses the current state-of-the-art and all previous methods by an astounding margin -- at least 19 accuracy points. NoVo demonstrates exceptional generalization to 20 diverse datasets, with significant gains in over 90\% of them, far exceeding all current representation editing and reading methods. NoVo also reveals promising gains to finetuning strategies and building textual adversarial defence. NoVo's effectiveness with head norms opens new frontiers in LLM interpretability, robustness and reliability.

replace-cross Agentic Information Retrieval

Authors: Weinan Zhang, Junwei Liao, Ning Li, Kounianhua Du

Abstract: What will information entry look like in the next generation of digital products? Since the 1970s, user access to relevant information has relied on domain-specific architectures of information retrieval (IR). Over the past two decades, the advent of modern IR systems, including web search engines and personalized recommender systems, has greatly improved the efficiency of retrieving relevant information from vast data corpora. However, the core paradigm of these IR systems remains largely unchanged, relying on filtering a predefined set of candidate items. Since 2022, breakthroughs in large language models (LLMs) have begun transforming how information is accessed, establishing a new technical paradigm. In this position paper, we introduce Agentic Information Retrieval (Agentic IR), a novel IR paradigm shaped by the capabilities of LLM agents. Agentic IR expands the scope of accessible tasks and leverages a suite of new techniques to redefine information retrieval. We discuss three types of cutting-edge applications of agentic IR and the challenges faced. We propose that agentic IR holds promise for generating innovative applications, potentially becoming a central information entry point in future digital ecosystems.

replace-cross GraphCLIP: Enhancing Transferability in Graph Foundation Models for Text-Attributed Graphs

Authors: Yun Zhu, Haizhou Shi, Xiaotang Wang, Yongchao Liu, Yaoke Wang, Boci Peng, Chuntao Hong, Siliang Tang

Abstract: Recently, research on Text-Attributed Graphs (TAGs) has gained significant attention due to the prevalence of free-text node features in real-world applications and the advancements in Large Language Models (LLMs) that bolster TAG methodologies. However, current TAG approaches face two primary challenges: (i) Heavy reliance on label information and (ii) Limited cross-domain zero/few-shot transferability. These issues constrain the scaling of both data and model size, owing to high labor costs and scaling laws, complicating the development of graph foundation models with strong transferability. In this work, we propose the GraphCLIP framework to address these challenges by learning graph foundation models with strong cross-domain zero/few-shot transferability through a self-supervised contrastive graph-summary pretraining method. Specifically, we generate and curate large-scale graph-summary pair data with the assistance of LLMs, and introduce a novel graph-summary pretraining method, combined with invariant learning, to enhance graph foundation models with strong cross-domain zero-shot transferability. For few-shot learning, we propose a novel graph prompt tuning technique aligned with our pretraining objective to mitigate catastrophic forgetting and minimize learning costs. Extensive experiments show the superiority of GraphCLIP in both zero-shot and few-shot settings, while evaluations across various downstream tasks confirm the versatility of GraphCLIP. Our code is available at: https://github.com/ZhuYun97/GraphCLIP

URLs: https://github.com/ZhuYun97/GraphCLIP

replace-cross Sorted Weight Sectioning for Energy-Efficient Unstructured Sparse DNNs on Compute-in-Memory Crossbars

Authors: Matheus Farias, H. T. Kung

Abstract: We introduce $\textit{sorted weight sectioning}$ (SWS): a weight allocation algorithm that places sorted deep neural network (DNN) weight sections on bit-sliced compute-in-memory (CIM) crossbars to reduce analog-to-digital converter (ADC) energy consumption. Data conversions are the most energy-intensive process in crossbar operation. SWS effectively reduces this cost leveraging (1) small weights and (2) zero weights (weight sparsity). DNN weights follow bell-shaped distributions, with most weights near zero. Using SWS, we only need low-order crossbar columns for sections with low-magnitude weights. This reduces the quantity and resolution of ADCs used, exponentially decreasing ADC energy costs without significantly degrading DNN accuracy. Unstructured sparsification further sharpens the weight distribution with small accuracy loss. However, it presents challenges in hardware tracking of zeros: we cannot switch zero rows to other layer weights in unsorted crossbars without index matching. SWS efficiently addresses unstructured sparse models using offline remapping of zeros into earlier sections, which reveals full sparsity potential and maximizes energy efficiency. Our method reduces ADC energy use by 89.5% on unstructured sparse BERT models. Overall, this paper introduces a novel algorithm to promote energy-efficient CIM crossbars for unstructured sparse DNN workloads.

replace-cross Collaboratively adding new knowledge to an LLM

Authors: Rhui Dih Lee, Laura Wynter

Abstract: We address the question of how to successively add new knowledge to an LLM whilst retaining previously-added knowledge. We consider two settings, semi-cooperative and fully-cooperative. Overall, LoRA performs better in most cases than full-fine tuning of all parameters when both new knowledge acquisition and retention of old, including recent, knowledge are taken into account. In the semi-cooperative setting, where datasets are not available after training, MOE mixing, model merging, and LoRA-based orthogonal subspace sequential learning, using a small weight on the orthogonality term, perform well. In the fully-cooperative setting where datasets remain available, joint training and sequential training with replay are both effective approaches with LoRA training generally preferable to full fine-tuning. The codes needed to reproduce the results are provided in an open source repository.

replace-cross Mitigating Forgetting in LLM Supervised Fine-Tuning and Preference Learning

Authors: Heshan Fernando, Han Shen, Parikshit Ram, Yi Zhou, Horst Samulowitz, Nathalie Baracaldo, Tianyi Chen

Abstract: Post-training of pre-trained LLMs, which typically consists of the supervised fine-tuning (SFT) stage and the preference learning (RLHF or DPO) stage, is crucial to effective and safe LLM applications. The widely adopted approach in post-training popular open-source LLMs is to sequentially perform SFT and RLHF/DPO. However, sequential training is sub-optimal in terms of SFT and RLHF/DPO trade-off: the LLM gradually forgets about the first stage's training when undergoing the second stage's training. We theoretically prove the sub-optimality of sequential post-training. Furthermore, we propose a practical joint post-training framework with theoretical convergence guarantees and empirically outperforms sequential post-training framework, while having similar computational cost. Our code is available at https://github.com/heshandevaka/XRIGHT.

URLs: https://github.com/heshandevaka/XRIGHT.

replace-cross M-RewardBench: Evaluating Reward Models in Multilingual Settings

Authors: Srishti Gureja, Lester James V. Miranda, Shayekh Bin Islam, Rishabh Maheshwary, Drishti Sharma, Gusti Winata, Nathan Lambert, Sebastian Ruder, Sara Hooker, Marzieh Fadaee

Abstract: Reward models (RMs) have driven the state-of-the-art performance of LLMs today by enabling the integration of human feedback into the language modeling process. However, RMs are primarily trained and evaluated in English, and their capabilities in multilingual settings remain largely understudied. In this work, we conduct a systematic evaluation of several reward models in multilingual settings. We first construct the first-of-its-kind multilingual RM evaluation benchmark, M-RewardBench, consisting of 2.87k preference instances for 23 typologically diverse languages, that tests the chat, safety, reasoning, and translation capabilities of RMs. We then rigorously evaluate a wide range of reward models on M-RewardBench, offering fresh insights into their performance across diverse languages. We identify a significant gap in RMs' performances between English and non-English languages and show that RM preferences can change substantially from one language to another. We also present several findings on how different multilingual aspects impact RM performance. Specifically, we show that the performance of RMs is improved with improved translation quality. Similarly, we demonstrate that the models exhibit better performance for high-resource languages. We release M-RewardBench dataset and the codebase in this study to facilitate a better understanding of RM evaluation in multilingual settings.

replace-cross Do Robot Snakes Dream like Electric Sheep? Investigating the Effects of Architectural Inductive Biases on Hallucination

Authors: Jerry Huang, Prasanna Parthasarathi, Mehdi Rezagholizadeh, Boxing Chen, Sarath Chandar

Abstract: The growth in prominence of large language models (LLMs) in everyday life can be largely attributed to their generative abilities, yet some of this is also owed to the risks and costs associated with their use. On one front is their tendency to \textit{hallucinate} false or misleading information, limiting their reliability. On another is the increasing focus on the computational limitations associated with traditional self-attention based LLMs, which has brought about new alternatives, in particular recurrent models, meant to overcome them. Yet it remains uncommon to consider these two concerns simultaneously. Do changes in architecture exacerbate/alleviate existing concerns about hallucinations? Do they affect how and where they occur? Through an extensive evaluation, we study how these architecture-based inductive biases affect the propensity to hallucinate. While hallucination remains a general phenomenon not limited to specific architectures, the situations in which they occur and the ease with which specific types of hallucinations can be induced can significantly differ based on the model architecture. These findings highlight the need for better understanding both these problems in conjunction with each other, as well as consider how to design more universal techniques for handling hallucinations.

replace-cross Molecular Dynamics and Machine Learning Unlock Possibilities in Beauty Design -- A Perspective

Authors: Yuzhi Xu, Haowei Ni, Qinhui Gao, Chia-Hua Chang, Yanran Huo, Fanyu Zhao, Shiyu Hu, Wei Xia, Yike Zhang, Radu Grovu, Min He, John. Z. H. Zhang, Yuanqing Wang

Abstract: Computational molecular design -- the endeavor to design molecules, with various missions, aided by machine learning and molecular dynamics approaches, has been widely applied to create valuable new molecular entities, from small molecule therapeutics to protein biologics. In the small data regime, physics-based approaches model the interaction between the molecule being designed and proteins of key physiological functions, providing structural insights into the mechanism. When abundant data has been collected, a quantitative structure-activity relationship (QSAR) can be more directly constructed from experimental data, from which machine learning can distill key insights to guide the design of the next round of experiment design. Machine learning methodologies can also facilitate physical modeling, from improving the accuracy of force fields and extending them to unseen chemical spaces, to more directly enhancing the sampling on the conformational spaces. We argue that these techniques are mature enough to be applied to not just extend the longevity of life, but the beauty it manifests. In this perspective, we review the current frontiers in the research \& development of skin care products, as well as the statistical and physical toolbox applicable to addressing the challenges in this industry. Feasible interdisciplinary research projects are proposed to harness the power of machine learning tools to design innovative, effective, and inexpensive skin care products.

replace-cross Towards Visual Text Design Transfer Across Languages

Authors: Yejin Choi, Jiwan Chung, Sumin Shim, Giyeong Oh, Youngjae Yu

Abstract: Visual text design plays a critical role in conveying themes, emotions, and atmospheres in multimodal formats such as film posters and album covers. Translating these visual and textual elements across languages extends the concept of translation beyond mere text, requiring the adaptation of aesthetic and stylistic features. To address this, we introduce a novel task of Multimodal Style Translation (MuST-Bench), a benchmark designed to evaluate the ability of visual text generation models to perform translation across different writing systems while preserving design intent. Our initial experiments on MuST-Bench reveal that existing visual text generation models struggle with the proposed task due to the inadequacy of textual descriptions in conveying visual design. In response, we introduce SIGIL, a framework for multimodal style translation that eliminates the need for style descriptions. SIGIL enhances image generation models through three innovations: glyph latent for multilingual settings, pretrained VAEs for stable style guidance, and an OCR model with reinforcement learning feedback for optimizing readable character generation. SIGIL outperforms existing baselines by achieving superior style consistency and legibility while maintaining visual fidelity, setting itself apart from traditional description-based approaches. We release MuST-Bench publicly for broader use and exploration https://huggingface.co/datasets/yejinc/MuST-Bench.

URLs: https://huggingface.co/datasets/yejinc/MuST-Bench.

replace-cross Non-rigid Relative Placement through 3D Dense Diffusion

Authors: Eric Cai, Octavian Donca, Ben Eisner, David Held

Abstract: The task of "relative placement" is to predict the placement of one object in relation to another, e.g. placing a mug onto a mug rack. Through explicit object-centric geometric reasoning, recent methods for relative placement have made tremendous progress towards data-efficient learning for robot manipulation while generalizing to unseen task variations. However, they have yet to represent deformable transformations, despite the ubiquity of non-rigid bodies in real world settings. As a first step towards bridging this gap, we propose ``cross-displacement" - an extension of the principles of relative placement to geometric relationships between deformable objects - and present a novel vision-based method to learn cross-displacement through dense diffusion. To this end, we demonstrate our method's ability to generalize to unseen object instances, out-of-distribution scene configurations, and multimodal goals on multiple highly deformable tasks (both in simulation and in the real world) beyond the scope of prior works. Supplementary information and videos can be found at https://sites.google.com/view/tax3d-corl-2024 .

URLs: https://sites.google.com/view/tax3d-corl-2024

replace-cross Not All Heads Matter: A Head-Level KV Cache Compression Method with Integrated Retrieval and Reasoning

Authors: Yu Fu, Zefan Cai, Abedelkadir Asi, Wayne Xiong, Yue Dong, Wen Xiao

Abstract: Key-Value (KV) caching is a common technique to enhance the computational efficiency of Large Language Models (LLMs), but its memory overhead grows rapidly with input length. Prior work has shown that not all tokens are equally important for text generation, proposing layer-level KV cache compression to selectively retain key information. Recognizing the distinct roles of attention heads in generation, we propose HeadKV, a head-level KV cache compression method, and HeadKV-R2, which leverages a novel contextual reasoning ability estimation for compression. Our approach operates at the level of individual heads, estimating their importance for contextual QA tasks that require both retrieval and reasoning capabilities. Extensive experiments across diverse benchmarks (LongBench, LooGLE), model architectures (e.g., Llama-3-8B-Instruct, Mistral-7B-Instruct), and long-context abilities tests demonstrate that our head-level KV cache compression significantly outperforms strong baselines, particularly in low-resource settings (KV size = 64 & 128). Notably, our method retains just 1.5% of the KV cache while achieving 97% of the performance of the full KV cache on the contextual question answering benchmark.

replace-cross Ripple: Accelerating LLM Inference on Smartphones with Correlation-Aware Neuron Management

Authors: Tuowei Wang, Ruwen Fan, Minxing Huang, Zixu Hao, Kun Li, Ting Cao, Youyou Lu, Yaoxue Zhang, Ju Ren

Abstract: Large Language Models (LLMs) have achieved remarkable success across various domains, yet deploying them on mobile devices remains an arduous challenge due to their extensive computational and memory demands. While lightweight LLMs have been developed to fit mobile environments, they suffer from degraded model accuracy. In contrast, sparsity-based techniques minimize DRAM usage by selectively transferring only relevant neurons to DRAM while retaining the full model in external storage, such as flash. However, such approaches are critically limited by numerous I/O operations, particularly on smartphones with severe IOPS constraints. In this paper, we propose Ripple, a novel approach that accelerates LLM inference on smartphones by optimizing neuron placement in flash memory. Ripple leverages the concept of Neuron Co-Activation, where neurons frequently activated together are linked to facilitate continuous read access and optimize data transfer efficiency. Our approach incorporates a two-stage solution: an offline stage that reorganizes neuron placement based on co-activation patterns, and an online stage that employs tailored data access and caching strategies to align well with hardware characteristics. Evaluations conducted on a variety of smartphones and LLMs demonstrate that Ripple achieves up to 5.93x improvements in I/O latency compared to the state-of-the-art. As the first solution to optimize storage placement under sparsity, Ripple explores a new optimization space at the intersection of sparsity-driven algorithm and storage-level system co-design in LLM inference.

replace-cross A Stock Price Prediction Approach Based on Time Series Decomposition and Multi-Scale CNN using OHLCT Images

Authors: Zhiyuan Pei, Jianqi Yan, Jin Yan, Bailing Yang, Ziyuan Li, Lin Zhang, Xin Liu, Yang Zhang

Abstract: Recently, deep learning in stock prediction has become an important branch. Image-based methods show potential by capturing complex visual patterns and spatial correlations, offering advantages in interpretability over time series models. However, image-based approaches are more prone to overfitting, hindering robust predictive performance. To improve accuracy, this paper proposes a novel method, named Sequence-based Multi-scale Fusion Regression Convolutional Neural Network (SMSFR-CNN), for predicting stock price movements in the China A-share market. By utilizing CNN to learn sequential features and combining them with image features, we improve the accuracy of stock trend prediction on the A-share market stock dataset. This approach reduces the search space for image features, stabilizes, and accelerates the training process. Extensive comparative experiments on 4,454 A-share stocks show that the model achieves a 61.15% positive predictive value and a 63.37% negative predictive value for the next 5 days, resulting in a total profit of 165.09%.

replace-cross Counting Ability of Large Language Models and Impact of Tokenization

Authors: Xiang Zhang, Juntai Cao, Chenyu You

Abstract: Transformers, the backbone of modern large language models (LLMs), face inherent architectural limitations that impede their reasoning capabilities. Unlike recurrent networks, Transformers lack recurrent connections, confining them to constant-depth computation. This restriction places them in the complexity class TC$^0$, making them theoretically incapable of solving tasks that demand increasingly deep reasoning as input length grows. Counting, a fundamental component of many reasoning tasks, also requires reasoning depth to grow linearly to be performed inductively. While previous studies have established the upper limits of counting ability in Transformer-based expert models (i.e., models specifically trained for counting tasks), these findings do not directly extend to general-purpose LLMs due to differences in reasoning mechanisms. Recent work has highlighted how Chain of Thought (CoT) reasoning can help alleviate some of the architectural limitations of Transformers in counting tasks. However, little attention has been paid to the role of tokenization in these models. Unlike expert models that often use character-level tokenization, LLMs typically rely on byte-level (BPE) tokenizers, which fundamentally alters the way reasoning is processed. Our work investigates the impact of tokenization on the counting abilities of LLMs, uncovering substantial performance variations based on input tokenization differences. We provide both theoretical and experimental analyses, offering insights into how tokenization choices can undermine models' theoretical computability, thereby inspiring the design of new tokenization methods to enhance reasoning in LLMs.

replace-cross Paved or unpaved? A Deep Learning derived Road Surface Global Dataset from Mapillary Street-View Imagery

Authors: Sukanya Randhawa, Eren Aygun, Guntaj Randhawa, Benjamin Herfort, Sven Lautenbach, Alexander Zipf

Abstract: We have released an open dataset with global coverage on road surface characteristics (paved or unpaved) derived utilising 105 million images from the world's largest crowdsourcing-based street view platform, Mapillary, leveraging state-of-the-art geospatial AI methods. We propose a hybrid deep learning approach which combines SWIN-Transformer based road surface prediction and CLIP-and-DL segmentation based thresholding for filtering of bad quality images. The road surface prediction results have been matched and integrated with OpenStreetMap (OSM) road geometries. This study provides global data insights derived from maps and statistics about spatial distribution of Mapillary coverage and road pavedness on a continent and countries scale, with rural and urban distinction. This dataset expands the availability of global road surface information by over 3 million kilometers, now representing approximately 36% of the total length of the global road network. Most regions showed moderate to high paved road coverage (60-80%), but significant gaps were noted in specific areas of Africa and Asia. Urban areas tend to have near-complete paved coverage, while rural regions display more variability. Model validation against OSM surface data achieved strong performance, with F1 scores for paved roads between 91-97% across continents. Taking forward the work of Mapillary and their contributors and enrichment of OSM road attributes, our work provides valuable insights for applications in urban planning, disaster routing, logistics optimisation and addresses various Sustainable Development Goals (SDGS): especially SDGs 1 (No poverty), 3 (Good health and well-being), 8 (Decent work and economic growth), 9 (Industry, Innovation and Infrastructure), 11 (Sustainable cities and communities), 12 (Responsible consumption and production), and 13 (Climate action).

replace-cross Emergence of Globally Attracting Fixed Points in Deep Neural Networks With Nonlinear Activations

Authors: Amir Joudaki, Thomas Hofmann

Abstract: Understanding how neural networks transform input data across layers is fundamental to unraveling their learning and generalization capabilities. Although prior work has used insights from kernel methods to study neural networks, a global analysis of how the similarity between hidden representations evolves across layers remains underexplored. In this paper, we introduce a theoretical framework for the evolution of the kernel sequence, which measures the similarity between the hidden representation for two different inputs. Operating under the mean-field regime, we show that the kernel sequence evolves deterministically via a kernel map, which only depends on the activation function. By expanding activation using Hermite polynomials and using their algebraic properties, we derive an explicit form for kernel map and fully characterize its fixed points. Our analysis reveals that for nonlinear activations, the kernel sequence converges globally to a unique fixed point, which can correspond to orthogonal or similar representations depending on the activation and network architecture. We further extend our results to networks with residual connections and normalization layers, demonstrating similar convergence behaviors. This work provides new insights into the implicit biases of deep neural networks and how architectural choices influence the evolution of representations across layers.

replace-cross Contextual Representation Anchor Network to Alleviate Selection Bias in Few-Shot Drug Discovery

Authors: Ruifeng Li, Wei Liu, Xiangxin Zhou, Mingqian Li, Qiang Zhang, Hongyang Chen, Xuemin Lin

Abstract: In the drug discovery process, the low success rate of drug candidate screening often leads to insufficient labeled data, causing the few-shot learning problem in molecular property prediction. Existing methods for few-shot molecular property prediction overlook the sample selection bias, which arises from non-random sample selection in chemical experiments. This bias in data representativeness leads to suboptimal performance. To overcome this challenge, we present a novel method named contextual representation anchor Network (CRA), where an anchor refers to a cluster center of the representations of molecules and serves as a bridge to transfer enriched contextual knowledge into molecular representations and enhance their expressiveness. CRA introduces a dual-augmentation mechanism that includes context augmentation, which dynamically retrieves analogous unlabeled molecules and captures their task-specific contextual knowledge to enhance the anchors, and anchor augmentation, which leverages the anchors to augment the molecular representations. We evaluate our approach on the MoleculeNet and FS-Mol benchmarks, as well as in domain transfer experiments. The results demonstrate that CRA outperforms the state-of-the-art by 2.60% and 3.28% in AUC and $\Delta$AUC-PR metrics, respectively, and exhibits superior generalization capabilities.

replace-cross Instruction-Tuned LLMs Succeed in Document-Level MT Without Fine-Tuning -- But BLEU Turns a Blind Eye

Authors: Yirong Sun, Dawei Zhu, Yanjun Chen, Erjia Xiao, Xinghao Chen, Xiaoyu Shen

Abstract: Large language models (LLMs) have excelled in various NLP tasks, including machine translation (MT), yet most studies focus on sentence-level translation. This work investigates the inherent capability of instruction-tuned LLMs for document-level translation (docMT). Unlike prior approaches that require specialized techniques, we evaluate LLMs by directly prompting them to translate entire documents in a single pass. Our results show that this method improves translation quality compared to translating sentences separately, even without document-level fine-tuning. However, this advantage is not reflected in BLEU scores, which often favor sentence-based translations. We propose using the LLM-as-a-judge paradigm for evaluation, where GPT-4 is used to assess document coherence, accuracy, and fluency in a more nuanced way than n-gram-based metrics. Overall, our work demonstrates that instruction-tuned LLMs can effectively leverage document context for translation. However, we caution against using BLEU scores for evaluating docMT, as they often provide misleading outcomes, failing to capture the quality of document-level translation. Code and data are available at https://github.com/EIT-NLP/BLEUless_DocMT

URLs: https://github.com/EIT-NLP/BLEUless_DocMT

replace-cross EEG-Driven 3D Object Reconstruction with Color Consistency and Diffusion Prior

Authors: Xin Xiang, Wenhui Zhou, Guojun Dai

Abstract: EEG-based visual perception reconstruction has become a current research hotspot. Neuroscientific studies have shown that humans can perceive various types of visual information, such as color, shape, and texture, when observing objects. However, existing technical methods often face issues such as inconsistencies in texture, shape, and color between the visual stimulus images and the reconstructed images. In this paper, we propose a method for reconstructing 3D objects with color consistency based on EEG signals. The method adopts a two-stage strategy: in the first stage, we train an implicit neural EEG encoder with the capability of perceiving 3D objects, enabling it to capture regional semantic features; in the second stage, based on the latent EEG codes obtained in the first stage, we integrate a diffusion model, neural style loss, and NeRF to implicitly decode the 3D objects. Finally, through experimental validation, we demonstrate that our method can reconstruct 3D objects with color consistency using EEG.

replace-cross EMOCPD: Efficient Attention-based Models for Computational Protein Design Using Amino Acid Microenvironment

Authors: Xiaoqi Ling, Cheng Cai, Demin Kong, Zhisheng Wei, Jing Wu, Lei Wang, Zhaohong Deng

Abstract: Computational protein design (CPD) refers to the use of computational methods to design proteins. Traditional methods relying on energy functions and heuristic algorithms for sequence design are inefficient and do not meet the demands of the big data era in biomolecules, with their accuracy limited by the energy functions and search algorithms. Existing deep learning methods are constrained by the learning capabilities of the networks, failing to extract effective information from sparse protein structures, which limits the accuracy of protein design. To address these shortcomings, we developed an Efficient attention-based Models for Computational Protein Design using amino acid microenvironment (EMOCPD). It aims to predict the category of each amino acid in a protein by analyzing the three-dimensional atomic environment surrounding the amino acids, and optimize the protein based on the predicted high-probability potential amino acid categories. EMOCPD employs a multi-head attention mechanism to focus on important features in the sparse protein microenvironment and utilizes an inverse residual structure to optimize the network architecture. The proposed EMOCPD achieves over 80% accuracy on the training set and 68.33% and 62.32% accuracy on two independent test sets, respectively, surpassing the best comparative methods by over 10%. In protein design, the thermal stability and protein expression of the predicted mutants from EMOCPD show significant improvements compared to the wild type, effectively validating EMOCPD's potential in designing superior proteins. Furthermore, the predictions of EMOCPD are influenced positively, negatively, or have minimal impact based on the content of the 20 amino acids, categorizing amino acids as positive, negative, or neutral. Research findings indicate that EMOCPD is more suitable for designing proteins with lower contents of negative amino acids.

replace-cross Document Parsing Unveiled: Techniques, Challenges, and Prospects for Structured Information Extraction

Authors: Qintong Zhang, Victor Shea-Jay Huang, Bin Wang, Junyuan Zhang, Zhengren Wang, Hao Liang, Shawn Wang, Matthieu Lin, Conghui He, Wentao Zhang

Abstract: Document parsing is essential for converting unstructured and semi-structured documents-such as contracts, academic papers, and invoices-into structured, machine-readable data. Document parsing extract reliable structured data from unstructured inputs, providing huge convenience for numerous applications. Especially with recent achievements in Large Language Models, document parsing plays an indispensable role in both knowledge base construction and training data generation. This survey presents a comprehensive review of the current state of document parsing, covering key methodologies, from modular pipeline systems to end-to-end models driven by large vision-language models. Core components such as layout detection, content extraction (including text, tables, and mathematical expressions), and multi-modal data integration are examined in detail. Additionally, this paper discusses the challenges faced by modular document parsing systems and vision-language models in handling complex layouts, integrating multiple modules, and recognizing high-density text. It emphasizes the importance of developing larger and more diverse datasets and outlines future research directions.

replace-cross AutoBench-V: Can Large Vision-Language Models Benchmark Themselves?

Authors: Han Bao, Yue Huang, Yanbo Wang, Jiayi Ye, Xiangqi Wang, Xiuying Chen, Mohamed Elhoseiny, Xiangliang Zhang

Abstract: Large Vision-Language Models (LVLMs) have become essential for advancing the integration of visual and linguistic information, facilitating a wide range of complex applications and tasks. However, the evaluation of LVLMs presents significant challenges as the evaluation benchmark always demands lots of human cost for its construction, and remains static, lacking flexibility once constructed. Even though automatic evaluation has been explored in textual modality, the visual modality remains under-explored. As a result, in this work, we address a question: "Can LVLMs serve as a path to automatic benchmarking?". We introduce AutoBench-V, an automated framework for serving evaluation on demand, i.e., benchmarking LVLMs based on specific aspects of model capability. Upon receiving an evaluation capability, AutoBench-V leverages text-to-image models to generate relevant image samples and then utilizes LVLMs to orchestrate visual question-answering (VQA) tasks, completing the evaluation process efficiently and flexibly. Through an extensive evaluation of seven popular LVLMs across five demanded user inputs (i.e., evaluation capabilities), the framework shows effectiveness and reliability. We observe the following: (1) Our constructed benchmark accurately reflects varying task difficulties; (2) As task difficulty rises, the performance gap between models widens; (3) While models exhibit strong performance in abstract level understanding, they underperform in details reasoning tasks; and (4) Constructing a dataset with varying levels of difficulties is critical for a comprehensive and exhaustive evaluation. Overall, AutoBench-V not only successfully utilizes LVLMs for automated benchmarking but also reveals that LVLMs as judges have significant potential in various domains.